COMPTROLLER. Comptroller s Annual Report to the Legislature on State Funds Cash Basis of Accounting FISCAL YEAR ENDED MARCH 31, 2016

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Office of the NEW YORK STATE COMPTROLLER Comptroller s Annual Report to the Legislature on State Funds Cash Basis of Accounting NYS Comptroller THOMAS P. DiNAPOLI Office of Operations Division of Payroll, Accounting and Revenue Services

Additional information relating to New York State finances is available at the Comptroller s website at: www.osc.state.ny.us If you would like to be deleted from our mailing list or if your address has changed, please contact the Bureau of Financial Reporting and Oil Spill Remediation at (518) 474-3277, send an email to FinRep@osc.state.ny.us or write to: Office of the State Comptroller Bureau of Financial Reporting and Oil Spill Remediation 110 State Street - 9 th Floor Albany, NY 12236

OFFICE OF OPERATIONS DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION COMPTROLLER'S ANNUAL REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING TABLE OF CONTENTS Combined Statements of Cash Receipts, Disbursements and Changes in Fund Balances Governmental Funds - Receipts (Graphic Illustration) 6 Governmental Funds - Disbursements (Graphic Illustration) 7 Exhibit A Governmental Funds 8 Exhibit A Supplemental Governmental Funds - State Operating 9 Exhibit B Proprietary Funds 10 Exhibit C Trust Funds 11 Exhibit D General Fund Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - General Fund 12 Exhibit D Special Revenue Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Special Revenue 13 Exhibit D Special Revenue - State Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Special Revenue - State 14 Exhibit D Special Revenue - Federal Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Special Revenue - Federal 15 Exhibit D Debt Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Debt Service 16 Exhibit D Capital Projects Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Capital Projects 17 Exhibit D Capital Projects - State Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Capital Projects - State 18 Exhibit D Capital Projects - Federal Governmental Funds - Budgetary Basis Report - Financial Plan and Actual - Capital Projects - Federal 19 Notes to Financial Statements 20 Combining Statements of Cash Receipts, Disbursements and Changes in Fund Balances Supplementary Schedules Exhibit A-1 General Fund 28 Exhibit A-2 - State Special Revenue Funds - State 30 Exhibit A-2 - Federal Special Revenue Funds - Federal 39 Exhibit A-2 - Summary Special Revenue Funds - State and Federal 41 Exhibit A-3 Debt Service Funds 42 Exhibit A-4 Capital Projects Funds - State and Federal 44 Exhibit B-1 Enterprise Funds 51 Exhibit B-2 Internal Service Funds 53 Exhibit C-1 Pension Trust Fund 54 Exhibit C-2 Private Purpose Trust Funds 55 Exhibit C-3 Agency Funds 56 Exhibit C-4 Sole Custody Funds and Accounts 57 Schedule 1 Governmental Funds - Schedule of Net Tax Receipts 64 Schedule 2 Governmental Funds - Combined Statement of Receipts and Other Financing Sources 65 Schedule 2 Miscellaneous Receipts Governmental Funds - Combined Statement of Receipts and Other Financing Sources 66 Schedule 3 Governmental Funds - Schedule of Tax Receipts: Fiscal Years 2006-07 thru 2015-16 68 Schedule 4 Governmental Funds - Combining Schedule of Tax Receipts 69 Schedule 5 Governmental Funds - State Tax Receipts per Capita: Fiscal Years 2006-07 thru 2015-16 71 Governmental Funds - Receipts: Ten Year Trend Analysis (Graphic Illustration) 72 Governmental Funds - Receipts to Disbursements: Ten Year Trend Analysis (Graphic Illustration) 73 Schedule 6 Governmental Funds - Schedule of Receipts, Disbursements and Other Financing Sources (Uses): Fiscal Years 2006-07 thru 2015-16 74 Schedule 6 Supplemental Governmental Funds - State Operating Funds - Schedule of Receipts, Disbursements and Other Financing Sources (Uses): Fiscal Years 2006-07 thru 2015-16 75 Governmental Funds - Local Assistance Grants (Graphic Illustration) 76 Governmental Funds - Local Assistance Grants by Funding Source (Graphic Illustration) 77

OFFICE OF OPERATIONS DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION COMPTROLLER'S ANNUAL REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING Supplementary Schedules (continued) TABLE OF CONTENTS Schedule 7 Governmental Funds - Local Assistance Disbursements by Program 78 Statement of Appropriation Transactions (in Force): Schedule 8 All Funds by Fund Type 79 Schedule 9 All Funds by Business Unit 80 Schedule of Disbursements of Federal Awards: Schedule 10 American Recovery and Reinvestment Act of 2009: Fiscal Years 2008-09 thru 2015-16 86 Appropriated Loans Receivable: Schedule 11 Summary of Appropriated Loans Receivable Transactions By Fund and Business Unit - Governmental Funds 88 Schedule 12 Summary of Appropriated Loans Receivable Transactions By Fund, Business Unit and Department - General Fund 89 Schedule 13 Summary of Appropriated Loans Receivable Transactions By Fund, Business Unit and Department - Special Revenue Funds 90 Schedule 14 Summary of Appropriated Loans Receivable Transactions By Fund, Business Unit and Department - Capital Projects Funds 91 State Debt Activity: Schedule 15 Statement of State General Obligation Debt Activity 92 Schedule 16 General Obligation Debt - Authorized, Issued and Outstanding 93 Schedule 17 General Obligation Debt - Principal and Interest Payments: Fiscal Years 2006-07 thru 2015-16 94 Schedule 18 Future General Obligation Debt Service Requirements Payable from Debt Service Funds 97 Schedule 19 Debt Service Funds - Lease/Purchase and Other Financing Agreement Disbursements 99 Schedule 20 Future Lease/Purchase and Contractual Obligation Requirements Payable from Debt Service Funds 100 State Debt Outstanding as of March 31: Fiscal Years 2006-07 thru 2015-16 (Graphic Illustration) 102 Schedule 21 State Debt Outstanding as of March 31: Fiscal Years 2006-07 thru 2015-16 103 Schedule 21a State Supported Debt Outstanding as of March 31 Per Capita: Fiscal Years 2006-07 thru 2015-16 104 Schedule 21b State Funded Debt Obligations Outstanding as of March 31 Per Capita: Fiscal Years 2006-07 thru 2015-16 105 Schedule 21c State Related Debt Obligations Outstanding as of March 31 Per Capita: Fiscal Years 2006-07 thru 2015-16 106 Combining Statements of Selected Departmental Disbursements: Schedule 22 General Fund 107 Schedule 23 Special Revenue Funds - State 109 Schedule 24 Special Revenue Funds - Federal 111 Schedule 25 Debt Service Funds 112 Schedule 26 Capital Projects Funds - State 113 Schedule 27 Capital Projects Funds - Federal 114

OFFICE OF OPERATIONS DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION COMPTROLLER'S ANNUAL REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING Supplementary Schedules (continued) TABLE OF CONTENTS Other Supplementary Schedules: Schedule 28 Tax Stabilization Reserve Fund - Statement of Net Cash Transactions: Fiscal Years 1945-46 thru 2015-16 115 Schedule 29 Short-Term Investment Pool: Fiscal Years 2006-07 thru 2015-16 117 Schedule 30 Report of Investment Yields, Portfolio Balances and Interest Earnings 118 Schedule 31 Short-Term Investment Portfolio Balances 119 Schedule 32 Temporary Loans Outstanding: Fiscal Years 2006-07 thru 2015-16 120 Schedule 33 Temporary Loans Outstanding as of March 31, 2016 121 Schedule 34 Summary of Cash Advance Accounts by Business Unit and Department 124 Appendix Fund Structure (Graphic Illustration) 132 Fund Structure and List of Joint Custody Funds 133

OFFICE OF OPERATIONS DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION COMPTROLLER'S ANNUAL REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING GLOSSARY OF ACRONYMS (ACTION) Accelerated Capacity and Transportation Improvements of the Nineties (ARRA) American Recovery and Reinvestment Act of 2009 (CIO) Chief Information Officer (COPS) Certificates of Participation (CUNY) City University of New York (CUTRA) City University Tuition Reimbursement Account (CW/CA) Clean Water / Clean Air (DASNY) Dormitory Authority of the State of New York (DDSO) Developmental Disabilities Services Office (DEC) New York State Department of Environmental Conservation (DHCR) Division of Housing and Community Renewal (DMV) Department of Motor Vehicles (DOCCS) Department of Corrections and Community Supervision (DOH) Department of Health (DOT) Department of Transportation (DSAS) Division of Substance Abuse Services (EFC) New York State Environmental Facilities Corporation (EHS) Employee Health Services (ENCON) New York State Department of Environmental Conservation (EPIC) Elderly Pharmaceutical Insurance Coverage (ERDA) Energy Research and Development Authority (FBI) Federal Bureau of Investigation (FMAP) Federal Medical Assistance Percentage (HCRA) Health Care Reform Act (HESC) Higher Education Services Corporation (HFA) Housing Finance Agency (HHC) Health and Hospital Corporation (HSC) Health Science Center (IOLA) Interest on Lawyer Account (LGAC) New York Local Government Assistance Corporation (LGATF) Local Government Assistance Tax Fund (LLC) Limited Liability Company (MAC) Municipal Assistance Corporation (MBBA) Municipal Bond Bank Agency (MCTD) Metropolitan Commuter Transportation District (MMIS) Medicaid Management Information System (MTA) Metropolitan Transportation Authority (NYC) New York City (NYCCC) New York City County Clerk

OFFICE OF OPERATIONS DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION COMPTROLLER'S ANNUAL REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING (NYT) (OASAS) (OGS) (OMH) (OPWDD) (OSC) (OSHA) (PASNY) (PIT) (RBTF) (RPI) (SPARCS) (SSI) (SSP) (STAR) (STARC) (STRBTF) (SUNY) (TANF) (TFA) (UDC) (UI) (USDA) (VLT) (WGS) (WIC) GLOSSARY OF ACRONYMS New York Network Office of Alcoholism and Substance Abuse Services Office of General Services Office of Mental Health Office for People with Developmental Disabilities Office of the State Comptroller Occupational Safety and Health Administration Power Authority of the State of New York Personal Income Tax Revenue Bond Tax Fund Rensselaer Polytechnic Institute Statewide Planning and Research Cooperative System Supplemental Security Income New York State Supplement Program School Tax Relief Sales Tax Asset Receivable Corporation Sales Tax Revenue Bond Tax Fund State University of New York Temporary Assistance for Needy Families Transitional Finance Agency Urban Development Corporation Unemployment Insurance United States Department of Agriculture Video Lottery Terminal WIC Grants to States Women, Infants and Children Program

GOVERNMENTAL FUNDS - RECEIPTS GENERAL SPECIAL REVENUE Transfers In * 25.6% Other Taxes 2.2% Personal Income Tax 45.9% Personal Income Tax 4.0% Consumption/Use 2.4% Transfers In * 10.4% Miscellaneous Receipts 20.6% Consumption/Use 9.8% Miscellaneous Receipts 8.4% Business Taxes 8.1% Federal Receipts 59.1% Business Taxes 1.9% Other Taxes 1.6% DEBT SERVICE CAPITAL PROJECTS Federal Receipts 0.3% Miscellaneous Receipts 2.1% Other Taxes 4.4% Transfers In * 17.0% Personal Income Tax 49.8% Business Taxes 6.2% Other Taxes 1.2% Federal Receipts 20.9% Consumption/Use 6.2% Transfers In * 28.2% Consumption/Use 26.4% Miscellaneous Receipts 37.3% *Transfers from Other Funds 6

GOVERNMENTAL FUNDS - DISBURSEMENTS GENERAL SPECIAL REVENUE Transfers Out * 16.7% General State Charges 7.9% Departmental Operations 11.7% General State Charges 2.8% Departmental Operations 15.3% Transfers Out * 3.4% Local Assistance Grants 63.7% Local Assistance Grants 78.5% DEBT SERVICE CAPITAL PROJECTS Departmental Operations 0.2% Debt Service 23.7% Transfers Out * 13.8% Local Assistance Grants 24.0% Transfers Out * 76.1% Capital Projects 62.2% *Transfers to Other Funds 7

GOVERNMENTAL FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT A TOTAL GOVERNMENTAL FUNDS GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS 2015-16 2014-15 RECEIPTS: Personal Income Tax... $ 31,956,762 $ 3,334,700 $ 11,763,821 $ - $ 47,055,283 $ 43,709,833 Consumption/Use Taxes... 6,819,371 2,027,752 6,242,519 635,701 15,725,343 15,384,984 Business Taxes... 5,647,308 1,596,956-639,479 7,883,743 8,502,645 Other Taxes... 1,539,409 1,306,235 1,043,960 119,100 4,008,704 3,436,918 Miscellaneous Receipts... 5,842,208 17,117,055 486,548 3,822,525 27,268,336 29,437,525 Federal Receipts... 229 49,104,679 73,247 2,145,374 51,323,529 48,636,693 Total Receipts... 51,805,287 74,487,377 19,610,095 7,362,179 153,264,938 149,108,598 DISBURSEMENTS: Local Assistance Grants: Education... 25,133,656 10,187,651-28,258 35,349,565 33,347,534 Environment and Recreation... 7,420 7,709-306,350 321,479 315,309 General Government... 1,010,655 259,882-303,423 1,573,960 1,358,364 Public Health: Medicaid... 13,005,715 36,658,576 - - 49,664,291 47,642,930 Other Public Health... 860,319 5,868,252-144,858 6,873,429 5,154,862 Public Safety... 132,884 1,994,342-101,835 2,229,061 2,718,169 Public Welfare... 2,932,762 4,744,636-129,381 7,806,779 7,597,686 Support and Regulate Business... 119,567 107,434-569,911 796,912 657,668 Transportation... 111,351 4,673,193-913,607 5,698,151 5,931,129 Total Local Assistance Grants 43,314,329 64,501,675-2,497,623 110,313,627 104,723,651 Departmental Operations: Personal Service... 6,010,892 7,587,259 - - 13,598,151 13,162,852 Non-Personal Service... 1,944,289 4,993,192 36,616-6,974,097 6,977,664 General State Charges... 5,397,230 2,341,957 - - 7,739,187 7,337,109 Debt Service, Including Payments on Financing Agreements - - 5,598,485-5,598,485 6,182,817 Capital Projects... - 1,749-6,483,181 6,484,930 5,506,585 Total Disbursements... 56,666,740 79,425,832 5,635,101 8,980,804 150,708,477 143,890,678 Excess (Deficiency) of Receipts over Disbursements... (4,861,453) (4,938,455) 13,974,994 (1,618,625) 2,556,461 5,217,920 OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... - - - - - 161,343 Transfers from Other Funds... 17,870,827 8,668,925 4,006,566 2,895,606 33,441,924 29,807,742 Transfers to Other Funds... (11,374,787) (2,785,176) (17,940,507) (1,443,344) (33,543,814) (29,866,485) Investment... - (5) - - (5) - Total Other Financing Sources (Uses)... 6,496,040 5,883,744 (13,933,941) 1,452,262 (101,895) 102,600 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 1,634,587 945,289 41,053 (166,363) 2,454,566 5,320,520 Fund Balances (Deficits) at April 1... 7,299,517 2,661,797 118,660 (724,419) 9,355,555 4,034,506 Fund Balances (Deficits) at March 31... $ 8,934,104 $ 3,607,086 $ 159,713 $ (890,782) $ 11,810,121 $ 9,355,026 See Accompanying Notes 8

GOVERNMENTAL FUNDS - STATE OPERATING COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT A SUPPLEMENTAL STATE TOTAL STATE OPERATING FUNDS GENERAL SPECIAL REVENUE DEBT SERVICE 2015-16 2014-15 RECEIPTS: Personal Income Tax... $ 31,956,762 $ 3,334,700 $ 11,763,821 $ 47,055,283 $ 43,709,833 Consumption/Use Taxes... 6,819,371 2,027,752 6,242,519 15,089,642 14,784,464 Business Taxes... 5,647,308 1,596,956-7,244,264 7,849,377 Other Taxes... 1,539,409 1,306,235 1,043,960 3,889,604 3,317,818 Miscellaneous Receipts... 5,842,208 16,926,235 486,548 23,254,991 25,300,841 Federal Receipts... 229 72 73,247 73,548 74,718 Total Receipts... 51,805,287 25,191,950 19,610,095 96,607,332 95,037,051 DISBURSEMENTS: Local Assistance Grants: Education... 25,133,656 6,529,102-31,662,758 30,130,698 Environment and Recreation... 7,420 4,754-12,174 9,539 General Government... 1,010,655 204,724-1,215,379 1,192,301 Public Health: Medicaid... 13,005,715 5,308,442-18,314,157 18,019,396 Other Public Health... 860,319 2,405,162-3,265,481 3,352,872 Public Safety... 132,884 150,340-283,224 331,569 Public Welfare... 2,932,762 2,809-2,935,571 2,829,894 Support and Regulate Business... 119,567 99,718-219,285 351,665 Transportation... 111,351 4,633,878-4,745,229 4,834,029 Total Local Assistance Grants 43,314,329 19,338,929-62,653,258 61,051,963 Departmental Operations: Personal Service... 6,010,892 6,969,859-12,980,751 12,549,597 Non-Personal Service... 1,944,289 3,620,872 36,616 5,601,777 5,607,541 General State Charges... 5,397,230 2,055,232-7,452,462 7,033,234 Debt Service, Including Payments on Financing Agreements - - 5,598,485 5,598,485 6,182,817 Capital Projects... - 1,749-1,749 1,322 Total Disbursements... 56,666,740 31,986,641 5,635,101 94,288,482 92,426,474 Excess (Deficiency) of Receipts over Disbursements... (4,861,453) (6,794,691) 13,974,994 2,318,850 2,610,577 OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... - - - - - Transfers from Other Funds... 17,870,827 9,165,180 4,006,566 31,042,573 28,850,719 Transfers to Other Funds... (11,374,787) (1,295,754) (17,940,507) (30,611,048) (26,360,135) Investment... - (5) - (5) - Total Other Financing Sources (Uses)... 6,496,040 7,869,421 (13,933,941) 431,520 2,490,584 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 1,634,587 1,074,730 41,053 2,750,370 5,101,161 Fund Balances at April 1... 7,299,517 2,472,624 118,660 9,890,801 4,789,111 Fund Balances at March 31... $ 8,934,104 $ 3,547,354 $ 159,713 $ 12,641,171 $ 9,890,272 See Accompanying Notes 9

PROPRIETARY FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT B TOTAL PROPRIETARY FUNDS INTERNAL ENTERPRISE SERVICE 2015-16 2014-15 RECEIPTS: Miscellaneous Receipts... $ 65,640 $ 544,739 $ 610,379 $ 636,011 Federal Receipts... 29,962-29,962 45,484 Unemployment Taxes... 2,281,243-2,281,243 2,457,194 Total Receipts... 2,376,845 544,739 2,921,584 3,138,689 DISBURSEMENTS: Departmental Operations: Personal Service... 4,831 85,673 90,504 91,773 Non-Personal Service... 70,581 402,919 473,500 664,624 General State Charges... 1,298 46,519 47,817 53,152 Unemployment Benefits... 2,284,639-2,284,639 2,497,008 Total Disbursements... 2,361,349 535,111 2,896,460 3,306,557 Excess (Deficiency) of Receipts over Disbursements... 15,496 9,628 25,124 (167,868) OTHER FINANCING SOURCES (USES): Transfers from Other Funds... - 98,216 98,216 85,736 Transfers to Other Funds... (12) (38,322) (38,334) (53,739) Total Other Financing Sources (Uses)... (12) 59,894 59,882 31,997 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 15,484 69,522 85,006 (135,871) Fund Balances (Deficits) at April 1... 50,650 (196,694) (146,044) (10,173) Fund Balances (Deficits) at March 31... $ 66,134 $ (127,172) $ (61,038) $ (146,044) See Accompanying Notes 10

TRUST FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT C TOTAL TRUST FUNDS PRIVATE PURPOSE PENSION TRUST TRUST 2015-16 2014-15 RECEIPTS: Miscellaneous Receipts... $ 127,349 $ 485 $ 127,834 $ 92,878 Total Receipts... 127,349 485 127,834 92,878 DISBURSEMENTS: Departmental Operations: Personal Service... 56,593 282 56,875 53,501 Non-Personal Service... 22,911 8 22,919 22,190 General State Charges... 30,896 162 31,058 29,583 Total Disbursements... 110,400 452 110,852 105,274 Excess (Deficiency) of Receipts over Disbursements... 16,949 33 16,982 (12,396) Fund Balances (Deficits) at April 1... (16,889) 11,519 (5,370) 7,026 Fund Balances (Deficits) at March 31... $ 60 $ 11,552 $ 11,612 $ (5,370) See Accompanying Notes 11

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - GENERAL FUND COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT D Final to Actual Over/ Financial Plan Amounts (Under) Original Mid-Year Final Actual Variance RECEIPTS: Personal Income Tax... $ 31,924,000 $ 32,096,000 $ 31,983,000 $ 31,956,800 $ (26,200) Consumption/Use Taxes... 6,890,000 6,783,000 6,781,000 6,819,400 38,400 Business Taxes... 5,897,000 5,877,000 6,202,000 5,647,300 (554,700) Other Taxes... 1,069,000 1,376,000 1,466,000 1,539,400 73,400 Miscellaneous Receipts... 4,365,000 5,367,000 5,820,000 5,842,200 22,200 Federal Receipts... - - - 200 200 Transfers from Other Funds: PIT in excess of Revenue Bond Debt Service 10,215,000 10,435,000 10,397,000 10,159,100 (237,900) Sales Tax in excess of LGAC/STRBTF Debt Service 5,733,000 5,462,000 5,462,000 5,487,000 25,000 Real Estate Taxes in excess of CW/CA Debt Service 894,000 956,000 956,000 972,200 16,200 All Other 1,298,000 1,263,000 1,227,000 1,252,500 25,500 Total Receipts... 68,285,000 69,615,000 70,294,000 69,676,100 (617,900) DISBURSEMENTS: Local Assistance Grants... 44,356,000 44,447,000 44,153,000 43,314,300 (838,700) Departmental Operations... 8,263,000 8,326,000 8,222,000 7,955,200 (266,800) General State Charges... 5,195,000 5,168,000 5,188,000 5,397,200 209,200 Transfers to Other Funds: Debt Service 886,000 934,000 1,282,000 1,195,700 (86,300) Capital Projects 5,947,000 6,030,000 6,148,000 2,720,900 (3,427,100) State Share of Medicaid 2,162,000 2,162,000 2,159,000 2,406,300 247,300 SUNY Operations 998,000 998,000 998,000 998,100 100 Other Purposes 4,283,000 4,265,000 4,433,000 4,053,800 (379,200) Total Disbursements... 72,090,000 72,330,000 72,583,000 68,041,500 (4,541,500) Excess (Deficiency) of Receipts over Disbursements... (3,805,000) (2,715,000) (2,289,000) 1,634,600 3,923,600 Fund Balances (Deficits) at April 1... 7,300,000 7,300,000 7,300,000 7,299,500 (500) Fund Balances (Deficits) at March 31... $ 3,495,000 $ 4,585,000 $ 5,011,000 $ 8,934,100 $ 3,923,100 See Accompanying Notes 12

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - SPECIAL REVENUE EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts Eliminations Total (Under) Original Mid-Year Final Actual Actual Actual Variance RECEIPTS: Personal Income Tax... $ 3,382,000 $ 3,337,000 $ 3,337,000 $ 3,334,700 $ - 3,334,700 $ (2,300) Consumption/Use Taxes... 2,027,000 2,013,000 2,018,000 2,027,800-2,027,800 9,800 Business Taxes... 1,618,000 1,583,000 1,576,000 1,597,000-1,597,000 21,000 Other Taxes... 1,346,000 1,337,000 1,331,000 1,306,200-1,306,200 (24,800) Miscellaneous Receipts... 15,276,000 15,246,000 15,440,000 17,117,000-17,117,000 1,677,000 Federal Receipts... 49,627,000 50,382,000 49,779,000 49,104,700-49,104,700 (674,300) Transfers from Other Funds... 8,747,000 8,732,000 8,793,000 9,204,600 (535,700) 8,668,900 (124,100) Total Receipts... 82,023,000 82,630,000 82,274,000 83,692,000 (535,700) 83,156,300 882,300 DISBURSEMENTS: Local Assistance Grants... 64,400,000 64,998,000 64,540,000 64,501,700-64,501,700 (38,300) Departmental Operations... 12,011,000 12,014,000 12,024,000 12,580,400-12,580,400 556,400 General State Charges... 2,445,000 2,445,000 2,444,000 2,342,000-2,342,000 (102,000) Capital Projects... 1,000 1,000 1,000 1,700-1,700 700 Transfers to Other Funds... 3,058,000 3,022,000 2,864,000 3,320,900 (535,700) 2,785,200 (78,800) Total Disbursements... 81,915,000 82,480,000 81,873,000 82,746,700 (535,700) 82,211,000 338,000 Excess (Deficiency) of Receipts over Disbursements... 108,000 150,000 401,000 945,300-945,300 544,300 Fund Balances (Deficits) at April 1... 2,661,000 2,661,000 2,661,000 2,661,800-2,661,800 800 Fund Balances (Deficits) at March 31... $ 2,769,000 $ 2,811,000 $ 3,062,000 $ 3,607,100 $ - $ 3,607,100 $ 545,100 See Accompanying Notes 13

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - SPECIAL REVENUE - STATE EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts (Under) Original Mid-Year Final Actual Variance RECEIPTS: Personal Income Tax... $ 3,382,000 $ 3,337,000 $ 3,337,000 $ 3,334,700 $ (2,300) Consumption/Use Taxes... 2,027,000 2,013,000 2,018,000 2,027,800 9,800 Business Taxes... 1,618,000 1,583,000 1,576,000 1,597,000 21,000 Other Taxes... 1,346,000 1,337,000 1,331,000 1,306,200 (24,800) Miscellaneous Receipts... 15,179,000 15,045,000 15,239,000 16,926,200 1,687,200 Federal Receipts... 1,000 1,000 1,000 100 (900) Transfers from Other Funds... 8,711,000 8,696,000 8,757,000 9,165,200 408,200 Total Receipts... 32,264,000 32,012,000 32,259,000 34,357,200 2,098,200 DISBURSEMENTS: Local Assistance Grants... 18,949,000 18,855,000 18,879,000 19,338,900 459,900 Departmental Operations... 10,181,000 10,184,000 10,212,000 10,590,700 378,700 General State Charges... 2,139,000 2,139,000 2,138,000 2,055,300 (82,700) Capital Projects... 1,000 1,000 1,000 1,700 700 Transfers to Other Funds... 1,380,000 1,344,000 1,304,000 1,295,800 (8,200) Total Disbursements... 32,650,000 32,523,000 32,534,000 33,282,400 748,400 Excess (Deficiency) of Receipts over Disbursements... (386,000) (511,000) (275,000) 1,074,800 1,349,800 Fund Balances (Deficits) at April 1... 2,472,000 2,472,000 2,472,000 2,472,600 600 Fund Balances (Deficits) at March 31... $ 2,086,000 $ 1,961,000 $ 2,197,000 $ 3,547,400 $ 1,350,400 14

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - SPECIAL REVENUE - FEDERAL EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts (Under) Original Mid-Year Final Actual Variance RECEIPTS: Personal Income Tax.... $ - $ - $ - $ - $ - Consumption/Use Taxes...... - - - - - Business Taxes..... - - - - - Other Taxes.... - - - - - Miscellaneous Receipts... 97,000 201,000 201,000 190,800 (10,200) Federal Receipts... 49,626,000 50,381,000 49,778,000 49,104,600 (673,400) Transfers from Other Funds... 36,000 36,000 36,000 39,400 3,400 Total Receipts... 49,759,000 50,618,000 50,015,000 49,334,800 (680,200) DISBURSEMENTS: Local Assistance Grants... 45,451,000 46,143,000 45,661,000 45,162,800 (498,200) Departmental Operations... 1,830,000 1,830,000 1,812,000 1,989,700 177,700 General State Charges... 306,000 306,000 306,000 286,700 (19,300) Capital Projects... - - - - - Transfers to Other Funds... 1,678,000 1,678,000 1,560,000 2,025,100 465,100 Total Disbursements... 49,265,000 49,957,000 49,339,000 49,464,300 125,300 Excess (Deficiency) of Receipts over Disbursements... 494,000 661,000 676,000 (129,500) (805,500) Fund Balances (Deficits) at April 1... 189,000 189,000 189,000 189,200 200 Fund Balances (Deficits) at March 31... $ 683,000 $ 850,000 $ 865,000 $ 59,700 $ (805,300) 15

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - DEBT SERVICE EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts (Under) Original Mid-Year Final Actual Variance RECEIPTS: Personal Income Tax.... $ 11,769,000 $ 11,811,000 $ 11,773,000 $ 11,763,800 $ (9,200) Consumption/Use Taxes...... 6,325,000 6,220,000 6,220,000 6,242,500 22,500 Business Taxes..... - - - - - Other Taxes.... 966,000 1,028,000 1,028,000 1,044,000 16,000 Miscellaneous Receipts... 470,000 470,000 488,000 486,500 (1,500) Federal Receipts... 73,000 73,000 73,000 73,200 200 Transfers from Other Funds... 3,897,000 3,888,000 4,121,000 4,006,600 (114,400) Total Receipts... 23,500,000 23,490,000 23,703,000 23,616,600 (86,400) DISBURSEMENTS: Departmental Operations... 44,000 44,000 44,000 36,600 (7,400) Debt Service... 5,122,000 5,101,000 5,452,000 5,598,500 146,500 Transfers to Other Funds... 18,251,000 18,262,000 18,123,000 17,940,500 (182,500) Total Disbursements... 23,417,000 23,407,000 23,619,000 23,575,600 (43,400) Excess (Deficiency) of Receipts over Disbursements... 83,000 83,000 84,000 41,000 (43,000) Fund Balances (Deficits) at April 1... 118,000 118,000 118,000 118,700 700 Fund Balances (Deficits) at March 31... $ 201,000 $ 201,000 $ 202,000 $ 159,700 $ (42,300) See Accompanying Notes 16

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - CAPITAL PROJECTS EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts Eliminations Total (Under) Original Mid-Year Final Actual Actual Actual Variance RECEIPTS: Personal Income Tax... $ - $ - $ - $ - $ - $ - $ - Consumption/Use Taxes... 608,000 609,000 621,000 635,700-635,700 14,700 Business Taxes... 622,000 628,000 628,000 639,500-639,500 11,500 Other Taxes... 119,000 119,000 119,000 119,100-119,100 100 Miscellaneous Receipts... 5,299,000 4,854,000 4,585,000 3,822,500-3,822,500 (762,500) Federal Receipts... 1,696,000 1,844,000 2,476,000 2,145,400-2,145,400 (330,600) Transfers from Other Funds... 6,237,000 6,320,000 6,435,000 3,172,300 (276,700) 2,895,600 (3,539,400) Total Receipts... 14,581,000 14,374,000 14,864,000 10,534,500 (276,700) 10,257,800 (4,606,200) DISBURSEMENTS: Local Assistance Grants... 3,154,000 2,889,000 3,156,000 2,497,600-2,497,600 (658,400) Capital Projects... 7,159,000 7,066,000 6,854,000 6,483,200-6,483,200 (370,800) Transfers to Other Funds... 1,515,000 1,458,000 1,460,000 1,720,100 (276,700) 1,443,400 (16,600) Total Disbursements... 11,828,000 11,413,000 11,470,000 10,700,900 (276,700) 10,424,200 (1,045,800) Excess (Deficiency) of Receipts over Disbursements... 2,753,000 2,961,000 3,394,000 (166,400) - (166,400) (3,560,400) OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... 685,000 485,000 474,000 - - - (474,000) Total Other Financing Sources (Uses)... 685,000 485,000 474,000 - - - (474,000) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 3,438,000 3,446,000 3,868,000 (166,400) - (166,400) (4,034,400) Fund Balances (Deficits) at April 1... (724,000) (724,000) (724,000) (724,400) - (724,400) (400) Fund Balances (Deficits) at March 31... $ 2,714,000 $ 2,722,000 $ 3,144,000 $ (890,800) $ - $ (890,800) $ (4,034,800) See Accompanying Notes 17

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - CAPITAL PROJECTS - STATE EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts (Under) Original Mid-Year Final Actual Variance RECEIPTS: Personal Income Tax... $ - $ - $ - $ - $ - Consumption/Use Taxes... 608,000 609,000 621,000 635,700 14,700 Business Taxes... 622,000 628,000 628,000 639,500 11,500 Other Taxes... 119,000 119,000 119,000 119,100 100 Miscellaneous Receipts... 5,299,000 4,854,000 4,585,000 3,821,600 (763,400) Federal Receipts... 5,000 5,000 5,000 5,000 - Transfers from Other Funds... 6,237,000 6,320,000 6,435,000 3,172,300 (3,262,700) Total Receipts... 12,890,000 12,535,000 12,393,000 8,393,200 (3,999,800) DISBURSEMENTS: Local Assistance Grants... 2,438,000 2,173,000 2,440,000 1,886,300 (553,700) Capital Projects... 6,439,000 6,198,000 5,424,000 5,057,400 (366,600) Transfers to Other Funds... 1,503,000 1,446,000 1,448,000 1,438,600 (9,400) Total Disbursements... 10,380,000 9,817,000 9,312,000 8,382,300 (929,700) Excess (Deficiency) of Receipts over Disbursements... 2,510,000 2,718,000 3,081,000 10,900 (3,070,100) OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... 685,000 485,000 474,000 - (474,000) Total Other Financing Sources (Uses)... 685,000 485,000 474,000 - (474,000) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 3,195,000 3,203,000 3,555,000 10,900 (3,544,100) Fund Balances (Deficits) at April 1... (342,000) (342,000) (342,000) (342,400) (400) Fund Balances (Deficits) at March 31... $ 2,853,000 $ 2,861,000 $ 3,213,000 $ (331,500) $ (3,544,500) 18

GOVERNMENTAL FUNDS BUDGETARY BASIS REPORT - FINANCIAL PLAN AND ACTUAL - CAPITAL PROJECTS - FEDERAL EXHIBIT D COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS (continued) AND CHANGES IN FUND BALANCES (Amounts in thousands) Final to Actual Over/ Financial Plan Amounts (Under) Original Mid-Year Final Actual Variance RECEIPTS: Personal Income Tax... $ - $ - $ - $ - $ - Consumption/Use Taxes... - - - - - Business Taxes... - - - - - Other Taxes... - - - - - Miscellaneous Receipts... - - - 900 900 Federal Receipts... 1,691,000 1,839,000 2,471,000 2,140,400 (330,600) Transfers from Other Funds... - - - - - Total Receipts... 1,691,000 1,839,000 2,471,000 2,141,300 (329,700) DISBURSEMENTS: Local Assistance Grants... 716,000 716,000 716,000 611,300 (104,700) Capital Projects... 720,000 868,000 1,430,000 1,425,800 (4,200) Transfers to Other Funds... 12,000 12,000 12,000 281,500 269,500 Total Disbursements... 1,448,000 1,596,000 2,158,000 2,318,600 160,600 Excess (Deficiency) of Receipts over Disbursements... 243,000 243,000 313,000 (177,300) (490,300) OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... - - - - - Total Other Financing Sources (Uses)... - - - - - Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 243,000 243,000 313,000 (177,300) (490,300) Fund Balances (Deficits) at April 1... (382,000) (382,000) (382,000) (382,000) - Fund Balances (Deficits) at March 31... $ (139,000) $ (139,000) $ (69,000) $ (559,300) $ (490,300) 19

NOTES TO THE COMPTROLLER'S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING NOTE 1 BASIS OF PRESENTATION: As set forth in State Finance Law, this report is prepared on a cash basis of accounting and conforms substantially to the Financial Plan presentation by the Division of the Budget for the fiscal year ended March 31, 2016. The State Financial Plan sets forth projections of receipts and disbursements in the governmental fund types based initially upon the recommendations in the Executive Budget. After the budget is enacted, the State Financial Plan is adjusted to reflect revenue measures, appropriation bills, and certain related bills enacted by the Legislature. The Financial Plan is updated quarterly, or more frequently when necessary, by the Division of the Budget. NOTE 2 FUND TYPES: The State records its transactions in the following fund types: Governmental Funds: General - the major operating fund of the State. It accounts for all receipts that are not required by law to be deposited into another fund. The General Fund's income finances disbursements from the Local Assistance Account, the State Operations Account, the Contingency Reserve Fund, the Universal Pre-Kindergarten Reserve Fund, the Refund Reserve Account, the Fringe Benefit Escrow Account, and the Tobacco Revenue Guarantee Fund. Receipts in excess of General Fund requirements in the Local Assistance Account and State Operations Account are transferred to the Tax Stabilization Reserve Fund at yearend (see Schedule 28). Receipts retained in the Rainy Day Reserve Fund may only be used in an economic downturn or catastrophic event as defined in State Finance Law Section 92- cc. Special Revenue - to account for State receipts of specific revenue sources (other than debt service or major capital projects) such as Federal grants, that are legally restricted to disbursements for specified purposes. These restrictions may be imposed by the State or Federal government. Capital Projects - to account for resources used for the acquisition or construction of capital facilities. Capital assistance grants to local governments and advances for capital construction costs reimbursable by public authorities of the State, Federal or local governments are also accounted for in these funds. Financial resources are generated primarily from bond issuances, dedicated taxes, reimbursement of advances, Federal grants and transfers from the General Fund. State Operating Funds: State Operating Funds - are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds. Proprietary Funds: Enterprise - to account for activities for which a fee is charged to users for goods or services. Enterprise funds include services provided where either the costs are intended to be recovered primarily through charges to users outside of the State entity, or where the potential exists for significant financing through user charges, even if the legislative intent is not to self-finance the service and instead subsidize it from general governmental resources. Internal Service - to account for any activity that provides goods or services to other funds, other State agencies or other governmental units on a cost-reimbursement basis. Internal Service funds should be used only if the reporting government is the predominant participant in the activity. Fiduciary Funds: Private Purpose Trust - to account for all other trust arrangements where the principal and income benefits individuals, private organizations or other governments. Debt Service - to account for the accumulation of resources for, and the payment of principal and interest on general long-term debt and State debt under lease/purchase and contractual obligation financing agreements. Debt service in relation to general obligation debt and certain lease/purchase and contractual obligation payments that are paid from the General Debt Service Fund are funded by transfers from the General Fund. Also disbursed from Debt Service funds are debt service related activities for the Health and Mental Hygiene facilities, for highway construction, reconstruction, reconditioning and preservation and for certain local assistance payments made under contractual agreements with public authorities. Such activities are primarily funded by dedicated tax receipts and patient income. Pension Trust - to account for the cash basis results of operations for the administrative portion of the State's Common Retirement Fund. It does not reflect investment activity, balances, or other assets available to this fund. In addition, pension contributions and payments to retirees are excluded since these payments are not required to be appropriated. Agency - to account for funds held by the State in purely custodial capacity. Cash is held temporarily until disbursements are made to individuals, private organizations or other governmental units. 20

