¹A premium occurs when an underlying fund s market price is higher than its, and a discount occurs when an underlying fund s market price is lower than its. CUSIPs Fee CUSIPs Ticker Income Target Global Dividend Leaders, 2nd Qtr 2018 $10.3901 $10.2479 $0.5145 $0.5131 04-10-18 07-09-19 30307D 389 (c) 397 (r) 30307D 405 (c) 413 (r) FNRTAX Global Target 15, 2nd Qtr 2018 $10.0007 $9.8657 $0.4430 $0.4417 04-10-18 07-09-19 30307D 181 (c) 199 (r) 30307D 207 (c) 215 (r) FEBPUX Richard Bernstein Advisors Global Dividend Kings, 26 $9.9220 $9.6992 $0.4317 $0.4300 04-04-18 04-03-20 30307G 382 (c) 390 (r) 30307G 408 (c) 416 (r) FVGTMX Sabrient Dividend, 23 $10.3119 $10.0784 $0.4109 $0.4082 04-27-18 04-27-20 30308C 182 (c) 190 (r) 30308C 208 (c) 216 (r) FQBCAX Sabrient Dividend Opportunity, 1 $10.3479 $10.2065 $0.4098 $0.4080 04-27-18 07-29-19 30308C 141 (c) 158 (r) 30308C 166 (c) 174 (r) FRZWLX Target Diversified Dividend, 2nd Qtr 2018 $10.5216 $10.3770 $0.4044 $0.4032 04-10-18 07-09-19 30307D 306 (c) 314 (r) 30307D 322 (c) 330 (r) FOADWX REIT Growth & Income Select, 45 $10.7300 $10.4849 $0.4033 $0.4026 03-16-18 03-16-20 30307E 361 (c) 379 (r) 30307E 387 (c) 395 (r) FTLQBX Deep Value Dividend, 19 $10.6416 $10.3989 $0.3989 $0.3961 05-14-18 05-14-20 30308C 547 (c) 554 (r) 30308C 562 (c) 570 (r) FMKORX Global Deep Value Dividend, 18 $10.6806 $10.5330 $0.3976 $0.3967 03-27-18 06-27-19 30307F 665 (c) 673 (r) 30307F 681 (c) 699 (r) FCYOPX Target Dividend Blend, 2nd Qtr 2018 $10.3283 $10.1873 $0.3954 $0.3943 04-10-18 07-09-19 30307C 688 (c) 696 (r) 30307C 704 (c) 712 (r) FAVMCX Dow Target Dividend, 2nd Qtr 2018 $10.3765 $10.2345 $0.3861 $0.3849 04-10-18 07-09-19 30307D 140 (c) 157 (r) 30307D 165 (c) 173 (r) FTRUAX Deep Value Dividend Opportunity, 4 $10.7805 $10.6311 $0.3847 $0.3835 04-16-18 07-16-19 30307H 380 (c) 398 (r) 30307H 406 (c) 414 (r) FSMCZX International High Dividend, 33 $9.9752 $9.7509 $0.3688 $0.3674 03-26-18 03-26-20 30307F 509 (c) 517 (r) 30307F 525 (c) 533 (r) FZDVRX European Deep Value Dividend, 19 $9.3077 $9.1017 $0.3556 $0.3533 04-25-18 04-27-20 30307H 661 (c) 679 (r) 30307H 687 (c) 695 (r) FHOIKX High Dividend, 36 $10.4010 $10.1650 $0.3527 $0.3502 05-11-18 05-11-20 30308C 505 (c) 513 (r) 30308C 521 (c) 539 (r) FRGEPX Dow Target 5, 2nd Qtr 2018 $10.3128 $10.1720 $0.3484 $0.3473 04-10-18 07-09-19 30307D 108 (c) 116 (r) 30307D 