NOTES TO THE COMPTROLLER'S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING NOTE 3 DISBURSEMENT DESCRIPTIONS: The State's Cash report includes payments made pursuant to an appropriation, as well as non-appropriated payments from funds held in a fiduciary capacity. NOTE 4 OTHER FINANCING SOURCES (USES): Bond Proceeds - includes the proceeds from the sale of general obligation bonds. Schedule 15 provides an analysis of State debt activity during the fiscal year. Local Assistance Grants - includes payments to counties, cities, towns, villages, school districts, private schools and other local entities as well as certain financial assistance to, or on behalf of, individuals and nonprofit organizations. Schedule 7 contains further information relating to local assistance disbursements by program. Departmental Operations - includes the payment of salaries and compensation for State employees, miscellaneous contractual payments, supplies and materials, travel, rentals and repairs, utilities, postage and shipping, printing, telephone, and other miscellaneous operating costs of State departments and agencies. General State Charges - includes costs mandated either by statute, collective bargaining agreements or court order. Charges in this category include contributions to pension systems, to the employer's share of social security contributions, employer contributions toward the cost of medical and dental insurance, workers' compensation and unemployment insurance, and contributions to union employee benefit funds which provide vision care and other services. Also included are fixed costs for State payments in lieu of taxes, as well as payments for local assessments on State-owned land, judgments against the State pursuant to the Court of Claims Act, defense(s) by private counsel or alternately, payments on behalf of State officers and employees in civil judicial proceedings. Debt Service - includes debt service on long-term debt and payments on certain lease/purchase or contractual obligation contracts accounted for in Debt Service Funds (see Schedules 15 and 19). Under lease/purchase or contractual obligation financing arrangements, public authorities and certain municipalities have issued debt to finance the acquisition, construction or rehabilitation of State facilities or equipment and expect to receive rental or contractual payments from the State in an amount equal to the debt issued by the authority or municipality. Capital Projects - includes payments made for the acquisition or construction of the State's capital facilities. Included in this category are planning, land acquisition, design, construction, engineering services, and equipment costs attributable to highways, parkways, rail preservation, outdoor recreation, and environmental conservation projects, as well as payments to local government units and public authorities to help finance highways, parkways, bridges, mass transportation, aviation, economic development, port development, community colleges, community and State mental hygiene buildings, outdoor recreational parks, correctional and State-assisted housing and environmental quality projects. Advances are made for capital construction cost reimbursable by public benefit corporations, the Federal or local governments, or from the proceeds of State bonds and note sales. Operating Transfers - constitutes legally authorized transfers from a fund receiving revenues to a fund through which disbursements will ultimately be made. The more significant General Fund transfers include transfers to the following Funds/Accounts (amounts in millions): Alcoholic Beverage Control $ 14.9 Banking Services 52.2 Centralized Technology Services 8.4 Certificates of Participation 21.8 Charter School Stimulus 4.8 Correctional Facilities Capital Improvements 21.5 Correctional Industries Revolving 10.5 Court Facilities Incentive Aid Dedicated Highway and Bridge Trust Dedicated Infrastructure Investment 106.8 681.0 856.9 Dedicated Mass Transportation - Railroad Dedicated Mass Transportation - Transit Authority 8.8 48.9 Dedicated Mass Transportation - Non MTA 5.0 Energy Research 4.3 Environmental Protection Federal Miscellaneous Operating Grants 23.0 39.5 Financial Crime Revenue 14.3 General Debt Service 1,195.7 Hazardous Waste Remediation Oversight and Assistance 8.5 Health Insurance Revolving 5.4 Indigent Legal Services 30.1 Mass Transportation Financial Assistance 332.0 Mass Transportation Operating Assistance 35.9 Medical Marihuana Health Operating and Oversight 6.7 Mental Hygiene Patient Income 1,712.2 Mental Hygiene Program 1,482.8 New York City County Clerks Operations Offset 4.6 Recruitment Incentive 2.1 Spinal Cord Injury 8.5 State Capital Projects 1,130.0 State Housing Debt 2.7 SUNY Hospital Income Fund Reimbursable 87.9 State University Income 998.1 Total $ 8,965.8 21

NOTES TO THE COMPTROLLER'S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING In addition, reported General Fund Transfers to Other Funds include transfers representing payments for patients residing in State-operated Health, Mental Hygiene and State University facilities to the Health Income Fund ($15.6m), the Mental Hygiene Program Fund ($2,035.5m), the State University Income Fund ($355.0m) and Miscellaneous State Special Revenue Fund ($0.2m). The Special Revenue Funds, Transfer to Other Funds include transfers to Debt Service Funds representing the federal share of Medicaid payments for patients residing in Stateoperated Health, SUNY, Education and Mental Hygiene facilities ($1,333.5m), as well as, transfers to the Revenue Bond Tax Fund ($64.5m) and to the General Debt Service Fund ($21.3m). Unemployment Insurance Interest and Penalty 3.3 Vital Records Management Workers' Compensation Board Youth Facilities Per Diem 3.6 13.6 8.2 Total $ 1,144.6 Also included in Special Revenue Fund's transfers are transfers to finance capital projects in the State Capital Projects Fund ($43.7m), the State University Capital Projects Fund ($54.4m), the Hazardous Waste Remedial Fund ($12.8m) and the SUNY Residence Halls Rehabilitation and Repair Fund ($50.5m). Additionally, Special Revenue Funds include Transfers to the General Fund from the following Funds/Accounts (amounts in millions): Debt Service Funds, Transfers to Other Funds include transfers to the General Fund from the following funds (amounts in millions): Business and Licensing Services $ 92.4 Clean Water/Clean Air $ 972.2 Criminal Justice Improvement 22.6 Local Government Assistance Tax 2,728.3 Certificate of Need 18.5 Revenue Bond Tax 10,159.1 Chemical Dependence Service 292.9 Sales Tax Revenue Bond Tax 2,758.7 Clean Air 6.0 Total $ 16,618.3 Department of Labor Fee and Penalty 9.3 DMV Compulsory 11.8 ENCON Special Revenue 2.6 Examination & Miscellaneous Revenue 2.4 Also included in the Debt Service Funds transfers are transfers to Special Revenue Funds representing receipts in excess of lease/purchase obligations that are used to finance a portion Federal Health and Human Services 130.1 of the operating expenses for the Department of Health ($159.9m) and Mental Hygiene Federal Operating Grants 1.7 Facilities ($1,162.3m). Federal USDA/Food and Nutrition Services 2.5 Fingerprint Identification Technology 7.0 HESC Insurance Premium 13.0 Capital Projects Funds, Transfers to Other Funds include transfers to the General Mental Hygiene Program 79.6 Fund from the following funds (amounts in millions): Miscellaneous State Special Revenue 18.1 MTA Financial Assistance 2.6 Dedicated Highway and Bridge Trust $ 46.6 Professional Education Services 2.8 Environmental Protection 25.0 Professional Medical Conduct 4.9 Hazardous Waste Remedial 23.8 Public Service 3.6 Total $ 95.4 Quality of Care 30.0 State Lottery 4.7 Also included in Capital Projects Funds transfers are transfers to the General Debt Service State Police Motor Vehicle Law Enforcement 100.8 Fund ($631.5m) and the Revenue Bond Tax Fund ($711.7m). State University Income 56.2 Statewide Planning and Research Cooperative System 4.6 Transfer Eliminations: Statewide Public Safety Communications 49.8 The Special Revenue Funds and Capital Project Funds include transfers of resources System and Technology 5.4 between Federal and State accounts within each fund group. To avoid recording spending Training and Education Program on OSHA 1.7 twice, initially as a transfer of resources to another account and subsequently when payments Transportation Surplus Property 1.8 are made, these transfers are eliminated in these funds. Tribal State Compact Revenue 115.7 Unemployment Insurance Administration 20.8 22

NOTES TO THE COMPTROLLER'S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING NOTE 5 FUTURE DEBT SERVICE REQUIREMENTS: Future debt service payments reflect gross principal and interest due to bondholders as of Capital Projects Spending 2015-16 March 31, 2016. Actual amounts paid by the State may vary from these estimates, due to Agriculture and Markets $ 36.4 offsetting interest earnings, actual variable rate results, related expenses and future bond Alcoholism and Substance Abuse Services 44.9 sales conducted between the fiscal year end date and the date the Annual report was released. Children and Family Services 21.2 City University of New York 36.7 Schedules 18 and 20 provide a complete detail of future debt service requirements. Corrections and Community Supervision Dormitory Authority 272.8 206.4 Education 20.4 NOTE 6 MEDICAID AND HEALTH GRANTS: Energy Research and Development Authority 13.7 Environmental Conservation and Parks 621.1 Health 128.7 The State receives monies that represent refunds, pharmacy rebates, reimbursements, and Housing and Community Renewal 83.9 disallowances of medical assistance payments previously made from appropriated State and Federal funds. These monies are initially credited to an agency escrow account and shortly Mental Hygiene 207.1 after receipt are allocated and refunded to State and Federal fund appropriations from which Military and Naval Affairs 162.4 the medical assistance payments were originally made. Motor Vehicle (Operating Expense) 189.9 Office of General Services 116.3 Other 134.1 State 24.6 At the end of 2015-16, a balance of $32.6m remained in the escrow fund to be returned, in fiscal year 2016-17, to the General Fund and the Special Revenue fund as shown below State Police 44.5 (amounts in millions): State University 946.8 Temporary and Disability Assistance 45.9 Allocation of Year-End Balance Thruway Authority 608.4 General Special Revenue Transportation 4,371.3 Fund Federal Fund UDC (Empire State Development Corp) 643.3 Medicaid Recoveries - Audit $ - $ 4.6 Total $ 8,980.8 Medicaid Recoveries - Health Facilities - - Medicaid Recoveries - Third Parties - 26.2 Percentage of Pharmacy Rebates - 1.8 Source of Financing 2015-16 Spending Supported Medicare Catastrophic Recovery - - By: Medicare "Windfall" Recovery - - Dedicated Taxes $ 51.1 0.57% Total $ - $ 32.6 Federal Funds 2,145.4 23.89% Non-Public Authority Receipts 837.8 9.33% Public Authority Financing 2,884.5 32.12% NOTE 7 CAPITAL PROJECTS REIMBURSED DISBURSEMENTS: Short-term Investment Pool Loans 166.4 1.85% State Debt - 0.00% Disbursements from Capital Projects Funds are financed by operating transfers from other Tax Transfers from General Fund 1,130.0 12.58% funds, proceeds from State bonds and notes, and reimbursements received from public Transfers from Other Funds 1,765.6 19.66% authorities and the Federal Government. The following is a list of capital projects spending by agency and sources of financing (amounts in millions). Total $ 8,980.8 23

NOTES TO THE COMPTROLLER'S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING The Comptroller certifies monthly, to the Division of the Budget, the Assembly Ways and Means Committee and the State Finance Committee, capital disbursements that are eligible to be reimbursed by Public Authority financing or State-issued General Obligation Debt. The unreimbursed capital disbursements are financed in the "first instance" with General Fund resources or loans from the State's short-term investment pool. As reimbursements are received, the transfers and loans are repaid. The amounts shown below represent disbursements as of March 31, 2016 and March 31, 2015 respectively, which are eligible to be reimbursed in the following fiscal year from the funding sources listed below (amounts in millions): NOTE 9 AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009: On February 17, 2009, President Obama signed into Law The American Recovery and Reinvestment Act of 2009 (ARRA). This Act contains provisions for direct Federal aid for fiscal relief, consisting of increases in the Federal matching rate for eligible State Medicaid expenditures and funds provided through the Federal State Fiscal Stabilization Fund to restore proposed reductions in education and higher education, and to maintain essential governmental services. For a complete listing of State Disbursements supported by ARRA funds, see Schedule 10. Dormitory Authority (Mental Hygiene) Dormitory Authority and State University Income Fund Federal Capital Projects Housing Finance Agency (HFA) Housing Assistance Fund (HAF) State Bond and Note Proceeds Urban Development Corporation (Correctional Facilities) Urban Development Corporation (Youth Facilities) Total NOTE 8 SCHOOL TAX RELIEF: Unreimbursed Balances NOTE 10 SPECIAL REVENUE BEGINNING BALANCE ADJUSTMENT: 2015-16 2014-15 $ 447.5 $ 407.4 The State Special Revenue April 1, 2015 balance has been adjusted by $0.5m to reverse 172.7 159.4 out a prior period adjustment. 559.3 382.0 144.3 129.8 10.8 14.0 NOTE 11 OPWDD FEDERAL DISALLOWANCES: 26.3 23.2 33.0 38.4 22.6 7.6 $ 1,416.5 $ 1,161.8 A portion of Personal Income Tax receipts is transferred to the State Special Revenue - School Tax Relief (STAR) Fund and used to reimburse school districts for the STAR property tax exemptions for homeowners and payments to homeowners for the STAR Property Rebate program. School Tax Relief payments totaled $3,334.7m for fiscal year 2015-16. Pursuant to a settlement agreement between New York State Department of Health and the Centers for Medicare and Medicaid Services (CMS), Medicaid spending and revenue in Special Revenue - Federal Funds has been reduced by $850 million and spending has been increased in the General Fund by $850 million to reflect the initial payment pursuant the agreement. The agreement resolves a disallowance for prior year claims that the State paid for services related to development centers and other intermediate care facilities for individuals with intellectual disabilities operated by the New York State Office for People with Developmental Disabilities (OPWDD). The spending is reclassed to Transfer To and From Other Funds in the respective funds. The impact to the financial statements is an increase in the General Fund Transfer To Other Funds and a decrease in Special Revenue - Federal Funds by the $850 million to reflect the additional Medicaid costs. Schedule 2 provides a complete analysis of Personal Income Tax receipts. 24

NOTES TO THE COMPTROLLER S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING NOTE 12 NEW YORK LOCAL GOVERNMENT ASSISTANCE CORPORATION: An amount equal to twenty-five percent of the State's sales tax, less refunds to taxpayers, is to be deposited in the Local Government Assistance Tax Fund (LGATF). The monies of such Fund are reserved for payment to the New York Local Government Assistance Corporation to enable it to meet principal and interest on its bonds. Pursuant to Section 92-r(5) of the State Finance Law, monies in the LGATF in excess of debt service requirements and administrative expenses of the New York Local Government Assistance Corporation are required to be transferred to the General Fund. Following is a summary of the transactions in the LGATF during Fiscal Years 2015-16 and 2014-15 (Amounts in thousands): FY 2015-16 2015 2016 FISCAL YEAR April May June July August September October November December January February March TOTALS Beginning Balance $ - $ 2,103 $ 202,092 $ 2,215 $ 1,977 $ 48,339 $ 3,026 $ 2,715 $ 2,478 $ 1,224 $ 1,192 $ 204,684 $ - Sales Tax Receipts 239,965 232,711 319,833 248,391 241,780 320,313 218,318 241,151 297,178 254,160 206,865 300,595 3,121,260 Interest Income - - 5 - - 3 - - - - 1 52 61 Total Receipts 239,965 232,711 319,838 248,391 241,780 320,316 218,318 241,151 297,178 254,160 206,866 300,647 3,121,321 Contractual Services - - 863 - - 863 - - 863 - - 864 3,453 Debt Service - - - - - 45,916 - - - - - 343,634 389,550 Transfer to General Fund for STARC/NYC Payment - - 170,000 - - - 170,000 Transfer to General Fund 237,862 32,722 348,852 248,629 195,418 318,850 218,629 241,388 297,569 254,192 3,374 160,833 2,558,318 Total Disbursements 237,862 32,722 519,715 248,629 195,418 365,629 218,629 241,388 298,432 254,192 3,374 505,331 3,121,321 Ending Balance $ 2,103 $ 202,092 $ 2,215 $ 1,977 $ 48,339 $ 3,026 $ 2,715 $ 2,478 $ 1,224 $ 1,192 $ 204,684 $ - $ - FY 2014-15 2014 2015 FISCAL YEAR April May June July August September October November December January February March TOTALS Beginning Balance $ - $ 3,591 $ 144,445 $ 3,173 $ 3,455 $ 56,825 $ 3,704 $ 3,143 $ 3,969 $ 3,404 $ 3,073 $ 205,674 $ - Sales Tax Receipts 215,848 228,118 300,951 234,539 232,976 309,901 232,831 236,129 306,191 242,422 200,407 286,255 3,026,568 Interest Income - - 4 - - 2 - - - - - 4 10 Total Receipts 215,848 228,118 300,955 234,539 232,976 309,903 232,831 236,129 306,191 242,422 200,407 286,259 3,026,578 Contractual Services - - 1,212 - - 1,212 - - 213 - - 1,212 3,849 Debt Service 200 143-23 262 51,621 130 394 - - - 338,164 390,937 Transfer to General Fund for STARC/NYC Payment - - 170,000 - - - 170,000 Transfer to General Fund 212,057 87,121 271,015 234,234 179,344 310,191 233,262 234,909 306,543 242,753 (2,194) 152,557 2,461,792 Total Disbursements 212,257 87,264 442,227 234,257 179,606 363,024 233,392 235,303 306,756 242,753 (2,194) 491,933 3,026,578 Ending Balance $ 3,591 $ 144,445 $ 3,173 $ 3,455 $ 56,825 $ 3,704 $ 3,143 $ 3,969 $ 3,404 $ 3,073 $ 205,674 $ - $ - 25

NOTES TO THE COMPTROLLER S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING NOTE 13 NEW YORK REVENUE BOND TAX FUND: An amount equal to twenty-five percent of the State's Personal Income Tax (PIT) receipts, less refunds to taxpayers, is to be deposited in the Revenue Bond Tax Fund (RBTF). The monies of such Fund are reserved for payment of debt service on Personal Income Tax Revenue Bonds. Pursuant to Section 92-z(5) of the State Finance Law, monies in the RBTF in excess of debt service requirements are required to be transferred to the General Fund. Following is a summary of the transactions in the RBTF during Fiscal Years 2015-16 and 2014-15 (Amounts in thousands): FY 2015-16 2015 2016 FISCAL YEAR April May June July August September October November December January February March TOTALS Opening Balance $ - $ 206 $ 41,842 $ 82 $ 156,044 $ 452,402 $ 82 $ 50,082 $ 204,807 $ 82 $ 1,240,208 $ 1,330,520 $ - PIT Receipts 1,679,597 580,187 1,201,228 680,460 636,206 1,280,717 612,657 585,167 1,248,907 1,805,319 749,372 704,004 11,763,821 Federal Subsidies (*) - - - - 1,587 33,146 - - - - 1,596 33,325 69,654 Transfer from - Health Care Reform Act (HCRA) Resources Fund (**) - - - - 1,306 10,237 - - - - 1,306 51,692 64,541 Transfer from - Dedicated Highway and Bridge Trust Fund (**) - - - - 4,292 130,428 - - - - 4,292 572,681 711,693 Transfer from - Mental Health Services Fund (**) - - - - 67,093 - - - - - 164,116-231,209 Transfer from - Centralized Services Fund (**) - - - - - 7,802 - - - - - 22,272 30,074 Total Receipts 1,679,597 580,187 1,201,228 680,460 710,484 1,462,330 612,657 585,167 1,248,907 1,805,319 920,682 1,383,974 12,870,992 Non-Personal Service - - 124-2,136 1,384 - - 447-748 8,111 12,950 Debt Service - - 41,802-151,426 451,542 - - 204,259-295,962 1,553,939 2,698,930 Transfer to General Fund 1,679,391 538,551 1,201,062 524,498 260,564 1,461,724 562,657 430,442 1,248,926 565,193 533,660 1,152,444 10,159,112 Total Disbursements 1,679,391 538,551 1,242,988 524,498 414,126 1,914,650 562,657 430,442 1,453,632 565,193 830,370 2,714,494 12,870,992 Ending Balance $ 206 $ 41,842 $ 82 $ 156,044 $ 452,402 $ 82 $ 50,082 $ 204,807 $ 82 $ 1,240,208 $ 1,330,520 $ - $ - FY 2014-15 2014 2015 FISCAL YEAR April May June July August September October November December January February March TOTALS Opening Balance $ - $ 103 $ 170,443 $ 29 $ 247,696 $ 540,788 $ 29 $ 200,029 $ 468,481 $ 29 $ 943,145 $ 1,245,760 $ - PIT Receipts 1,338,331 525,472 1,061,187 641,368 597,612 1,057,589 621,866 459,174 1,240,945 1,818,538 852,226 713,150 10,927,458 Federal Subsidies (*) - - - 1,589 33,182 - - - - - 34,733-69,504 Transfer from - Health Care Reform Act (HCRA) Resources Fund (**) - - - - 1,306 9,321 - - - - 1,307 40,971 52,905 Transfer from - Dedicated Highway and Bridge Trust Fund (**) - - - - 74,624 35,747 - - - - 4,293 336,085 450,749 Transfer from - Mental Health Services Fund (**) - - - - 52,940 - - - - - 127,982-180,922 Transfer from - Centralized Services Fund (**) - - 977 - - 16,472 - - - - - 31,563 49,012 Total Receipts 1,338,331 525,472 1,062,164 642,957 759,664 1,119,129 621,866 459,174 1,240,945 1,818,538 1,020,541 1,121,769 11,730,550 Non-Personal Service - - 932-1,379 1,624 - - 914-139 7,592 12,580 Debt Service - - 168,980-198,873 435,061 - - 466,887-241,776 1,547,877 3,059,454 Transfer to General Fund 1,338,228 355,132 1,062,666 395,290 266,320 1,223,203 421,866 190,722 1,241,596 875,422 476,011 812,060 8,658,516 Total Disbursements 1,338,228 355,132 1,232,578 395,290 466,572 1,659,888 421,866 190,722 1,709,397 875,422 717,926 2,367,529 11,730,550 Ending Balance $ 103 $ 170,443 $ 29 $ 247,696 $ 540,788 $ 29 $ 200,029 $ 468,481 $ 29 $ 943,145 $ 1,245,760 $ - $ - (*) Pursuant to section 73 of the State Finance Law, as added by Chapter 56 of the Laws of 2010 and amended by Chapter 59 of the Laws of 2012, the Federal Subsidies are Federal Interest Subsidy receipts solely used for debt service on Build America Bonds and Qualified School Construction Bonds, as authorized pursuant to ARRA, under section 54AA and 54F of the Internal Revenue Code. (**) Transfers represent reimbursements for debt service paid from the Revenue Bond Tax Fund. These reimbursements are made pursuant to State Finance Law sections 92-dd, 89-b, 97-f, and 97-g. 26

NOTES TO THE COMPTROLLER S 2016 ANNUAL REPORT TO THE LEGISLATURE ON THE STATE FUNDS - CASH BASIS OF ACCOUNTING NOTE 14 NEW YORK SALES TAX REVENUE BOND FUND: An amount equal to twenty-five percent of the State's sales tax, less refunds to taxpayers, is to be deposited in the Sales Tax Revenue Bond Tax Fund (STRBTF). The monies of such Fund are reserved for payment of debt service on Sales Tax Revenue Bonds. Pursuant to Section 92-h(5) of the State Finance Law, monies in the STRBTF in excess of debt service requirements are required to be transferred to the General Fund. Following is a summary of the transactions in the STRBTF during Fiscal Years 2015-16 and 2014-15 (Amounts in thousands): FY 2015-16 2015 2016 FISCAL YEAR April May June July August September October November December January February March TOTALS Beginning Balance $ - $ 16,442 $ 32,826 $ 49,238 $ 65,651 $ 158,667 $ 121,443 $ 163,564 $ 188,794 $ 227,695 $ 266,596 $ 305,497 $ - Sales Tax Receipts 239,965 232,532 320,012 248,391 241,780 320,313 231,097 228,371 297,178 254,160 206,865 300,595 3,121,259 Total Receipts 239,965 232,532 320,012 248,391 241,780 320,313 231,097 228,371 297,178 254,160 206,865 300,595 3,121,259 Non-Personal Service - - - - - 558 - - - - - 62 620 Debt Service - - - - - 56,715 - - - - - 305,181 361,896 Transfer to General Fund 223,523 216,148 303,600 231,978 148,764 300,264 188,976 203,141 258,277 215,259 167,964 300,849 2,758,743 Total Disbursements 223,523 216,148 303,600 231,978 148,764 357,537 188,976 203,141 258,277 215,259 167,964 606,092 3,121,259 Ending Balance $ 16,442 $ 32,826 $ 49,238 $ 65,651 $ 158,667 $ 121,443 $ 163,564 $ 188,794 $ 227,695 $ 266,596 $ 305,497 $ - $ - FY 2014-15 2014 2015 FISCAL YEAR April May June July August September October November December January February March TOTALS Beginning Balance $ - $ 8,235 $ 16,277 $ 24,416 $ 32,554 $ 40,693 $ 21,519 $ 35,756 $ 49,991 $ 64,225 $ 53,856 $ 64,404 $ - Sales Tax Receipts 215,848 228,118 300,951 234,539 232,976 309,901 232,831 236,129 306,190 242,421 200,408 286,256 3,026,568 Total Receipts 215,848 228,118 300,951 234,539 232,976 309,901 232,831 236,129 306,190 242,421 200,408 286,256 3,026,568 Non-Personal Service - - - - - 6 - - - - - 1 7 Debt Service - - - - - 22,740 - - - - - 63,946 86,686 Transfer to General Fund 207,613 220,076 292,812 226,401 224,837 306,329 218,594 221,894 291,956 252,790 189,860 286,713 2,939,875 Total Disbursements 207,613 220,076 292,812 226,401 224,837 329,075 218,594 221,894 291,956 252,790 189,860 350,660 3,026,568 Ending Balance $ 8,235 $ 16,277 $ 24,416 $ 32,554 $ 40,693 $ 21,519 $ 35,756 $ 49,991 $ 64,225 $ 53,856 $ 64,404 $ - $ - 27

GENERAL FUND COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-1 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) LOCAL STATE TAX UNIVERSAL ASSISTANCE OPERATIONS STABILIZATION CONTINGENCY PRE-KINDERGARTEN COMMUNITY ACCOUNT ACCOUNT RESERVE RESERVE RESERVE PROJECTS (10000-10049) (10050-10099) (10100-10149) (10150-10199) (10200-10249) (10250-10299) RECEIPTS: Personal Income Tax (*)... $ - $ 31,956,762 $ - $ - $ - $ - Consumption/Use Taxes (*)...... - 6,819,371 - - - - Business Taxes... - 5,647,308 - - - - Other Taxes... - 1,539,409 - - - - Miscellaneous Receipts...... 259 5,841,949 - - - - Federal Receipts... - 229 - - - - Total Receipts... 259 51,805,028 - - - - DISBURSEMENTS: Local Assistance Grants (*): Education... 25,133,656 - - - - - Environment and Recreation... 7,420 - - - - - General Government... 998,490 - - - - 12,165 Public Health: Medicaid... 13,005,715 - - - - - Other Public Health... 860,319 - - - - - Public Safety... 132,884 - - - - - Public Welfare... 2,932,762 - - - - - Support and Regulate Business... 119,567 - - - - - Transportation... 111,351 - - - - - Total Local Assistance Grants... 43,302,164 - - - - 12,165 Departmental Operations: Personal Service... - 6,010,892 - - - - Non-Personal Service... - 1,944,289 - - - - General State Charges......... - 5,397,230 - - - - Total Disbursements... 43,302,164 13,352,411 - - - 12,165 Excess (Deficiency) of Receipts over Disbursements... (43,301,905) 38,452,617 - - - (12,165) OTHER FINANCING SOURCES (USES): Transfers from Other Funds (*)...... 45,717,654 23,106,965 - - - 1,000 Transfers to Other Funds (*)... (2,415,749) (61,559,582) - - - - Total Other Financing Sources (Uses)... 43,301,905 (38,452,617) - - - 1,000 Excess of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... - - - - - (11,165) Fund Balances at April 1... - - 1,257,763 20,624-74,449 Fund Balances at March 31... $ - $ - $ 1,257,763 $ 20,624 $ - $ 63,284 (*) See Accompanying Notes 28

GENERAL FUND COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes (*)...... Business Taxes... Other Taxes... Miscellaneous Receipts...... Federal Receipts... Total Receipts... EXHIBIT A-1 (continued) REFUND FRINGE TOBACCO RAINY DAY RESERVE BENEFIT REVENUE COMBINED TOTALS RESERVE ACCOUNT ESCROW ACCOUNT GUARANTEE (10300-10349) (10400-10449) (10500-10549) (10550-10599) ELIMINATIONS 2015-16 2014-15 $ - $ - $ - $ - $ - $ 31,956,762 $ 29,485,425 - - - - - 6,819,371 6,690,543 - - - - - 5,647,308 6,264,807 - - - - - 1,539,409 1,127,735 - - 2,516,731 - (2,516,731) 5,842,208 8,409,675 - - - - - 229 1,629 - - 2,516,731 - (2,516,731) 51,805,287 51,979,814 DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges......... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds (*)...... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... Excess of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances at April 1... Fund Balances at March 31... - - - - - 25,133,656 23,575,336 - - - - - 7,420 5,052 - - - - - 1,010,655 1,006,902 - - - - - 13,005,715 12,914,524 - - - - - 860,319 859,158 - - - - - 132,884 184,586 - - - - - 2,932,762 2,825,910 - - - - - 119,567 122,662 - - - - - 111,351 97,583 - - - - - 43,314,329 41,591,713 - - - - - 6,010,892 5,805,805 - - 118,826 - (118,826) 1,944,289 1,858,549 - - 2,397,905 - (2,397,905) 5,397,230 4,998,687 - - 2,516,731 - (2,516,731) 56,666,740 54,254,754 - - - - - (4,861,453) (2,274,940) - 7,052,890 - - (58,007,682) 17,870,827 15,940,378 - (5,407,138) - - 58,007,682 (11,374,787) (8,601,133) - 1,645,752 - - - 6,496,040 7,339,245-1,645,752 - - - 1,634,587 5,064,305 539,544 5,407,137 - - - 7,299,517 2,235,212 $ 539,544 $ 7,052,889 $ - $ - $ - $ 8,934,104 $ 7,299,517 (*) See Accompanying Notes 29

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-2 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) CITY ARTS BIODIVERSITY CHARTER CHEMICAL CHILD UNIVERSITY CAPITAL STEWARDSHIP SCHOOL DEPENDENCE PERFORMER'S TUITION REVOLVING AND RESEARCH STIMULUS SERVICE PROTECTION REIMBURSEMENT (21850-21899) (21600-21649) (20600-20649) (22700-22749) (20400-20449) (23250-23449) RECEIPTS: Personal Income Tax (*)... $ - $ - $ - $ - $ - $ - Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... 11-4 321,377 115 131,771 Federal Receipts... Total Receipts... 11-4 321,377 115 131,771 DISBURSEMENTS: Local Assistance Grants (*): Education... - - 2,812 - - - Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... - - - 4,327 - - Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... - - 2,812 4,327 - - Departmental Operations: Personal Service... - - - - 250 46,870 Non-Personal Service... - - 1,733 6,102 28 39,822 General State Charges... - - - - 115 7,892 Capital Projects... Total Disbursements... - - 4,545 10,429 393 94,584 Excess (Deficiency) of Receipts over Disbursements... 11 - (4,541) 310,948 (278) 37,187 OTHER FINANCING SOURCES (USES): Transfers from Other Funds... - - 4,837-300 - Transfers to Other Funds (*)... - - - (292,888) - - Investment... Total Other Financing Sources (Uses)... - - 4,837 (292,888) 300 - Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 11-296 18,060 22 37,187 Fund Balances (Deficits) at April 1 (*)... 818-5,667 17,178 61 133,755 Fund Balances (Deficits) at March 31... $ 829 $ - $ 5,963 $ 35,238 $ 83 $ 170,942 (*) See Accompanying Notes 30

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) COMBINED COMBINED NON- COURT CLEAN EXPENDABLE EXPENDABLE COMBINED FACILITIES AIR TRUST TRUST STUDENT LOAN CONSERVATION INCENTIVE AID (21450-21499) (20100-20299) (21650-21699) (20950-20999) (21150-21199) (22500-22549) $ - $ - $ - $ - $ - $ - 42,932 7,251 8 26,568 44,997 69 42,932 7,251 8 26,568 44,997 69 - - - - - 112,204-112 - - - - - 2,894 - - - - - 90 - - - - - 3,096 - - - 112,204 19,723 574 - - 25,431 1,632 4,742 3,643 3,035 27,361 12,139 6 10,962 463 - - 14,348 771-1,749 - - - - 35,427 9,525 3,035 27,361 51,918 114,613 7,505 (2,274) (3,027) (793) (6,921) (114,544) - 838 - - - 106,848 (5,960) - - - (2,040) (1,308) - - (5) - - - (5,960) 838 (5) - (2,040) 105,540 1,545 (1,436) (3,032) (793) (8,961) (9,004) (20,254) 66,718 3,488 11,386 86,228 12,462 $ (18,709) $ 65,282 $ 456 $ 10,593 $ 77,267 $ 3,458 (*) See Accompanying Notes 31

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) DRINKING DEDICATED WATER ENVIRONMENTAL EQUIPMENT MASS PROGRAM ENCON PROTECTION LOAN FUND TRANSPORTATION MANAGEMENT AND EMPLOYMENT SPECIAL AND OIL SPILL FOR THE TRUST ADMINISTRATION TRAINING REVENUE COMPENSATION DISABLED (20850-20899) (23100-23149) (22550-22599) (21050-21149) (21200-21249) (21350-21399) $ - $ - $ - $ - $ - $ - 104,993 - - - - - 367,007 - - - - - 138,798 6,300-90,454 47,417 47 610,798 6,300-90,454 47,417 47 665,750 - - - - - 665,750 - - - - - - 3,735-53,208 10,663 - - 499-21,685 12,222 27-1,964-21,258 5,939-665,750 6,198-96,151 28,824 27 (54,952) 102 - (5,697) 18,593 20 62,661 - - 12,852 - - - - - (2,792) (16,119) - 62,661 - - 10,060 (16,119) - 7,709 102-4,363 2,474 20 62,726 (5,516) 49 (20,819) 15,631 499 $ 70,435 $ (5,414) $ 49 $ (16,456) $ 18,105 $ 519 (*) See Accompanying Notes 32

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) FEDERAL JUDICIARY REVENUE HEALTH CARE INDIGENT DATA MAXIMIZATION REFORM ACT HOUSING LEGAL PROCESSING LAKE GEORGE CONTRACT RESOURCES DEVELOPMENT SERVICES OFFSET PARK TRUST (22900-22949) (20800-20849) (22950-22999) (23550-23599) (23200-23249) (22750-22799) $ - $ - $ - $ - $ - $ - - 928,379 - - - - - 4,726,629 16 97,229 34,493 1,204-5,655,008 16 97,229 34,493 1,204-4,475,403 - - - - - 929,886 - - - - - - - 58,068 - - - - 295 - - - - 5,405,289 295 58,068 - - - 9,831-1,211 18,622 683-24,860-33,233 8,302 230-5,781-599 8,382 360-5,445,761 295 93,111 35,306 1,273-209,247 (279) 4,118 (813) (69) - - - 30,135 - - - (145,803) - - - - - (145,803) - 30,135 - - - 63,444 (279) 34,253 (813) (69) 23 14,125 10,631 122,931 3,568 372 $ 23 $ 77,569 $ 10,352 $ 157,184 $ 2,755 $ 303 (*) See Accompanying Notes 33

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) LOCAL LAWYERS' GOVERNMENT MASS MENTAL FUND LEGISLATIVE RECORDS TRANSPORTATION MEDICAL HEALTH GIFTS FOR CLIENT COMPUTER MANAGEMENT OPERATING MARIHUANA AND PROTECTION SERVICES IMPROVEMENT ASSISTANCE TRUST DONATIONS (21300-21349) (21550-21599) (20500-20549) (21400-21449) (23750-23799) (20000-20099) $ - $ - $ - $ - $ - $ - - - - 874,211 11 - - - - 1,229,949 - - 8,147 1,473 9,018 16,547 1,430 82 8,147 1,473 9,018 2,120,707 1,441 82 - - 4,442 - - - - - - 2,116,632 - - - - 4,442 2,116,632 - - 634-1,628 2,810 1,229-11,900 1,469 340 595 2,855 81 219-922 1,577 621-12,753 1,469 7,332 2,121,614 4,705 81 (4,606) 4 1,686 (907) (3,264) 1 - - - 35,907 6,740 - - - (1,350) (20,000) (768) - - - (1,350) 15,907 5,972 - (4,606) 4 336 15,000 2,708 1 9,735 10,894 2,615 160,839-2,210 $ 5,129 $ 10,898 $ 2,951 $ 175,839 $ 2,708 $ 2,211 (*) See Accompanying Notes 34

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) NEW YORK CITY NEW YORK MISCELLANEOUS MUSICAL COUNTY CLERKS' NEW YORK INTEREST ON STATE SPECIAL MTA FINANCIAL INSTRUMENT OPERATIONS GREAT LAKES LAWYER REVENUE ASSISTANCE REVOLVING OFFSET PROTECTION ACCOUNT (21900-22499) (23650-23699) (21750-21799) (23150-23199) (22850-22899) (20300-20349) $ - $ - $ - $ - $ - $ - - 120,158 - - - - - 1,306,235 - - - - 2,232,712 180,772-25,228 261 38,103 72 - - - - - 2,232,784 1,607,165-25,228 261 38,103 18,138 - - - - - 4,754 - - - - - 83,122 - - - - - 833,039 - - - - - 1,470,837 - - - - - 78,517 - - - - 6,789 2,424 - - - - - 99,718 - - - - - - 1,851,496 - - - - 2,590,549 1,851,496 - - - 6,789 3,204,703 - - 19,937 69 674 1,208,357 - - 3,052 140 393 1,568,840 - - 9,448 50 377 8,572,449 1,851,496-32,437 259 8,233 (6,339,665) (244,331) - (7,209) 2 29,870 6,990,889 332,046-4,602 - - (534,351) (2,602) - - - - 6,456,538 329,444-4,602 - - 116,873 85,113 - (2,607) 2 29,870 849,509 29,973 1 (50,130) 220 10,692 $ 966,382 $ 115,086 $ 1 $ (52,737) $ 222 $ 40,562 (*) See Accompanying Notes 35

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) NEW YORK STATE NYS DOT NOT-FOR-PROFIT ARCHIVES NEW YORK STATE HIGHWAY NEW YORK STATE SHORT-TERM PARTNERSHIP COMMERCIAL SAFETY INFRASTRUCTURE REVOLVING SCHOOL TAX TRUST GAMING REVENUE PROGRAM TRUST LOAN RELIEF (20350-20399) (23700-23749) (23000-23049) (21500-21549) (20650-20699) (20550-20599) $ - $ - $ - $ - $ - $ 3,334,700 273 151,000 2,115 - - - 273 151,000 2,115 - - 3,334,700 - - - - - 3,334,700-9,398 - - - - - 9,398 - - - 3,334,700 223 974 2,999 - - - 43 1,530 416 - - - 115 823 - - - - 381 12,725 3,415 - - 3,334,700 (108) 138,275 (1,300) - - - 300 - - - - - (34) (2) - - - - 266 (2) - - - - 158 138,273 (1,300) - - - 17 (1,993) (6,416) 67 - - $ 175 $ 136,280 $ (7,716) $ 67 $ - $ - (*) See Accompanying Notes 36

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) SEWAGE STATE POLICE TRAINING AND TREATMENT MOTOR VEHICLE STATE EDUCATION PROGRAM LAW ENFORCEMENT UNIVERSITY STATE PROGRAM ON MANAGEMENT AND STATE & MOTOR VEHICLE THEFT DORMITORY UNIVERSITY OCCUPATIONAL TUITION ADMINISTRATION LOTTERY & INSURANCE FRAUD PREVENTION INCOME INCOME SAFETY AND HEALTH REIMBURSEMENT (21000-21049) (20900-20949) (22800-22849) (40350-40399) (22650-22699) (21250-21299) (20450-20499) $ - $ - $ - $ - $ - $ - $ - - - - 4,384 3,471,919 123,541 322,423 4,561,140 41,319 4,842-4,384 3,471,919 123,541 322,423 4,561,140 41,319 4,842-3,169,009 - - - - - - - - - - - 4,072 - - - - - - - - 3,169,009 4,072 - - - - 3,782 17,760 4,107-3,491,310 20,442 1,834 9 105,931 4,998-2,065,913 11,640 1,124 2,028 9,670 41-370,292 9,126 1,223-5,819 3,302,370 13,218-5,927,515 41,208 4,181 (1,435) 169,549 110,323 322,423 (1,366,375) 111 661 - - - - 1,893,460 - - (82) (4,732) (101,100) (322,586) (152,631) (1,671) (657) - (82) (4,732) (101,100) (322,586) 1,740,829 (1,671) (657) (1,517) 164,817 9,223 (163) 374,454 (1,560) 4 (766) 25,888 18,817 174,930 689,096 4,222 5,370 $ (2,283) $ 190,705 $ 28,040 $ 174,767 $ 1,063,550 $ 2,662 $ 5,374 (*) See Accompanying Notes 37

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Investment... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1 (*)... Fund Balances (Deficits) at March 31... EXHIBIT A-2 (continued) US OLYMPIC UNEMPLOYMENT COMMITTEE/ WINTER INSURANCE LAKE PLACID SPORTS STATE INTEREST OLYMPIC VOCATIONAL EDUCATION COMBINED TOTALS AND PENALTY TRAINING REHABILITATION TRUST (23600-23649) (23500-23549) (23050-23099) (21700-21749) ELIMINATIONS (*) 2015-16 2014-15 $ - $ - $ - $ - $ - $ 3,334,700 $ 3,296,950 - - - - - 2,027,752 2,040,785 - - - - - 1,596,956 1,584,570 - - - - - 1,306,235 1,271,303 11,690 53 73 - - 16,926,235 16,381,602 - - - - - 72-11,690 53 73 - - 25,191,950 24,575,210 - - 1 - - 6,529,102 6,555,362 - - - - - 4,754 4,487 - - - - - 204,724 185,399 - - - - - 5,308,442 5,104,872 - - - - - 2,405,162 2,493,714 - - - - - 150,340 146,983 - - - - - 2,809 3,984 - - - - - 99,718 229,003 - - - - - 4,633,878 4,736,446 - - 1 - - 19,338,929 19,460,250 2,266 45 - - - 6,969,859 6,743,792 338 35 44 - - 3,620,872 3,710,337 1,006 20 - - - 2,055,232 2,034,547 - - - - - 1,749 1,322 3,610 100 45 - - 31,986,641 31,950,248 8,080 (47) 28 - - (6,794,691) (7,375,038) - - - - (317,235) 9,165,180 8,229,340 (3,481) - (32) - 317,235 (1,295,754) (870,996) - - - - - (5) - (3,481) - (32) - - 7,869,421 7,358,344 4,599 (47) (4) - - 1,074,730 (16,694) 14,864 103 140 - - 2,472,624 2,488,789 $ 19,463 $ 56 $ 136 $ - $ - $ 3,547,354 $ 2,472,095 (*) See Accompanying Notes 38

SPECIAL REVENUE FUNDS - FEDERAL COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-2 DISBURSEMENTS AND CHANGES IN FUND BALANCES (continued) (Amounts in thousands) FEDERAL FEDERAL FEDERAL EMPLOYMENT HEALTH AND MISCELLANEOUS FEDERAL AND TRAINING HUMAN OPERATING EDUCATION GRANTS SERVICES GRANTS (25200-25249) (26000-26049) (25100-25199) (25300-25899) RECEIPTS: Personal Income Tax... $ - $ - $ - $ - Consumption/Use Taxes... - - - - Business Taxes... - - - - Miscellaneous Receipts... - - 847 15,442 Federal Receipts... 3,306,414 174,757 41,254,275 1,934,201 Total Receipts... 3,306,414 174,757 41,255,122 1,949,643 DISBURSEMENTS: Local Assistance Grants (*): Education... 2,672,383 - - 4,974 Environment and Recreation... - - - 2,955 General Government... - - 54,940 218 Public Health: Medicaid... - - 31,350,134 - Other Public Health... 7,010-2,648,738 18,925 Public Safety... - - 66,257 1,777,745 Public Welfare... 453 144,194 4,187,510 23,979 Support and Regulate Business... - - - 7,716 Transportation... - - - 39,315 Total Local Assistance Grants... 2,679,846 144,194 38,307,579 1,875,827 Departmental Operations: Personal Service... 101,941 15,053 202,242 121,357 Non-Personal Service... 472,660 7,522 643,769 156,249 General State Charges... 47,658 6,348 94,559 39,380 Total Disbursements... 3,302,105 173,117 39,248,149 2,192,813 Excess (Deficiency) of Receipts over Disbursements... 4,309 1,640 2,006,973 (243,170) OTHER FINANCING SOURCES (USES): Transfers from Other Funds... - - - 39,460 Transfers to Other Funds (*)... (11,119) (691) (1,977,812) (11,350) Total Other Financing Sources (Uses)... (11,119) (691) (1,977,812) 28,110 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... (6,810) 949 29,161 (215,060) Fund Balances (Deficits) at April 1... 705 (4,202) 284,398 (114,522) Fund Balances (Deficits) at March 31... $ (6,105) $ (3,253) $ 313,559 $ (329,582) (*) See Accompanying Notes 39

SPECIAL REVENUE FUNDS - FEDERAL COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Personal Income Tax... Consumption/Use Taxes... Business Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Departmental Operations: Personal Service... Non-Personal Service... General State Charges... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances (Deficits) at April 1... Fund Balances (Deficits) at March 31... FEDERAL UNEMPLOYMENT USDA/FOOD UNEMPLOYMENT INSURANCE FEDERAL AND NUTRITION INSURANCE OCCUPATIONAL COMBINED TOTALS SERVICES ADMINISTRATION TRAINING (25000-25099) (25900-25949) (25950-25999) 2015-16 2014-15 EXHIBIT A-2 (continued) $ - $ - $ - $ - $ - - - - - - - - - - - 105,414 69,117-190,820 175,607 2,125,996 301,713 7,251 49,104,607 46,531,760 2,231,410 370,830 7,251 49,295,427 46,707,367 981,192 - - 3,658,549 3,199,840 - - - 2,955 1,303 - - - 55,158 57,604 - - - 31,350,134 29,623,534 788,417 - - 3,463,090 1,667,317 - - - 1,844,002 2,358,294 373,675 4,668 7,348 4,741,827 4,653,090 - - - 7,716 6,079 - - - 39,315 62,153 2,143,284 4,668 7,348 45,162,746 41,629,214 21,636 155,171-617,400 613,255 45,204 46,916-1,372,320 1,370,123 12,674 86,106-286,725 303,875 2,222,798 292,861 7,348 47,439,191 43,916,467 8,612 77,969 (97) 1,856,236 2,790,900 - - - 39,460 - (3,356) (20,809) - (2,025,137) (2,475,804) (3,356) (20,809) - (1,985,677) (2,475,804) 5,256 57,160 (97) (129,441) 315,096 9,868 11,641 1,285 189,173 (125,923) $ 15,124 $ 68,801 $ 1,188 $ 59,732 $ 189,173 (*) See Accompanying Notes 40

SPECIAL REVENUE FUNDS - STATE AND FEDERAL COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-2 DISBURSEMENTS AND CHANGES IN FUND BALANCES (continued) (Amounts in thousands) STATE FEDERAL COMBINED TOTALS SPECIAL SPECIAL REVENUE REVENUE ELIMINATIONS (*) 2015-16 2014-15 RECEIPTS: Personal Income Tax (*)... $ 3,334,700 $ - $ - $ 3,334,700 $ 3,296,950 Consumption/Use Taxes... 2,027,752 - - 2,027,752 2,040,785 Business Taxes... 1,596,956 - - 1,596,956 1,584,570 Other Taxes... 1,306,235 - - 1,306,235 1,271,303 Miscellaneous Receipts... 16,926,235 190,820-17,117,055 16,557,209 Federal Receipts... 72 49,104,607-49,104,679 46,531,760 Total Receipts... 25,191,950 49,295,427-74,487,377 71,282,577 DISBURSEMENTS: Local Assistance Grants (*): Education... 6,529,102 3,658,549-10,187,651 9,755,202 Environment and Recreation... 4,754 2,955-7,709 5,790 General Government... 204,724 55,158-259,882 243,003 Public Health: Medicaid... 5,308,442 31,350,134-36,658,576 34,728,406 Other Public Health... 2,405,162 3,463,090-5,868,252 4,161,031 Public Safety... 150,340 1,844,002-1,994,342 2,505,277 Public Welfare... 2,809 4,741,827-4,744,636 4,657,074 Support and Regulate Business... 99,718 7,716-107,434 235,082 Transportation... 4,633,878 39,315-4,673,193 4,798,599 Total Local Assistance Grants... 19,338,929 45,162,746-64,501,675 61,089,464 Departmental Operations: Personal Service... 6,969,859 617,400-7,587,259 7,357,047 Non-Personal Service... 3,620,872 1,372,320-4,993,192 5,080,460 General State Charges... 2,055,232 286,725-2,341,957 2,338,422 Capital Projects... 1,749 - - 1,749 1,322 Total Disbursements... 31,986,641 47,439,191-79,425,832 75,866,715 Excess (Deficiency) of Receipts over Disbursements... (6,794,691) 1,856,236 - (4,938,455) (4,584,138) OTHER FINANCING SOURCES (USES): Transfers from Other Funds... 9,165,180 39,460 (535,715) 8,668,925 7,766,936 Transfers to Other Funds (*)... (1,295,754) (2,025,137) 535,715 (2,785,176) (2,884,396) Investment... (5) - - (5) - Total Other Financing Sources (Uses)... 7,869,421 (1,985,677) - 5,883,744 4,882,540 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 1,074,730 (129,441) - 945,289 298,402 Fund Balances (Deficits) at April 1 (*)... 2,472,624 189,173-2,661,797 2,362,866 Fund Balances (Deficits) at March 31... $ 3,547,354 $ 59,732 $ - $ 3,607,086 $ 2,661,268 (*) See Accompanying Notes 41

DEBT SERVICE FUNDS COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-3 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) DEBT DEPARTMENT CLEAN WATER/ REDUCTION OF HEALTH GENERAL HOUSING CLEAN AIR RESERVE INCOME DEBT SERVICE DEBT (40400-40449) (40000-40049) (40300-40349) (40150-40199) (40250-40299) RECEIPTS: Personal Income Tax (*)... $ - $ - $ - $ 11,763,821 $ - Consumption/Use Taxes (*)... - - - 3,121,259 - Other Taxes... 1,043,960 - - - - Miscellaneous Receipts... - - 173,311-5,490 Federal Receipts... - - - 73,247 - Total Receipts... 1,043,960-173,311 14,958,327 5,490 DISBURSEMENTS: Departmental Operations: Non-Personal Service... - - 1,898 28,299 - Debt Service, Including Payments on Financing Agreements... - - 28,307 4,970,015 8,168 Total Disbursements... - - 30,205 4,998,314 8,168 Excess (Deficiency) of Receipts over Disbursements... 1,043,960-143,106 9,960,013 (2,678) OTHER FINANCING SOURCES (USES): Transfers from Other Funds... - - 37,640 2,957,842 2,678 Transfers to Other Funds (*)... (1,043,960) - (159,859) (12,917,855) - Total Other Financing Sources (Uses)... (1,043,960) - (122,219) (9,960,013) 2,678 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... - - 20,887 - - Fund Balances at April 1... - - 28,279 - - Fund Balances at March 31... $ - $ - $ 49,166 $ - $ - (*) See Accompanying Notes 42

DEBT SERVICE FUNDS COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT A-3 (continued) LOCAL GOVERNMENT ASSISTANCE MENTAL HEALTH COMBINED TOTALS TAX SERVICES (40450-40499) (40100-40149) ELIMINATIONS 2015-16 2014-15 RECEIPTS: Personal Income Tax (*)... Consumption/Use Taxes (*)... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... $ - $ - $ - $ 11,763,821 $ 10,927,458 3,121,260 - - 6,242,519 6,053,136 - - - 1,043,960 918,780 61 307,686-486,548 509,564 - - - 73,247 73,089 3,121,321 307,686-19,610,095 18,482,027 DISBURSEMENTS: Departmental Operations: Non-Personal Service... Debt Service, Including Payments on Financing Agreements... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... 3,453 2,966-36,616 38,655 389,550 202,445-5,598,485 6,182,817 393,003 205,411-5,635,101 6,221,472 2,728,318 102,275-13,974,994 12,260,555 OTHER FINANCING SOURCES (USES): Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... - 1,311,407 (303,001) 4,006,566 4,681,001 (2,728,318) (1,393,516) 303,001 (17,940,507) (16,888,006) (2,728,318) (82,109) - (13,933,941) (12,207,005) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances at April 1... Fund Balances at March 31... - 20,166-41,053 53,550-90,381-118,660 65,110 $ - $ 110,547 $ - $ 159,713 $ 118,660 (*) See Accompanying Notes 43

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-4 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) ACCELERATED CAPACITY AND CITY UNIVERSITY CORRECTIONAL STATE TRANSPORTATION OF NEW YORK CLEAN WATER/ FACILITIES CAPITAL IMPROVEMENTS CAPITAL CLEAN WATER/ CLEAN AIR CAPITAL PROJECTS BOND PROJECTS CLEAN AIR BOND IMPLEMENTATION IMPROVEMENT (30000-30049) (30680-30689) (32250-32299) (30690-30699) (30500-30549) (32350-32399) RECEIPTS: Consumption/Use Taxes... $ - $ - $ - $ - $ - $ - Business Taxes... Other Taxes... Miscellaneous Receipts... 1,690,295 - (1) - - 244,068 Federal Receipts... Total Receipts... 1,690,295 - (1) - - 244,068 DISBURSEMENTS: Local Assistance Grants (*): Education... 28,258 - - - - - Environment and Recreation... 54,275 - - - - - General Government... 267,807 - - - - - Public Health: Medicaid... Other Public Health... 12,597 - - - - - Public Safety... 96,890 - - - - - Public Welfare... Support and Regulate Business... 549,696 - - - - - Transportation... 491,947 - - - - - Total Local Assistance Grants... 1,501,470 - - - - - Capital Projects... 1,415,877 - - - - 260,187 Total Disbursements... 2,917,347 - - - - 260,187 Excess (Deficiency) of Receipts over Disbursements... (1,227,052) - (1) - - (16,119) OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... Transfers from Other Funds... 1,228,530 - - - - 21,500 Transfers to Other Funds (*)... (1,478) (36) - (21,177) - - Total Other Financing Sources (Uses)... 1,227,052 (36) - (21,177) - 21,500 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... - (36) (1) (21,177) - 5,381 Fund Balances (Deficits) at April 1... - 2,814 (23) 29,091 - (38,416) Fund Balances (Deficits) at March 31... $ - $ 2,778 $ (24) $ 7,914 $ - $ (33,035) (*) See Accompanying Notes 44

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... EXHIBIT A-4 (continued) ENERGY DEDICATED DEPARTMENT OF DIVISION FOR CONSERVATION DEDICATED INFRASTRUCTURE TRANSPORTATION YOUTH THROUGH IMPROVED ENVIRONMENTAL HIGHWAY AND INVESTMENT ENGINEERING FACILITIES TRANSPORTATION ENVIRONMENTAL QUALITY BRIDGE TRUST FUND SERVICES IMPROVEMENT BOND PROTECTION BOND ACT (1986) (30050-30099) (33050-33099) (31950-31999) (31700-31749) (30600-30609) (30450-30499) (30670-30679) $ 635,701 $ - $ - $ - $ - $ - $ - 639,479 - - - - - 119,100-1,303,218 - - 4,501-58,646-4,981 2,583,379 - - 4,501-177,746 - - - - - - - 84,712 - - 33,159 - - - - - - - - - - 21,000 - - - - - 12,919 12,919 54,159 - - - 84,712-2,034,776 692,433 595 19,494-85,781-2,047,695 746,592 595 19,494-170,493-535,684 (746,592) (595) (14,993) - 7,253 - OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... - 957,123 856,925 590 - - 23,000 - (1,389,820) - - - - (25,000) (6,293) (432,697) 856,925 590 - - (2,000) (6,293) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... Fund Balances (Deficits) at April 1... Fund Balances (Deficits) at March 31... 102,987 110,333 (5) (14,993) - 5,253 (6,293) (60,132) - (12,559) (7,598) 164 36,813 11,869 $ 42,855 $ 110,333 $ (12,564) $ (22,591) $ 164 $ 42,066 $ 5,576 (*) See Accompanying Notes 45

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... EXHIBIT A-4 (continued) ENVIRONMENTAL MENTAL HYGIENE QUALITY FOREST FACILITIES PROTECTION BOND PRESERVE HAZARDOUS WASTE HOUSING HOUSING CAPITAL ACT (1972) EXPANSION REMEDIAL ASSISTANCE PROGRAM IMPROVEMENT (30640-30649) (31450-31499) (31500-31549) (31800-31849) (31850-31899) (32300-32349) $ - $ - $ - $ - $ - $ - - 1 105,259 4,242 113,756 126,535-1 105,259 4,242 113,756 126,535 - - 13,373 - - - - - - - - 2,457 - - - - - 86,251 - - - 1,085 128,296 - - - 13,373 1,085 128,296 88,708 - - 94,959-376 78,967 - - 108,332 1,085 128,672 167,675-1 (3,073) 3,157 (14,916) (41,140) OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... - - 21,334-478 1,000 (352) - (23,785) - - - (352) - (2,451) - 478 1,000 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... Fund Balances (Deficits) at April 1... Fund Balances (Deficits) at March 31... (352) 1 (5,524) 3,157 (14,438) (40,140) 1,803 898 (125,279) (13,973) (129,814) (407,392) $ 1,451 $ 899 $ (130,803) $ (10,816) $ (144,252) $ (447,532) (*) See Accompanying Notes 46

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... EXHIBIT A-4 (continued) OUTDOOR PARK AND MISCELLANEOUS NATURAL NEW YORK STATE RECREATION RECREATION CAPITAL RESOURCE CANAL SYSTEM NEW YORK STATE DEVELOPMENT LAND ACQUISITION PROJECTS DAMAGES DEVELOPMENT STORM RECOVERY BOND BOND (32200-32249) (31900-31949) (30300-30349) (33000-33049) (30750-30799) (30610-30619) $ - $ - $ - $ - $ - $ - 11,686 2,131 2,543 - - - 11,686 2,131 2,543 - - - 8 - - - - - - - - 824 - - (785) - - - - - 157-1,379 - - - (620) - 1,379 824 - - 22,512 913-4,477 - - 21,892 913 1,379 5,301 - - (10,206) 1,218 1,164 (5,301) - - OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... 13,261 - - - - - 13,261 - - - - - Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... Fund Balances (Deficits) at April 1... Fund Balances (Deficits) at March 31... 3,055 1,218 1,164 (5,301) - - 33,992 14,992 3,622 (43,372) - - $ 37,047 $ 16,210 $ 4,786 $ (48,673) $ - $ - (*) See Accompanying Notes 47

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT A-4 (continued) RECEIPTS: Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... PASSENGER RAIL PRESERVATION REBUILD AND RENEW SMART STATE FACILITY PURE WATERS AND DEVELOPMENT NY TRANSPORTATION SCHOOLS HOUSING CHARGE BOND BOND BOND BOND BOND (30400-30449) (30620-30629) (30900-30949) (30650-30659) (30710-30719) (30700-30709) $ - $ - $ - $ - $ - $ - OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... - - - (26,938) - - - - - (26,938) - - Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... Fund Balances (Deficits) at April 1... Fund Balances (Deficits) at March 31... - - - (26,938) - - 14 668-54,268 - - $ 14 $ 668 $ - $ 27,330 $ - $ - (*) See Accompanying Notes 48

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS: Consumption/Use Taxes... Business Taxes... Other Taxes... Miscellaneous Receipts... Federal Receipts... Total Receipts... DISBURSEMENTS: Local Assistance Grants (*): Education... Environment and Recreation... General Government... Public Health: Medicaid... Other Public Health... Public Safety... Public Welfare... Support and Regulate Business... Transportation... Total Local Assistance Grants... Capital Projects... Total Disbursements... Excess (Deficiency) of Receipts over Disbursements... EXHIBIT A-4 (continued) STATE UNIVERSITY STATE RESIDENCE HALLS TRANSPORTATION TRANSPORTATION PARK STATE UNIVERSITY REHABILITATION SUBURBAN CAPITAL FACILITIES INFRASTRUCTURE INFRASTRUCTURE CAPITAL PROJECTS AND REPAIR TRANSPORTATION BOND RENEWAL BOND (30350-30399) (32400-32999) (30100-30299) (31650-31699) (30630-30639) (30660-30669) ELIMINATIONS (*) $ - $ - $ - $ - $ - $ - $ - - - 127,928 1,970 24,812 1 - - - - 127,928 1,970 24,812 1 - - - - - - - - - - - - - 123,916 161,041 61,039 - - - - 123,916 161,041 61,039 - - - - 4,012 (159,071) (36,227) 1 - - - OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... Transfers from Other Funds... Transfers to Other Funds (*)... Total Other Financing Sources (Uses)... - - 54,407 50,452 - - - (56,275) 56,275-54,407 50,452 - - - - Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... Fund Balances (Deficits) at April 1... Fund Balances (Deficits) at March 31... 4,012 (104,664) 14,225 1 - - - (87,063) 273,011 111,073 506 3,328 4,255 - $ (83,051) $ 168,347 $ 125,298 $ 507 $ 3,328 $ 4,255 $ - (*) See Accompanying Notes 49

CAPITAL PROJECTS FUNDS - STATE AND FEDERAL COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT A-4 DISBURSEMENTS AND CHANGES IN FUND BALANCES (continued) (Amounts in thousands) TOTAL FEDERAL STATE CAPITAL COMBINED TOTALS CAPITAL PROJECTS PROJECTS (31350-31449) ELIMINATIONS (*) 2015-16 2014-15 RECEIPTS: Consumption/Use Taxes... $ 635,701 $ - $ - $ 635,701 $ 600,520 Business Taxes... 639,479 - - 639,479 653,268 Other Taxes... 119,100 - - 119,100 119,100 Miscellaneous Receipts... 3,821,591 934-3,822,525 3,961,077 Federal Receipts... 4,981 2,140,393-2,145,374 2,030,215 Total Receipts... 5,220,852 2,141,327-7,362,179 7,364,180 DISBURSEMENTS: Local Assistance Grants (*): Education... 28,258 - - 28,258 16,996 Environment and Recreation... 152,368 153,982-306,350 304,467 General Government... 303,423 - - 303,423 108,459 Public Health: Medicaid... - - - - - Other Public Health... 98,848 46,010-144,858 134,673 Public Safety... 97,714 4,121-101,835 28,306 Public Welfare... 129,381 - - 129,381 114,702 Support and Regulate Business... 569,911 - - 569,911 299,924 Transportation... 506,402 407,205-913,607 1,034,947 Total Local Assistance Grants... 1,886,305 611,318-2,497,623 2,042,474 Capital Projects... 5,057,343 1,425,838-6,483,181 5,505,263 Total Disbursements... 6,943,648 2,037,156-8,980,804 7,547,737 Excess (Deficiency) of Receipts over Disbursements... (1,722,796) 104,171 - (1,618,625) (183,557) OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... - - - - 161,343 Transfers from Other Funds... 3,172,325 - (276,719) 2,895,606 1,419,427 Transfers to Other Funds (*)... (1,438,604) (281,459) 276,719 (1,443,344) (1,492,950) Total Other Financing Sources (Uses)... 1,733,721 (281,459) - 1,452,262 87,820 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses.... 10,925 (177,288) - (166,363) (95,737) Fund Balances (Deficits) at April 1... (342,440) (381,979) - (724,419) (628,682) Fund Balances (Deficits) at March 31... $ (331,515) $ (559,267) $ - $ (890,782) $ (724,419) (*) See Accompanying Notes 50

ENTERPRISE FUNDS COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT B-1 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) MENTAL CORRECTIONAL HYGIENE SHELTERED AGENCY SERVICES COMMUNITY AND PATIENT ENTERPRISE COMMISSARY STORES WORKSHOP (50300-50399) (50100-50299) (50500-50599) (50400-50499) RECEIPTS: Miscellaneous Receipts..... $ 3,298 $ 35,644 $ 1,619 $ 2,272 Federal Receipts... - - - - Unemployment Taxes... - - - - Total Receipts.......... 3,298 35,644 1,619 2,272 DISBURSEMENTS: Departmental Operations: Personal Service... 1,069-50 - Non-Personal Service.... 1,584 35,660 1,250 1,566 General State Charges....... 640-27 - Unemployment Benefits... - - - - Total Disbursements.. 3,293 35,660 1,327 1,566 Excess (Deficiency) of Receipts over Disbursements 5 (16) 292 706 OTHER FINANCING SOURCES (USES): Transfers from Other Funds.. - - - - Transfers to Other Funds.. (12) - - - Total Other Financing Sources (Uses) (12) - - - Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... (7) (16) 292 706 Fund Balances at April 1... 3,129 2,842 3,833 3,097 Fund Balances at March 31.......... $ 3,122 $ 2,826 $ 4,125 $ 3,803 51

ENTERPRISE FUNDS COMBINING STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) EXHIBIT B-1 (continued) STATE UNEMPLOYMENT EXPOSITION INSURANCE YOUTH COMBINED TOTALS SPECIAL BENEFIT COMMISSARY (50050-50099) (50650-50699) (50000-50049) 2015-16 2014-15 RECEIPTS: Miscellaneous Receipts..... Federal Receipts... Unemployment Taxes... Total Receipts.......... $ 14,679 $ 8,085 $ 43 $ 65,640 $ 103,141-29,962-29,962 45,484-2,281,243-2,281,243 2,457,194 14,679 2,319,290 43 2,376,845 2,605,819 DISBURSEMENTS: Departmental Operations: Personal Service... Non-Personal Service.... General State Charges....... Unemployment Benefits... Total Disbursements.. Excess (Deficiency) of Receipts over Disbursements 3,712 - - 4,831 6,166 9,874 20,560 87 70,581 113,164 631 - - 1,298 1,004-2,284,639-2,284,639 2,497,008 14,217 2,305,199 87 2,361,349 2,617,342 462 14,091 (44) 15,496 (11,523) OTHER FINANCING SOURCES (USES): Transfers from Other Funds.. Transfers to Other Funds.. Total Other Financing Sources (Uses) - - - - - - - - (12) (318) - - - (12) (318) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... Fund Balances at April 1... Fund Balances at March 31.......... 462 14,091 (44) 15,484 (11,841) 408 37,143 198 50,650 62,491 $ 870 $ 51,234 $ 154 $ 66,134 $ 50,650 52

INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT B-2 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) JOINT AGENCY AUDIT CORRECTIONAL HEALTH LABOR AND MENTAL YOUTH INTERNAL AND CONTROL CENTRALIZED INDUSTRIES INSURANCE MANAGEMENT HYGIENE VOCATIONAL COMBINED TOTALS SERVICE REVOLVING SERVICES REVOLVING REVOLVING ADMINISTRATION REVOLVING EDUCATION (55050-55099) (55250-55299) (55000-55049) (55350-55399) (55300-55349) (55200-55249) (55100-55149) (55150-55199) ELIMINATIONS 2015-16 2014-15 RECEIPTS: Miscellaneous Receipts... $ 77,235 $ 22,673 $ 384,792 $ 47,104 $ 10,969 $ 971 $ 987 $ 8 $ - $ 544,739 $ 532,870 Total Receipts... 77,235 22,673 384,792 47,104 10,969 971 987 8-544,739 532,870 DISBURSEMENTS: Departmental Operations: Personal Service... 20,872 4,951 33,455 17,258 8,301 437 399 - - 85,673 85,607 Non-Personal Service... 69,203 16,808 283,782 32,243 561 80 236 6-402,919 551,460 General State Charges... 10,061 2,726 19,448 9,256 4,584 213 231 - - 46,519 52,148 Total Disbursements... 100,136 24,485 336,685 58,757 13,446 730 866 6-535,111 689,215 Excess (Deficiency) of Receipts over Disbursements... (22,901) (1,812) 48,107 (11,653) (2,477) 241 121 2-9,628 (156,345) OTHER FINANCING SOURCES (USES): Transfers from Other Funds... 61,264-42,841 10,528 5,383 - - - (21,800) 98,216 85,736 Transfers to Other Funds... (21,372) (48) (33,911) (776) (4,006) (9) - - 21,800 (38,322) (53,421) Total Other Financing Sources (Uses)... 39,892 (48) 8,930 9,752 1,377 (9) - - - 59,894 32,315 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... 16,991 (1,860) 57,037 (1,901) (1,100) 232 121 2-69,522 (124,030) Fund Balances (Deficits) at April 1... (76,988) 1,112 (95,077) (15,458) (11,629) 1,175 118 53 - (196,694) (72,664) Fund Balances (Deficits) at March 31... $ (59,997) $ (748) $ (38,040) $ (17,359) $ (12,729) $ 1,407 $ 239 $ 55 $ - $ (127,172) $ (196,694) 53

PENSION TRUST FUND COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT C-1 DISBURSEMENTS AND CHANGES IN FUND BALANCE (Amounts in thousands) COMMON RETIREMENT ADMINISTRATION (65000-65049) 2015-16 2014-15 RECEIPTS: Miscellaneous Receipts... $ 127,349 $ 91,811 Total Receipts... 127,349 91,811 DISBURSEMENTS: Departmental Operations: Personal Service... 56,593 53,237 Non-Personal Service... 22,911 22,178 General State Charges... 30,896 29,390 Total Disbursements...... 110,400 104,805 Excess (Deficiency) of Receipts over Disbursements... 16,949 (12,994) Fund Balance (Deficit) at April 1...... (16,889) (3,895) Fund Balance (Deficit) at March 31... $ 60 $ (16,889) 54

PRIVATE PURPOSE TRUST FUNDS COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT C-2 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) AGRICULTURE MILK PRODUCERS' PRODUCERS' COMBINED TOTALS SECURITY SECURITY (66000-66049) (66050-66099) 2015-16 2014-15 RECEIPTS: Miscellaneous Receipts..... $ 305 $ 180 $ 485 $ 1,067 Total Receipts...... 305 180 485 1,067 DISBURSEMENTS: Departmental Operations: Personal Service... 102 180 282 264 Non-Personal Service... 3 5 8 12 General State Charges... 57 105 162 193 Total Disbursements... 162 290 452 469 Excess (Deficiency) of Receipts over Disbursements... 143 (110) 33 598 Fund Balances at April 1...... 2,194 9,325 11,519 10,921 Fund Balances at March 31... $ 2,337 $ 9,215 $ 11,552 $ 11,519 55

AGENCY FUNDS (*) COMBINING STATEMENT OF CASH RECEIPTS, EXHIBIT C-3 DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in thousands) RECEIPTS DISBURSEMENTS Cash Balance Transfers From Department Dedicated Cash Balance April 1, 2015 Miscellaneous Federal (**) Other Funds Operations Refunds Payments March 31, 2016 Child Performer's Holding (60150-60199) $ 249 $ 114 $ - $ - $ - $ (41) $ - $ 322 CUNY Senior College Operating (60850-60899) 50,094 2,281,752 - - (2,260,001) - - 71,845 Elderly Pharmaceutical Insurance Coverage (EPIC) Escrow (60800-60849) 22,369 93,399 - - - - (89,143) 26,625 Employees Dental Insurance (60400-60449) 6,562 71,692 - - - - (74,047) 4,207 Employees Health Insurance (60200-60249) 795,248 8,703,077 15 - - - (8,709,680) 788,660 Employee Payroll Withholding (60300-60399) (4,550) 4,486,158 - - - - (4,474,296) 7,312 Health Insurance Reserve Receipts (60550-60599) 120 120 Lottery Prize (60500-60549) 434,246 1,326,254 - - - - (1,245,206) 515,294 Management Confidential Group Insurance (60450-60499) 479 10,357 - - - - (10,466) 370 Medicaid Management Information System (MMIS) Escrow (60900-60949) 182,888 60,974,233-42,009 - - (60,977,151) 221,979 Miscellaneous New York State Agency (60600-60799) 1,330,447 2,015,453 - - - - (1,658,806) 1,687,094 School Capital Facilities Financing Reserve (60050-60149) 21,659 17,115 - - - - (19,375) 19,399 Social Security Contribution (60250-60299) 15,089 1,155,609 - - - (4) (1,155,722) 14,972 Special Education (60950-60999) - - SSI SSP Payment (62000-62049) - - State University Federal Direct Lending Program (61100-61999) (205) 1,141,273 - - - - (1,141,145) (77) State University of New York Revenue Collection (61000-61099) 163,960 (29,439) - - - - - 134,521 Total Agency Funds.. $ 3,018,655 $ 82,247,047 $ 15 $ 42,009 $ (2,260,001) $ (45) $ (79,555,037) $ 3,492,643 (*) Agency funds are used to account for funds held by the State in a purely custodial capacity or to hold monies where the disposition of the receipt is not known at the time the revenue is received. Cash is held until the proper disposition is determined (e.g., transferred to a State fund) or until payments are made to individuals, private organizations or other governmental units (e.g., payment of withholding taxes). Agency funds are also used for temporary investment purposes where a State fund payment has been issued but the checks have not cleared the bank account from which the checks were issued (e.g., Medicaid, EPIC). (**) Federal Receipts represent participating employers' share of the Medicare Part D subsidy. Participating employers include local governments, public authorities, public benefit corporations and municipal corporations. 56

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 GENERAL FUND CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 Adirondack Park Agency: Revenue Collection... $ 2,002 $ 2,600 $ 4,600 $ 2 Assembly: Revenue Collection... - 353 353 - Department of Agriculture and Markets: Revenue Collection... 171,247 9,567,076 9,642,150 96,173 Department of Children and Family Services: Revenue Collection... 721,329 10,256 34,201 697,384 Department of Corrections and Community Supervision: Revenue Collection(*)... 489,678 7,003,355 7,065,254 427,779 Department of Education: Revenue Collection... 285,418 113,114,648 113,055,000 345,066 Department of Financial Services: Revenue Collection... 215,551 599,318,086 598,763,500 770,137 Department of Health: Revenue Collection... 574,950 55,583,112 55,698,444 459,618 Medicaid Recoveries... 3,328,563 173,690,326 173,692,855 3,326,034 Department of Labor: Revenue Collection... 1,326,969 27,751,242 27,955,945 1,122,266 Department of Motor Vehicles: Revenue Collection... 45,481,200 1,762,261,652 1,765,794,106 41,948,746 Department of Taxation and Finance: Revenue Collection... 22,122 177,264-199,386 Stock Transfer Incentive... 906,904 2,697,871 2,633,129 971,646 Department of Transportation: Revenue Collection... 315,728 59,929,841 59,761,842 483,727 Division of Housing and Community Renewal: Revenue Collection... - 6,897,166 6,807,888 89,278 Division of State Police: Revenue Collection... 10,874 4,929,537 4,891,947 48,464 Higher Education Services Corporation: Tuition Assistance Program Recoveries... 1,369,798 17,554,119 12,684,048 6,239,869 Joint Commission on Public Ethics: Revenue Collection... 55,611 914,773 914,295 56,089 (*) At the time of publishing, some accounts remain unfiled. 57

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 (continued) GENERAL FUND (continued) CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 NYS Gaming Commission: Revenue Collection... 428,804 22,270,753 22,140,853 558,704 Office for People with Developmental Disabilities: Revenue Collection... 7,413,235 1,965,250,233 1,952,871,916 19,791,552 Electronic Benefits Account(*)... 3,365,700 12,537,759 14,038,999 1,864,460 Facility Revenue Collection(*)... 403,345 1,677,169 1,403,828 676,686 Funded Depreciation... 550 - - 550 Office of Court Administration: Revenue Collection... 22,387,123 499,377,667 504,111,176 17,653,614 Office of General Services: Executive Mansion Expenses... 3,251 154,318 144,774 12,795 Escrow Fund... 30,439,371 24,444,474 27,921,621 26,962,224 Office of Mental Health: Revenue Collection(*)... 715,664 3,717,476 3,849,555 583,585 Office of Parks, Recreation, and Historic Preservation: Revenue Collection... 1,842,626 107,142,457 105,671,583 3,313,500 Office of the State Comptroller: Miscellaneous Revenue Collection... 346 13,396 11,884 1,858 Income Tax Refund... 178,955,451 10,119,770,330 10,094,531,523 204,194,258 Tax Revenue Collection... 224,444,307 48,454,120,250 48,598,177,882 80,386,675 Fee Collection... 10,217 180,578,422 180,370,859 217,780 Tobacco Settlement... 2,710,458 5,345-2,715,803 Workers' Compensation Board: Assessment Revenue Collection... 500,467,836 249,920,069 499,389,574 250,998,331 Revenue Collection... 451,404,954 57,331,054 504,422,451 4,313,557 Total General Fund... 1,480,271,182 64,539,714,449 65,348,458,035 671,527,596 SPECIAL REVENUE FUNDS Archives Partnership Trust: Endowment... 4,200,924 342,105 501,637 4,041,392 Council on the Arts: Theater Development(*)... - - - - Department of Agriculture and Markets: Revenue Collection - Marketing/Publicity... 1,270,573 20,040,056 19,988,777 1,321,852 Department of Children and Family Services: Revenue Collection - Cost of Care Reimbursement... 471,192 8,980,912 3,811,792 5,640,312 Revenue Collection - Medicaid Reimbursement... 755,394 205,043 7 960,430 Revenue Collection - Miscellaneous... 120,244 3,293,643 3,329,738 84,149 Department of Civil Service: Affirmative Action Advisory Council... 5,142 - - 5,142 Revenue Collection - Exam Application Fees... 60,285 1,537,271 1,507,951 89,605 (*) At the time of publishing, some accounts remain unfiled. 58

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 (continued) SPECIAL REVENUE FUNDS (continued) CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 Department of Environmental Conservation: Revenue Collection... 1,618,521 209,968,671 210,686,428 900,764 Department of Education: Revenue Collection - Batavia School for the Blind... 1,305 109,906 104,177 7,034 Revenue Collection - Rome School for the Deaf... 33 48,820 47,311 1,542 Department of Financial Services: Excess Liability Pool (**)... 17,539,587 127,422,793 127,253,184 17,709,196 Liquidation Bureau - Property and Liability Insurance Security... 259,283,954 208,621,388 153,715,000 314,190,342 Liquidation Bureau - Public Motor Vehicle Liability Security... 117,861,776 40,174,182 24,972,764 133,063,194 Medical Indemnity Fund... 147,214,694 104,234,530 71,167,166 180,282,058 Rate Stabilization Pool (**)... 93,715,665 19,879,015 30,792,989 82,801,691 Revenue Collection... 26,467 1,981,009,700 1,980,769,000 267,167 Worker's Compensation Security Fund... 112,462,524 207,436,385 176,622,861 143,276,048 Worker's Compensation Security Fund Payment Account... 131,189 108,369,556 108,400,730 100,015 Department of Health: Clinical Lab Fee... 1,720 17,617,261 17,472,162 146,819 Elderly Pharmaceutical Insurance Coverage (EPIC) Program (**)... 40,157 184,909,292 184,939,237 10,212 Health Facilities Assessments (**)... 3,888,378 871,312,025 873,803,552 1,396,851 Medicaid Disproportionate Share (Indigent Care Pools) (**)... 575 951,531,056 951,528,491 3,140 Prescription Saver Program... 28,898 31,919 60,817 - Public Goods Pool (**)... 270,482,264 4,672,938,570 4,643,602,984 299,817,850 WIC Program Payment... (2,871) 414,344,308 414,152,221 189,216 Department of Law: Shared Forfeiture... 7,653,939 2,157,954 2,843,854 6,968,039 Department of Public Service: Revenue Collection... 626,265 275,826,469 276,353,000 99,734 Department of State: Revenue Collection... 6,524,903 70,243,287 74,564,991 2,203,199 Department of Taxation and Finance: World Trade Center Memorial Foundation Fund... 44,153 106,024-150,177 Division of Housing and Community Renewal: Maximum Base Rent Fee Account... 30,487 367,118 363,000 34,605 Division of Military and Naval Affairs: Revenue Collection(*)... - - - - Lake George Park Commission: Revenue Collection(*)... - - - - NYS Gaming Commission: Revenue Collection... 30,974,848 1,326,412,356 1,343,088,923 14,298,281 Office for People with Developmental Disabilities: Nonexpendable Trust Fund... 25,027 7 34 25,000 (*) At the time of publishing, some accounts remain unfiled. (**) These accounts are administered by a fiscal agent on behalf of New York State. 59