124 (c) 132 (r) FQLJTX High Dividend Opportunity, 4 $10.3572 $10.2156 $0.3314 $0.3304 04-20-18 07-22-19 30308B 507 (c) 515 (r) 30308B 523 (c) 531 (r) FQNVHX Global Dividend, 55 $9.9616 $9.7377 $0.3313 $0.3290 05-16-18 05-15-20 30308D 107 (c) 115 (r) 30308D 123 (c) 131 (r) FEWTHX High Dividend Allocation, 27 $10.1283 $9.8998 $0.3279 $0.3273 03-16-18 03-16-20 30307E 320 (c) 338 (r) 30307E 346 (c) 353 (r) FYTWNX Richard Bernstein Advisors Quality Income, 29 $10.1652 $10.0271 $0.3194 $0.3180 04-23-18 07-23-19 30307G 580 (c) 598 (r) 30307G 606 (c) 614 (r) FBLYGX S&P International Dividend Aristocrats, 2nd Qtr 2018 $9.7943 $9.6631 $0.3094 $0.3081 04-23-18 07-23-19 30308B 622 (c) 630 (r) 30308B 648 (c) 655 (r) FZRDNX Target Diversified Global Allocation, 2nd Qtr 2018 $10.3491 $10.2077 $0.3089 $0.3080 04-10-18 07-09-19 30307C 605 (c) 613 (r) 30307C 621 (c) 639 (r) FKROZX Income Select, 57 $10.1262 $9.8978 $0.2996 $0.2975 05-14-18 05-14-20 30308C 588 (c) 596 (r) 30308C 604 (c) 612 (r) FHDEIX SMid High Dividend, 30 $10.2224 $9.9913 $0.2985 $0.2964 05-16-18 05-15-20 30308D 222 (c) 230 (r) 30308D 248 (c) 255 (r) FDRKAX Income, 60 $10.1238 $9.7739 $0.2965 $0.2935 05-18-18 05-18-23 30308D 305 (c) 313 (r) 30308D 321 (c) 339 (r) FGELUX Income Opportunity, 4 $10.5489 $10.4038 $0.2928 $0.2916 05-02-18 08-02-19 30308C 380 (c) 398 (r) 30308C 406 (c) 414 (r) FLEJCX Dividend Growth, 21 $9.9542 $9.6110 $0.2835 $0.2827 03-16-18 03-16-23 30307E 247 (c) 254 (r) 30307E 262 (c) 270 (r) FBHEOX Utilities Select, 47 $9.7427 $9.5248 $0.2783 $0.2758 05-23-18 05-22-20 30308B 341 (c) 358 (r) 30308B 366 (c) 374 (r) FRABUX Target High Quality Dividend, 2nd Qtr 2018 $10.2866 $10.1463 $0.2777 $0.2769 04-10-18 07-09-19 30307C 720 (c) 738 (r) 30307C 746 (c) 753 (r) FYRGTX S&P Dividend Aristocrats Target 25, 2nd Qtr 2018 $10.2044 $10.0656 $0.2448 $0.2440 04-10-18 07-09-19 30307D 223 (c) 231 (r) 30307D 249 (c) 256 (r) FKTNEX Dividend Strength, 40 $10.4400 $10.2029 $0.2432 $0.2416 04-30-18 04-30-20 30308C 224 (c) 232 (r) 30308C 240 (c) 257 (r) FLENDX Nasdaq Dividend Achievers 25, 11 $9.5460 $9.3335 $0.2398 $0.2398 01-03-18 01-03-20 30306F 526 (c) 534 (r) 30306F 542 (c) 559 (r) FDAERX Dividend Strength Opportunity, 4 $9.8962 $9.7631 $0.2336 $0.2333 03-16-18 06-17-19 30307E 288 (c) 296 (r) 30307E 304 (c) 312 (r) FHSKDX European Target High Quality Dividend, 2nd Qtr 