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 (continued) SPECIAL REVENUE FUNDS (continued) CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 Office of Alcoholism and Substance Abuse Services: Revenue Collection... 55,732 684,791 718,904 21,619 Office of Mental Health: Medication Grant Program... 27,172 3,054,758 2,981,820 100,110 Office of the State Comptroller: Fee Collection... - 108,056,127 108,056,127 - Revenue Collection MTA Share... 4,822,944 2,330,143,692 2,333,576,604 1,390,032 Tax Collection... 10,486,155 6,099,623,061 6,108,511,653 1,597,563 State Board of Elections: Revenue Collection... 5,146 178,421 174,713 8,854 State University: Revenue Collection(*)... 23,816,222 4,913,208,755 4,889,635,839 47,389,138 Student Loan Repayment... 565,767 208,608,017 209,142,663 31,121 Workers' Compensation Board: Fund for Reopened Cases... 863,890,846 716,631,056 622,768,780 957,753,122 Special Disability Fund... 267,134,812 1,152,421,578 1,095,618,733 323,937,657 Special Fund for Disability Benefits... 17,344,167 9,813,256 8,541,169 18,616,254 Uninsured Employers Fund... 27,115,923 55,616,069 56,881,573 25,850,419 Total Special Revenue Funds... 2,292,323,098 27,427,511,203 27,133,053,356 2,586,780,945 DEBT SERVICE FUNDS Department of Health: Revenue Collection... 1,497,144 175,334,255 173,890,764 2,940,635 Department of Taxation and Finance: DASNY-Mental Hygiene Facilities Improvement... - - - - DASNY Community College Tuition and Instructional Income... 27,849,053 28,806,891 44,983,856 11,672,088 SUNY Construction Fund Debt Service... 29,412 93,056,459 93,056,453 29,418 SUNY Dormitory Facilities Revenue Fund - Debt Service... 114,090,473 691,564,493 689,382,622 116,272,344 Office for People with Developmental Disabilities: Revenue Collection... - - - - Office of Alcoholism and Substance Abuse Services: Revenue Collection... 654,481 17,277,176 16,864,990 1,066,667 Office of Mental Health: Revenue Collection... 14,596,529 1,049,842,641 1,048,251,725 16,187,445 Office of the State Comptroller: Tax Collection... 31,938,033 19,104,143,318 19,113,222,734 22,858,617 Workers' Compensation Board: Special Disability Fund Financing... 4,285,444 2,076,854,463 2,035,133,042 46,006,865 Total Debt Service Funds... 194,940,569 23,236,879,696 23,214,786,186 217,034,079 (*) At the time of publishing, some accounts remain unfiled. 60

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 (continued) CAPITAL PROJECTS FUNDS CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 Department of Taxation and Finance: DASNY-State Advances Repayment... 849 98,806,313 98,807,109 53 SUNY Construction Fund Economic Development Facilities... 203,460 360,004 359,943 203,521 SUNY Construction Fund Capital Projects Fund... 30,256,714 46,497,825 46,196,916 30,557,623 SUNY Dormitory Facilities Revenue Fund - Repair and Rehabilitation... 64,488,491 49,425,270 51,164,464 62,749,297 Office of the State Comptroller: Hazardous Waste Remediation Collection... - 1,792,480 1,792,480 - Tax Collection - Environmental Protection... - 119,100,000 119,100,000 - Tax Collection - Highways and Bridges... 2,590,506 1,314,663,214 1,314,912,622 2,341,098 Total Capital Projects Funds... 97,540,020 1,630,645,106 1,632,333,534 95,851,592 ENTERPRISE FUNDS Department of Agriculture and Markets: Revenue Collection - State Fair... 386,845 14,996,299 14,836,000 547,144 Department of Labor: Unemployment Insurance Fund Clearing Account... 179,620 3,664,942,802 3,665,679,898 (557,476) Total Enterprise Funds... 566,465 3,679,939,101 3,680,515,898 (10,332) INTERNAL SERVICE FUNDS Corcraft: Revenue Collection... - 20,706,158 20,439,317 266,841 Division of Homeland Security and Emergency Services: Revenue Collection - Fire Academy Account... 68,058 775,208 780,586 62,680 Office of General Services: Revenue Collection - State Office Buildings... 10,432 2,396,566 2,393,722 13,276 Total Internal Service Funds... 78,490 23,877,932 23,613,625 342,797 PRIVATE PURPOSE TRUST Department of Agriculture and Markets: Producer Security... 107,412 1,014,246 1,030,000 91,658 Office of the State Comptroller: New York State College Choice Tuition, LLC... 20,170,630,668 3,799,421,995 2,860,792,172 21,109,260,491 Total Private Purpose Trust Funds... 20,170,738,080 3,800,436,241 2,861,822,172 21,109,352,149 61

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 (continued) AGENCY FUNDS CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 Crime Victims Compensation Board: Crime Victims Escrow... 186 - - 186 Crime Victims Restitution Escrow... 3,008-2,618 390 Department of Agriculture and Markets: Farmers Market Nutrition Program... 11,476 5,057,361 5,049,698 19,139 Department of Children and Family Services: Youth Residents... 52,140 235,011 233,105 54,046 Department of Civil Service: Employees' Health Insurance Premiums... 29,065,682 4,822,789,732 4,832,462,691 19,392,723 Department of Corrections and Community Supervision: Employee Benefit(*)... 418,144 747,797 668,267 497,674 Inmates' Account(*)... 13,594,036 67,559,764 66,514,282 14,639,518 Occupational Therapy(*)... 962,696 2,798,076 2,638,559 1,122,213 Department of Education: State Schools Student Activity... 13,697 32,552 29,276 16,973 Department of Environmental Conservation: Coastal Erosion Projects Escrow... 3,840,620 2,461-3,843,081 Department of Financial Services: Foreign Fire Insurance Tax Fund... 57,812,030 60,245,749 57,901,354 60,156,425 Department of Health: Patients' Account... 1,737,187 9,865,213 10,082,162 1,520,238 Miscellaneous Agency Fund... 7,199 2,149 2,805 6,543 American Indian Health Program(**)... - 20,687,251 20,687,251 - Department of Labor: Minimum and Prevailing Wage and Wage Claim Payment... (351,158) 54,773,136 55,295,169 (873,191) Department of Law: Civil Recoveries... 7,704,800 692,616,017 686,376,720 13,944,097 Medicaid Fraud Control Escrow Fund... 57,103,834 265,663,292 293,362,620 29,404,506 Restitution Fund... 152,162,990 158,718,014 158,385,122 152,495,882 Division of State Police: Seized Asset Fund... 5,114,216 686,105 399,957 5,400,364 Department of Taxation and Finance: DASNY NYC HHC Litigation Holding... 17,162,375 17,974 17,241 17,163,108 Exchange... 49 98,927 61,324 37,652 Linked Deposit Program... - 23,605,597 23,605,597 - SUNY Construction Fund Payroll Deductions... 408,083 4,611,731 4,860,999 158,815 Department of Transportation: Contractors Bid Deposit Escrow... (287,470) 6,671,474 6,413,903 (29,899) Employee Assistance Program... 113 433 386 160 Division of Criminal Justice Services: Revenue Collection - FBI Fingerprint Fees... 831,447 54,149,733 54,796,356 184,824 (*) At the time of publishing, some accounts remain unfiled. (**) These accounts are administered by a fiscal agent on behalf of New York State. 62

SOLE CUSTODY FUNDS AND ACCOUNTS STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT C-4 (continued) AGENCY FUNDS (continued) CASH AND INVESTMENT BALANCES CASH AND INVESTMENT BALANCES APRIL 1, 2015 RECEIPTS DISBURSEMENTS MARCH 31, 2016 Higher Education Services Corporation: Guaranteed Student Loans... 107,259,665 994,548,832 986,401,070 115,407,427 NYS Gaming Commission: Lottery Prize Payment... 1,602,500,676 1,256,003,220 1,343,289,237 1,515,214,659 Office for People with Developmental Disabilities: Patients' Account(*)... 27,574,235 118,473,632 117,378,194 28,669,673 Office of Court Administration: Judiciary Trust(*)... 6,906,555 40,210,197 40,164,665 6,952,087 Office of Employee Relations: Flex Spending Account... 12,307,640 39,592,552 39,747,101 12,153,091 Arbitrator Panel Administration... 16,230 11,039 21,039 6,230 Office of Mental Health: Patients' Account(*)... 9,042,815 31,743,500 31,790,948 8,995,367 Employee Benefits and Escrow... 114,414 23,493 60,624 77,283 Office of Parks, Recreation, and Historic Preservation: Miscellaneous Agency Fund... 301,432 114,547 107,664 308,315 Office of the State Comptroller: Abandoned Property... 208,954,119 783,549,878 939,022,704 53,481,293 City of Troy Debt Service Fund... 7,342,200 32,103,092 32,162,092 7,283,200 City of Troy MAC... - 28,497,884 28,497,884 - Comptroller's Refund... 104,000,095 2,508,769,310 2,485,414,574 127,354,831 Exchange... 19,415 2,072,072 2,012,898 78,589 Income Tax Holding - Localities Share... - 11,097,501,292 11,097,501,292 - Justice Court... 70,595,994 158,852,551 188,567,987 40,880,558 New York City Debt Service Fund(*)... - 24,626,289,424 24,599,786,375 26,503,049 Public Asset Fund... 8,973,446 17,684 18,103 8,973,027 Sales Tax Holding - Localities Share... 1,389,297,832 14,992,879,625 15,014,373,448 1,367,804,009 Transfer Tax Securities... - - - - Office of Temporary and Disability Assistance: Exchange Account... 1,132 21,833 22,371 594 Title IV-D Child Support... 10,745,910 83,560,280 86,474,511 7,831,679 State University: Miscellaneous Agency Fund... 723,656 1,685,705 1,575,296 834,065 Workers' Compensation Board: Group Self Insurers in Default Disbursement Account... - 20,157,618 20,157,618 - Safe Depository... 3,188,717,332 332,005,906 188,153,732 3,332,569,506 Self-Insured Fund... 1,718,904 256,705,528 257,256,138 1,168,294 Total Agency Funds... 7,104,481,077 63,657,026,243 63,779,805,027 6,981,702,293 TOTAL SOLE CUSTODY FUNDS and ACCOUNTS... $ 31,340,938,981 $ 187,996,029,971 $ 187,674,387,833 $ 31,662,581,119 (*) At the time of publishing, some accounts remain unfiled. 63

GOVERNMENTAL FUNDS SCHEDULE OF NET TAX RECEIPTS SCHEDULE 1 (Amounts in thousands) NET TAX RECEIPTS GROSS RECEIPTS REFUNDS 2015-16 2014-15 PERSONAL INCOME TAX..... $ 55,924,824 $ 8,869,541 $ 47,055,283 $ 43,709,833 CONSUMPTION/USE TAXES: Sales and Use... 13,491,058 131,738 13,359,320 12,991,656 Auto Rental... 126,076-126,076 119,093 Cigarette and Tobacco Products... 1,304,454 53,842 1,250,612 1,313,758 Medical Marihuana... 11-11 - Motor Fuel... 521,919 18,851 503,068 486,955 Alcoholic Beverage... 254,551 3 254,548 250,859 Highway Use 160,392 1,830 158,562 140,400 MCTD Taxicab Trip... 73,275 129 73,146 82,263 Total Consumption/Use Taxes... 15,931,736 206,393 15,725,343 15,384,984 BUSINESS TAXES: Corporation Franchise... 5,787,689 1,260,370 4,527,319 3,547,992 Corporation and Utility... 787,654 13,802 773,852 727,294 Insurance... 1,594,112 14,041 1,580,071 1,532,832 Bank... (49,061) 72,289 (121,350) 1,536,194 Petroleum Business... 1,165,258 41,407 1,123,851 1,158,332 Lubricating Oil... - - - 1 Total Business Taxes... 9,285,652 1,401,909 7,883,743 8,502,645 OTHER TAXES: Real Property Gains... 10-10 39 Estate and Gift... 1,597,558 76,766 1,520,792 1,108,530 Pari-Mutuel... 17,182-17,182 18,038 Real Estate Transfer 1,163,763 703 1,163,060 1,037,880 Racing and Exhibitions... 1,425-1,425 1,128 MCTD Mobility Tax... 1,331,770 25,535 1,306,235 1,271,303 Total Other Taxes... 4,111,708 103,004 4,008,704 3,436,918 TOTAL TAX RECEIPTS... $ 85,253,920 $ 10,580,847 $ 74,673,073 $ 71,034,380 64

GOVERNMENTAL FUNDS SCHEDULE 2 COMBINED STATEMENT OF RECEIPTS AND OTHER FINANCING SOURCES (Amounts in thousands) GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 TAXES: PERSONAL INCOME TAX: Withholding... $ 36,549,038 $ 34,906,793 $ - $ - $ - $ - $ - $ - $ 36,549,038 $ 34,906,793 Estimated Payments... 16,111,218 13,743,147 16,111,218 13,743,147 Returns... 2,653,707 2,260,045 2,653,707 2,260,045 State/City Offsets... (675,293) (590,752) (675,293) (590,752) Other (Assessments/LLC)... 1,286,154 1,338,284 1,286,154 1,338,284 Gross Receipts... 55,924,824 51,657,517 55,924,824 51,657,517 Transfers to School Tax Relief Fund... (3,334,700) (3,296,950) 3,334,700 3,296,950 Transfers to Revenue Bond Tax Fund... (11,763,821) (10,927,458) - - 11,763,821 10,927,458 - - - - Less: Refunds Issued... (8,869,541) (7,947,684) (8,869,541) (7,947,684) Total Personal Income Tax... 31,956,762 29,485,425 3,334,700 3,296,950 11,763,821 10,927,458 - - 47,055,283 43,709,833 CONSUMPTION/USE TAXES: Sales and Use... 6,242,590 6,084,312 874,211 854,208 6,242,519 6,053,136 - - 13,359,320 12,991,656 Auto Rental... - - 47,012 45,048 - - 79,064 74,045 126,076 119,093 Cigarette and Tobacco Products... 322,233 355,372 928,379 958,386 - - - - 1,250,612 1,313,758 Medical Marihuana... - - 11 - - - - - 11 - Motor Fuel... - - 104,993 100,880 - - 398,075 386,075 503,068 486,955 Alcoholic Beverage... 254,548 250,859 254,548 250,859 Highway Use... 158,562 140,400 158,562 140,400 MCTD Taxicab Trip... - - 73,146 82,263 - - - - 73,146 82,263 Total Consumption/Use Taxes... 6,819,371 6,690,543 2,027,752 2,040,785 6,242,519 6,053,136 635,701 600,520 15,725,343 15,384,984 BUSINESS TAXES: Corporation Franchise... 3,762,975 2,989,984 764,344 558,008 - - - - 4,527,319 3,547,992 Corporation and Utility... 593,850 576,468 165,427 141,314 - - 14,575 9,512 773,852 727,294 Insurance... 1,419,437 1,374,977 160,634 157,855 - - - - 1,580,071 1,532,832 Bank... (128,954) 1,323,377 7,604 212,817 - - - - (121,350) 1,536,194 Petroleum Business... - - 498,947 514,576 - - 624,904 643,756 1,123,851 1,158,332 Lubricating Oil... - 1-1 Total Business Taxes... 5,647,308 6,264,807 1,596,956 1,584,570 - - 639,479 653,268 7,883,743 8,502,645 OTHER TAXES: Real Property Gains... 10 39 10 39 Estate and Gift... 1,520,792 1,108,530 1,520,792 1,108,530 Pari-Mutuel... 17,182 18,038 17,182 18,038 Real Estate Transfer... - - - - 1,043,960 918,780 119,100 119,100 1,163,060 1,037,880 Racing and Exhibitions... 1,425 1,128 1,425 1,128 MCTD Mobility Tax... - - 1,306,235 1,271,303 - - - - 1,306,235 1,271,303 Total Other Taxes... 1,539,409 1,127,735 1,306,235 1,271,303 1,043,960 918,780 119,100 119,100 4,008,704 3,436,918 TOTAL TAX RECEIPTS... 45,962,850 43,568,510 8,265,643 8,193,608 19,050,300 17,899,374 1,394,280 1,372,888 74,673,073 71,034,380 MISCELLANEOUS RECEIPTS (1) 5,842,208 8,409,675 17,117,055 16,557,209 486,548 509,564 3,822,525 3,961,077 27,268,336 29,437,525 FEDERAL RECEIPTS 229 1,629 49,104,679 46,531,760 73,247 73,089 2,145,374 2,030,215 51,323,529 48,636,693 OTHER FINANCING SOURCES: Bond and Note Proceeds, net... - 161,343-161,343 Transfers from Other Funds... 17,870,827 15,940,378 8,668,925 7,766,936 4,006,566 4,681,001 2,895,606 1,419,427 33,441,924 29,807,742 Total Other Financing Sources... 17,870,827 15,940,378 8,668,925 7,766,936 4,006,566 4,681,001 2,895,606 1,580,770 33,441,924 29,969,085 TOTAL... $ 69,676,114 $ 67,920,192 $ 83,156,302 $ 79,049,513 $ 23,616,661 $ 23,163,028 $ 10,257,785 $ 8,944,950 $ 186,706,862 $ 179,077,683 to exh A 0.0 0.0-2,987,981.0-3,968,942.0-11,911,388.0-8,360,572.0 179,077,683 65

GOVERNMENTAL FUNDS SCHEDULE 2 COMBINED STATEMENT OF RECEIPTS AND OTHER FINANCING RESOURCES (continued) (Amounts in thousands) (1) Miscellaneous Receipts in Governmental Funds include: GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 Abandoned Property: Abandoned Property... $ 527,477 $ 651,894 $ 11,389 $ 11,966 $ - $ - $ - $ - $ 538,866 $ 663,860 Bottle Bill... 79,695 80,411 - - - - 23,000 23,000 102,695 103,411 Total Abandoned Property... 607,172 732,305 11,389 11,966 - - 23,000 23,000 641,561 767,271 Assessments: Business... 250,000 1,000,024 780,333 800,934 - - 100,045 94,460 1,130,378 1,895,418 Medical Care... 85,977 96,770 5,240,677 4,992,906-444 - - 5,326,654 5,090,120 Public Utilities... 206,427 277,850 63,747 89,808 - - - - 270,174 367,658 All Other... 717 469 220,057 207,004 - - - - 220,774 207,473 Total Assessments 543,121 1,375,113 6,304,814 6,090,652-444 100,045 94,460 6,947,980 7,560,669 Fees, Licenses and Permits: Alcohol Beverage Control Licensing... 65,911 61,173 65,911 61,173 Audit... - - 2,105 - - - - - 2,105 - Business/Professional... 186,224 184,811 1,279,925 1,145,090 7 5 33,256 54,166 1,499,412 1,384,072 Civil... 222,050 215,121 54,284 51,075 - - - (3) 276,334 266,193 Criminal... 553 663 9,629 8,132 - - - - 10,182 8,795 Motor Vehicle... 193,543 191,077 481,866 464,708 - - 681,811 639,259 1,357,220 1,295,044 Recreational/Consumer..... 14,580 13,948 233,537 212,559 - - 38,144 25,900 286,261 252,407 Total Fees, Licenses and Permits 682,861 666,793 2,061,346 1,881,564 7 5 753,211 719,322 3,497,425 3,267,684 Fines, Penalties and Forfeitures 2,374,866 4,890,958 480,618 123,861 - - 22,204 20,219 2,877,688 5,035,038 Gaming: Casino... - - 232,701 170,745 - - - - 232,701 170,745 Lottery... - - 2,504,086 2,304,188 - - - - 2,504,086 2,304,188 Video Lottery... - - 967,139 910,583 - - - - 967,139 910,583 Total Gaming... - - 3,703,926 3,385,516 - - - - 3,703,926 3,385,516 Interest Earnings 13,330 3,567 32,928 26,865 254 206 981 1,021 47,493 31,659 66

GOVERNMENTAL FUNDS SCHEDULE 2 COMBINED STATEMENT OF RECEIPTS AND OTHER FINANCING RESOURCES (continued) (Amounts in thousands) GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 MARCH 31, 2016 MARCH 31, 2015 Receipts from Public Authorities: Bond Proceeds... - - 22,000 22,000 - - 2,879,095 3,025,976 2,901,095 3,047,976 Cost Recovery Assessments... 17,570 13,873 20,400 20,400 - - - - 37,970 34,273 Issuance Fees... 83,941 96,167 7,200 7,200 - - - - 91,141 103,367 Non Bond Related... 49,219 23,421 13,067 15,619 - - 5,397 11,371 67,683 50,411 Total Receipts from Public Authorities 150,730 133,461 62,667 65,219 - - 2,884,492 3,037,347 3,097,889 3,236,027 Receipts from Municipalities 48 149 139,850 105,949 5,490 8,550 1,987 7,293 147,375 121,941 Rentals 5,277 5,808 331,742 328,453 - - 7,832 8,918 344,851 343,179 Revenues of State Departments: Administrative Recoveries... 78,744 99,484 123,595 89,634 - - 12-202,351 189,118 Commissions... 2 21 14,585 18,046 1 2 5 17 14,593 18,086 Gifts, Grants and Donations... 109 (18) 4,451 4,354 - - 4,156 21,165 8,716 25,501 Indirect Cost Recoveries... 118,826 131,488 4,884 862 - - - - 123,710 132,350 Patient/Client Care Reimbursement... - - 1,114,629 1,959,674 480,658 500,216 - - 1,595,287 2,459,890 Rebates... 6,624 5,962 146,418 144,819 - - 169 17 153,211 150,798 Restitution and Settlements... 1,229,340 313,919 69,249 (44,791) - - 3,584 6,329 1,302,173 275,457 Student Loans... 50 59 105,778 132,881 - - - - 105,828 132,940 All Other... 27,464 51,264 52,031 31,143 - - 19,630 11,732 99,125 94,139 Total Revenues of State Departments 1,461,159 602,179 1,635,620 2,336,622 480,659 500,218 27,556 39,260 3,604,994 3,478,279 Sales 3,644 (658) 17,797 13,002 138 141 1,217 10,237 22,796 22,722 Tuition - - 2,334,358 2,187,540 - - - - 2,334,358 2,187,540 TOTAL MISCELLANEOUS RECEIPTS $ 5,842,208 $ 8,409,675 $ 17,117,055 $ 16,557,209 $ 486,548 $ 509,564 $ 3,822,525 $ 3,961,077 $ 27,268,336 $ 29,437,525 67

GOVERNMENTAL FUNDS SCHEDULE OF TAX RECEIPTS SCHEDULE 3 FISCAL YEARS 2006-07 THRU 2015-16 (Amounts in thousands) 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 PERSONAL INCOME TAX: Withholding... $ 26,802,004 $ 28,440,136 $ 27,686,159 $ 29,443,180 $ 31,240,169 $ 31,198,971 $ 31,957,653 $ 33,367,555 $ 34,906,793 $ 36,549,038 Estimated... 10,354,960 11,640,484 12,689,974 9,028,060 9,735,271 11,628,433 12,192,942 14,637,177 13,743,147 16,111,218 Returns... 2,123,011 2,222,407 2,718,295 1,877,109 2,022,248 2,174,476 2,192,787 2,415,648 2,260,045 2,653,707 State/City Offsets... (521,965) (479,235) (474,835) 61,952 (100,179) (365,944) (309,012) (615,003) (590,752) (675,293) Other (Assessments/LLC)... 810,275 867,528 916,677 1,045,288 1,004,746 1,028,586 1,099,268 1,154,668 1,338,284 1,286,154 Gross Total... 39,568,285 42,691,320 43,536,270 41,455,589 43,902,255 45,664,522 47,133,638 50,960,045 51,657,517 55,924,824 Less: Refunds Issued... (4,988,294) (6,127,371) (6,696,250) (6,704,208) (7,693,040) (6,896,695) (6,906,923) (7,999,270) (7,947,684) (8,869,541) Net Personal Income Tax... 34,579,991 36,563,949 36,840,020 34,751,381 36,209,215 38,767,827 40,226,715 42,960,775 43,709,833 47,055,283 CONSUMPTION/USE TAXES: Sales and Use... 10,738,453 11,295,888 10,985,324 10,527,492 11,537,852 11,874,582 11,989,290 12,587,660 12,991,656 13,359,320 Auto Rental... 45,495 46,973 60,702 76,109 95,027 104,017 109,050 113,979 119,093 126,076 Hotel/Motel... 68 - - - 12 - - - - - Cigarette and Tobacco Products... 984,665 976,208 1,340,389 1,365,934 1,615,691 1,633,524 1,550,599 1,453,351 1,313,758 1,250,612 Medical Marihuana... - - - 11 Motor Fuel... 513,389 524,934 503,937 506,910 516,145 501,610 492,464 473,156 486,955 503,068 Alcoholic Beverage... 194,287 204,820 205,900 225,560 229,698 238,263 246,217 250,306 250,859 254,548 Beverage Container... 16 32 - - Highway Use... 152,670 147,956 140,907 137,247 129,162 132,129 145,008 136,223 140,400 158,562 MCTD Taxicab Trip... - - - 12,835 81,142 86,849 82,945 85,190 82,263 73,146 Total Consumption/Use Taxes... 12,629,043 13,196,811 13,237,159 12,852,087 14,204,729 14,570,974 14,615,573 15,099,865 15,384,984 15,725,343 BUSINESS TAXES: Corporation Franchise... 4,227,564 3,997,344 3,220,248 2,510,832 2,845,857 3,176,226 3,008,746 3,811,628 3,547,992 4,527,319 Corporation and Utility... 820,263 801,406 863,351 953,670 813,646 796,540 894,491 797,293 727,294 773,852 Insurance... 1,257,778 1,219,088 1,181,067 1,490,767 1,350,932 1,413,093 1,508,600 1,444,398 1,532,832 1,580,071 Bank... 1,209,823 1,057,538 1,233,215 1,399,278 1,178,239 1,391,665 1,911,860 1,050,058 1,536,194 (121,350) Petroleum Business... 1,090,305 1,155,330 1,106,561 1,103,542 1,090,439 1,100,354 1,139,721 1,154,510 1,158,332 1,123,851 Lubricating Oil... 2 1 1 3 2-2 1 1 - Total Business Taxes... 8,605,735 8,230,707 7,604,443 7,458,092 7,279,115 7,877,878 8,463,420 8,257,888 8,502,645 7,883,743 OTHER TAXES: Real Property Gains... 447 567 86 (513) (3) - 209 (159) 39 10 Estate and Gift... 1,053,384 1,037,532 1,165,247 866,377 1,219,248 1,078,531 1,014,863 1,238,321 1,108,530 1,520,792 Pari-Mutuel... 20,810 23,580 22,301 18,818 17,039 17,197 17,416 16,821 18,038 17,182 Real Estate Transfer... 1,022,094 1,020,669 701,164 493,050 580,101 610,048 756,355 911,352 1,037,880 1,163,060 Racing and Exhibitions... 671 951 773 691 713 768 1,029 995 1,128 1,425 MCTD Mobility Tax... - - - 1,227,721 1,359,465 1,375,651 1,204,572 1,204,147 1,271,303 1,306,235 Total Other Taxes... 2,097,406 2,083,299 1,889,571 2,606,144 3,176,563 3,082,195 2,994,444 3,371,477 3,436,918 4,008,704 TOTAL TAX RECEIPTS... $ 57,912,175 $ 60,074,766 $ 59,571,193 $ 57,667,704 $ 60,869,622 $ 64,298,874 $ 66,300,152 $ 69,690,005 $ 71,034,380 $ 74,673,073 68

GOVERNMENTAL FUNDS COMBINING SCHEDULE OF TAX RECEIPTS SCHEDULE 4 (Amounts in thousands) GENERAL SPECIAL REVENUE DEDICATED MASS STATE MASS HEALTH CARE TRANSPORTATION MEDICAL SCHOOL OPERATIONS TRANSPORTATION REFORM ACT OPERATING MARIHUANA MTA FINANCIAL TAX ACCOUNT TRUST RESOURCES ASSISTANCE TRUST ASSISTANCE RELIEF (10050-10099) (20850-20899) (20800-20849) (21400-21449) (23750-23799) (23650-23699) (20550-20599) PERSONAL INCOME TAX... $ 31,956,762 $ - $ - $ - $ - $ - $ 3,334,700 CONSUMPTION/USE TAXES: Sales and Use... 6,242,590 - - 874,211 - - - Auto Rental... - - - - - 47,012 - Cigarette and Tobacco Products... 322,233-928,379 - - - - Medical Marihuana... - - - - 11 - - Motor Fuel... - 104,993 - - - - - Alcoholic Beverage... 254,548 Highway Use... - MCTD Taxicab Trip... - - - - - 73,146 - Total Consumption/Use Taxes... 6,819,371 104,993 928,379 874,211 11 120,158 - BUSINESS TAXES: Corporation Franchise... 3,762,975 - - 764,344 - - - Corporation and Utility... 593,850 - - 165,427 - - - Insurance... 1,419,437 - - 160,634 - - - Bank... (128,954) - - 7,604 - - - Petroleum Business... - 367,007-131,940 - - - Lubricating Oil... - Total Business Taxes... 5,647,308 367,007-1,229,949 - - - OTHER TAXES: Real Property Gains... 10 Estate and Gift... 1,520,792 Pari-Mutuel... 17,182 Real Estate Transfer... - Racing and Exhibitions... 1,425 MCTD Mobility Tax... - - - - - 1,306,235 - Total Other Taxes... 1,539,409 - - - - 1,306,235 - TOTAL TAX RECEIPTS... $ 45,962,850 $ 472,000 $ 928,379 $ 2,104,160 $ 11 $ 1,426,393 $ 3,334,700 69

GOVERNMENTAL FUNDS COMBINING SCHEDULE OF TAX RECEIPTS (Amounts in thousands) SCHEDULE 4 (continued) PERSONAL INCOME TAX... CONSUMPTION/USE TAXES: Sales and Use... Auto Rental... Cigarette and Tobacco Products... Medical Marihuana... Motor Fuel... Alcoholic Beverage... Highway Use... MCTD Taxicab Trip... Total Consumption/Use Taxes... BUSINESS TAXES: Corporation Franchise... Corporation and Utility... Insurance... Bank... Petroleum Business... Lubricating Oil... Total Business Taxes... OTHER TAXES: Real Property Gains... Estate and Gift... Pari-Mutuel... Real Estate Transfer... Racing and Exhibitions... MCTD Mobility Tax... Total Other Taxes... TOTAL TAX RECEIPTS... DEBT SERVICE CAPITAL PROJECTS LOCAL DEDICATED GENERAL GOVERNMENT HIGHWAY AND CLEAN WATER / DEBT ASSISTANCE BRIDGE ENVIRONMENTAL TOTAL CLEAN AIR SERVICE TAX TRUST PROTECTION GOVERNMENTAL FUNDS (40400-40449) (40150-40199) (40450-40499) (30050-30099) (30450-30499) 2015-16 2014-15 $ - $ 11,763,821 $ - $ - $ - $ 47,055,283 $ 43,709,833-3,121,259 3,121,260 - - 13,359,320 12,991,656 - - - 79,064-126,076 119,093 - - - - - 1,250,612 1,313,758 - - - - - 11 - - - - 398,075-503,068 486,955 - - - - - 254,548 250,859 - - - 158,562-158,562 140,400 - - - - - 73,146 82,263-3,121,259 3,121,260 635,701-15,725,343 15,384,984 - - - - - 4,527,319 3,547,992 - - - 14,575-773,852 727,294 - - - - - 1,580,071 1,532,832 - - - - - (121,350) 1,536,194 - - - 624,904-1,123,851 1,158,332 1 - - - 639,479-7,883,743 8,502,645 - - - - - 10 39 - - - - - 1,520,792 1,108,530 - - - - - 17,182 18,038 1,043,960 - - - 119,100 1,163,060 1,037,880 - - - - - 1,425 1,128 - - - - - 1,306,235 1,271,303 1,043,960 - - - 119,100 4,008,704 3,436,918 $ 1,043,960 $ 14,885,080 $ 3,121,260 $ 1,275,180 $ 119,100 $ 74,673,073 $ 71,034,380 70

GOVERNMENTAL FUNDS SCHEDULE 5 STATE TAX RECEIPTS PER CAPITA (*) FISCAL YEARS 2006-07 THRU 2015-16 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 PERSONAL INCOME TAX Millions of Dollars $ 34,580 $ 36,564 $ 36,840 $ 34,751 $ 36,209 $ 38,768 $ 40,227 $ 42,961 $ 43,710 $ 47,055 Percentage of Total Taxes 59.71% 60.86% 61.84% 60.26% 59.48% 60.30% 60.67% 61.64% 61.53% 63.01% Change from Prior Year 12.23% 5.74% 0.75% -5.67% 4.20% 7.07% 3.76% 6.80% 1.70% 7.70% Per Capita 1,792 1,885 1,889 1,782 1,866 1,988 2,052 2,181 2,219 2,377 CONSUMPTION/USE TAXES Millions of Dollars 12,629 13,197 13,237 12,852 14,205 14,571 14,616 15,100 15,385 15,725 Percentage of Total Taxes 21.81% 21.97% 22.22% 22.29% 23.34% 22.66% 22.04% 21.67% 21.66% 21.06% Change from Prior Year -3.55% 4.50% 0.30% -2.91% 10.53% 2.58% 0.31% 3.31% 1.89% 2.21% Per Capita 654 680 679 659 732 747 746 766 781 794 BUSINESS TAXES Millions of Dollars 8,606 8,231 7,604 7,458 7,279 7,878 8,463 8,258 8,502 7,884 Percentage of Total Taxes 14.86% 13.70% 12.76% 12.93% 11.96% 12.25% 12.77% 11.85% 11.97% 10.56% Change from Prior Year 21.42% -4.36% -7.62% -1.92% -2.40% 8.23% 7.43% -2.42% 2.95% -7.27% Per Capita 446 424 390 382 375 404 432 419 432 398 OTHER TAXES Millions of Dollars 2,097 2,083 1,890 2,606 3,177 3,082 2,994 3,371 3,437 4,009 Percentage of Total Taxes 3.62% 3.47% 3.18% 4.52% 5.22% 4.79% 4.52% 4.84% 4.84% 5.37% Change from Prior Year 15.22% -0.67% -9.27% 37.88% 21.91% -2.99% -2.86% 12.59% 1.96% 16.64% Per Capita 109 107 97 134 164 158 153 171 174 202 TOTAL TAXES Millions of Dollars $ 57,912 $ 60,075 $ 59,571 $ 57,667 $ 60,870 $ 64,299 $ 66,300 $ 69,690 $ 71,034 $ 74,673 Percentage of Total Taxes 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% 100.00% Change from Prior Year 9.65% 3.73% -0.84% -3.20% 5.55% 5.63% 3.11% 5.11% 1.93% 5.12% Per Capita $ 3,001 $ 3,097 $ 3,055 $ 2,957 $ 3,137 $ 3,297 $ 3,383 $ 3,537 $ 3,606 $ 3,771 (*) Population estimates are based on current information published by the U.S. Census Bureau. 71

GOVERNMENTAL FUNDS - RECEIPTS TEN YEAR TREND ANALYSIS $55,000 $50,000 $45,000 $40,000 $35,000 AMOUNTS (millions) $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 $0 FISCAL YEAR Federal Receipts Personal Income Tax Miscellaneous Receipts Consumption/Use Taxes Business Taxes Other Taxes 72

GOVERNMENTAL FUNDS - RECEIPTS TO DISBURSEMENTS TEN YEAR TREND ANALYSIS $158,000 $153,000 $148,000 $143,000 AMOUNTS (millions) $138,000 $133,000 $128,000 $123,000 $118,000 $113,000 $108,000 FISCAL YEAR (*) Receipts and Disbursements exclude Other Financing Sources and Uses Total Receipts (*) Total Disbursements (*) 73

GOVERNMENTAL FUNDS SCHEDULE OF RECEIPTS, DISBURSEMENTS SCHEDULE 6 AND OTHER FINANCING SOURCES (USES) FISCAL YEARS 2006-07 THRU 2015-16 (Amounts in thousands) 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 RECEIPTS: Personal Income Tax... $ 34,579,991 $ 36,563,949 $ 36,840,020 $ 34,751,381 $ 36,209,215 $ 38,767,827 $ 40,226,715 $ 42,960,775 $ 43,709,833 $ 47,055,283 Consumption/Use Taxes... 12,629,043 13,196,811 13,237,159 12,852,087 14,204,729 14,570,974 14,615,573 15,099,865 15,384,984 15,725,343 Business Taxes... 8,605,735 8,230,707 7,604,443 7,458,092 7,279,115 7,877,878 8,463,420 8,257,888 8,502,645 7,883,743 Other Taxes... 2,097,406 2,083,299 1,889,571 2,606,144 3,176,563 3,082,195 2,994,444 3,371,477 3,436,918 4,008,704 Miscellaneous Receipts... 18,905,393 20,438,905 20,830,802 23,556,702 23,148,031 23,836,115 24,030,850 24,233,835 29,437,525 27,268,336 Federal Receipts... 35,579,052 34,909,118 38,833,165 45,523,753 49,303,727 44,609,856 42,842,927 43,789,256 48,636,693 51,323,529 Total Receipts... 112,396,620 115,422,789 119,235,160 126,748,159 133,321,380 132,744,845 133,173,929 137,713,096 149,108,598 153,264,938 DISBURSEMENTS: Local Assistance Grants: Education... 31,275,884 32,273,478 33,347,534 35,349,565 Environment and Recreation... 452,989 455,295 315,309 321,479 General Government... 1,190,751 1,369,339 1,358,364 1,573,960 Public Health: Medicaid... 41,585,429 42,125,677 47,642,930 49,664,291 Other Public Health... 5,812,015 5,788,874 5,154,862 6,873,429 Public Safety... 1,802,631 2,123,277 2,718,169 2,229,061 Public Welfare... 7,836,605 8,132,748 7,597,686 7,806,779 Support and Regulate Business... 691,811 802,690 657,668 796,912 Transportation... 5,052,837 5,497,814 5,931,129 5,698,151 General Purpose... 1,187,014 935,006 1,219,661 1,252,195 1,036,641 956,091 - - - - Education... 27,985,891 29,792,268 31,200,821 30,295,799 35,055,672 31,872,529 - - - - Medicaid... 33,592,159 32,539,606 34,015,519 38,441,781 40,495,297 41,127,169 - - - - Other Social Services... 6,334,245 6,820,511 7,287,230 7,637,529 7,550,948 7,614,837 - - - - Health and Environment... 4,831,522 4,717,890 4,735,510 4,759,646 4,469,502 4,900,692 - - - - Mental Hygiene... 1,589,307 1,879,826 1,990,080 1,900,194 2,003,238 1,982,597 - - - - Transportation... 2,652,406 3,305,975 3,639,345 4,468,169 5,130,684 4,974,616 - - - - Criminal Justice, Emergency Management & Security Services and Miscellaneous... 2,558,049 3,212,923 3,178,608 2,783,895 2,891,467 3,059,315 - - - - Total Local Assistance Grants.. 80,730,593 83,204,005 87,266,774 91,539,208 98,633,449 96,487,846 95,700,952 98,569,192 104,723,651 110,313,627 Departmental Operations: Personal Service... 11,557,759 11,853,962 12,609,008 13,404,977 13,104,777 12,673,297 13,011,558 12,957,859 13,162,852 13,598,151 Non-Personal Service... 5,963,793 6,360,433 6,357,831 6,025,211 5,979,320 6,347,746 6,170,765 6,803,869 6,977,664 6,974,097 General State Charges... 5,222,838 5,475,911 5,325,321 5,733,604 6,361,086 6,854,416 6,675,439 7,279,909 7,337,109 7,739,187 Debt Service, Including Payments on Financing Agreements... 4,450,737 4,104,000 4,529,667 4,961,470 5,614,669 5,864,022 6,137,929 6,399,696 6,182,817 5,598,485 Capital Projects... 4,838,189 5,060,148 5,483,202 5,212,997 5,131,630 5,276,540 5,400,190 5,515,961 5,506,585 6,484,930 Total Disbursements... 112,763,909 116,058,459 121,571,803 126,877,467 134,824,931 133,503,867 133,096,833 137,526,486 143,890,678 150,708,477 Excess (Deficiency) of Receipts over Disbursements... (367,289) (635,670) (2,336,643) (129,308) (1,503,551) (759,022) 77,096 186,610 5,217,920 2,556,461 OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... 181,243 269,234 456,513 448,267 525,154 352,069 433,631-161,343 - Transfers from Other Funds... 20,218,489 21,878,260 26,313,008 26,200,947 27,605,704 26,540,430 26,902,629 30,592,764 29,807,742 33,441,924 Transfers to Other Funds... (20,246,813) (21,878,933) (26,333,089) (26,245,557) (27,675,129) (26,585,488) (26,897,343) (30,621,199) (29,866,485) (33,543,814) Investment... - - - (5) Total Other Financing Sources (Uses)... 152,919 268,561 436,432 403,657 455,729 307,011 438,917 (28,435) 102,600 (101,895) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... (214,370) (367,109) (1,900,211) 274,349 (1,047,822) (452,011) 516,013 158,175 5,320,520 2,454,566 Beginning Fund Balances... 7,067,492 6,853,122 6,486,013 4,585,802 4,860,151 3,812,329 3,360,318 3,876,331 4,034,506 9,355,555 Ending Fund Balances... $ 6,853,122 $ 6,486,013 $ 4,585,802 $ 4,860,151 $ 3,812,329 $ 3,360,318 $ 3,876,331 $ 4,034,506 $ 9,355,026 $ 11,810,121 74

GOVERNMENTAL FUNDS STATE OPERATING FUNDS SCHEDULE OF RECEIPTS, DISBURSEMENTS SCHEDULE 6 AND OTHER FINANCING SOURCES (USES) SUPPLEMENTAL FISCAL YEARS 2006-07 THRU 2015-16 (Amounts in thousands) 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 RECEIPTS: Personal Income Tax... $ 34,579,991 $ 36,563,949 $ 36,840,020 $ 34,751,381 $ 36,209,215 $ 38,767,827 $ 40,226,715 $ 42,960,775 $ 43,709,833 $ 47,055,283 Consumption/Use Taxes... 12,025,086 12,587,210 12,637,239 12,262,016 13,607,810 13,977,493 14,013,281 14,518,137 14,784,464 15,089,642 Business Taxes... 7,984,740 7,574,827 6,973,138 6,825,949 6,656,770 7,252,986 7,815,260 7,603,524 7,849,377 7,244,264 Other Taxes... 1,950,406 1,871,299 1,652,571 2,406,844 3,057,463 2,963,095 2,875,344 3,252,377 3,317,818 3,889,604 Miscellaneous Receipts... 15,911,011 16,952,899 17,080,968 19,516,108 19,148,276 19,515,006 20,000,668 20,521,164 25,300,841 23,254,991 Federal Receipts... 151,754 69,003 44,773 84,314 112,070 139,961 140,547 71,420 74,718 73,548 Total Receipts... 72,602,988 75,619,187 75,228,709 75,846,612 78,791,604 82,616,368 85,071,815 88,927,397 95,037,051 96,607,332 DISBURSEMENTS: Local Assistance Grants: Education... 28,003,547 28,566,137 30,130,698 31,662,758 Environment and Recreation... 7,814 10,465 9,539 12,174 General Government... 1,096,762 1,249,088 1,192,301 1,215,379 Public Health: Medicaid... 17,591,758 17,436,669 18,019,396 18,314,157 Other Public Health... 3,762,685 3,656,417 3,352,872 3,265,481 Public Safety... 386,785 295,356 331,569 283,224 Public Welfare... 3,049,037 3,085,434 2,829,894 2,935,571 Support and Regulate Business... 376,466 380,256 351,665 219,285 Transportation... 4,306,745 4,722,567 4,834,029 4,745,229 General Purpose... 1,187,014 935,006 1,219,661 1,252,195 1,036,641 956,091 - - - - Education... 24,474,807 26,579,930 27,819,469 26,072,535 28,926,703 27,094,238 - - - - Medicaid... 13,462,273 13,086,383 12,417,963 12,255,062 13,149,970 16,489,870 - - - - Other Social Services... 2,611,471 3,118,081 2,876,392 3,025,196 2,809,578 2,908,092 - - - - Health and Environment... 3,763,907 3,415,389 3,293,798 3,280,635 2,635,388 2,968,850 - - - - Mental Hygiene... 1,351,095 1,595,957 1,702,263 1,668,378 1,669,180 1,731,350 - - - - Transportation... 2,300,832 2,825,426 2,982,101 3,823,477 4,253,827 4,229,733 - - - - Criminal Justice, Emergency Management & Security Services and Miscellaneous... 1,646,538 2,184,870 2,197,883 946,101 813,359 889,489 - - - - Total Local Assistance Grants.. 50,797,937 53,741,042 54,509,530 52,323,579 55,294,646 57,267,713 58,581,599 59,402,389 61,051,963 62,653,258 Departmental Operations: Personal Service... 11,008,753 11,291,519 11,981,404 12,748,344 12,422,427 12,039,972 12,402,450 12,300,482 12,549,597 12,980,751 Non-Personal Service... 5,236,509 5,616,197 5,491,187 5,114,447 4,965,584 5,410,795 5,280,742 5,563,854 5,607,541 5,601,777 General State Charges... 5,003,594 5,259,763 5,104,907 5,500,551 6,101,494 6,592,416 6,436,100 6,957,594 7,033,234 7,452,462 Debt Service, Including Payments on Financing Agreements 4,450,737 4,104,000 4,529,667 4,961,470 5,614,669 5,864,022 6,137,929 6,399,696 6,182,817 5,598,485 Capital Projects... 9,491 7,474 8,832 11,040 18,571 6,428 4,025 6,929 1,322 1,749 Total Disbursements... 76,507,021 80,019,995 81,625,527 80,659,431 84,417,391 87,181,346 88,842,845 90,630,944 92,426,474 94,288,482 Excess (Deficiency) of Receipts over Disbursements... (3,904,033) (4,400,808) (6,396,818) (4,812,819) (5,625,787) (4,564,978) (3,771,030) (1,703,547) 2,610,577 2,318,850 OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net... - - - - Transfers from Other Funds... 20,360,432 22,126,619 26,336,470 26,180,182 27,218,099 26,274,216 26,404,073 29,481,642 28,850,719 31,042,573 Transfers to Other Funds... (16,913,610) (18,170,423) (21,800,884) (21,433,944) (22,433,710) (21,831,104) (22,120,550) (27,348,419) (26,360,135) (30,611,048) Investments... - - - (5) Total Other Financing Sources (Uses)... 3,446,822 3,956,196 4,535,586 4,746,238 4,784,389 4,443,112 4,283,523 2,133,223 2,490,584 431,520 Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses... (457,211) (444,612) (1,861,232) (66,581) (841,398) (121,866) 512,493 429,676 5,101,161 2,750,370 Beginning Fund Balances... 7,639,842 7,182,631 6,738,019 4,876,787 4,810,206 3,968,808 3,846,942 4,359,435 4,789,111 9,890,801 Ending Fund Balances... $ 7,182,631 $ 6,738,019 $ 4,876,787 $ 4,810,206 $ 3,968,808 $ 3,846,942 $ 4,359,435 $ 4,789,111 $ 9,890,272 $ 12,641,171 75

GOVERNMENTAL FUNDS LOCAL ASSISTANCE GRANTS Public Safety 2.0% Public Welfare 7.1% Support & Regulate Business 0.7% Transportation 5.2% Other Public Health 6.2% Education 32.1% Medicaid 45.0% General Government 1.4% Environment & Recreation 0.3% 76

100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 89.7% 10.3% 51.2% GOVERNMENTAL FUNDS LOCAL ASSISTANCE GRANTS BY FUNDING SOURCE 48.8% 96.5% 3.5% 36.9% 63.1% 48.9% 51.1% 17.1% 82.9% 39.3% 60.7% 99.0% 1.0% 92.2% 7.8% STATE FUNDS FEDERAL FUNDS 77

SCHEDULE 7 GOVERNMENTAL FUNDS LOCAL ASSISTANCE DISBURSEMENTS BY PROGRAM (Amounts in thousands) STATE FEDERAL STATE FEDERAL GENERAL SPECIAL REVENUE SPECIAL REVENUE CAPITAL PROJECTS CAPITAL PROJECTS 2015-16 2014-15 Education: Public School Aid $ 21,898,704 $ 3,171,821 $ 3,598,974 $ 13,905 $ - $ 28,683,404 $ 26,554,311 Higher Ed 3,031,395 16,000 3,941 136-3,051,472 3,201,592 School Tax Relief (STAR) - 3,334,700-14,217-3,348,917 3,296,950 Other Education 203,557 6,581 55,634 - - 265,772 294,681 Total Education 25,133,656 6,529,102 3,658,549 28,258-35,349,565 33,347,534 Environment and Recreation: Environmental Protection 4,153 - - 152,359 153,982 310,494 307,263 Parks, Recreation and Historic Preservation 3,267 4,754 2,955 9-10,985 8,046 Total Environment and Recreation 7,420 4,754 2,955 152,368 153,982 321,479 315,309 General Government: Local Government Aid. 949,439 91,881-12,368-1,053,688 1,053,392 Judicial 2,451 112,204 - - - 114,655 107,429 All Other. 58,765 639 55,158 291,055-405,617 197,543 Total General Government 1,010,655 204,724 55,158 303,423-1,573,960 1,358,364 Public Health: Medicaid 13,005,715 5,308,442 31,350,134 - - 49,664,291 47,642,930 Mental Hygiene 5,489 1,471,368 156,304 59,853-1,693,014 1,704,799 Health 728,949 933,794 3,216,439 38,995 46,010 4,964,187 3,227,304 Aging 125,881-90,347 - - 216,228 222,759 Total Public Health 13,866,034 7,713,604 34,813,224 98,848 46,010 56,537,720 52,797,792 Public Safety: Criminal Justice 142,431 116,638 54,658 - - 313,727 298,337 Emergency Management Service (13,799) 33,702 1,789,344 97,714 4,121 1,911,082 2,414,010 Prisons and Reformatories 4,252 - - - - 4,252 5,822 Total Public Safety 132,884 150,340 1,844,002 97,714 4,121 2,229,061 2,718,169 Public Welfare: Welfare 2,898,743 2,456 4,568,797 - - 7,469,996 7,274,000 Public Housing 22,133 295 16,366 129,381-168,175 169,282 Employment Services 11,886 58 156,664 - - 168,608 154,404 Total Public Welfare 2,932,762 2,809 4,741,827 129,381-7,806,779 7,597,686 Support and Regulate Business: Commerce, Industry & Agriculture 119,567 19,032 7,716 569,911-716,226 434,192 Regulate Businesses - 80,686 - - - 80,686 223,476 Total Support and Regulate Business 119,567 99,718 7,716 569,911-796,912 657,668 Transportation: Traffic Safety - - 16,610 - - 16,610 16,799 Transportation 111,351 4,633,878 22,705 506,402 407,205 5,681,541 5,914,330 Total Transportation 111,351 4,633,878 39,315 506,402 407,205 5,698,151 5,931,129 Total.... $ 43,314,329 $ 19,338,929 $ 45,162,746 $ 1,886,305 $ 611,318 $ 110,313,627 $ 104,723,651 78

ALL FUNDS BY FUND TYPE STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 8 BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS GOVERNMENTAL FUNDS: General Fund... $ 76,347,860,004 $ 108,310,339,635 $ 46,756,284,146 $ (366,472,983) $ 284,600,219 $ 58,965,192,001 $ 78,854,850,727 $ 58,930,025,641 Special Revenue - Federal... 164,114,840,215 97,869,460,900 18,478,150,238 (141,332,783) - 49,083,290,920 194,281,527,175 49,087,632,243 Special Revenue - State... 27,182,634,368 45,784,462,956 13,960,387,371 186,278,376 2,818,750 31,929,166,000 27,266,641,079 31,934,394,639 Debt Service... 1,487,655,234 7,578,300,000 1,453,603,296 - - 5,458,757,657 2,153,594,281 5,301,890,411 Capital Projects - Federal... 8,159,959,224 2,286,000,000 2,454,686 141,527,390-2,313,875,357 8,271,156,571 2,313,875,493 Capital Projects - State... 35,698,116,078 14,146,036,600 544,275,656 180,000,000 (76,977,000) 7,498,696,753 41,904,203,269 7,503,135,215 Special Emergency... 1,250,000,000 1,250,000,000 - - - - 2,500,000,000 - TOTAL GOVERNMENTAL FUNDS... 314,241,065,123 277,224,600,091 81,195,155,393-210,441,969 155,248,978,688 355,231,973,102 155,070,953,642 PROPRIETARY FUNDS: Enterprise... 4,606,747,575 3,362,718,000 67,281,562 - - 2,422,678,184 5,479,505,829 2,422,832,450 Internal Service... 1,195,418,394 1,431,626,900 949,728,948 - - 556,062,546 1,121,253,800 556,184,943 TOTAL PROPRIETARY FUNDS... 5,802,165,969 4,794,344,900 1,017,010,510 - - 2,978,740,730 6,600,759,629 2,979,017,393 FIDUCIARY FUNDS: Private Purpose Trust... 1,412,840 1,836,000 1,390,339 - - 451,596 1,406,905 451,596 Pension Trust... 8,597,987 106,729,000 417,014 - - 110,265,217 4,644,756 110,399,806 Agency... 2,195,011,235 3,354,089,865 928,290,045 - - 2,430,263,105 2,190,547,950 2,430,263,184 TOTAL FIDUCIARY FUNDS... 2,205,022,062 3,462,654,865 930,097,398 - - 2,540,979,918 2,196,599,611 2,541,114,586 GRAND TOTAL - ALL FUNDS... $ 322,248,253,154 $ 285,481,599,856 $ 83,142,263,301 $ - $ 210,441,969 $ 160,768,699,336 $ 364,029,332,342 $ 160,591,085,621 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 79

ALL FUNDS BY BUSINESS UNIT STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 9 BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS GENERAL: Adirondack Park Agency $ 231,431 $ 4,563,000 $ 153,726 $ 31,345 $ - $ 4,297,270 $ 374,780 $ 4,297,270 Aging, State Office for the 50,108,274 131,949,000 3,841,758 49,000-128,405,939 49,858,577 128,410,939 Agriculture and Markets, Department of 31,653,289 64,865,000 1,786,186 2,624,824-63,039,115 34,317,812 62,965,119 Alcoholism and Substance Abuse Services, Office of 7,032,514 28,523,000 3,109,089 4,569,790-30,480,047 6,536,168 30,480,047 Arts, Council on the 5,944,599 45,174,000 730,860 - - 41,819,795 8,567,944 41,819,795 Budget, Division of the 9,784,238 29,778,000 9,254,496 - - 21,079,539 9,228,203 21,079,539 Children and Family Services, Office of 889,153,841 2,295,881,500 502,962,417 (5,101,974) - 1,960,791,754 716,179,196 1,960,816,925 City University of New York 344,362,649 1,452,147,940 392,909 5,488,700-1,435,462,080 366,144,300 1,435,462,080 Civil Service, Department of 2,996,204 14,533,000 2,220,541 894,917-12,950,787 3,252,793 12,950,787 Correction, State Commission of 709,533 2,894,000 687,898 - - 2,297,143 618,492 2,297,143 Corrections and Community Supervision, Department of 116,890,158 2,742,779,000 5,896,014 400,000-2,695,272,898 158,900,246 2,695,554,686 Criminal Justice Services, Division of 91,942,229 175,213,000 4,873,885 250,611-162,498,370 100,033,585 162,498,370 Disaster Aid 109,608,907 - - (59,694,616) - (51,870,681) 101,784,972 (51,870,681) Economic Development, Department of 188,930,445 73,114,000 4,539,528 (6,000,000) - 63,624,927 187,879,990 63,747,680 Education, State Department of 21,700,107,862 42,942,400,850 19,395,301,549 (96,118,216) 258,400,000 22,171,282,132 23,238,206,815 22,171,282,132 Elections, Board of 4,605,360 8,482,000 2,012,384 - - 7,696,569 3,378,407 7,696,569 Employee Relations, Office of 63,266,949 42,482,000 804,073 (4,365,500) - 27,869,092 72,710,284 27,868,638 Environmental Conservation, Department of 53,669,739 123,933,000 11,415,702 (439,762) (506) 98,676,110 67,070,659 98,676,110 Executive Chamber 4,244,306 17,854,000 3,771,805 - - 13,706,339 4,620,162 13,705,842 Financial Services, Department of 82,600 - - - - - 82,600 - Franchise Oversight Board 1,653,560 - - - - 4,837 1,648,723 4,837 General Services, Office of 16,435,559 156,730,000 7,508,061 1,410,885-146,201,722 20,866,661 146,201,722 Governor's Judicial Screening Committee 25,230 38,000 18,410 - - 14,380 30,440 14,380 Greenway Heritage Conservancy - 166,000 - - - 166,000-166,000 Health, Department of 43,479,665,002 36,775,657,754 20,958,386,900 (645,953,111) 4,500,000 14,789,130,399 43,866,352,346 14,789,349,476 Higher Education Services Corporation 455,496,905 1,112,339,000 35,872,637 - - 1,009,144,073 522,819,195 1,009,145,942 Homeland Security and Emergency Services, Division of 591,126,446 158,600,000 3,519,225 107,500 - (11,217,456) 757,532,177 (11,215,309) Housing and Community Renewal, Division of 65,260,876 17,822,000 6,383,031 2,343,000-14,249,586 64,793,259 14,254,586 Hudson River Valley Greenways 908,098 321,000 112,470 - - 184,364 932,264 184,364 Human Rights, Division of 1,715,907 12,010,000 1,527,325 90,000-10,262,690 2,025,892 10,262,690 Information Technology Services, Office of 3,163,994 513,167,000 1,237,840 (68,460) - 505,948,021 9,076,673 505,948,801 Inspector General, Office of the State 207,353 6,794,000 177,237 499,000-7,061,149 261,967 7,061,149 Interest on Lawyer Account (IOLA) 4,148,402 15,000,000 433,421 - - 12,985,937 5,729,044 12,910,084 Joint Commission on Public Ethics 799,481 5,582,000 712,122 - - 4,327,380 1,341,979 4,332,070 Judicial Conduct 239,287 5,584,000 101,704 - - 5,567,273 154,310 5,567,273 Judicial Nomination 5,738 30,000 5,738 - - 19,793 10,207 19,793 Justice Center for the Protection of People with Special Needs 9,065,335 41,855,000 5,871,738 (68,000) - 37,194,058 7,786,539 37,209,488 Labor, Department of 25,237,717 12,965,000 1,778,496 22,270,507-12,354,541 46,340,187 12,354,541 Law, Department of 3,909,198 102,823,000 379,052 (349,373) - 101,945,515 4,058,258 102,099,441 Legislature - Assembly 54,068,006 109,627,381 - - - 108,841,114 54,854,273 108,841,114 Legislature - Senate 68,899,505 107,942,785 903 - - 104,956,447 71,884,940 105,009,338 Lieutenant Governor 363,725 904,635 349,045 - - 760,270 159,045 760,270 Lottery, Division of 2,745 - - - - - 2,745 - Medicaid Inspector General, Office of 2,347,313 21,893,000 1,255,020 - - 20,616,377 2,368,916 20,618,840 Mental Health, Office of 63,622,040 394,778,000 51,463,802 23,929,801-304,734,821 126,131,218 304,734,821 Military and Naval Affairs, Division of 11,499,180 26,254,000 1,868,607 - - 23,358,979 12,525,594 23,368,191 Miscellaneous State Agencies and Public Authorities 6,016,201,801 9,259,548,967 5,276,629,673 1,220,442,359 16,181,536 5,528,109,690 5,707,635,300 5,492,109,984 Motor Vehicles, Department of 7,859 - - - - - 7,859 - National and Community Service 1,043,330 683,500 98,040 - - 458,586 1,170,204 458,586 NYS Gaming Commission - 6,971,000 - - - 5,607,905 1,363,095 5,607,905 Parks, Recreation and Historic Preservation, Office of 47,272,935 133,544,700 18,871,539 (190,250) 19,189 115,616,964 46,158,071 115,847,646 People With Developmental Disabilities, Office for 805,746,347 1,735,967,500 139,227,000 30,000-863,456,431 1,539,060,416 863,456,431 Prevention of Domestic Violence, Office for the 1,384,291 2,413,000 378,145 - - 2,048,245 1,370,901 2,048,245 Public Benefit Corporations 472,313,990 260,577,178 195,180,262 6,000,000-84,424,031 459,286,875 84,424,031 Public Employment Relations Board 585,071 3,600,000 497,627 - - 3,400,271 287,173 3,400,271 Public Service, Department of 6,200 - - - - - 6,200 - State Comptroller, Office of the 4,418,363 159,370,000 1,742,346 - - 158,553,316 3,492,701 158,875,505 State Police, Division of 14,817,222 614,402,000 1,295,552 40,529,000 4,500,000 652,219,720 20,732,950 652,278,548 State University of New York 71,426,718 1,911,841,500 4,790,000 (1,392,124,973) 1,000,000 561,357,620 25,995,625 561,357,620 State, Department of 41,547,282 25,759,000 5,252,461 750,092-27,143,038 35,660,875 27,244,439 Statewide Financial System 435,277 30,137,000 18,261 - - 30,069,890 484,126 30,070,170 Tax Appeals, Division of 276,462 3,040,000 144,606 - - 3,035,261 136,595 3,035,261 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 80

ALL FUNDS BY BUSINESS UNIT STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 9 (continued) BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS GENERAL (continued): Taxation and Finance, Department of 7,751,749 271,253,000 882,209 - - 263,806,708 14,315,832 263,486,751 Temporary and Disability Assistance, Office of 238,895,825 1,429,669,000 70,635,711 526,500,698-1,935,343,968 189,085,844 1,935,344,026 Transportation, Department of 7,845,711 113,150,800 5,557 1,152,000-112,502,800 9,640,154 112,502,800 Unified Court System 72,523,217 2,532,196,645 6,161,891 (15,863,778) - 2,504,484,914 78,209,279 2,504,173,837 Veterans' Affairs, Division of 8,013,565 16,815,000 1,623,957 - - 12,921,915 10,282,693 12,921,460 Victim Services, Office of 4,241 2,788,000 - - - 1,870,289 921,952 1,870,289 Welfare Inspector General, Office of 150,819 1,162,000 131,705 (499,000) - 568,944 113,170 568,944 TOTAL GENERAL... 76,347,860,004 108,310,339,635 46,756,284,146 (366,472,983) 284,600,219 58,965,192,001 78,854,850,727 58,930,025,641 SPECIAL REVENUE - FEDERAL: Adirondack Park Agency 3,339,002 700,000 - - - 52,656 3,986,346 52,656 Aging, State Office for the 168,985,173 124,739,000 19,718,096 10,971,667-102,738,702 182,239,042 102,738,702 Agriculture and Markets, Department of 154,947,908 49,644,000 28,694,073 1,149,115-16,289,327 160,757,623 16,289,327 Alcoholism and Substance Abuse Services, Office of 176,636,194 141,170,000 38,278,775 1,600,955-136,345,149 144,783,225 136,345,149 Arts, Council on the 9,343,341 1,513,000 100,000 - - 359,277 10,397,064 359,277 Children and Family Services, Office of 2,903,083,939 1,485,153,000 526,500,682 8,042,601-992,143,634 2,877,635,224 992,194,593 City University of New York 4,954,348 - - 3,436,813-7,633,392 757,769 7,633,392 Corrections and Community Supervision, Department of 135,674,410 40,500,000 17,174,533 3,080,359-25,409,517 136,670,719 25,409,852 Criminal Justice Services, Division of 187,104,730 51,350,000 26,949,946 4,002,456-25,771,583 189,735,657 25,771,583 Developmental Disabilities Planning Council 8,113,914 4,750,000 416,477 - - 3,386,789 9,060,648 3,386,335 Economic Development, Department of 13,207,404 8,000,000 - - - 8,308,127 12,899,277 8,308,127 Education, State Department of 9,187,906,316 4,735,044,000 188,763,125 (12,570,097) - 3,905,941,146 9,815,675,948 3,905,941,161 Elections, Board of 43,516,887 - - - - 4,528,634 38,988,253 4,528,634 Environmental Conservation, Department of 241,796,142 81,198,000 12,827,604 (335,827) - 54,862,413 254,968,298 54,862,413 Financial Services, Department of 4,239,986 - - (657,237) - 1,424,336 2,158,413 1,424,336 General Services, Office of 10,362,091 8,230,000 929,982 (7,773) - 6,907,765 10,746,571 6,907,765 Health, Department of 126,133,480,367 84,764,730,000 16,776,473,279 (588,387,103) - 36,382,511,639 157,150,838,346 36,386,524,461 Higher Education Services Corporation 10,253,501 11,009,000 947,606 (718,006) - 6,528,411 13,068,478 6,528,411 Homeland Security and Emergency Services, Division of 11,919,378,694 653,774,000 26,718,951 (160,070,400) - 1,819,922,887 10,566,440,456 1,819,922,779 Housing and Community Renewal, Division of 228,244,947 86,769,000 40,250,480 6,651,238-62,247,465 219,167,240 62,248,244 Human Rights, Division of 9,407,717 6,000,000 2,792,031 - - 4,375,236 8,240,450 4,375,236 Information Technology Services, Office of 4,651,117 - - 250,000-1,105,288 3,795,829 1,105,288 Justice Center for the Protection of People with Special Needs 3,931,290 1,921,000 2,149,000 642,049-728,045 3,617,294 728,045 Labor, Department of 1,313,658,343 742,437,000 94,756,725 354,236-473,891,802 1,487,801,052 473,773,111 Lake George Park Commission 27,498 - - - - - 27,498 - Law, Department of 16,971,309 38,442,000 2,023,215 - - 38,540,784 14,849,310 38,533,400 Medicaid Inspector General, Office of 32,615,525 33,062,000 10,816,801 1,325,000-31,376,745 24,808,979 31,379,270 Mental Health, Office of 43,974,897 48,348,000 12,150,895 9,749,794-43,735,490 46,186,306 43,735,490 Military and Naval Affairs, Division of 32,894,019 42,780,000 10,380,838 12,387,136-37,569,642 40,110,675 37,569,628 Miscellaneous State Agencies and Public Authorities 7,549,885,523-47,450,000 24,569 - - 7,502,460,092 - Motor Vehicles, Department of 82,866,315 40,739,000 1,396,795 (12,254,887) - 18,804,604 91,149,029 18,804,604 National and Community Service 105,895,326 30,000,000 10,098,155 - - 14,641,276 111,155,895 14,641,276 Parks, Recreation and Historic Preservation, Office of 44,955,278 10,450,900 3,740,604 (104,295) - 8,023,524 43,537,755 8,023,524 People With Developmental Disabilities, Office for 4,550,182 751,000 2,201,669 113,869,090-38,271,810 78,696,793 38,271,811 Prevention of Domestic Violence, Office for the 2,123,740 1,600,000 2,104,449 36,905-16,874 1,639,322 16,874 Public Service, Department of 2,980,624 5,500,000 1,430,284 - - 2,610,701 4,439,639 2,610,697 Quality of Care and Advocacy, Commission on 500,000 - - - - - 500,000 - State Police, Division of 31,254,629 7,700,000 1,919,499 13,777,730-18,214,073 32,598,787 18,614,428 State University of New York 629,772,817 415,600,000 125,768,930 13,954,143-325,784,784 607,773,246 325,784,784 State, Department of 92,348,384 69,395,000 9,056,852 - - 58,880,962 93,805,570 58,880,962 Taxation and Finance, Department of 4,194,557 5,000,000 4,046,430 - - 188,599 4,959,528 188,599 Temporary and Disability Assistance, Office of 2,187,994,041 3,961,275,000 424,976,021 429,424,922-4,318,086,627 1,835,631,315 4,318,086,814 Transportation, Department of 277,818,655 82,986,000 1,060,000 (250,950) - 30,060,252 329,433,453 30,060,252 Unified Court System 28,308,361 8,000,000 433,559 286,086-5,930,504 30,230,384 5,930,504 Veterans' Affairs, Division of 6,196,011 2,466,000 1,803,323 - - 689,897 6,168,791 689,897 Victim Services, Office of 48,858,527 66,735,000 850,554 (993,071) - 39,807,228 73,942,674 39,807,228 Workers' Compensation Board 11,636,236 - - - - 8,643,324 2,992,912 8,643,324 TOTAL SPECIAL REVENUE - FEDERAL... 164,114,840,215 97,869,460,900 18,478,150,238 (141,332,783) - 49,083,290,920 194,281,527,175 49,087,632,243 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 81

ALL FUNDS BY BUSINESS UNIT STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 9 (continued) BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS SPECIAL REVENUE - STATE: Adirondack Park Agency 1,500,000 - - - - - 1,500,000 - Aging, State Office for the 1,488,193 1,230,000 1,230,000 475,000-212,423 1,750,770 212,423 Agriculture and Markets, Department of 24,788,911 33,649,000 6,916,415 55,000-23,900,117 27,676,379 23,900,117 Alcoholic Beverage Control, Division of 1,787,913 18,065,000 692,196 - - 17,265,862 1,894,855 17,276,337 Alcoholism and Substance Abuse Services, Office of 51,021,714 420,302,000 38,109,718 - - 392,963,410 40,250,586 392,907,422 Arts, Council on the 392,000 196,000 - - - - 588,000 - Budget, Division of the 16,535,458 19,283,000 16,339,126 - - 3,147,436 16,331,896 3,147,436 Children and Family Services, Office of 165,535,045 78,848,000 32,979,447 - - 35,300,372 176,103,226 35,300,372 City University of New York 131,120,246 175,400,000 90,558,158 - - 94,583,705 121,378,383 94,583,506 Civil Service, Department of 1,177,155 1,896,000 1,128,514 - - 473,224 1,471,417 473,224 Corrections and Community Supervision, Department of 30,649,169 32,355,000 29,971,936 2,050,874-3,752,645 31,330,462 3,752,645 Criminal Justice Services, Division of 54,385,375 41,059,000 5,667,915 (479,611) - 34,688,495 54,608,354 34,688,495 Economic Development, Department of 20,914,191 3,458,000 1,901,673 (17,189,735) - 1,825,763 3,455,020 1,825,763 Education, State Department of 4,618,764,239 9,922,667,000 3,398,218,886 (9,087,175) - 6,622,766,744 4,511,358,434 6,622,769,622 Elections, Board of 33,866,393 3,000,000 30,000,000 - - 221,204 6,645,189 221,204 Employee Relations, Office of 588,112 1,031,000 554,488 - - 463,365 601,259 463,365 Environmental Conservation, Department of 200,414,837 253,517,000 71,074,926 (999,495) (181,250) 184,307,165 197,369,001 184,307,165 Financial Control Board for New York City 620,375 3,131,700 464,566 - - 2,728,009 559,500 2,728,009 Financial Services, Department of 63,808,475 425,591,963 50,873,338 78,285,777-448,777,685 68,035,192 448,778,294 General Services, Office of 19,003,515 30,194,000 18,271,671 - - 13,324,950 17,600,894 13,325,212 Health, Department of 13,120,796,110 11,910,221,000 5,613,943,404 43,705,583-6,416,859,763 13,043,919,526 6,420,529,757 Higher Education Services Corporation 41,554,538 81,442,000 29,182,337 6,669,000-73,143,098 27,340,103 73,143,498 Homeland Security and Emergency Services, Office of 283,039,333 108,481,000 26,050,476 22,070,000-81,444,825 306,095,032 81,446,367 Housing and Community Renewal, Division of 97,170,098 68,386,000 18,999,406 - - 59,409,336 87,147,356 59,411,446 Indigent Legal Services, Office of 107,880,819 87,000,000 285,857 - - 60,115,300 134,479,662 60,115,300 Information Technology Services, Office of 34,924,033 30,000,000 34,433,995 - - 490,038 30,000,000 490,038 Inspector General, Office of the State 100,000 100,000 100,000 722,000-722,000 100,000 722,000 Interest on Lawyer Account (IOLA) 40,194,481 46,841,000 38,469,473 - - 8,269,912 40,296,096 8,234,514 Justice Center for the Protection of People with Special Needs 8,382,358 10,268,000 8,057,188 43,401-2,284,491 8,352,080 2,284,491 Labor, Department of 31,288,077 72,740,000 14,315,708 678,000-60,925,336 29,465,033 60,925,336 Law, Department of 10,431,958 83,792,000 6,712,434 8,991,596-89,135,063 7,368,057 90,669,247 Legislative Bill Drafting Commission 787,403 - - 1,000,000-1,468,762 318,641 1,468,762 Legislature - Assembly 400,000 300,000 300,000 - - - 400,000 - Legislature - Senate 5,975,579 1,800,000 300,000 (1,000,000) - - 6,475,579 - Lake George Park Commission 454,394 2,032,000 404,311 - - 1,561,406 520,677 1,561,406 Mental Health, Office of 467,516,892 3,165,940,000 291,498,007 - - 2,880,453,665 461,505,220 2,880,568,151 Military and Naval Affairs, Division of 7,021,625 9,277,000 5,616,363 - - 3,481,247 7,201,015 3,481,247 Miscellaneous State Agencies and Public Authorities 717,099,989 691,700,000 565,470,323 (118,271,532) - - 725,058,134 - Motor Vehicles, Department of 12,099,708 79,649,000 4,828,293 - - 74,193,751 12,726,664 74,193,751 NYS Gaming Commission 32,482,660 139,262,000 18,834,181 82,751,691-185,159,192 50,502,978 185,166,392 NYS Racing and Wagering Board 40,000 - - - - - 40,000 - Oil Spill Fund (ENCON) 7,580,564 21,200,000 6,456,097 - - 11,002,093 11,322,374 11,002,093 Parks, Recreation and Historic Preservation, Office of 43,432,869 93,966,900 14,071,029 (400,000) 3,000,000 80,124,923 45,803,817 80,127,083 People With Developmental Disabilities, Office for 527,147,097 2,638,186,000 164,775,693 35,200,000-2,320,477,465 715,279,939 2,320,548,943 Prevention of Domestic Violence, Office for the 62,616 41,000 49,710 9,226 - - 63,132 - Public Benefit Corporations 2,307,708,310 2,336,786,000 2,303,796,397 17,339,735-21,197,073 2,336,840,575 21,197,073 Public Employment Relations Board 375,078 384,000 380,090 - - 32,964 346,024 32,964 Public Service, Department of 29,508,689 86,662,000 15,576,774 (17,000) - 68,471,588 32,105,327 68,458,141 State Comptroller, Office of the 3,252,755 18,984,000 2,482,230 676,000-16,057,006 4,373,519 16,105,617 State Police, Division of 17,036,414 55,609,000 16,872,251 144,766-43,688,555 12,229,374 43,806,506 State University of New York 2,867,570,956 6,901,230,600 747,313,475 6,297,529-6,232,443,521 2,795,342,089 6,232,206,491 State, Department of 13,031,839 43,591,000 6,054,486 6,980,912-44,727,458 12,821,807 44,728,190 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 82

ALL FUNDS BY BUSINESS UNIT STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 9 (continued) BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS SPECIAL REVENUE - STATE (continued): Taxation and Finance, Department of 73,802,191 108,477,000 50,601,616 2,660,000-93,156,472 41,181,103 93,134,894 Temporary and Disability Assistance, Office of 24,006,262 22,400,000 22,474,309 1,000,000-2,106,914 22,825,039 2,106,914 Transportation, Department of 645,169,588 4,932,241,900 125,699,364 400,000-4,655,785,839 796,326,285 4,655,785,839 Unified Court System 108,233,230 240,355,893 7,592,485 15,863,778-254,412,010 102,448,406 254,412,011 Veterans' Affairs, Division of 77,833 - - - - - 77,833 - Victim Services, Office of 45,437,580 43,006,000 1,282,485 (248,268) - 22,460,139 64,452,688 22,460,139 Workers' Compensation Board 11,199,126 187,237,000 2,154,151 (98,676) - 183,202,221 12,981,078 183,209,427 TOTAL SPECIAL REVENUE - STATE... 27,182,634,368 45,784,462,956 13,960,387,371 186,278,376 2,818,750 31,929,166,000 27,266,641,079 31,934,394,639 DEBT SERVICE: Miscellaneous State Agencies and Public Authorities... 1,487,655,234 7,578,300,000 1,453,603,296 - - 5,458,757,657 2,153,594,281 5,301,890,411 TOTAL DEBT SERVICE... 1,487,655,234 7,578,300,000 1,453,603,296 - - 5,458,757,657 2,153,594,281 5,301,890,411 CAPITAL PROJECTS - FEDERAL: Environmental Conservation, Department of 733,693,409 180,000,000 829,414 (91,881) - 160,116,174 752,655,940 160,116,174 General Services, Office of 1,348,797 - - - - - 1,348,797 - Health, Department of 132,240,554 70,000,000 - - - 46,009,570 156,230,984 46,009,569 Homeland Security and Emergency Services, Office of 147,568,250 - - 52,169,800 - - 199,738,050 - Housing and Community Renewal, Division of 10,100,498 - - - - - 10,100,498 - Military and Naval Affairs, Division of 158,431,851 26,000,000 91 - - 21,108,794 163,322,966 21,108,794 Miscellaneous State Agencies and Public Authorities 100,000,000 - - - - - 100,000,000 - Parks, Recreation and Historic Preservation, Office of 22,211,425 4,000,000 1,625,181 91,881-6,216,549 18,461,576 6,216,549 State University of New York 1 - - - - - 1 - Transportation, Department of 6,854,364,439 2,006,000,000-89,357,590-2,080,424,270 6,869,297,759 2,080,424,407 TOTAL CAPITAL PROJECTS - FEDERAL... 8,159,959,224 2,286,000,000 2,454,686 141,527,390-2,313,875,357 8,271,156,571 2,313,875,493 CAPITAL PROJECTS - STATE: Adirondack Park Agency 319,813 - - 250,000-308,465 261,348 308,465 Agriculture and Markets, Department of 99,602,224 5,500,000-74,425,000-36,434,788 143,092,436 36,434,788 Alcoholism and Substance Abuse Services, Office of 507,330,122 9,500,000 - - - 45,857,516 470,972,606 45,857,516 Children and Family Services, Office of 214,484,721 147,675,000 - - - 21,185,258 340,974,463 21,185,258 City University Construction Fund 5,664,133,459 160,908,000 7,766,742 14,850,000-36,341,552 5,795,783,165 36,352,210 City University of New York 358,906 - - - - 358,906-358,906 Corrections and Community Supervision (Corcraft), Department of 2,174,977 - - - - 978,049 1,196,928 978,049 Corrections and Community Supervision, Department of 645,413,274 15,000,000-12,700,000-271,820,601 401,292,673 271,843,960 Disaster Aid 93,042 - - - - - 93,042 - Economic Development, Department of 10,421,907 - - - - 793,995 9,627,912 793,995 Education, State Department of 2,130,254,190 17,400,000 - (800,000) - 20,423,185 2,126,431,005 20,423,185 Environmental Conservation, Department of 1,298,453,091 591,900,000 24,000,000 (62,497,074) - 271,082,089 1,532,773,928 271,082,089 General Services, Office of 389,367,579 242,000,000 143,343 12,000,000-116,247,957 526,976,279 116,247,957 Greenway Heritage Conservancy - - - 100,000-100,000-100,000 Health, Department of 1,332,314,841 1,080,600,000 45,628,329 15,990,000-82,024,699 2,301,251,813 82,701,856 Homeland Security and Emergency Services, Division of 400,547,645 15,000,000-171,250,000-105,251,515 481,546,130 105,251,515 Housing and Community Renewal, Division of 353,517,020 91,200,000 - - - 84,358,458 360,358,562 84,358,458 Information Technology Services, Office of 151,841,446 85,700,000 - (13,132,909) (7,000,000) 81,899,538 135,508,999 81,899,538 Inspector General, Office of the State 2,655 - - 175,000-175,000 2,655 175,000 Lake George Park Commission 108,717 - - 450,000-454,008 104,709 454,008 Law, Department of 8,811,538 1,000,000-804,458-2,247,353 8,368,643 2,247,353 Mental Health, Office of 2,121,816,719 312,472,000 288,986 10,000,000-168,468,782 2,275,530,951 168,049,228 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 83