2018 $9.7702 $9.6394 $0.2292 $0.2285 04-10-18 07-09-19 30307C 647 (c) 654 (r) 30307C 662 (c) 670 (r) FTRNLX Diversified Income & Growth, Summer 2018 $10.1471 $9.7963 $0.2271 $0.2241 05-21-18 05-19-23 30308B 267 (c) 275 (r) 30308B 283 (c) 291 (r) FSKVDX Dorsey Wright Relative Strength Dividend, 30 $10.1871 $10.0486 $0.2235 $0.2230 03-21-18 06-21-19 30307E 569 (c) 577 (r) 30307E 585 (c) 593 (r) FCWKMX Brookmont Dividend, 15 $10.1643 $10.0262 $0.2123 $0.2116 04-16-18 07-16-19 30308B 465 (c) 473 (r) 30308B 481 (c) 499 (r) FSRVTX Select DSIP, 2nd Qtr 2018 $10.1756 $10.0373 $0.2019 $0.2014 04-17-18 07-17-19 30307F 186 (c) 194 (r) 30307F 202 (c) 210 (r) FQPLEX Income Dividend Allocation (IDEA), 16 $10.2874 $10.0544 $0.1943 $0.1934 04-18-18 04-17-20 30307H 463 (c) 471 (r) 30307H 489 (c) 497 (r) FTZYNX Technology Dividend, 26 $10.2697 $10.0373 $0.1785 $0.1769 05-25-18 05-26-20 30308V 222 (c) 230 (r) 30308V 248 (c) 255 (r) FBTLMX For more information contact your wholesaler @ 1-800-621-9533 or visit www.ftportfolios.com First Trust Portfolios L.P. For Institutional Use Only Not For Public Distribution 06/11/2018 06/03/16 CUSIPs Fee CUSIPs Closed-End and Income MLP Closed-End, 21 $10.3372 $10.1030 $0.9193 $0.9134-3.52% 04-30-18 04-30-20 30308C 265 (c) 273 (r) 30308C 281 (c) 299 (r) 32.1% 32.0% Global Income Closed-End, 59 $9.8793 $9.6576 $0.7943 $0.7891-5.21% 04-27-18 04-27-20 30308C 109 (c) 117 (r) 30308C 125 (c) 133 (r) 10.2% 10.3% Closed-End, 48 $9.9819 $9.7574 $0.7604 $0.7590-4.46% 03-20-18 03-20-20 30307F 384 (c) 392 (r) 30307F 400 (c) 418 (r) 12.4% 12.6% MLP Closed-End Fund and Energy, 59 $10.5323 $10.2927 $0.7360 $0.7332-2.16% 04-11-18 04-13-20 30307H 182 (c) 190 (r) 30307H 208 (c) 216 (r) 16.1% 16.2% Closed-End Opportunity, 1 $10.0441 $9.9083 $0.7315 $0.7272-4.10% 05-30-18 09-03-19 30309M 387 (c) 395 (r) 30309M 403 (c) 411 (r) 13.1% 13.2%
CUSIPs Fee CUSIPs Closed-End and Income Continued U.S. Closed-End Portfolio, 27 $10.3044 $10.0710 $0.6892 $0.6848-3.77% 04-25-18 04-27-20 30308C 661 (c) 679 (r) 30308C 687 (c) 695 (r) 8.9% 8.9% Strategic Dividend Select, 32 $10.1203 $9.8920 $0.4335 $0.4327 N/A 03-19-18 03-19-20 30307E 486 (c) 494 (r) 30307E 502 (c) 510 (r) 15.8% 15.8% ¹A premium occurs when an underlying fund s market price is higher than its, and a discount occurs when an underlying fund s market price is lower than its.