ALL FUNDS BY BUSINESS UNIT STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 9 (continued) BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS CAPITAL PROJECTS - STATE (continued): Military and Naval Affairs, Division of 53,504,217 13,200,000-19,000,000-36,006,431 49,697,786 36,006,431 Miscellaneous State Agencies and Public Authorities 4,982,406,282 4,265,300,000 142,527,630 (1,691,469,967) - 581,882,990 6,831,825,695 581,882,990 Motor Vehicles, Department of 26,225,707 199,255,000 3,707,437 - - 189,796,273 31,976,997 189,879,243 National and Community Service - - - 600,000 - - 600,000 - Parks, Recreation and Historic Preservation, Office of 560,825,555 169,700,000 120,446 39,810,853-183,763,182 586,452,780 183,720,409 People With Developmental Disabilities, Office for 646,727,294 18,000,000 1,323 - - 39,094,207 625,631,764 39,094,207 Public Benefit Corporations 4,308,261,977 3,089,723,000-1,362,602,876-1,487,988,097 7,272,599,756 1,492,890,733 State Police, Division of 55,266,064 31,500,000 (12,434,415) 26,000,000-44,544,845 80,655,634 44,544,845 State University of New York Construction Fund 5,507,975,827 462,427,000 332,525,036 74,822,048-904,984,951 4,807,714,888 904,187,153 State University of New York 106,092,434 - - 30,977,952-42,628,605 94,441,781 42,628,605 State, Department of 136,412,997 - - 5,186,314-24,614,413 116,984,898 24,614,413 Temporary and Disability Assistance, Office of 99,389,775 63,500,000 - - - 45,876,369 117,013,406 45,876,369 Transportation, Department of 3,826,854,517 2,997,576,600 799 75,905,449 (69,977,000) 2,567,587,409 4,262,771,358 2,567,589,216 Unified Court System 56,805,546 - - - - - 56,805,546 - Workers' Compensation Board - 60,000,000 - - - 3,117,267 56,882,733 3,117,267 TOTAL CAPITAL PROJECTS - STATE... 35,698,116,078 14,146,036,600 544,275,656 180,000,000 (76,977,000) 7,498,696,753 41,904,203,269 7,503,135,215 SPECIAL EMERGENCY: Miscellaneous State Agencies and Public Authorities... 1,250,000,000 1,250,000,000 - - - - 2,500,000,000 - TOTAL SPECIAL EMERGENCY... 1,250,000,000 1,250,000,000 - - - - 2,500,000,000 - TOTAL GOVERNMENTAL FUNDS... $ 314,241,065,123 $ 277,224,600,091 $ 81,195,155,393 $ - $ 210,441,969 $ 155,248,978,688 $ 355,231,973,102 $ 155,070,953,642 ENTERPRISE: Aging, State Office for the 100,000 100,000 100,000 - - - 100,000 - Agriculture and Markets, Department of 3,599,673 21,261,000 1,303,898 - - 14,216,389 9,340,386 14,216,389 Children and Family Services, Office of 628,905 475,000 419,378 - - 87,399 597,128 87,399 Correctional Services, Department of (Corcraft) 98,220 742,000 52,581 - - 530,408 257,231 530,408 Corrections and Community Supervision, Department of 8,481,108 42,601,000 5,871,066 - - 36,884,996 8,326,046 37,029,624 Developmental Disabilities Planning Council 10,000 10,000 10,000 - - - 10,000 - General Services, Office of 171,315 1,766,000 33,428 - - 1,392,331 511,556 1,392,383 Information Technology Services, Office of 4,000,000 4,000,000 4,000,000 - - - 4,000,000 - Justice Center for the Protection of People with Special Needs 527,000 500,000 527,000 - - - 500,000 - Labor, Department of 4,580,426,938 3,280,000,000 46,495,304 - - 2,366,682,999 5,447,248,635 2,366,682,999 Mental Health, Office of 6,779,453 8,606,000 6,599,517 - - 2,307,398 6,478,538 2,316,913 People With Developmental Disabilities, Office for 1,924,963 2,657,000 1,869,390 - - 576,264 2,136,309 576,335 TOTAL ENTERPRISE... 4,606,747,575 3,362,718,000 67,281,562 - - 2,422,678,184 5,479,505,829 2,422,832,450 INTERNAL SERVICE: Budget, Division of the 581,812 1,650,000 537,456 - - 1,123,095 571,261 1,123,095 Children and Family Services, Office of 10,537,158 13,577,000 9,981,131 - - 6,358,845 7,774,182 6,358,845 Civil Service, Department of 16,354,423 34,445,000 15,032,362 (998,000) - 17,527,076 17,241,985 17,527,076 Correctional Services, Department of (Corcraft) 11,611,594 64,122,000 6,730,895 - - 59,166,546 9,836,153 59,182,984 Corrections and Community Supervision, Department of 32,946,187 8,000,000 - - - 6,857,560 34,088,627 6,857,560 Education, State Department of 12,892,866 33,663,000 10,789,886 - - 22,537,336 13,228,644 22,537,336 Employee Relations, Office of 1,293,059 1,947,000 1,228,811 - - 739,231 1,272,017 739,231 Environmental Conservation, Department of 95,000 95,000 95,000 - - 68,033 26,967 68,033 General Services, Office of 468,413,476 830,186,000 438,479,296 - - 336,738,667 523,381,513 336,699,825 Homeland Security and Emergency Services, Division of 1,402,675-1,402,675 - - - - - Information Technology Services, Office of 531,297,904 301,064,000 389,810,491 - - 25,440,475 417,110,938 25,490,452 Labor, Department of 12,181,032 4,338,000 8,370,086 - - 1,924,625 6,224,321 1,924,625 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 84

ALL FUNDS BY BUSINESS UNIT STATEMENT OF APPROPRIATION TRANSACTIONS (IN FORCE) BUDGET PERIOD ENDED MARCH 31, 2016 SCHEDULE 9 (continued) BALANCE OF APPROPRIATIONS ADD: LESS: AUTHORIZED OTHER BUDGET PERIOD APPROPRIATIONS BUDGET PERIOD IN FORCE APPROPRIATIONS BY APPROPRIATIONS BUDGET 2015 LEGISLATIVE 2015-16 IN FORCE 2015-16 APRIL 1, 2015 2015 LEGISLATURE LAPSED TRANSFERS (*) ACTIONS (**) EXPENDITURES MARCH 31, 2016 DISBURSEMENTS INTERNAL SERVICE (continued): Mental Health, Office of 1,284,383 2,597,000 1,205,681 - - 866,549 1,809,153 866,549 Motor Vehicles, Department of 4,901,390 5,300,000 4,845,954 - - 534,428 4,821,008 534,428 People With Developmental Disabilities, Office for 320,051 348,000 320,050 - - - 348,001 - Prevention of Domestic Violence, Office for the 302,362 890,000 285,279 - - 620,088 286,995 620,088 State Comptroller, Office of the 2,851,283 31,362,500 1,036,852 998,000-26,176,456 7,998,475 26,271,280 State University of New York 6,022,629 20,600,000 405,092 - - 21,534,291 4,683,246 21,534,291 Taxation and Finance, Department of 80,129,110 77,442,400 59,171,951 - - 27,849,245 70,550,314 27,849,245 TOTAL INTERNAL SERVICE... 1,195,418,394 1,431,626,900 949,728,948 - - 556,062,546 1,121,253,800 556,184,943 TOTAL PROPRIETARY FUNDS... $ 5,802,165,969 $ 4,794,344,900 $ 1,017,010,510 $ - $ - $ 2,978,740,730 $ 6,600,759,629 $ 2,979,017,393 PRIVATE PURPOSE TRUST: Agriculture and Markets, Department of 1,412,840 1,836,000 1,390,339 - - 451,596 1,406,905 451,596 TOTAL PRIVATE PURPOSE TRUST... 1,412,840 1,836,000 1,390,339 - - 451,596 1,406,905 451,596 PENSION TRUST: State Comptroller, Office of the 8,597,987 106,729,000 417,014 - - 110,265,217 4,644,756 110,399,806 TOTAL PENSION TRUST... 8,597,987 106,729,000 417,014 - - 110,265,217 4,644,756 110,399,806 AGENCY: City University of New York 849,311,054 2,335,889,900 67,819,700 - - 2,259,999,730 857,381,524 2,259,999,809 General Services, Office of 750,000 750,000 750,000 - - - 750,000 - Housing and Community Renewal, Division of 312,366,643 439,549,965 312,366,643 (37,620,000) - 16,301,269 385,628,696 16,301,269 Law, Department of 81,500,234 - - - - 4,565,989 76,934,245 4,565,989 Mental Health, Office of - - - 10,000,000-10,000,000-10,000,000 Miscellaneous State Agencies and Public Authorities 542,240,060 517,900,000 542,240,060 - - 90,688,327 427,211,673 90,688,327 Public Benefit Corporations - - - 7,620,000-2,185,000 5,435,000 2,185,000 Temporary and Disability Assistance, Office of 9,636,871 10,000,000 7,113,642 20,000,000-14,792,539 17,730,690 14,792,539 Transportation, Department of 399,206,373 50,000,000 (2,000,000) - - 31,730,251 419,476,122 31,730,251 TOTAL AGENCY... 2,195,011,235 3,354,089,865 928,290,045 - - 2,430,263,105 2,190,547,950 2,430,263,184 TOTAL FIDUCIARY FUNDS... $ 2,205,022,062 $ 3,462,654,865 $ 930,097,398 $ - $ - $ 2,540,979,918 $ 2,196,599,611 $ 2,541,114,586 GRAND TOTAL - ALL FUNDS... $ 322,248,253,154 $ 285,481,599,856 $ 83,142,263,301 $ - $ 210,441,969 $ 160,768,699,336 $ 364,029,332,342 $ 160,591,085,621 (*) Authorized budget transfers represent those movements of appropriation authority provided in appropriation acts between different funds/agencies. (**) Other legislative actions represent additional appropriations enacted outside of the Executive budget process (i.e., deficiency and supplemental appropriation bills) and increases or reductions by the Legislature to a prior year appropriation. 85

SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009 FISCAL YEARS 2008-09 THRU 2015-16 SCHEDULE 10 FEDERAL CFDA NO. FEDERAL AGENCY PROGRAM 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 LIFE-TO-DATE Education 10.579 Department of Agriculture Child Nutrition Discretionary Grants Limited Availability $ - $ 3,464,644 $ 2,392,823 $ (32,706) $ - $ - $ - $ - $ 5,824,761 11.557 Department of Commerce Broadband Technology Opportunities Program (BTOP) - - 2,171,330 4,463,695 3,421,290 1,572 - - 10,057,887 45.025 National Endowment for the Arts Promotion of the Arts - Partnership Agreements - 370,000 16,464 13,436 - - - - 399,900 84.033 Department of Education Federal Work-Study Program - 2,102,760 2,102,760 84.063 Department of Education Federal Pell Grant Program - 88,242,844 58,955,747 - - - - - 147,198,591 84.384 Department of Education Statewide Data Systems, Recovery Act - - 95,579 2,406,044 2,563,174 6,584,278 6,387,573 1,542,225 19,578,873 84.385 Department of Education Teacher Incentive Fund, Recovery Act - - 11,914 109,572 8,274 5,311,140 8,090,006-13,530,906 84.386 Department of Education Education Technology State Grants, Recovery Act - - 13,736,159 36,547,678 3,267,363 - - - 53,551,200 84.387 Department of Education Education for Homeless Children and Youth, Recovery Act - 455,148 2,301,042 3,283,065 - - - - 6,039,255 84.388 Department of Education School Improvement Grants, Recovery Act - - 17,039,894 30,452,936 64,497,432 78,100,240 70,775,566-260,866,068 84.389 Department of Education Title I Grants to Local Education Agencies, Recovery Act - 184,093,831 453,940,566 268,086,864 682,435 - - - 906,803,696 84.390 Department of Education Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act - 6,866,592 11,123,672 7,703,780 - - - - 25,694,044 84.391 Department of Education Special Education Grants to States, Recovery Act - 133,888,517 285,075,997 336,903,466 - - - - 755,867,980 84.392 Department of Education Special Education - Preschool Grants, Recovery Act - 5,558,604 11,363,926 17,379,865 - - - - 34,302,395 84.394 Department of Education State Fiscal Stabilization Fund (SFSF) - Education State Grants, Recovery Act - 572,928,971 1,458,987,096 436,641,724 - - - - 2,468,557,791 84.395 Department of Education State Fiscal Stabilization Fund (SFSF) - Race-to-the-Top Incentive Grants, Recovery Act - - 496,710 26,463,972 88,915,178 250,196,973 164,200,541 166,302,437 696,575,811 84.397 Department of Education State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act - 81,983,637 438,172,560 7,207,822 - - - - 527,364,019 84.398 Department of Education Independent Living State Grants, Recovery Act - 62,389 340,763 453,732 - - - - 856,884 84.399 Department of Education Independent Living Services for Older Individuals Who are Blind, Recovery Act - - 1,119,702 1,178,029 - - - - 2,297,731 84.410 Department of Education Education Jobs Fund - - 111,434,789 267,005,336 238,039,495 - - - 616,479,620 93.407 Health and Human Services ARRA - Scholarships for Disadvantaged Students - 208,710 202,539 - - - - - 411,249 Total Education - 1,080,226,647 2,868,979,272 1,446,268,310 401,394,641 340,194,203 249,453,686 167,844,662 6,554,361,421 Energy and Environment 10.086 Department of Agriculture Aquaculture Grants Program (AGP) - 7,612 7,612 10.688 Department of Agriculture Recovery Act of 2009: Wildland Fire Management - 4,559 323,090 289,515 145,836 - - - 763,000 66.039 Environmental Protection Agency National Clean Diesel Emissions Reduction Program - - - 1,000,000 - - - - 1,000,000 66.040 Environmental Protection Agency State Clean Diesel Grant Program - 19,591 1,075,257 540,239 - - - 81,460 1,716,547 66.454 Environmental Protection Agency Water Quality Management Planning - 896,179 1,572,681 1,663,871 - - - - 4,132,731 66.458 Environmental Protection Agency Capitalization Grants for Clean Water State Revolving Funds - 36,941,050 146,549,965 110,588,886 106,916,497 31,567,802 - - 432,564,200 66.468 Environmental Protection Agency Capitalization Grants for Drinking Water State Revolving Funds - 29,397,804 40,852,733 11,968,461 2,643,124 1,948,878 - - 86,811,000 66.805 Environmental Protection Agency Leaking Underground Storage Tank Trust Fund Corrective Action Program - 1,434,907 4,597,165 3,179,928 - - - - 9,212,000 81.042 Department of Energy Weatherization Assistance for Low-Income Persons - 60,932,024 123,541,350 193,519,372 15,010,301 2,601,747 125,570-395,730,364 81.122 Department of Energy Electricity Delivery and Energy Reliability, Research, Development and Analysis - - 134,185 186,771 313,785 382,781 217,962 (285) 1,235,199 Total Energy and Environment - 129,633,726 318,646,426 322,937,043 125,029,543 36,501,208 343,532 81,175 933,172,653 Food and Nutrition Services 10.568 Department of Agriculture Emergency Food Assistance Program (Administrative Costs) - 3,060,743 1,830,559 - - - - - 4,891,302 93.705 Health and Human Services Aging Home-Delivered Nutrition Services for States - 1,782,884 259,562 - - - - - 2,042,446 93.707 Health and Human Services Aging Congregate Nutrition Services for States - 3,709,148 439,570 - - - - - 4,148,718 Total Food and Nutrition Services - 8,552,775 2,529,691 - - - - - 11,082,466 Health and Social Services 10.557 Department of Agriculture Special Supplemental Nutrition Program for Women, Infants & Children (WIC) - 5,468,978 5,468,978 10.561 Department of Agriculture State Administrative Matching Grants for the Supplemental Nutrition Assistance Program - 24,402,283 24,402,283 10.578 Department of Agriculture WIC Grants To States (WGS) - - 549,848 816,381 1,867,125 939,415 - - 4,172,769 14.257 Department of Housing and Urban Development Homelessness Prevention and Rapid Re-Housing Program (Recovery Act Funded) - 6,743,258 10,752,994 7,423,936 2,031,141 - - - 26,951,329 84.393 Department of Education Special Education - Grants for Infants and Families, Recovery Act - 373,601 5,292,267 20,362,944 377,575 - - - 26,406,387 93.563 Health and Human Services Child Support Enforcement - 16,859,958 36,377,274 23,141,602 24,752,985 - - - 101,131,819 93.658 Health and Human Services Foster Care - Title IV-E - 21,724,253 10,706,175 21,547,753-200,664 689,868 931,810 55,800,523 93.659 Health and Human Services Adoption Assistance - 25,711,554 12,235,016 22,116,114 - - - 18,249 60,080,933 93.708 Health and Human Services ARRA - Head Start - - 83,261 895,945 2,638,166 1,960,028 - - 5,577,400 93.712 Health and Human Services ARRA - Immunization - 1,525 1,845,116 2,429,109 - - - - 4,275,750 93.713 Health and Human Services ARRA - Child Care and Development Block Grant - 636,411 81,086,572 15,062,657 - - - - 96,785,640 ARRA - Emergency Contingency Fund for Temporary Assistance for Needy Families 93.714 Health and Human Services (TANF) State Programs... - 140,407,008 555,546,651 27,069,631 - - - - 723,023,290 93.725 Health and Human Services ARRA - Communities Putting Prevention to Work: Chronic Disease Self-Management Program - - 217,330 652,869 296,509 - - - 1,166,708 93.778 Health and Human Services Medical Assistance Program (FMAP) 1,739,073,430 5,244,026,717 4,815,212,864 1,478,778,015 376,722,309 243,514,397 118,481,618 130,312,783 14,146,122,133 94.006 Corporation for National and Community Service AmeriCorps - 1,106,675 5,274,942 291,122 - - 334,854 1,183,059 8,190,652 Total Health and Social Services 1,739,073,430 5,487,462,221 5,535,180,310 1,620,588,078 408,685,810 246,614,504 119,506,340 132,445,901 15,289,556,594 86

SCHEDULE OF DISBURSEMENTS OF FEDERAL AWARDS AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009 FISCAL YEARS 2008-09 THRU 2015-16 SCHEDULE 10 (continued) FEDERAL CFDA NO. FEDERAL AGENCY PROGRAM 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 LIFE-TO-DATE Housing 84.397 Department of Education State Fiscal Stabilization Fund (SFSF) - Government Services, Recovery Act - - 1,892,836 19,982,164 - - - - 21,875,000 93.710 Health and Human Services ARRA - Community Services Block Grant - 27,513,043 57,992,086 (121,065) - - - - 85,384,064 Total Housing - 27,513,043 59,884,922 19,861,099 - - - - 107,259,064 Labor 17.207 Department of Labor Employment Service/Wanger-Peyser Funded Activities - 6,723,549 16,131,668 - - - - - 22,855,217 17.225 Department of Labor Unemployment Insurance 58,515,125 4,641,990,354 4,225,617,499 3,164,881,555 3,135,752,580 1,419,376,557 19,958,768 3,943,163 16,670,035,601 17.235 Department of Labor Senior Community Service - Employment Program - 583,447 956,315 - - - - - 1,539,762 17.258 Department of Labor Workforce Investment Act - Adult Program 8,600 15,458,341 10,816,788 5,232,382 - - - - 31,516,111 17.259 Department of Labor Workforce Investment Act - Youth Activities - 49,002,665 17,619,856 4,903,839 - - - - 71,526,360 17.260 Department of Labor Workforce Investment Act - Dislocated Workers - 28,297,172 29,595,530 12,212,737 527,974 - - - 70,633,413 17.275 Department of Labor Program of Competitive Grants for Worker Training and Placement in High Growth and Emerging Industry Sectors.. - 16,338 475,024 620,813 - - - - 1,112,175 Total Labor. 58,523,725 4,742,071,866 4,301,212,680 3,187,851,326 3,136,280,554 1,419,376,557 19,958,768 3,943,163 16,869,218,639 Public Protection 11.558 Department of Commerce State Broadband Data and Development Grant Program - - 719,918 995,185 793,596 2,161,022 2,866,102 753,164 8,288,987 12.401 Department of Defense National Guard Military Operations and Maintenance (O&M) Projects - 3,349,660 3,733,631 333,435 - - - - 7,416,726 16.588 Department of Justice Violence Against Women Formula Grants - 271,681 4,141,527 2,478,207 382,979 - - - 7,274,394 16.800 Department of Justice Recovery Act - Internet Crimes against Children Task Force Program (ICAC) - 148,862 352,485 338,081 251,645 527,325 - - 1,618,398 16.801 Department of Justice Recovery Act - State Victim Assistance Formula Grant Program - 365,964 736,248 686,787 - - - - 1,788,999 16.802 Department of Justice Recovery Act - State Victim Compensation Formula Grant Program - 1,411,492 1,352,613 64,882 - - - - 2,828,987 16.803 Department of Justice Recovery Act - Edward Byrne Memorial Justice Assistance Grant (JAG) Program Grants to States and Territories - 3,036,511 18,720,623 19,476,364 21,184,440 4,528,422 - - 66,946,360 Total Public Protection - 8,584,170 29,757,045 24,372,941 22,612,660 7,216,769 2,866,102 753,164 96,162,851 Transportation 20.205 Department of Transportation Highway Planning and Construction - 225,300,070 446,990,895 172,197,206 53,652,671 33,094,697 1,099,632 486 932,335,657 20.319 Department of Transportation High-Speed Rail Corridors and Intercity Passenger Rail Service Capital Assistance Grants - - 145,929 3,947,900 4,831,202 16,712,215 37,096,395 120,256,951 182,990,592 20.509 Department of Transportation Formula Grants for Other Than Urbanized Areas - 1,691,731 7,971,159 10,225,950 1,260,874 880,791 1,184,734-23,215,239 Total Transportation - 226,991,801 455,107,983 186,371,056 59,744,747 50,687,703 39,380,761 120,257,437 1,138,541,488 TOTAL ARRA DISBURSEMENTS $ 1,797,597,155 $ 11,711,036,249 $ 13,571,298,329 $ 6,808,249,853 $ 4,153,747,955 $ 2,100,590,944 $ 431,509,189 $ 425,325,502 $ 40,999,355,176 87

GOVERNMENTAL FUNDS SCHEDULE 11 SUMMARY OF APPROPRIATED LOANS RECEIVABLE TRANSACTIONS BY FUND AND BUSINESS UNIT (Amounts in thousands) BALANCE BALANCE APRIL 1, 2015 ADVANCES REIMBURSEMENTS MARCH 31, 2016 GENERAL: Public Benefit Corporations... $ 11,926 $ - $ 50 $ 11,876 Total General... 11,926-50 11,876 SPECIAL REVENUE: NYS Gaming Commission... 9,000 - - 9,000 Total Special Revenue... 9,000 - - 9,000 CAPITAL PROJECTS: Environmental Conservation... 17,299 - - 17,299 Office of General Services... 923 - - 923 Transportation... 23,275 9-23,284 Public Benefit Corporations... 152,686 3,452-156,138 Total Capital Projects... 194,183 3,461-197,644 TOTAL GOVERNMENTAL FUNDS... $ 215,109 $ 3,461 $ 50 $ 218,520 88

GENERAL FUND SCHEDULE 12 SUMMARY OF APPROPRIATED LOANS RECEIVABLE TRANSACTIONS BY FUND, BUSINESS UNIT AND DEPARTMENT (Amounts in thousands) BALANCE BALANCE APRIL 1, 2015 ADVANCES REIMBURSEMENTS MARCH 31, 2016 LOCAL ASSISTANCE ACCOUNT: PUBLIC BENEFIT CORPORATIONS: Development Authority of the North Country: Expansion of US Army Fort Drum $ 791 $ - $ - $ 791 Urban Development Corporation: Regional Economic Development Program 1,150 - - 1,150 New York Racing Association - Economic Development 8,400 - - 8,400 TOTAL LOCAL ASSISTANCE ACCOUNT... 10,341 - - 10,341 STATE OPERATIONS ACCOUNT: PUBLIC BENEFIT CORPORATIONS: Development Authority of the North Country: Expansion of US Army Fort Drum 423-50 373 Urban Development Corporation: High Risk Targeted Investment Program 1,162 - - 1,162 TOTAL STATE OPERATIONS ACCOUNT... 1,585-50 1,535 TOTAL GENERAL FUND... $ 11,926 $ - $ 50 $ 11,876 89

SPECIAL REVENUE FUNDS SCHEDULE 13 SUMMARY OF APPROPRIATED LOANS RECEIVABLE TRANSACTIONS BY FUND, BUSINESS UNIT AND DEPARTMENT (Amounts in thousands) BALANCE BALANCE APRIL 1, 2015 ADVANCES REIMBURSEMENTS MARCH 31, 2016 STATE LOTTERY FUND: NYS GAMING COMMISSION: New York Racing Association. $ 9,000 $ - $ - $ 9,000 TOTAL STATE LOTTERY FUND 9,000 - - 9,000 TOTAL SPECIAL REVENUE FUNDS... $ 9,000 $ - $ - $ 9,000 90

CAPITAL PROJECTS FUNDS SCHEDULE 14 SUMMARY OF APPROPRIATED LOANS RECEIVABLE TRANSACTIONS BY FUND, BUSINESS UNIT AND DEPARTMENT (Amounts in thousands) BALANCE BALANCE APRIL 1, 2015 ADVANCES REIMBURSEMENTS MARCH 31, 2016 STATE CAPITAL PROJECTS FUND: ENVIRONMENTAL CONSERVATION: Municipal Share of Flood Control Projects... $ 17,299 $ - $ - $ 17,299 OFFICE OF GENERAL SERVICES: Real Property Maintenance and Improvements.. 923 - - 923 TRANSPORTATION: Railroad Crossing Improvement Projects - Municipal Share... 1,116 - - 1,116 South Bronx Oak Point Link Project - New York... 630 - - 630 PUBLIC BENEFIT CORPORATIONS: Albany Port District Commission - Construction/Rehabilitation of Port Facilities... - - - - Hudson River Park Trust - Regional Development 18,926 3,452-22,378 Niagara Frontier Transportation Authority: Construction/Rehabilitation of Buffalo International Airport... 3,380 - - 3,380 Ogdensburg Bridge and Port Authority: Construction and Development of Port Facilities 18,630 - - 18,630 Port Authority of New York and New Jersey - South Bronx Oak Point Link... 3,230 - - 3,230 Port of Oswego Authority - Construction and Development of Port Facilities... 3,706 - - 3,706 Urban Development Corporation: Broadway Redevelopment... 5,000 - - 5,000 Construction of Albany Civic Center... 6,500 - - 6,500 Construction of Binghamton Multi - Use Stadium... 1,400 - - 1,400 Construction of Buffalo Parking Facility... 5,399 - - 5,399 Construction of Buffalo Sports Stadium... 22,420 - - 22,420 Construction of Rochester Convention Center... 39,433 - - 39,433 Economic Development Program... 348 - - 348 High Risk Targeted Investment Program... 11,234 - - 11,234 Minority and Women Business Assistance 3,010 - - 3,010 South Street Seaport Development Project 1,929 - - 1,929 Strategic Resurgence... 1,146 - - 1,146 Urban Community Development... 6,995 - - 6,995 TOTAL STATE CAPITAL PROJECTS FUND... 172,654 3,452-176,106 DEDICATED HIGHWAY AND BRIDGE TRUST FUND: TRANSPORTATION: Industrial Access Program... 21,529 9-21,538 TOTAL DEDICATED HIGHWAY AND BRIDGE TRUST FUND... 21,529 9-21,538 TOTAL CAPITAL PROJECTS FUNDS... $ 194,183 $ 3,461 $ - $ 197,644 91

SCHEDULE 15 STATEMENT OF STATE GENERAL OBLIGATION DEBT ACTIVITY PRINCIPAL INTEREST (*) OUTSTANDING ISSUED OUTSTANDING PURPOSE APRIL 1, 2015 REFUNDING ISSUANCE REDEEMED MARCH 31, 2016 MARCH 31, 2016 MARCH 31, 2015 Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... $ 151,044,395.19 $ - $ - $ 44,088,768.14 $ 106,955,627.05 $ 4,951,534.67 $ 9,150,971.45 Clean Water/Clean Air: Air Quality... 9,754,327.60 - - 6,743,375.51 3,010,952.09 302,387.62 656,917.62 Safe Drinking Water... 376.74 Clean Water... 429,426,360.50 - - 26,882,315.89 402,544,044.61 15,292,838.51 16,532,867.72 Solid Waste... 42,810,106.09 - - 5,684,197.67 37,125,908.42 777,868.31 1,063,745.70 Environmental Restoration... 91,604,900.75 - - 12,340,510.20 79,264,390.55 3,768,087.51 3,352,018.31 Energy Conservation Through Improved Transportation: Local Streets and Highways... - Rapid Transit and Rail Freight... 5,286,209.05 - - 2,712,050.29 2,574,158.76 171,353.98 273,740.01 Environmental Quality (1972): Air... 2,986,458.23 - - 2,491,604.94 494,853.29 86,827.17 194,136.60 Land and Wetlands... 10,029,155.14 - - 3,357,286.96 6,671,868.18 408,774.21 489,754.57 Water... 40,929,864.30 - - 11,228,183.55 29,701,680.75 1,449,961.62 1,855,917.29 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 20,036,912.74 - - 4,547,719.81 15,489,192.93 538,920.33 736,482.81 Solid Waste Management... 226,116,165.97 - - 46,980,744.03 179,135,421.94 8,122,623.64 10,511,030.08 Higher Education Facilities... - Housing: Low Income... 19,890,000.00 - - 3,770,000.00 16,120,000.00 584,100.00 698,100.00 Middle Income... 17,285,000.00 - - 3,310,000.00 13,975,000.00 503,900.00 578,230.00 Urban Renewal... - Outdoor Recreation Development... - Park and Recreation Land Acquisition... 9,270.05 - - 2,918.60 6,351.45 370.80 482.99 Pure Waters... 38,693,774.38 - - 7,447,407.98 31,246,366.40 1,423,839.10 1,814,866.76 Rail Preservation... 747,162.13 - - 449,723.49 297,438.64 26,288.73 45,693.02 Rebuild and Renew New York Transportation: Highway Facilities... 855,692,480.44 - - 53,663,190.07 802,029,290.37 38,055,126.36 36,785,952.13 Canals and Waterways... 17,492,917.89 - - 2,473,809.85 15,019,108.04 806,690.04 589,712.62 Aviation... 51,322,171.86 - - 2,619,079.36 48,703,092.50 2,214,033.37 2,308,409.17 Rail and Port... 82,762,796.20 - - 3,111,383.13 79,651,413.07 3,786,378.25 3,495,470.16 Mass Transit - Dept. of Transportation... 7,992,060.77 - - 1,723,729.69 6,268,331.08 362,697.18 433,574.77 Mass Transit - Metropolitan Transportation Authority... 877,031,335.39 - - 38,944,442.26 838,086,893.13 38,201,473.46 39,487,750.89 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 1,808,681.40 - - 381,335.32 1,427,346.08 84,018.73 115,657.40 Ports, Canals and Waterways... - Rapid Transit, Rail and Aviation... 7,849,619.16 - - 2,073,633.78 5,775,985.38 283,009.87 398,640.44 Smart Schools Bond Act.... - Transportation Capital Facilities: Aviation... 9,069,490.58 - - 3,222,875.60 5,846,614.98 291,604.63 431,550.71 Highways... - Mass Transportation... 78,383.65 - - 39,713.88 38,669.77 3,010.63 5,063.22 TOTAL GENERAL OBLIGATION DEBT... $ 3,017,749,999.46 $ - $ - $ 290,290,000.00 $ 2,727,459,999.46 $ 122,497,718.72 $ 132,007,113.18 (*) Interest on general obligation bonds is paid from the General Debt Service Fund, except for interest on housing bonds, which is paid from the Housing Debt Fund. 92

GENERAL OBLIGATION DEBT SCHEDULE 16 AUTHORIZED, ISSUED AND OUTSTANDING AS OF MARCH 31, 2016 YEAR OF YEAR OF BONDS AUTHORIZED TOTAL FIRST LAST BONDS AND NOTES BUT DEBT PURPOSE ISSUANCE MATURITY AUTHORIZED ISSUED (*) UNISSUED OUTSTANDING Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... 1989 2031 $ 3,000,000,000 $ 2,979,768,596 $ 20,231,404 $ 106,955,627 Clean Water/Clean Air: Air Quality... 1997 2022 230,000,000 200,291,165 29,708,835 3,010,952 Safe Drinking Water... 1998 2015 355,000,000 355,000,000 - - Clean Water... 1997 2045 790,000,000 728,183,917 (****) 61,816,083 402,544,045 Solid Waste... 1999 2040 175,000,000 172,096,402 (****) 2,903,598 37,125,908 Environmental Restoration... 1998 2035 200,000,000 176,917,397 23,082,603 79,264,391 Energy Conservation Through Improved Transportation: Local Streets and Highways... 1981 1995 100,000,000 100,000,000 - - Rapid Transit and Rail Freight... 1981 2033 400,000,000 400,000,000-2,574,159 Environmental Quality (1972): Air... 1977 2021 150,000,000 137,646,893 (****) 12,353,107 494,853 Land and Wetlands... 1976 2029 350,000,000 342,645,602 7,354,398 6,671,868 Water... 1976 2043 650,000,000 647,667,912 2,332,088 29,701,681 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 1989 2035 250,000,000 248,964,527 1,035,473 15,489,193 Solid Waste Management... 1989 2033 1,200,000,000 1,151,010,576 48,989,424 179,135,422 Housing: Low Income... 1941 2024 960,000,000 952,072,000 7,928,000 16,120,000 Middle Income... 1957 2023 150,000,000 149,500,000 500,000 13,975,000 Urban Renewal... 1957 2009 25,000,000 23,425,000 1,575,000 - Outdoor Recreation Development... 1970 2010 200,000,000 199,770,000 230,000 - Park and Recreation Land Acquisition... 1959 2018 100,000,000 99,228,000 772,000 6,351 Pure Waters... 1968 2043 1,000,000,000 980,075,995 19,924,005 31,246,366 Rail Preservation... 1977 2017 250,000,000 250,000,000-297,439 Rebuild and Renew New York Transportation: Transportation Purposes (excluding MTA): Highway Facilities... 2006 2042-1,142,172,938 (**) - 802,029,290 Canals and Waterways... 2009 2025-28,422,423 (**) - 15,019,108 Aviation... 2009 2043-64,187,404 (**) - 48,703,093 Rail and Port... 2007 2045-97,595,450 (**) - 79,651,413 Mass Transit - Department of Transportation... 2008 2021-17,672,000 (**) - 6,268,331 Total Transportation Purposes (excluding MTA)... 1,450,000,000 (**) 1,350,050,215 (**) 99,949,785 (**) 951,671,235 Mass Transit - Metropolitan Transportation Authority... 2006 2043 1,450,000,000 1,064,151,648 385,848,352 838,086,893 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 1984 2025 1,064,000,000 (***) 1,043,500,569 20,499,431 1,427,346 Ports, Canals and Waterways... 1984 2013 49,360,000 (***) 49,360,000 - - Rapid Transit, Rail and Aviation... 1984 2027 136,640,000 (***) 136,640,000-5,775,985 Smart Schools Bond Act. - - 2,000,000,000-2,000,000,000 - Transportation Capital Facilities: Aviation... 1971 2027 250,000,000 250,000,000-5,846,615 Highways... 1968 1998 1,250,000,000 1,250,000,000 - - Mass Transportation... 1970 2017 1,000,000,000 1,000,000,000-38,670 TOTAL GENERAL OBLIGATION DEBT... $ 19,185,000,000 $ 16,437,966,416 $ 2,747,033,584 $ 2,727,459,999 (*) For the purpose of calculating bonds issued, par values of the bonds sold are adjusted for any premium/discount that was applied at the time of issuance. (**) Legislation authorizing the issuance of Rebuild and Renew New York Transportation Bonds only specified the total amount of bonds authorized to be issued for transportation purposes (excluding MTA). As bonds are issued, this report will categorize the issuance under its designated purpose. (***) Authorizations have been adjusted to reflect reallocations made by Chapter 54 of the Laws of 1990. (****) Bond proceeds from Series 2003D were reallocated from EQ72-Air to Clean Water/Clean Air - Water and Solid Waste purposes. 93

GENERAL OBLIGATION DEBT SCHEDULE 17 PRINCIPAL AND INTEREST PAYMENTS FISCAL YEARS 2006-07 THRU 2015-16 YEAR OF YEAR OF FIRST LAST March 31, 2007 March 31, 2008 March 31, 2009 PURPOSE ISSUANCE MATURITY PRINCIPAL INTEREST PRINCIPAL INTEREST PRINCIPAL INTEREST Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... 1989 2031 $ 91,537,401 $ 40,397,354 $ 90,972,644 $ 36,316,411 $ 92,815,636 $ 32,361,946 Clean Water/Clean Air: Air Quality... 1997 2022 14,402,246 5,363,270 15,882,790 4,955,950 15,996,664 4,057,198 Safe Drinking Water... 1998 2015 37,576,637 9,253,559 39,614,549 7,238,956 33,540,365 4,758,315 Clean Water... 1997 2045 17,763,638 18,596,717 19,054,377 18,737,796 21,276,439 18,478,671 Solid Waste... 1999 2040 10,304,809 4,385,363 10,989,823 4,316,190 11,443,816 3,483,526 Environmental Restoration... 1998 2035 2,817,978 1,260,124 4,153,956 1,817,310 5,341,624 2,088,664 Energy Conservation Through Improved Transportation: Local Streets and Highways... 1981 1995 Rapid Transit and Rail Freight... 1981 2033 4,653,002 1,721,880 4,461,422 1,612,855 4,388,022 1,384,635 Environmental Quality (1972): Air... 1977 2021 3,652,497 1,382,759 3,607,154 1,228,184 3,775,156 1,031,090 Land and Wetlands... 1976 2029 10,844,049 2,889,246 9,021,260 2,826,162 9,073,796 2,413,490 Water... 1976 2043 18,143,043 7,656,629 17,236,300 7,542,077 17,164,312 6,622,378 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 1989 2035 10,744,549 4,174,426 12,681,755 3,755,551 12,544,326 2,952,220 Solid Waste Management... 1989 2033 54,888,038 27,244,214 54,520,571 25,397,214 56,202,570 19,748,632 Higher Education Facilities... 1959 2007 270,000 13,500 - - - - Housing: Low Income... 1941 2024 12,648,431 2,859,644 10,461,765 2,455,948 10,471,572 2,089,381 Middle Income... 1957 2023 4,363,000 2,631,872 4,542,000 2,454,758 4,733,000 2,269,755 Urban Renewal... 1957 2009 31,709 2,036 10,463 871 10,284 289 Outdoor Recreation Development... 1970 2010 78,803 17,230 105,639 12,338 100,207 6,893 Park and Recreation Land Acquisition... 1959 2018 31,836 2,218 5,388 1,227 7,717 1,868 Pure Waters... 1968 2043 18,532,927 5,627,275 13,379,805 5,180,404 11,291,284 4,577,512 Rail Preservation... 1977 2017 6,562,055 1,634,527 5,901,567 1,385,409 5,878,403 1,066,504 Rebuild and Renew New York Transportation: Highway Facilities... 2006 2042 599,946 289,204 2,739,683 2,001,372 11,828,414 7,606,786 Canals and Waterways... 2009 2025 Aviation... 2009 2043 Rail and Port... 2007 2045 - - 68,438 157,348 71,392 164,357 Mass Transit - Department of Transportation... 2008 2021 - - - - 338,907 131,898 Mass Transit - Metropolitan Transportation Authority... 2006 2043 1,659,931 1,607,452 2,675,581 3,761,327 5,843,788 5,152,346 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 1984 2025 1,519,210 328,987 1,517,202 325,825 1,463,850 269,349 Ports, Canals and Waterways... 1984 2013 524,421 41,700 264,198 19,759 73,762 7,130 Rapid Transit, Rail and Aviation... 1984 2027 7,118,854 1,772,970 6,142,255 1,553,034 2,832,446 1,203,904 Smart Schools Bond Act... - - Transportation Capital Facilities: Aviation... 1971 2027 6,088,152 1,896,447 6,206,476 1,776,849 4,061,352 1,423,428 Highways... 1968 1998 Mass Transportation... 1970 2017 14,714,838 3,073,966 13,483,939 2,351,344 10,287,896 1,686,119 TOTALS... $ 352,072,000 $ 146,124,569 $ 349,701,000 $ 139,182,469 $ 352,857,000 $ 127,038,284 94

GENERAL OBLIGATION DEBT PRINCIPAL AND INTEREST PAYMENTS FISCAL YEARS 2006-07 THRU 2015-16 YEAR OF YEAR OF FIRST LAST PURPOSE ISSUANCE MATURITY Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... 1989 2031 Clean Water/Clean Air: Air Quality... 1997 2022 Safe Drinking Water... 1998 2015 Clean Water... 1997 2045 Solid Waste... 1999 2040 Environmental Restoration... 1998 2035 Energy Conservation Through Improved Transportation: Local Streets and Highways... 1981 1995 Rapid Transit and Rail Freight... 1981 2033 Environmental Quality (1972): Air... 1977 2021 Land and Wetlands... 1976 2029 Water... 1976 2043 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 1989 2035 Solid Waste Management... 1989 2033 Higher Education Facilities... 1959 2007 Housing: Low Income... 1941 2024 Middle Income... 1957 2023 Urban Renewal... 1957 2009 Outdoor Recreation Development... 1970 2010 Park and Recreation Land Acquisition... 1959 2018 Pure Waters... 1968 2043 Rail Preservation... 1977 2017 Rebuild and Renew New York Transportation: Highway Facilities... 2006 2042 Canals and Waterways... 2009 2025 Aviation... 2009 2043 Rail and Port... 2007 2045 Mass Transit - Department of Transportation... 2008 2021 Mass Transit - Metropolitan Transportation Authority... 2006 2043 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 1984 2025 Ports, Canals and Waterways... 1984 2013 Rapid Transit, Rail and Aviation... 1984 2027 Smart Schools Bond Act... - - Transportation Capital Facilities: Aviation... 1971 2027 Highways... 1968 1998 Mass Transportation... 1970 2017 TOTALS... SCHEDULE 17 (continued) March 31, 2010 March 31, 2011 March 31, 2012 PRINCIPAL INTEREST PRINCIPAL INTEREST PRINCIPAL INTEREST $ 93,970,062 $ 27,349,527 $ 92,979,557 $ 24,007,853 $ 88,086,857 $ 18,490,218 14,887,861 3,143,766 14,508,714 2,525,816 14,736,251 2,047,370 26,522,789 2,803,835 20,904,914 1,780,093 15,195,455 982,335 23,574,084 15,642,941 27,515,255 17,843,809 25,584,706 17,694,260 12,425,758 2,387,169 13,092,695 2,245,038 11,780,361 1,919,064 7,749,049 3,109,731 8,886,205 3,577,987 10,127,430 3,683,712 3,812,513 1,165,854 4,757,324 942,002 3,703,162 526,891 3,333,165 832,198 3,476,088 697,123 3,633,186 561,329 7,447,114 1,981,066 8,197,214 1,669,435 7,121,195 1,236,074 13,663,045 5,804,401 15,270,074 5,117,574 13,785,658 3,700,533 14,674,181 1,996,679 6,108,064 1,618,094 6,038,641 1,289,450 56,457,669 14,912,486 57,045,834 16,929,358 61,518,957 14,785,149 10,361,326 1,736,069 7,619,253 1,412,401 7,149,472 1,141,010 4,925,000 2,076,600 5,123,000 1,875,053 5,344,000 751,158 30,318 1,637 - - - - 7,169 1,609 7,783 1,250 12,605 874 9,661,085 4,093,915 9,013,047 3,691,330 9,585,460 2,912,892 4,860,550 758,369 4,024,814 514,339 2,885,412 264,874 16,840,573 13,046,843 27,569,401 21,218,377 34,756,665 28,962,644 607,862 275,990 1,261,216 477,201 1,288,473 455,013 645,134 665,354 1,431,412 1,276,818 1,982,907 1,846,232 1,129,798 1,699,816 1,715,052 2,216,286 2,236,652 3,393,485 1,003,156 422,134 1,098,450 425,206 1,491,192 579,552 11,226,443 13,313,863 17,753,650 20,050,556 21,930,194 27,956,978 1,403,809 202,001 941,679 157,461 677,982 131,769 14,912 4,722 35,695 3,747 37,435 2,285 1,788,927 1,075,196 2,657,637 958,247 2,387,899 753,898 3,858,075 1,220,590 3,552,316 1,032,850 3,224,757 758,251 8,422,573 1,143,087 8,145,657 682,885 4,695,036 286,703 $ 355,304,000 $ 122,867,447 $ 364,692,000 $ 134,948,189 $ 360,998,000 $ 137,114,003 95

GENERAL OBLIGATION DEBT PRINCIPAL AND INTEREST PAYMENTS FISCAL YEARS 2006-07 THRU 2015-16 YEAR OF YEAR OF FIRST LAST PURPOSE ISSUANCE MATURITY Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... 1989 2031 Clean Water/Clean Air: Air Quality... 1997 2022 Safe Drinking Water... 1998 2015 Clean Water... 1997 2045 Solid Waste... 1999 2040 Environmental Restoration... 1998 2035 Energy Conservation Through Improved Transportation: Local Streets and Highways... 1981 1995 Rapid Transit and Rail Freight... 1981 2033 Environmental Quality (1972): Air... 1977 2021 Land and Wetlands... 1976 2029 Water... 1976 2043 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 1989 2035 Solid Waste Management... 1989 2033 Higher Education Facilities... 1959 2007 Housing: Low Income... 1941 2024 Middle Income... 1957 2023 Urban Renewal... 1957 2009 Outdoor Recreation Development... 1970 2010 Park and Recreation Land Acquisition... 1959 2018 Pure Waters... 1968 2043 Rail Preservation... 1977 2017 Rebuild and Renew New York Transportation: Highway Facilities... 2006 2042 Canals and Waterways... 2009 2025 Aviation... 2009 2043 Rail and Port... 2007 2045 Mass Transit - Department of Transportation... 2008 2021 Mass Transit - Metropolitan Transportation Authority... 2006 2043 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 1984 2025 Ports, Canals and Waterways... 1984 2013 Rapid Transit, Rail and Aviation... 1984 2027 Smart Schools Bond Act... - - Transportation Capital Facilities: Aviation... 1971 2027 Highways... 1968 1998 Mass Transportation... 1970 2017 TOTALS... SCHEDULE 17 (continued) March 31, 2013 March 31, 2014 March 31, 2015 March 31, 2016 PRINCIPAL INTEREST PRINCIPAL INTEREST PRINCIPAL INTEREST PRINCIPAL INTEREST $ 80,150,520 $ 15,514,645 $ 59,239,005 $ 11,324,805 $ 73,050,730 $ 9,150,971 $ 44,088,768 $ 4,951,535 12,643,037 1,592,780 12,211,777 1,102,502 10,440,575 656,918 6,743,376 302,388 9,109,125 436,578 3,447,572 64,376 7,932 377 - - 27,069,670 17,361,198 28,732,807 16,353,261 25,355,095 16,532,868 26,882,316 15,292,839 11,039,456 1,629,009 9,416,589 1,263,579 5,417,017 1,063,746 5,684,198 777,868 11,350,173 4,010,003 11,328,773 3,724,766 11,780,068 3,352,018 12,340,510 3,768,088 - - 3,498,079 399,450 3,290,514 295,223 1,273,923 273,740 2,712,050 171,354 3,140,960 438,407 3,100,735 297,401 1,797,336 194,137 2,491,605 86,827 7,015,543 977,624 6,559,377 702,250 3,437,109 489,754 3,357,287 408,774 16,670,711 2,963,331 18,317,279 2,152,239 8,371,903 1,855,917 11,228,184 1,449,962 6,927,201 1,089,955 4,431,460 825,329 3,046,876 736,483 4,547,720 538,920 50,032,595 13,468,435 51,812,599 11,356,614 46,469,128 10,511,030 46,980,744 8,122,624 - - 5,935,000 967,650 4,765,000 822,050 3,770,000 698,100 3,770,000 584,100 4,415,000 685,251 4,720,000 643,526 4,740,000 578,230 3,310,000 503,900 - - - - 2,601 685 2,787 581 2,804 483 2,919 371 10,178,930 2,518,976 10,965,252 1,993,405 6,159,061 1,814,867 7,447,408 1,423,839 2,043,406 138,739 1,533,034 80,838 396,834 45,693 449,723 26,289 39,875,281 33,531,325 46,821,599 38,098,806 48,236,187 36,785,952 53,663,190 38,055,126 1,674,360 627,868 1,853,459 652,102 1,919,404 589,713 2,473,810 806,690 2,038,342 1,875,106 2,425,104 2,364,454 2,511,284 2,308,409 2,619,079 2,214,033 2,309,975 3,494,641 2,612,405 3,589,764 2,716,588 3,495,470 3,111,383 3,786,378 1,524,394 561,064 1,595,202 502,433 1,652,617 433,575 1,723,730 362,697 27,585,257 35,749,267 36,650,462 40,302,233 37,666,361 39,487,751 38,944,442 38,201,473 715,024 113,449 799,745 142,524 830,180 115,657 381,335 84,019 38,396 768 3,333,691 631,031 2,970,463 417,897 1,588,953 398,640 2,073,634 283,010 - - 2,594,718 607,650 2,309,984 481,966 1,756,299 431,551 3,222,876 291,605 - - 2,833,555 67,189 892,017 19,001 40,736 5,063 39,714 3,011 $ 345,745,000 $ 141,452,074 $ 332,805,000 $ 139,573,925 $ 304,435,000 $ 132,007,113 $ 290,290,000 $ 122,497,719 96

FUTURE GENERAL OBLIGATION DEBT SERVICE SCHEDULE 18 REQUIREMENTS PAYABLE FROM DEBT SERVICE FUNDS (*) March 31, 2017 March 31, 2018 March 31, 2019 PURPOSE PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... $ 44,215,664 $ 4,219,269 $ 48,434,933 $ 30,464,862 $ 2,377,655 $ 32,842,517 $ 15,527,176 $ 1,252,386 $ 16,779,562 Clean Water/Clean Air: Air Quality... 1,195,274 127,794 1,323,068 472,507 72,010 544,517 490,368 51,606 541,974 Safe Drinking Water... - - - Clean Water... 28,512,699 16,491,200 45,003,899 26,962,570 15,272,791 42,235,361 25,521,933 14,074,480 39,596,413 Solid Waste... 5,654,802 1,401,290 7,056,092 5,338,512 1,174,711 6,513,223 5,597,765 953,731 6,551,496 Environmental Restoration... 12,168,464 3,348,261 15,516,725 10,767,101 2,803,096 13,570,197 10,138,496 2,316,189 12,454,685 Energy Conservation Through Improved Transportation: Local Streets and Highways... - - - Rapid Transit and Rail Freight... 726,809 98,450 825,259 229,318 75,186 304,504 264,788 65,555 330,343 Environmental Quality (1972): Air... 162,782 20,530 183,312 162,864 12,450 175,314 162,960 4,357 167,317 Land and Wetlands... 2,958,457 269,796 3,228,253 709,823 176,258 886,081 986,004 136,191 1,122,195 Water... 8,162,461 1,028,549 9,191,010 5,880,496 729,351 6,609,847 4,821,685 532,750 5,354,435 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 3,724,569 623,205 4,347,774 3,182,377 466,474 3,648,851 2,379,711 343,339 2,723,050 Solid Waste Management... 37,584,067 7,897,432 45,481,499 27,787,939 6,215,298 34,003,237 14,088,373 4,942,716 19,031,089 Higher Education Facilities... - - - Housing: Low Income... 2,880,000 479,000 3,359,000 2,880,000 382,800 3,262,800 1,860,000 302,800 2,162,800 Middle Income... 3,455,000 419,984 3,874,984 2,110,000 341,882 2,451,882 2,185,000 275,781 2,460,781 Urban Renewal... - - - Outdoor Recreation Development... - - - Park and Recreation Land Acquisition... 3,113 254 3,367 3,238 130 3,368 - - - Pure Waters... 5,697,235 1,209,791 6,907,026 4,276,347 986,610 5,262,957 3,217,264 839,407 4,056,671 Rail Preservation... 297,439 7,867 305,306 Rebuild and Renew New York Transportation: Highway Facilities... 55,248,657 35,814,737 91,063,394 55,858,222 33,511,076 89,369,298 49,599,735 30,971,323 80,571,058 Canals and Waterways... 2,579,356 703,895 3,283,251 2,692,443 591,155 3,283,598 2,815,133 468,539 3,283,672 Aviation... 2,734,939 2,098,775 4,833,714 2,849,840 1,982,870 4,832,710 2,984,498 1,848,517 4,833,015 Rail and Port... 3,257,339 3,644,105 6,901,444 3,414,705 3,485,942 6,900,647 3,591,108 3,310,819 6,901,927 Mass Transit - Department of Transportation... 1,813,667 283,409 2,097,076 1,892,336 205,135 2,097,471 1,495,780 120,699 1,616,479 Mass Transit - Metropolitan Transportation Authority... 38,675,678 36,743,919 75,419,597 40,070,170 35,343,116 75,413,286 37,449,646 33,753,946 71,203,592 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 337,856 66,669 404,525 169,791 52,793 222,584 178,281 44,303 222,584 Ports, Canals and Waterways... - - - Rapid Transit, Rail and Aviation... 1,304,038 230,058 1,534,096 781,006 183,789 964,795 1,088,953 147,448 1,236,401 Smart Schools Bond Act. - - - Transportation Capital Facilities: Aviation... 1,455,965 215,415 1,671,380 628,533 170,406 798,939 720,343 145,408 865,751 Highways... - - - Mass Transportation... 38,670 996 39,666 TOTAL FUTURE DEBT SERVICE REQUIREMENTS... $ 264,845,000 $ 117,444,650 $ 382,289,650 $ 229,585,000 $ 106,612,984 $ 336,197,984 $ 187,165,000 $ 96,902,290 $ 284,067,290 (*) See Accompanying Footnotes 97

FUTURE GENERAL OBLIGATION DEBT SERVICE SCHEDULE 18 REQUIREMENTS PAYABLE FROM DEBT SERVICE FUNDS (*) (continued) March 31, 2020 March 31, 2021 THEREAFTER TOTAL FUTURE DEBT SERVICE PURPOSE PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL Accelerated Capacity and Transportation Improvements of the Nineties (ACTION)... $ 5,501,074 $ 755,643 $ 6,256,717 $ 1,464,683 $ 504,701 $ 1,969,384 $ 9,782,168 $ 1,737,645 $ 11,519,813 $ 106,955,627 $ 10,847,299 $ 117,802,926 Clean Water/Clean Air: Air Quality... 509,359 30,599 539,958 309,518 14,179 323,697 33,926 1,018 34,944 3,010,952 297,206 3,308,158 Safe Drinking Water... Clean Water... 26,517,327 12,948,879 39,466,206 25,986,973 11,784,735 37,771,708 269,042,543 83,472,045 352,514,588 402,544,045 154,044,130 556,588,175 Solid Waste... 5,784,618 728,284 6,512,902 5,546,300 508,000 6,054,300 9,203,911 1,458,126 10,662,037 37,125,908 6,224,142 43,350,050 Environmental Restoration... 7,101,664 1,850,104 8,951,768 5,239,087 1,566,073 6,805,160 33,849,579 8,503,585 42,353,164 79,264,391 20,387,308 99,651,699 Energy Conservation Through Improved Transportation: Local Streets and Highways... Rapid Transit and Rail Freight... 138,980 56,736 195,716 191,808 49,218 241,026 1,022,456 141,316 1,163,772 2,574,159 486,461 3,060,620 Environmental Quality (1972): Air... 3,063 250 3,313 3,184 129 3,313 - - - 494,853 37,716 532,569 Land and Wetlands... 570,058 98,225 668,283 304,452 71,194 375,646 1,143,074 143,069 1,286,143 6,671,868 894,733 7,566,601 Water... 4,038,036 375,590 4,413,626 1,170,720 278,686 1,449,406 5,628,283 1,440,694 7,068,977 29,701,681 4,385,620 34,087,301 Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests... 2,311,965 242,904 2,554,869 1,475,188 149,018 1,624,206 2,415,383 478,443 2,893,826 15,489,193 2,303,383 17,792,576 Solid Waste Management... 14,561,297 4,295,907 18,857,204 14,770,062 3,628,854 18,398,916 70,343,684 10,499,019 80,842,703 179,135,422 37,479,226 216,614,648 Higher Education Facilities... Housing: Low Income... 1,860,000 243,000 2,103,000 1,860,000 187,200 2,047,200 4,780,000 238,800 5,018,800 16,120,000 1,833,600 17,953,600 Middle Income... 2,190,000 200,855 2,390,855 2,240,000 117,195 2,357,195 1,795,000 57,593 1,852,593 13,975,000 1,413,290 15,388,290 Urban Renewal... Outdoor Recreation Development... Park and Recreation Land Acquisition... - - - 6,351 384 6,735 Pure Waters... 2,775,450 726,634 3,502,084 2,228,016 629,101 2,857,117 13,052,054 4,848,415 17,900,469 31,246,366 9,239,958 40,486,324 Rail Preservation... - - - 297,439 7,867 305,306 Rebuild and Renew New York Transportation: Highway Facilities... 49,509,436 28,847,621 78,357,057 47,341,116 26,752,171 74,093,287 544,472,124 143,179,871 687,651,995 802,029,290 299,076,799 1,101,106,089 Canals and Waterways... 1,971,091 339,085 2,310,176 1,294,178 246,069 1,540,247 3,666,907 403,678 4,070,585 15,019,108 2,752,421 17,771,529 Aviation... 2,300,142 1,724,050 4,024,192 1,785,925 1,656,470 3,442,395 36,047,749 18,517,530 54,565,279 48,703,093 27,828,212 76,531,305 Rail and Port... 2,661,304 3,151,341 5,812,645 2,757,022 3,054,806 5,811,828 63,969,935 32,004,787 95,974,722 79,651,413 48,651,800 128,303,213 Mass Transit - Department of Transportation... 520,267 53,327 573,594 546,281 27,314 573,595 - - - 6,268,331 689,884 6,958,215 Mass Transit - Metropolitan Transportation Authority. 34,468,972 32,361,383 66,830,355 30,907,004 31,035,423 61,942,427 656,515,423 342,722,241 999,237,664 838,086,893 511,960,028 1,350,046,921 Rebuild New York - Transportation Infrastructure Renewal: Highways, Parkways and Bridges... 187,195 35,389 222,584 196,555 26,029 222,584 357,668 23,855 381,523 1,427,346 249,038 1,676,384 Ports, Canals and Waterways... Rapid Transit, Rail and Aviation... 566,568 112,023 678,591 491,155 85,698 576,853 1,544,265 161,432 1,705,697 5,775,985 920,448 6,696,433 Smart Schools Bond Act Transportation Capital Facilities: Aviation... 947,134 114,603 1,061,737 460,773 87,745 548,518 1,633,867 159,814 1,793,681 5,846,615 893,391 6,740,006 Highways... Mass Transportation... - - - 38,670 996 39,666 TOTAL FUTURE DEBT SERVICE REQUIREMENTS... $ 166,995,000 $ 89,292,432 $ 256,287,432 $ 148,570,000 $ 82,460,008 $ 231,030,008 $ 1,730,299,999 $ 650,192,976 $ 2,380,492,975 $ 2,727,459,999 $ 1,142,905,340 $ 3,870,365,339 (*) See Accompanying Footnotes 98

DEBT SERVICE FUNDS SCHEDULE 19 LEASE/PURCHASE AND OTHER FINANCING AGREEMENT DISBURSEMENTS LOCAL DEBT GENERAL DEPARTMENT GOVERNMENT MENTAL REVENUE SALES TAX REDUCTION DEBT OF HEALTH ASSISTANCE HEALTH BOND REVENUE BOND RESERVE SERVICE INCOME TAX SERVICES TAX TAX COMBINED TOTALS Special Contractual Financing Obligations: (40000-40049) (40151) (40300-40349) (40450-40499) (40100-40149) (40152) (40154) 2015-16 2014-15 Payments to Public Authorities: City University Construction... $ - $ 219,529,219 $ - $ - $ - $ - $ - $ 219,529,219 $ 182,266,796 Dormitory Authority: Albany County Airport... - - 3,153,283 Consolidated Service Contract Refunding... - 89,809,150 - - - - - 89,809,150 73,527,502 DASNY Revenue Bond.. - - - - - 1,419,868,966 361,896,699 1,781,765,665 1,757,954,255 David Axelrod Institute... - - 5,690,774 Department of Health Facilities... - - 28,307,274 - - - - 28,307,274 28,202,126 Economic Development Housing... - - - Education... - - - General Purpose... - - - Health Care... - - - Mental Health Facilities... - - - - 202,444,923 - - 202,444,923 255,809,225 OGS Parking... - - - Sales Tax Revenue Bond... - - - Secured Hospital Program... - 19,276,575 - - - - - 19,276,575 24,145,791 State Department of Education Facilities... - 2,453,831 - - - - - 2,453,831 2,446,207 State Facilities and Equipment... - - - SUNY Community Colleges... - - 158,675 SUNY Dormitory Facilities... - - - SUNY Educational Facilities... - 93,015,153 - - - - - 93,015,153 168,068,690 Environmental Facilities Corporation... - 5,942,092 - - - 75,237,324-81,179,416 88,370,375 Housing Finance Agency... - 35,320,671 - - - 56,360,034-91,680,705 97,122,346 Local Government Assistance Corporation... - - - 389,549,865 - - - 389,549,865 390,936,934 Metropolitan Transportation Authority: Transit and Commuter Railroad Projects... - 84,084,181 - - - - - 84,084,181 79,857,004 Thruway Authority: Dedicated Highway and Bridge... - 502,940,316 - - - - - 502,940,316 777,503,370 Local Highway and Bridge... - 127,271,900 - - - - - 127,271,900 183,996,900 Transportation... - - - - - 290,852,150-290,852,150 313,288,150 Urban Development Corporation: Center for Industrial Innovation at RPI... - - - Clarkson University... - 1,927,350 - - - - - 1,927,350 1,000,700 Columbia University Telecommunications Center... - 3,516,000 - - - - - 3,516,000 4,630,000 Community Enhancement Facilities Program... - - - Consolidated Service Contract Refunding... - 292,929,550 - - - - - 292,929,550 354,294,386 Cornell University Supercomputer Center... - 492,000 - - - - - 492,000 620,000 Correctional Facilities... - 20,169,183 - - - - - 20,169,183 20,193,615 Debt Reduction Reserve... - - - Economic Development Housing... - - - General Purpose... - - - State Facilities and Equipment... - - - Syracuse University Science and Technology Center... - 2,578,638 - - - - - 2,578,638 2,591,100 UDC Revenue Bond.. - - - - - 856,611,031-856,611,031 928,990,083 University Facilities Grant 95 Refunding... - 3,313,503 - - - - - 3,313,503 1,556,281 TOTAL... $ - $ 1,504,569,312 $ 28,307,274 $ 389,549,865 $ 202,444,923 $ 2,698,929,505 $ 361,896,699 $ 5,185,697,578 $ 5,746,374,568 99

FUTURE LEASE/PURCHASE AND CONTRACTUAL SCHEDULE 20 OBLIGATION REQUIREMENTS (*) PAYABLE FROM DEBT SERVICE FUNDS (Amounts in thousands) March 31, 2017 March 31, 2018 March 31, 2019 March 31, 2020 Lease/Purchase and Other Contractual Financing Obligations: PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL Dormitory Authority: City University of New York... $ 209,893 $ 242,876 $ 452,769 $ 175,017 $ 233,117 $ 408,134 $ 195,909 $ 224,176 $ 420,085 $ 222,578 $ 214,481 $ 437,059 Correctional Facilities.... - 10,117 10,117-10,117 10,117-10,117 10,117-10,117 10,117 Dedicated Highway and Bridge Bonds.... 317,155 125,806 442,961 311,365 110,602 421,967 251,005 95,173 346,178 89,150 82,747 171,897 Environmental Programs.... 45,150 51,854 97,004 71,520 50,406 121,926 55,035 47,855 102,890 64,030 45,766 109,796 Housing Programs.... 10,630 7,253 17,883 12,590 6,723 19,313 13,190 6,129 19,319 13,820 5,492 19,312 Local Highways.... 935 185 1,120-162 162-162 162 1,405 127 1,532 MTA Service Contract Bonds.... - 67,765 67,765-67,765 67,765 43,675 67,765 111,440 80,895 66,026 146,921 State Mental Health Facilities... 283,750 173,039 456,789 282,115 160,240 442,355 270,875 146,634 417,509 221,650 133,504 355,154 State University of New York... 259,195 449,695 708,890 388,231 434,432 822,663 311,748 417,241 728,989 251,634 404,201 655,835 Others... 236,284 186,849 423,133 231,388 175,872 407,260 272,169 164,681 436,850 291,050 151,523 442,573 Environmental Facilities Corporation.... 46,300 22,172 68,472 39,800 17,345 57,145 33,915 11,765 45,680 32,075 10,006 42,081 Housing Finance Agency.... 46,880 14,969 61,849 55,095 12,794 67,889 41,855 10,755 52,610 35,040 8,953 43,993 Local Government Assistance Corporation... 300,225 88,342 388,567 292,495 74,546 367,041 224,395 61,893 286,288 341,080 47,979 389,059 Metropolitan Transportation Authority Service Contract Bonds... 74,815 9,275 84,090 72,540 4,984 77,524 34,490 992 35,482 - - - Thruway Authority: Dedicated Highway and Bridge Trust Fund Bonds... 187,040 117,971 305,011 137,850 110,639 248,489 173,190 103,461 276,651 193,620 94,738 288,358 Local Highway and Bridge Service Contract Bonds... 276,530 110,660 387,190 286,040 97,504 383,544 259,520 84,370 343,890 186,080 72,605 258,685 Urban Development Corporation: City University of New York.... 2,256 608 2,864 2,319 544 2,863 2,053 484 2,537 4,799 452 5,251 Correctional Facilities... 227,123 194,818 421,941 231,553 183,876 415,429 221,475 172,630 394,105 232,100 161,384 393,484 Dedicated Highway and Bridge Bonds.... 33,016 79,823 112,839 34,668 78,350 113,018 36,402 76,616 113,018 166,332 74,796 241,128 Environmental Programs.... - 3,902 3,902-3,902 3,902 9,450 3,902 13,352-3,430 3,430 Housing Programs.... 95,748 38,661 134,409 108,175 35,765 143,940 104,260 32,105 136,365 83,320 28,397 111,717 Local Highways... 52,109 84,413 136,522 32,267 81,910 114,177 26,588 80,297 106,885 60,443 78,981 139,424 State Facility Revenue Bonds... 15,625 4,544 20,169 16,510 3,628 20,138 17,455 2,660 20,115 18,445 1,637 20,082 State University of New York... 7,603 1,546 9,149 7,716 1,432 9,148 7,230 1,296 8,526 8,145 1,150 9,295 Others... 148,779 69,768 218,547 148,096 62,238 210,334 151,055 54,703 205,758 97,102 47,279 144,381 Multiple Issuers: Community Enhancement Facilities Assistance Program (DASNY/UDC)... 10,714 1,318 12,032 11,058 775 11,833 2,275 411 2,686 2,100 299 2,399 Strategic Investment Programs (DASNY/UDC)... 3,265 698 3,963 3,405 548 3,953 2,915 392 3,307 2,675 252 2,927 Other Economic Development Programs (DASNY/UDC)... 401,707 138,527 540,234 402,375 124,499 526,874 423,585 109,936 533,521 366,220 93,352 459,572 TOTALS... $ 3,292,727 $ 2,297,454 $ 5,590,181 $ 3,354,188 $ 2,144,715 $ 5,498,903 $ 3,185,714 $ 1,988,601 $ 5,174,315 $ 3,065,788 $ 1,839,674 $ 4,905,462 (*) See Accompanying Footnotes 100

FUTURE LEASE/PURCHASE AND CONTRACTUAL OBLIGATION REQUIREMENTS (*) PAYABLE FROM DEBT SERVICE FUNDS (Amounts in thousands) SCHEDULE 20 (continued) Lease/Purchase and Other Contractual Financing Obligations: Dormitory Authority: City University of New York... Correctional Facilities... Dedicated Highway and Bridge Bonds... Environmental Programs... Housing Programs... Local Highways... MTA Service Contract Bonds... State Mental Health Facilities... State University of New York... Others... Environmental Facilities Corporation... Housing Finance Agency... Local Government Assistance Corporation... Metropolitan Transportation Authority Service Contract Bonds... Thruway Authority: Dedicated Highway and Bridge Trust Fund Bonds... Local Highway and Bridge Service Contract Bonds... Urban Development Corporation: City University of New York... Correctional Facilities... Dedicated Highway and Bridge Bonds... Environmental Programs... Housing Programs... Local Highways... State Facility Revenue Bonds... State University of New York... Others... Multiple Issuers: Community Enhancement Facilities Assistance Program (DASNY/UDC)... Strategic Investment Programs (DASNY/UDC)... Other Economic Development Programs (DASNY/UDC)... TOTALS... March 31, 2021 THEREAFTER TOTAL FUTURE DEBT SERVICE PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL PRINCIPAL INTEREST TOTAL $ 269,305 $ 200,311 $ 469,616 $ 3,647,325 $ 2,006,797 $ 5,654,122 $ 4,720,027 $ 3,121,758 $ 7,841,785-10,117 10,117 204,515 70,360 274,875 204,515 120,945 325,460 340,960 78,343 419,303 1,244,185 383,995 1,628,180 2,553,820 876,666 3,430,486 134,435 43,174 177,609 770,615 210,061 980,676 1,140,785 449,116 1,589,901 14,510 4,813 19,323 90,315 29,063 119,378 155,055 59,473 214,528 1,835 46 1,881 - - - 4,175 682 4,857 84,910 62,006 146,916 1,175,495 358,118 1,533,613 1,384,975 689,445 2,074,420 206,075 122,917 328,992 2,312,510 986,028 3,298,538 3,576,975 1,722,362 5,299,337 261,454 393,460 654,914 7,572,967 4,037,318 11,610,285 9,045,229 6,136,347 15,181,576 245,463 137,321 382,784 2,641,225 911,872 3,553,097 3,917,579 1,728,118 5,645,697 33,660 8,432 42,092 137,990 31,579 169,569 323,740 101,299 425,039 31,315 7,470 38,785 156,045 60,603 216,648 366,230 115,544 481,774 356,935 31,277 388,212 543,270 35,842 579,112 2,058,400 339,879 2,398,279 181,845 15,251 197,096 431,960 78,843 510,803 1,327,415 369,030 1,696,445 2,451,075 874,682 3,325,757 180,395 64,387 244,782 1,145,105 298,367 1,443,472 2,333,670 727,893 3,061,563 800 297 1,097 5,225 1,189 6,414 17,452 3,574 21,026 290,630 149,749 440,379 2,828,117 1,220,192 4,048,309 4,030,998 2,082,649 6,113,647 104,315 66,480 170,795 1,229,410 361,310 1,590,720 1,604,143 737,375 2,341,518-3,430 3,430 68,595 5,128 73,723 78,045 23,694 101,739 77,460 25,124 102,584 469,180 228,600 697,780 938,143 388,652 1,326,795 115,075 75,981 191,056 1,407,615 345,782 1,753,397 1,694,097 747,364 2,441,461 19,500 557 20,057 - - - 87,535 13,026 100,561 6,790 935 7,725 18,520 2,062 20,582 56,004 8,421 64,425 129,205 37,727 166,932 617,290 165,341 782,631 1,291,527 437,056 1,728,583 690 195 885 3,435 1,154 4,589 30,272 4,152 34,424 1,640 126 1,766 1,835 253 2,088 15,735 2,269 18,004 279,260 78,992 358,252 1,366,570 411,480 1,778,050 3,239,717 956,786 4,196,503 $ 3,618,577 $ 1,682,510 $ 5,301,087 $ 30,984,769 $ 12,531,524 $ 43,516,293 $ 47,501,763 $ 22,484,478 $ 69,986,241 (*) See Accompanying Footnotes 101

$70,000 DEBT OUTSTANDING AS OF MARCH 31 $62,335 $61,217 $63,870 $63,965 $63,720 $63,299 $63,096 $60,000 $51,851 $53,245 $57,769 $60,522 $61,700 $63,328 $63,516 $63,575 $63,188 $63,012 $57,014 $50,000 $52,445 $50,978 AMOUNTS (millions) $40,000 $30,000 $50,323 $51,616 $52,773 $52,535 $52,459 $51,867 $50,229 $42,653 $44,404 $46,978 $20,000 $10,000 $0 FISCAL YEAR Total State Supported Debt Total State Funded Debt Total State Related Debt 102

DEBT OUTSTANDING AS OF MARCH 31 FISCAL YEARS 2006-07 THRU 2015-16 (Amounts in millions) SCHEDULE 21 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 STATE SUPPORTED DEBT General Obligation Debt $ 3,302 $ 3,221 $ 3,323 $ 3,400 $ 3,525 $ 3,494 $ 3,524 $ 3,191 $ 3,018 $ 2,727 Certificates of Participation 56 38 19 - Lease/Purchase and Contractual Obligation Debt 39,295 41,145 43,636 46,923 48,091 49,279 49,011 49,268 48,849 47,502 SUBTOTAL - STATE SUPPORTED DEBT 42,653 44,404 46,978 50,323 51,616 52,773 52,535 52,459 51,867 50,229 STATE FUNDED DEBT Tobacco Settlement Financing Corporation 4,084 3,870 3,588 3,257 3,012 2,690 2,411 2,054 1,745 1,378 Municipal Bond Bank Agency (MBBA) 484 464 442 419 396 368 294 281 263 234 Sales Tax Asset Receivable Corporation (STARC) 2,457 2,407 2,355 2,302 2,246 2,188 2,127 2,063 1,996 1,961 Secured Hospital Debt - 226 204 181 SUNY Dormitory Facilities Revenue Bonds - 440 437 985 Transitional Finance Agency (TFA) 1,300 1,300 3,651 4,221 4,430 5,309 6,149 6,052 6,676 8,044 SUBTOTAL - STATE FUNDED DEBT 50,978 52,445 57,014 60,522 61,700 63,328 63,516 63,575 63,188 63,012 STATE RELATED DEBT Moral Obligation Debt 56 50 40 30 26 20 12 7 2 2 Secured Hospital Debt - Contingent 775 713 682 637 586 503 422 126 100 76 State Guaranteed Authority Debt 42 37 33 28 23 19 15 12 9 6 TOTAL DEBT OUTSTANDING $ 51,851 $ 53,245 $ 57,769 $ 61,217 $ 62,335 $ 63,870 $ 63,965 $ 63,720 $ 63,299 $ 63,096 103

STATE SUPPORTED DEBT OUTSTANDING AS OF MARCH 31 PER CAPITA (*) FISCAL YEARS 2006-07 THRU 2015-16 SCHEDULE 21a State supported debt includes certificates of participation (COPS), capital leases for State facilities, and debt as defined in State Finance Law 67-a, where the State is constitutionally obligated to pay debt service to bondholders or where it is contractually obligated to pay money to public authorities to enable it to make payments on its outstanding bonds. 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 STATE SUPPORTED DEBT: General Obligation Debt Millions of Dollars $ 3,302 $ 3,221 $ 3,323 $ 3,400 $ 3,525 $ 3,494 $ 3,524 $ 3,191 $ 3,018 $ 2,727 Change from Prior Year -4.84% -2.45% 3.17% 2.32% 3.68% -0.88% 0.86% -9.45% -5.42% -9.64% Per Capita 171 166 170 174 182 179 180 162 153 138 Certificates of Participation Millions of Dollars 56 38 19 - Change from Prior Year -23.29% -32.14% -50.00% -100.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% Per Capita 3 2 1 - Lease/Purchase and Contractual Obligation Debt Millions of Dollars 39,295 41,145 43,636 46,923 48,091 49,279 49,011 49,268 48,849 47,502 Change from Prior Year 4.41% 4.71% 6.05% 7.53% 2.49% 2.47% -0.54% 0.52% -0.85% -2.76% Per Capita 2,036 2,121 2,238 2,406 2,479 2,527 2,501 2,501 2,480 2,399 TOTAL STATE SUPPORTED DEBT: Millions of Dollars $ 42,653 $ 44,404 $ 46,978 $ 50,323 $ 51,616 $ 52,773 $ 52,535 $ 52,459 $ 51,867 $ 50,229 Change from Prior Year 3.58% 4.11% 5.80% 7.12% 2.57% 2.24% -0.45% -0.14% -1.13% -3.16% Per Capita $ 2,210 $ 2,289 $ 2,409 $ 2,580 $ 2,661 $ 2,706 $ 2,681 $ 2,663 $ 2,633 $ 2,537 (*) Population estimates are based on current information published by the US Census Bureau. 104

STATE FUNDED DEBT OBLIGATIONS OUTSTANDING AS OF MARCH 31 PER CAPITA (*) FISCAL YEARS 2006-07 THRU 2015-16 SCHEDULE 21b State funded debt obligations include all state-supported debt from Schedule 21a, plus certain other debt where the State has agreed to allow certain other entities to pledge or assign State resources to pay debt service on debt issued for State purposes or to finance State assistance payments to another entity. These obligations include those associated with the sale of the State s share of Tobacco Settlement proceeds, prior year school aid claims, debt issued by the Sales Tax Asset Receivable Corporation (STARC) for NYC debt relief, debt issued by the Transitional Finance Agency (TFA) for NYC school building aid, portions of the secured hospital program and obligations issued to finance certain State University of New York (SUNY) dormitory facilities. Debt service on these obligations is secured by future State local assistance payments (financed with available General Fund resources or taxes), future tobacco settlement payments, contingent debt service appropriations or SUNY dormitory rental income. 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 TOTAL STATE SUPPORTED DEBT: Millions of Dollars $ 42,653 $ 44,404 $ 46,978 $ 50,323 $ 51,616 $ 52,773 $ 52,535 $ 52,459 $ 51,867 $ 50,229 Change from Prior Year 3.58% 4.11% 5.80% 7.12% 2.57% 2.24% -0.45% -0.14% -1.13% -3.16% Per Capita 2,210 2,289 2,409 2,580 2,661 2,706 2,681 2,663 2,633 2,537 Tobacco Settlement Financing Corporation Millions of Dollars 4,084 3,870 3,588 3,257 3,012 2,690 2,411 2,054 1,745 1,378 Change from Prior Year -4.53% -5.24% -7.29% -9.23% -7.52% -10.69% -10.37% -14.81% -15.04% -21.03% Per Capita 212 199 184 167 155 138 123 104 89 70 Municipal Bond Bank Agency (MBBA) Millions of Dollars 484 464 442 419 396 368 294 281 263 234 Change from Prior Year -4.16% -4.13% -4.74% -5.20% -5.49% -7.07% -20.11% -4.42% -6.41% -11.03% Per Capita 25 24 23 21 20 19 15 14 13 12 Sales Tax Asset Receivable Corporation (STARC) Millions of Dollars 2,457 2,407 2,355 2,302 2,246 2,188 2,127 2,063 1,996 1,961 Change from Prior Year -1.92% -2.04% -2.16% -2.25% -2.43% -2.58% -2.79% -3.01% -3.25% -1.75% Per Capita 127 124 121 118 116 112 109 105 101 99 Secured Hospital Debt Millions of Dollars - 226 204 181 Change from Prior Year 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 100.00% -9.73% -11.27% Per Capita - 11 10 9 SUNY Dormitory Facilities Revenue Bonds Millions of Dollars - 440 437 985 Change from Prior Year 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 100.00% -0.68% 125.40% Per Capita - 22 22 50 Transitional Finance Agency (TFA) Millions of Dollars 1,300 1,300 3,651 4,221 4,430 5,309 6,149 6,052 6,676 8,044 Change from Prior Year 100.00% 0.00% 180.85% 15.61% 4.95% 19.84% 15.82% -1.58% 10.31% 20.49% Per Capita 67 67 187 216 228 272 314 307 339 406 TOTAL STATE FUNDED DEBT: Millions of Dollars $ 50,978 $ 52,445 $ 57,014 $ 60,522 $ 61,700 $ 63,328 $ 63,516 $ 63,575 $ 63,188 $ 63,012 Change from Prior Year 5.19% 2.88% 8.71% 6.15% 1.95% 2.64% 0.30% 0.09% -0.61% -0.28% Per Capita $ 2,641 $ 2,703 $ 2,924 $ 3,102 $ 3,180 $ 3,247 $ 3,242 $ 3,227 $ 3,208 $ 3,182 (*) Population estimates are based on current information published by the US Census Bureau. 105

STATE RELATED DEBT OBLIGATIONS OUTSTANDING AS OF MARCH 31 PER CAPITA (*) FISCAL YEARS 2006-07 THRU 2015-16 SCHEDULE 21c State related debt obligations include all state funded debt from Schedule 21b, plus certain other debt issued by various authorities that may be supported by contingent State obligations to make payments. Such moral obligation, contingent obligation (secured hospital debt where the State has not been called on to pay debt service) and State guaranteed authority debt carries a pledge by the State to finance deficiencies in the authority's debt service or debt service reserve funds, if necessary. 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 TOTAL STATE FUNDED DEBT: Millions of Dollars $ 50,978 $ 52,445 $ 57,014 $ 60,522 $ 61,700 $ 63,328 $ 63,516 $ 63,575 $ 63,188 $ 63,012 Change from Prior Year 5.19% 2.88% 8.71% 6.15% 1.95% 2.64% 0.30% 0.09% -0.61% -0.28% Per Capita 2,641 2,703 2,924 3,102 3,180 3,247 3,242 3,227 3,208 3,182 Moral Obligation Debt Millions of Dollars 56 50 40 30 26 20 12 7 2 2 Change from Prior Year -16.42% -10.71% -20.00% -25.00% -13.33% -23.08% -40.00% -41.67% -71.43% 0.00% Per Capita... 3 3 2 2 1 1 1 - - - Secured Hospital Debt - Contingent Millions of Dollars 775 713 682 637 586 503 422 126 100 76 Change from Prior Year 7.41% -8.00% -4.35% -6.60% -8.01% -14.16% -16.10% -70.14% -20.63% -24.00% Per Capita 40 37 35 33 30 26 22 6 5 4 State Guaranteed Authority Debt Millions of Dollars 42 37 33 28 23 19 15 12 9 6 Change from Prior Year -33.33% -11.90% -10.81% -15.15% -17.86% -17.39% -21.05% -20.00% -25.00% -33.33% Per Capita 2 2 2 1 1 1 1 1 - - TOTAL STATE RELATED DEBT Millions of Dollars $ 51,851 $ 53,245 $ 57,769 $ 61,217 $ 62,335 $ 63,870 $ 63,965 $ 63,720 $ 63,299 $ 63,096 Change from Prior Year 4.89% 2.69% 8.50% 5.97% 1.83% 2.46% 0.15% -0.38% -0.66% -0.32% Per Capita $ 2,686 $ 2,745 $ 2,963 $ 3,138 $ 3,212 $ 3,275 $ 3,266 $ 3,235 $ 3,213 $ 3,187 (*) Population estimates are based on current information published by the US Census Bureau. 106

GENERAL FUND COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) SCHEDULE 22 LOCAL ASSISTANCE GRANTS OPERATIONS TOTAL Environment General and General Other Public Public Support and Total Personal Non-Personal State Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Service Service Charges 2015-16 2014-15 Adirondack Park Agency. $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ 4,036 $ 259 $ - $ 4,295 $ 4,276 Board of Elections... - - 93 93 5,639 1,964-7,696 5,963 City University of New York... 1,430,198 - - 1,430,198-777 - 1,430,975 1,395,047 Commission of Quality of Care and Advocacy - - - Council on the Arts... 38,332 - - 38,332 2,253 1,232-41,817 66,103 Department of Agriculture and Markets... - - 61-597 - 3,003 26,621-30,282 25,269 7,404-62,955 60,250 Department of Civil Service... - - - - 11,407 1,543-12,950 12,277 Department of Corrections and Community Supervision... - - - - - 4,251 - - - 4,251 2,166,585 524,572 71 2,695,479 2,645,133 Department of Economic Development... - - 141-667 - - 44,155-44,963 11,974 6,804-63,741 54,507 Department of Environmental Conservation... - 4,153 109 4,262 85,641 8,773-98,676 94,817 Department of Health... - - 501 11,221,723 719,380-738 - - 11,942,342 119,089 302,473-12,363,904 12,024,574 Department of Labor... - - 347 - - - 11,802 - - 12,149 38 168-12,355 7,927 Department of Law... - - - - 89,952 12,127-102,079 101,833 Department of State... - - 15,065 15,065 11,756 421-27,242 19,364 Department of Taxation and Finance... - - 914 914 247,131 16,540 11 264,596 273,803 Department of Transportation... - - 111,351 111,351-1,152-112,503 98,753 Division of Budget... - - - - 18,945 2,133-21,078 20,322 Division of Criminal Justice Services... - - 245 - - 127,652 80 - - 127,977 24,246 10,275-162,498 161,783 Division of Homeland Security and Emergency Services... - - 273 - - (15,806) - - - (15,533) 281 (47,842) - (63,094) 31,176 Division of Housing and Community Renewal... - - 181-2,303-4,583 - - 7,067 4,919 2,268-14,254 19,066 Division of Human Rights - - - - 9,397 864-10,261 10,583 Division of Military and Naval Affairs... - - 4 - - 801 - - - 805 16,694 5,868-23,367 21,640 Division of State Police... - - - - 607,552 44,715-652,267 608,613 Division of Tax Appeals - - - - 2,763 272-3,035 2,854 Division of Veterans' Affairs - - 51 - - - 7,804 - - 7,855 4,731 334-12,920 12,831 Executive Chamber... - - - - 10,669 3,000-13,669 13,979 Greenway Heritage Conservancy for the Hudson River Valley - - - - - 166-166 166 Higher Education Services... 1,009,146 - - 1,009,146 - - - 1,009,146 1,177,916 Hudson River Valley Greenway... - 101-101 56 27-184 222 Interest on Lawyer Account..... - - - - - 12,910 - - - 12,910 - - - 12,910 14,761 Judicial Conduct - - - - 4,208 1,364-5,572 5,380 Judicial Screening - - - - - 14-14 15 Judicial Nomination - - - - - 20-20 24 Justice Center for the Protection of People with Special Needs - - - - 114 - - - - 114 25,430 11,660-37,204 29,560 Legislature... - - - - 167,184 46,667-213,851 205,577 Lieutenant Governor...... - - - - 597 157-754 547 National and Community Service...... 142 - - 142 312 5-459 687 NYS Gaming Commission...... - - - - 3,362 2,245-5,607 - NYS Joint Commission on Public Ethics... - - - - 3,480 853-4,333 3,627 Office for People with Developmental Disabilities... - - 84 863,373 - - - - - 863,457 - - - 863,457 1,026,763 Office of Alcoholism and Substance Abuse Services... 239-3 25,529 4,709 - - - - 30,480 - - - 30,480 29,403 Office of Children and Family Services... 2,922-4,001 32,912 - - 1,684,283 - - 1,724,118 164,764 67,865 4,055 1,960,802 1,822,646 Office of Employee Relations... - - - - 8,844 18,341 678 27,863 26,468 107

GENERAL FUND COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) SCHEDULE 22 (continued) LOCAL ASSISTANCE GRANTS OPERATIONS TOTAL General Environment & General Other Public Public Support and Total Personal Non-Personal State Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Service Service Charges 2015-16 2014-15 Office of General Services... $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ 66,839 $ 79,359 $ - $ 146,198 $ 142,300 Office of Information Technology Services... - - - - 283,573 222,371-505,944 426,422 Office of Medicaid Inspector General... - - - - 16,622 3,991-20,613 20,832 Office of Mental Health... 4,075-24 293,637 200-6,320 - - 304,256-479 - 304,735 373,272 Office of Parks, Recreation and Historic Preservation... - 3,166 1,725 4,891 105,937 5,015-115,843 113,997 Office of Prevention of Domestic Violence 575 - - 575 1,351 113 9 2,048 1,896 Office of State Inspector General - - - - 6,230 831-7,061 7,073 Office of Temporary and Disability Assistance... - - - 568,541 6,226-1,213,432 - - 1,788,199 70,029 77,008 44 1,935,280 1,884,618 Office of the State Comptroller... - - 32,025 32,025 101,199 25,652-158,876 157,306 Office of Victim Services... - - - - 1 1,869 - - - 1,870 - - - 1,870 947 Office of Welfare Inspector General.. - - - - 512 58-570 573 Public Benefits Corporations: Energy Research & Development Authority.. - - - Metropolitan Transportation Authority...... - - - New York State Canal Corporation...... - - - - - 16,569 4,931 21,500 24,000 Olympic Regional Development Authority.... - - - - 2,548 463 1,157 4,168 4,168 Urban Development Corporation (Empire State Dev Corp)... - - 8,758 - - 1,207-48,791-58,756 - - - 58,756 85,283 Public Employment Relations Board - - - - 3,207 192-3,399 3,097 State Commission of Correction... - - - - 2,042 255-2,297 2,222 State Education Department... 22,139,076-1,355 22,140,431 27,610 17,386-22,185,427 20,488,928 State Office for the Aging... - - 1,253-125,881 - - - - 127,134 1,110 167-128,411 129,307 State University of New York... 509,668-21 - 241 - - - - 509,930 1,591 8,250 41,586 561,357 720,401 Statewide Financial System... - - - - 10,234 19,836-30,070 29,264 Unified Court System... - - 2,451 2,451 1,451,032 387,120 663,574 2,504,177 2,444,574 All Other... - - 940,970 940,970 22 21,694 4,681,114 5,643,800 5,083,038 Total... $ 25,133,656 $ 7,420 $ 1,010,655 $ 13,005,715 $ 860,319 $ 132,884 $ 2,932,762 $ 119,567 $ 111,351 $ 43,314,329 $ 6,010,892 $ 1,944,289 $ 5,397,230 $ 56,666,740 $ 54,254,754 108

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) SCHEDULE 23 LOCAL ASSISTANCE GRANTS OPERATIONS TOTAL Environment General and General Other Public Public Support and Total Personal Non-Personal State Capital Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Service Service Charges Construction 2015-16 2014-15 Board of Elections... $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ 221 $ - $ - $ 221 $ 139 City University of New York... - - - - 46,870 39,822 7,892-94,584 87,770 Commission of Quality of Care and Advocacy - - - - Department of Agriculture and Markets... - - - - 2,653 19,729 1,517-23,899 21,321 Department of Civil Service... - - - - 255 71 147-473 921 Department of Corrections and Community Supervision... - - - - 179 3,475 99-3,753 2,180 Department of Economic Development... - - - - 92 1,680 54-1,826 2,224 Department of Environmental Conservation... - - - - 99,201 38,165 46,941-184,307 173,459 Department of Financial Services - - - - 179,400 - - 56,414-235,814 118,840 31,048 62,929-448,631 583,806 Department of Health... - - - 5,308,442 750,338 - - 21,333-6,080,113 153,456 140,948 37,799-6,412,316 6,266,516 Department of Labor... 58 - - 58 32,822 13,838 14,206-60,924 63,960 Department of Law... - - - - 33,324 38,370 18,954-90,648 85,243 Department of Motor Vehicles... - - - - 38,080 14,865 21,249-74,194 71,322 Department of Public Service... - - - - 40,859 8,592 18,992-68,443 69,077 Department of State... - - 638 638 20,100 14,110 9,859-44,707 42,838 Department of Taxation and Finance... 3,064 - - 3,064 45,481 26,749 18,060-93,354 109,185 Department of Transportation... - - 4,633,878 4,633,878 6,886 11,125 3,897-4,655,786 4,762,983 Division of Alcoholic Beverage Control... - - - - 7,622 4,878 4,776-17,276 17,637 Division of Budget... - - - - 1,491 826 830-3,147 3,488 Division of Criminal Justice Services... - - - - - 31,670-1,950-33,620 343 685 41-34,689 30,940 Division of Homeland Security and Emergency Services... - - - - - 33,703-989 - 34,692 23,787 17,539 5,390-81,408 80,925 Division of Housing and Community Renewal... 295 - - 295 33,869 9,263 15,975-59,402 60,763 Division of Military and Naval Affairs... - - - - 435 3,052 (6) - 3,481 3,664 Division of State Police... - - - - 11,418 29,937 2,452-43,807 62,018 Financial Control Board for New York City... - - - - 1,246 780 706-2,732 2,719 Higher Education Services... 16,000 - - - 2,184 2,579 - - - 20,763 15,253 28,511 8,616-73,143 93,554 Interest on Lawyer Account... - - - - - 6,789 - - - 6,789 674 393 377-8,233 8,572 Justice Center for the Protection of People with Special Needs - - - - 430 - - - - 430 1,191 29 634-2,284 2,185 Lake George Park Commission. - - - - 683 499 380-1,562 1,521 Legislature... - - - - - 1,469 - - 1,469 1,046 NYS Gaming Commission... - - 91,881 91,881 28,186 112,780 12,894-245,741 225,720 Office for People with Developmental Disabilities - - - - 332,217 - - - - 332,217 1,151,790 215,817 620,685-2,320,509 2,438,264 Office of Alcoholism and Substance Abuse Services... - - - - 280,641 - - - - 280,641 54,117 26,098 32,043-392,899 384,637 Office of Children and Family Services... 2,367 - - 2,367 2,562 27,442 2,929-35,300 32,212 Office of Employee Relations... - - - - 280 36 147-463 491 Office of General Services... - - - - 4,615 6,122 2,588-13,325 11,687 Office of Indigent Legal Services. - - - - - 58,068 - - - 58,068 1,211 233 599-60,111 52,721 Office of Information Technology Services... - - - - - 490 - - 490 479 Office of Medicaid Inspector General... - - - - Office of Mental Health... - - - - 857,955 - - - - 857,955 1,123,599 293,555 605,454-2,880,563 2,789,908 109

SPECIAL REVENUE FUNDS - STATE COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) SCHEDULE 23 (continued) LOCAL ASSISTANCE GRANTS OPERATIONS TOTAL Environment General and General Other Public Public Support and Total Personal Non-Personal State Capital Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Service Service Charges Construction 2015-16 2014-15 Office of Parks, Recreation and Historic Preservation... $ - $ 4,754 $ - $ - $ - $ - $ - $ - $ - $ 4,754 $ 29,719 $ 41,037 $ 2,862 $ 1,749 $ 80,121 $ 79,025 Office of Prevention of Domestic Violence... - - - - Office of State Inspector General... - - - - - 722 - - 722 722 Office of Temporary and Disability Assistance... - - - - 1,872-89 - - 1,961-76 70-2,107 2,604 Office of the State Comptroller... - - - - 10,789 14,730 1,589-27,108 32,861 Office of Victim Services... - - - - - 17,531 - - - 17,531 3,070 347 1,512-22,460 29,670 Office of Welfare Inspector General... - - - - Public Benefits Corporations: Energy Research and Development Authority... - 1,842-1,842 1,024 506 535-3,907 11,574 Environmental Facilities Corporation... - - - - Olympic Regional Development Authority... - - - - 45 35 20-100 - Urban Development Corporation (Empire State Dev Corp)... - 17,190-17,190 - - - - 17,190 2,966 Public Employment Relations Board... - - - - - 33 - - 33 19 State Education Department... 6,507,226-1 - 125 - - - - 6,507,352 57,821 25,571 32,021-6,622,765 6,634,288 State Office for the Aging... - - - - 141 3 68-212 253 State University of New York... 2,812 - - 2,812 3,626,705 2,232,160 370,529-6,232,206 6,085,950 State University of New York Construction Fund... - - - - Statewide Financial System.... - - - 2,695 Unified Court System... - - 112,204 112,204 58,352 62,130 21,727-254,413 231,515 Workers' Compensation Board... - - - - 78,723 60,280 44,194-183,197 188,011 Total... $ 6,529,102 $ 4,754 $ 204,724 $ 5,308,442 $ 2,405,162 $ 150,340 $ 2,809 $ 99,718 $ 4,633,878 $ 19,338,929 $ 6,969,859 $ 3,620,872 $ 2,055,232 $ 1,749 $ 31,986,641 $ 31,950,248 110

SPECIAL REVENUE FUNDS - FEDERAL SCHEDULE 24 COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) LOCAL ASSISTANCE GRANTS OPERATIONS TOTAL Environment General and General Other Public Public Support and Total Personal Non-Personal State Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Service Service Charges 2015-16 2014-15 Adirondack Park Agency... $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ 53 $ - $ 53 $ 140 Board of Elections - - 493 493 91 3,945-4,529 3,718 City University of New York... - - - - - 7,633-7,633 6,731 Commission of Quality of Care and Advocacy - - - Council on the Arts... 359 - - 359 - - - 359 965 Department of Agriculture and Markets... 750 - - 750 4,193 9,287 2,057 16,287 14,928 Department of Corrections and Community Supervision... - - - - 23,483 1,023 904 25,410 3,934 Department of Economic Development... - 7,716-7,716-592 - 8,308 6,167 Department of Environmental Conservation... - - - - 25,858 16,689 12,315 54,862 55,720 Department of Financial Services - - - - - 1,409 15 1,424 2,717 Department of Health... - - - 30,853,814 3,210,197-7,524 - - 34,071,535 84,597 548,153 33,917 34,738,202 31,198,636 Department of Labor... 156,329 - - 156,329 170,288 54,507 92,493 473,617 547,621 Department of Law... - - - - 17,508 8,847 12,178 38,533 31,696 Department of Motor Vehicles... - - 14,681 14,681 1,203 2,322 599 18,805 17,476 Department of Public Service... - - - - 1,934 126 547 2,607 2,726 Department of State... - - 54,665 54,665 2,174 973 1,062 58,874 61,249 Department of Taxation and Finance... - - - - - 189-189 874 Department of Transportation... 149-22,705 22,854 3,802 1,297 2,107 30,060 53,956 Division of Criminal Justice Services... - - - - - 15,907 - - 1,929 17,836 5,059 2,618 259 25,772 22,590 Division of Homeland Security and Emergency Services - - - - - 1,722,015 - - - 1,722,015 14,020 74,364 9,523 1,819,922 2,338,592 Division of Housing and Community Renewal... 50,831 - - 50,831 6,781 1,120 3,513 62,245 62,111 Division of Human Rights - - - - 2,501 1,874-4,375 3,701 Division of Military and Naval Affairs... - - - - 18,388 13,448 5,728 37,564 57,495 Division of State Police... - - - - 10,425 6,767 1,418 18,610 20,558 Division of Veterans' Affairs - - - - 386 100 204 690 688 Higher Education Services - - - - - 38 - - - 38 3 6,486 1 6,528 6,009 Justice Center for the Protection of People with Special Needs - - - - 67 625 36 728 1,000 National and Community Service - - - - 245 14,386-14,631 16,999 Office for People with Developmental Disabilities - - - 37,992 - - - - - 37,992 838 2,380 454 41,664 4,505 Office of Alcoholism and Substance Abuse Services... - - - 5,789 123,562 - - - - 129,351 5,107 1,887-136,345 116,670 Office of Children and Family Services - - - - 1,677 66,257 828,283 - - 896,217 23,309 58,854 13,810 992,190 1,162,795 Office of Information Technology Services - - - - 436 435 234 1,105 1,287 Office of General Services... - - - - - 6,908-6,908 5,962 Office of Medicaid Inspector General - - - - 16,501 5,919 8,954 31,374 32,151 Office of Mental Health... - - - 9,190 32,743 - - - - 41,933 913 401 488 43,735 53,363 Office of Parks, Recreation and Historic Preservation... - 2,955 - - - 1,072 - - - 4,027 1,759 2,233-8,019 5,660 Office of Prevention of Domestic Violence - - - - 17 - - 17 59 Office of Temporary and Disability Assistance - - - 441,679 4,564-3,690,066 - - 4,136,309 72,753 70,072 39,031 4,318,165 4,095,208 Office of Victim Services - - - - - 38,713 - - - 38,713 920 176-39,809 31,142 State Education Department... 3,658,190 - - - - - 454 - - 3,658,644 85,455 117,338 44,505 3,905,942 3,432,953 State Office for the Aging... - - - 1,670 90,347-312 - - 92,329 5,915 4,498-102,742 108,811 State University of New York... 7,129 - - 7,129 9,027 309,520 108 325,784 315,339 Unified Court System... - - - - 1,444 4,223 265 5,932 5,349 Workers' Compensation Board... - - - - - 8,643-8,643 6,216 Total... $ 3,658,549 $ 2,955 $ 55,158 $ 31,350,134 $ 3,463,090 $ 1,844,002 $ 4,741,827 $ 7,716 $ 39,315 $ 45,162,746 $ 617,400 $ 1,372,320 $ 286,725 $ 47,439,191 $ 43,916,467 111

DEBT SERVICE FUNDS COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS SCHEDULE 25 (Amounts in thousands) Related Total Description Expenses (*) Debt Service 2015-16 2014-15 Special Contractual Financing Obligation Payments: To Public Benefit Corporations: City University of New York. $ 11,230 $ 219,529 $ 230,759 $ 194,426 Dormitory Authority. 9,981 2,217,073 2,227,054 2,328,736 Environmental Facilities Corporation 473 81,179 81,652 88,846 Housing Finance Agency 1,972 91,681 93,653 99,713 Local Government Assistance Corporation 3,453 389,550 393,003 394,786 Metropolitan Transportation Authority - 84,084 84,084 79,857 Thruway Authority. 647 921,064 921,711 1,275,435 Urban Development Corporation 8,235 1,181,537 1,189,772 1,322,892 Subtotal... 35,991 5,185,697 5,221,688 5,784,691 Interest on General Obligation Bonds... - 122,498 122,498 132,007 Principal on General Obligation Bonds... - 290,290 290,290 304,435 Administrative Expenses for Variable Rate General Obligation Bonds... 625-625 339 Total Debt Service Funds Disbursements... $ 36,616 $ 5,598,485 $ 5,635,101 $ 6,221,472 (*) Related Expenses include remarketing fees, cost of issuance expenses, administrative fees, capital expenses and other expenses paid to the bank and/or the public benefit corporations issuing the bonds. 112

CAPITAL PROJECTS FUNDS - STATE COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) SCHEDULE 26 LOCAL ASSISTANCE GRANTS TOTAL Environment and General Other Public Public Support and Total Capital Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Construction 2015-16 2014-15 Adirondack Park Agency. $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ 308 $ 308 $ 46 City University of New York - - - - 36,711 36,711 30,142 Department of Agriculture and Markets - 899-899 35,536 36,435 32,982 Department of Corrections and Community Supervision - - - - 272,822 272,822 220,316 Department of Economic Development - 4-4 790 794 635 Department of Environmental Conservation - 93,103 232 - - 824 - - - 94,159 176,922 271,081 265,711 Department of Health - - 15,500 15,500 67,202 82,702 55,707 Department of Law - - - - 2,247 2,247 2,976 Department of Motor Vehicles - - - - 189,879 189,879 182,077 Department of State - 24,291-24,291 324 24,615 22,669 Department of Transportation - - 505,023 505,023 2,062,562 2,567,585 2,705,277 Disaster Aid. - Division of Homeland Security and Emergency Services... - - 6,159 - - 96,890 - - - 103,049 2,203 105,252 36,962 Division of Housing and Community Renewal 83,881 - - 83,881-83,881 82,202 Division of Military and Naval Affairs - - - - 36,006 36,006 14,436 Division of State Police - - - - 44,545 44,545 7,593 Office for People with Developmental Disabilities... - - - - 3,050 - - - - 3,050 36,044 39,094 48,009 Office of Alcoholism and Substance Abuse Services - - 5,634-39,223 - - - - 44,857-44,857 35,646 Office of Children and Family Services - - - - 21,185 21,185 19,537 Office of General Services - - - - 116,248 116,248 126,457 Office of Information Technology Services - - - - 81,900 81,900 28,038 Office of Mental Health - - 9,000-56,575 - - - - 65,575 102,473 168,048 142,164 Office of Parks, Recreation and Historic Preservation - 34,071-34,071 149,650 183,721 165,753 Office of State Inspector General - - - - 175 175 177 Office of Temporary and Disability Assistance 45,500 - - 45,500 376 45,876 32,711 Public Benefits Corporations: Development Authority of The North Country 2,110 Dormitory Authority - - 163,307 - - - - 43,124-206,431-206,431 61,046 Energy Research and Development Authority - - - - 13,682 13,682 12,589 Higher Education Capital Match Grant Board.. 136 - - 136-136 2,086 Hudson River Park Trust - - - - 7,750 7,750 1,640 New York State Canal Corporation.. - 1,346 1,379 2,725-2,725 4,091 New York State Thruway Authority.. - - - - 608,420 608,420 - Olympic Regional Development Authority - - - - 10,500 10,500 9,900 Urban Development Corporation (Empire State Dev Corp) 14,217-103,591 - - - - 525,441-643,249-643,249 425,266 State Education Department 13,905 - - 13,905 6,518 20,423 18,583 State University of New York - - - - 42,629 42,629 27,995 State University of New York Construction Fund - - - - 904,188 904,188 857,841 Unified Court System - All Other. - - - - 27,548 27,548 40,088 Total... $ 28,258 $ 152,368 $ 303,423 $ - $ 98,848 $ 97,714 $ 129,381 $ 569,911 $ 506,402 $ 1,886,305 $ 5,057,343 $ 6,943,648 $ 5,721,458 113

CAPITAL PROJECTS FUNDS - FEDERAL COMBINING STATEMENT OF SELECTED DEPARTMENTAL DISBURSEMENTS (Amounts in thousands) SCHEDULE 27 LOCAL ASSISTANCE GRANTS TOTAL Environment and General Other Public Public Support and Total Capital Department/Division Education Recreation Government Medicaid Public Health Safety Welfare Regulate Business Transportation Grants Construction 2015-16 2014-15 Department of Environmental Conservation $ - $ 153,982 $ - $ - $ - $ 4,121 $ - $ - $ - $ 158,103 $ 2,013 $ 160,116 $ 178,582 Department of Health - - - - 46,010 - - - - 46,010-46,010 67,639 Department of Transportation - - 407,205 407,205 1,396,500 1,803,705 1,561,437 Division of Housing and Community Renewal - Division of Military and Naval Affairs - - - - 21,109 21,109 14,842 Office of Parks, Recreation and Historic Preservation - - - - 6,216 6,216 3,779 Total... $ - $ 153,982 $ - $ - $ 46,010 $ 4,121 $ - $ - $ 407,205 $ 611,318 $ 1,425,838 $ 2,037,156 $ 1,826,279 114

TAX STABILIZATION RESERVE FUND (*) SCHEDULE 28 STATEMENT OF NET CASH TRANSACTIONS FISCAL YEARS 1945-46 THRU 2015-16 Fund Balance Cumulative Transfers of General Fund Cash Basis Surplus (**) $ 1,247,613,898 Interest Earned on Temporary Investment of Surpluses (1947-1963) 10,148,700 Total Fund (Cash) Balance $ 1,257,762,598 Account Activity Life-to-Date Accounts Receivable First Instance Advances (***) $ 152,294,394 Repayment of First Instance Advances (****) (152,294,394) Total Accounts Receivable $ - Loans Receivable Loans to General Fund to Cover Cash Deficits (*****) $ 473,298,928 Repayments of Loans to Date (******) (473,298,928) Total Loans Receivable $ - Footnotes: (*) Pursuant to Article VII of the State Constitution and Section 92 of the State Finance Law, receipts in excess of General Fund requirements not otherwise appropriated are required to be transferred to the Tax Stabilization Reserve Fund at the end of each fiscal year. Loans to finance cash deficits must be repaid within six years in at least three equal annual installments. As of March 31, 2016, there are no loans outstanding. (**) Transfers of Surplus from the General Fund to the Reserve Fund: Subtotal (carry forward) 191,223,898 March 31: 1946 $ 50,000,000 1996 65,000,000 1947 58,712,842 1997 65,000,000 1948 3,917,297 1998 68,600,000 1949 5,425,258 1999 72,962,000 1950 1,698,783 2000 74,300,000 1951 3,381,320 2001 79,790,000 1952 642,650 2002 82,910,000 1953 6,992,071 2004 84,000,000 1954 7,722,315 2005 78,000,000 1955 1,027,379 2006 72,514,000 1956 375,882 2007 86,951,000 1957 269,700 2008-1958 169,329 2009-1959 124,878 2010-1960 615,641 2011-1979 49,676,865 2012 100,000,000 1985 234,777 2013-1986 97,732 2014-1987 139,179 2015 126,363,000 Subtotal (carry forward) 191,223,898 2016 - Total Transfers from the General Fund $ 1,247,613,898 115

SCHEDULE 28 TAX STABILIZATION RESERVE FUND (continued) STATEMENT OF NET CASH TRANSACTIONS FISCAL YEARS 1945-46 THRU 2015-16 Footnotes (continued): (***) First Instance Advances to: (*****) Loans to General Fund to Cover Operating Local Governments $ 6,932,932 Deficit for Fiscal Year Ended March 31: Metropolitan Transportation Authority 62,238,750 1949 $ 3,146,805 Other Public Authorities 6,799,862 1950 13,929,926 State Agencies 47,353,816 1951 12,917,100 Miscellaneous Commissions and Funds 28,969,034 1971 23,172,661 Total First Instance Advances $ 152,294,394 1972 42,700,850 1975 18,482,584 (****) Repayment of First Instance Advances: 1976 64,808,688 1984 $ 50,764,798 1983 48,606,516 1985 50,764,798 1988 132,483,599 1986 50,764,798 1989 68,888,999 Total Repayment of First Instance Advances $ 152,294,394 1992 44,161,200 Total Transfers to Cover Operating Deficits $ 473,298,928 (******) Repayments from General Fund of Prior Years Withdrawals: 1950 $ 3,146,805 1952 4,729,660 1953 14,253,064 1954 7,864,302 1973 65,873,511 1978 18,482,584 1979 16,202,172 1980 16,202,172 1981 16,202,172 1982 16,202,172 1987 16,202,172 1988 16,202,172 1989 16,202,172 1992 44,161,200 1993 67,124,200 1994 67,124,199 1995 22,962,999 1996 14,720,400 1997 14,720,400 1998 14,720,400 Total Repayments from General Fund $ 473,298,928 116

SCHEDULE 29 SHORT-TERM INVESTMENT POOL FISCAL YEARS 2006-07 THRU 2015-16 (Amounts in millions) 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 Average Yields 5.261% 4.546% 1.670% 0.275% 0.226% 0.136% 0.167% 0.140% 0.117% 0.231% Average Portfolio Balance $ 12,012.557 $ 11,554.551 $ 9,980.854 $ 6,570.097 $ 7,304.275 $ 7,955.373 $ 6,494.290 $ 6,767.400 $ 8,890.987 $ 15,000.434 Total Interest Income Earned (*) $ 631.998 $ 526.666 $ 168.296 $ 22.359 $ 18.223 $ 11.452 $ 10.852 $ 9.978 $ 9.288 $ 34.283 AMOUNTS (millions) $700 $650 $600 $550 $500 $450 $400 $350 $300 $250 $200 $150 $100 $50 $0 SHORT-TERM INVESTMENT POOL INTEREST EARNED FISCAL YEARS (*) The Excelsior Linked Deposit Program authorizes the Comptroller to deposit State funds with participating lenders at a reduced rate of return when such lenders make lower cost loans, on the basis of such linked deposits, to qualifying businesses to improve productivity, competitiveness, access to new markets and exporting capabilities. The Banking Development District Program authorizes the Comptroller to deposit State funds at a reduced rate of return to encourage the establishment of commercial bank branches in areas where there is a demonstrated need for banking services. Actual earnings are decreased by $790,822 to include earnings lost from the Linked Deposit and Banking Development District investments. 117

SCHEDULE 30 REPORT OF INVESTMENT YIELDS, PORTFOLIO BALANCES AND INTEREST EARNINGS (Amounts in millions) AVERAGE AVERAGE-PORTFOLIO TOTAL INTEREST YIELDS BALANCE INCOME EARNED Short-Term Investment Pool (STIP) 0.231% $ 15,000.434 $ 34.283 (*) NYC General Debt Service Funds 0.070% 857.178 0.598 Other Funds: City of Troy MAC Account - - - Fish and Game 1.157% 49.489 0.574 (**) Health Income Fund - Regular - - - Health Income Fund - NYC Veterans' Home - - - Local Gov't Assist. Tax Fund Debt Service 0.178% 34.267 0.061 Mental Health Services Fund 0.115% 99.229 0.114 Rensselaer County Real Estate Tax Fund - - - Roswell Park - Cancer Institute 0.184% 16.034 0.030 2015-2016 MONTHLY RESULTS April May June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. Short-Term Investment Pool Yield 0.101% 0.102% 0.119% 0.134% 0.142% 0.154% 0.153% 0.147% 0.221% 0.405% 0.456% 0.461% Average Portfolio $ 10,787.1 $ 14,543.1 $ 14,574.8 $ 14,268.7 $ 13,965.0 $ 14,987.9 $ 12,494.2 $ 14,653.3 $ 13,038.4 $ 18,003.1 $ 19,835.7 $ 15,638.8 NYC General Debt Service Funds Yield 0.012% 0.012% 0.266% 0.024% 0.160% 0.034% 0.070% 0.092% 0.096% 0.204% 0.208% 0.214% Average Portfolio $ 212.8 $ 168.3 $ 731.6 $ 3,794.2 $ 1,749.4 $ 1,318.3 $ 507.5 $ 290.8 $ 67.6 $ 746.6 $ 426.3 $ 216.7 Other Funds (*) Yield 0.539% 0.383% 0.228% 0.338% 0.562% 0.440% 0.356% 0.330% 0.313% 0.167% 0.501% 0.545% Average Portfolio $ 113.8 $ 164.6 $ 296.0 $ 192.9 $ 110.4 $ 164.0 $ 221.0 $ 274.8 $ 334.8 $ 285.3 $ 173.2 $ 205.8 (*) The Excelsior Linked Deposit Program authorizes the Comptroller to deposit State funds with participating lenders at a reduced rate of return when such lenders make lower cost loans, on the basis of such linked deposits, to qualifying businesses to improve productivity, competitiveness, access to new markets and exporting capabilities. The Banking Development District Program authorizes the Comptroller to deposit State funds at a reduced rate of return to encourage the establishment of commercial bank branches in areas where there is a demonstrated need for banking services. The deposits with the banks are in the form of one year Certificates of Deposit. Due to the change in market conditions over the past year, actual earnings are decreased by $790,822 due to the effect of the Linked Deposit and Banking Development District programs. (**) Other Funds now includes the Fish and Game investment. 118

SHORT-TERM INVESTMENT PORTFOLIO BALANCES SCHEDULE 31 AS OF MARCH 31, 2016 Government Treasury Sponsored Repurchase Commercial Savings Certificates Totals Bills Agencies Agreements (*) Paper Acct of Deposit 2015-16 2014-15 Short-Term Investment Pool (STIP)... $ - $ 175,000,000 $ 1,533,217,042 $ 8,653,238,000 $ 1,250,000,000 $ 525,526,187 $ 12,136,981,229 $ 7,825,047,064 NYC General Debt Service Funds... - - 6,145,000 - - - 6,145,000 221,113,000 Other Funds (**) : Fish and Game... 51,000,000 - - - - - 51,000,000 51,000,000 Health Income Fund-Regular... - - Health Income Fund-NYC Veterans' Home... - - Mental Health Services Fund... - - 27,630,000 - - - 27,630,000 26,867,000 Rensselaer County Real Estate Tax... - - Roswell Park Cancer Institute 19,476,500 - - - - - 19,476,500 19,805,400 TOTAL INVESTMENT PORTFOLIO... $ 70,476,500 $ 175,000,000 $ 1,566,992,042 $ 8,653,238,000 $ 1,250,000,000 $ 525,526,187 $ 12,241,232,729 $ 8,143,832,464 (*) Par value of collateral held (**) Other Funds now includes the Fish and Game investment. 119

TEMPORARY LOANS OUTSTANDING (*) SCHEDULE 32 FISCAL YEARS 2006-07 THRU 2015-16 DESCRIPTION 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 STATE SPECIAL REVENUE FUNDS $ 268,546,819.79 $ 293,656,352.61 $ 284,165,299.29 $ 376,887,975.95 $ 413,840,422.81 $ 455,159,430.76 $ 419,499,664.90 $ 442,503,062.90 $ 323,140,719.98 $ 345,240,384.02 FEDERAL FUNDS 348,531,004.02 465,234,183.40 410,549,604.43 318,346,351.90 344,096,270.51 341,941,278.04 322,956,954.98 643,460,447.10 718,739,098.23 1,258,139,231.72 ENTERPRISE FUNDS 290,301.71 348,870.45 351,073.55 - INTERNAL SERVICE FUNDS 63,542,881.84 58,676,950.69 53,137,540.49 55,749,465.27 41,593,035.56 37,435,452.57 79,098,819.94 122,773,157.24 233,654,939.37 179,316,239.49 CAPITAL AND BOND REIMBURSABLE FUNDS 709,932,813.17 712,702,520.00 808,073,754.43 734,593,737.92 856,641,092.46 930,502,988.49 972,368,348.38 1,034,847,615.92 1,029,229,405.60 966,447,979.04 $ 1,390,843,820.53 $ 1,530,618,877.15 $ 1,556,277,272.19 $ 1,485,577,531.04 $ 1,656,170,821.34 $ 1,765,039,149.86 $ 1,793,923,788.20 $ 2,243,584,283.16 $ 2,304,764,163.18 $ 2,749,143,834.27 CHANGE FROM PRIOR YEAR -5.48% 10.05% 1.68% -4.54% 11.48% 6.57% 1.64% 25.07% 2.73% 19.28% CHANGE FROM 2006-07 TO 2015-16 97.66% TEMPORARY LOANS OUTSTANDING $2,800 $2,600 $2,400 $2,200 $2,000 AMOUNTS (Millions) $1,800 $1,600 $1,400 $1,200 $1,000 $800 $600 $400 $200 $0 FISCAL YEARS (*) Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 60, Part I, Section 1 and 1A, of the Laws of 2015-16. These loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance. Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account. In some cases, actual revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director. 120

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