CUSIPs Fee CUSIPs Ticker Preferred Income Stonebridge Preferred Income, 17 $9.9038 $9.6814 $0.5462 $0.5451 03-19-18 03-19-20 30307E 445 (c) 452 (r) 30307E 460 (c) 478 (r) FLACIX Preferred Income, 94 $9.9940 $9.7692 $0.4888 $0.4869 03-21-18 03-20-20 30307C 183 (c) 191 (r) 30307C 209 (c) 217 (r) FNIRCX ETF Income ETF Growth and Income, April 2018 $10.1571 $10.0192 $0.1655 $0.1650 04-17-18 07-17-19 30307G 226 (c) 234 (r) 30307G 242 (c) 259 (r) FEYAJX Deposit per Unit Par Value per Unit Maturity ECR ELTR CUSIP Wrap CUSIP Coming June 19, 2018 Corporate Investment Grade, Laddered, 5** $1,080 - $1,100 $1,000 5.75-6.75 Yrs. 3.70% - 3.90% 3.00% - 3.20% 30308D206 30308D214 Coming June 21, 2018 Tax-Exempt Municipal income Trust, 302** $1,045- $1,065 $1,000 25-30 Yrs. 3.40% - 3.55% 3.20% - 3.35% 33741B126 33741B134 **This information is preliminary and is subject to change. Units of these trusts are limited and subject to availability. The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
Net CUSIPs Fee CUSIPs Hybrid Diversified High Income Closed-End, 32 $10.1041 $9.8763 $0.8018 $0.7988-5.11% 04-03-18 04-03-20 30308B 705 (c) 713 (r) 30308B 721 (c) 739 (r) 21.5% 23.9% 6.6 5.0 Income Allocation Closed-End, 2nd Qtr 2018 $9.9013 $9.7681 $0.7400 $0.7378-7.02% 04-10-18 07-09-19 30307C 522 (c) 530 (r) 30307C 548 (c) 555 (r) 21.6% 22.9% 6.7 5.0 Strategic Income Select Closed-End, 34 $9.8676 $9.6463 $0.7010 $0.6978-6.31% 04-11-18 04-13-20 30308B 788 (c) 796 (r) 30308B 804 (c) 812 (r) 16.9% 20.4% 7.4 5.0 Strategic Income Advantage Opportunity, Closed- End, 7 $10.0000 $9.8650 $0.6995 $0.6949-4.97% 06-08-18 09-09-19 30309N 484 (c) 492 (r) 30309N 500 (c) 518 (r) 0.0% 0.0% 6.8 6.6 Alternative Income, 27 $10.5110 $10.2719 $0.6857 $0.6831-1.30% 03-21-18 03-20-20 30307F 467 (c) 475 (r) 30307F 483 (c) 491 (r) 9.9% 10.0% 4.9 3.9 Strategic Income Advantage Select Closed-End, 75 $9.9213 $9.6985 $0.6793 $0.6732-6.61% 05-21-18 05-21-20 30308W 105 (c) 113 (r) 30308W 121 (c) 139 (r) 0.0% 0.0% 7.1 5.5 Core Three Closed-End Allocation, 34 $10.0531 $9.8266 $0.6593 $0.6549-6.08% 04-20-18 04-20-20 30308B 549 (c) 556 (r) 30308B 564 (c) 572 (r) 22.6% 26.7% 9.2 5.0 Tactical Income, 52 $10.1027 $9.8749 $0.6197 $0.6161-0.77% 05-04-18 05-04-20 30308B 101 (c) 119 (r) 30308B 127 (c) 135 (r) 16.3% 16.7% N/A N/A Interest Rate Hedge Opportunity, 5 $10.2351 $10.0958 $0.5606 $0.5583-3.37% 05-04-18 08-05-19 30308D 461 (c) 479 (r) 30308D 487 (c) 495 (r) 8.2% 9.8% 5.6 2.9 Interest Rate Hedge, 118 $10.1434 $9.9145 $0.5561 $0.5526-3.44% 04-30-18 04-30-20 30308C 703 (c) 711 (r) 30308C 729 (c) 737 (r) 8.4% 10.0% 5.6 2.9 Multi-Sector Income, 40 $10.3392 $10.1979 $0.5324 $0.5302-2.28% 04-23-18 07-23-19 30308B 663 (c) 671 (r) 30308B 689 (c) 697 (r) 6.9% 7.9% N/A N/A Balanced Income Opportunity, 4 $9.9921 $9.8572 $0.5073 $0.5061-3.51% 03-28-18 06-28-19 30307F 749 (c) 756 (r) 30307F 764 (c) 772 (r) 6.9% 8.5% 8.1 5.8 Balanced Income Select, 75 $9.9114 $9.6888 $0.4983 $0.4964-3.58% 03-23-18 03-23-20 30307F 301 (c) 319 (r) 30307F 327 (c) 335 (r) 9.6% 11.6% 8.1 5.8 Balanced Income, 61 $9.9632 $9.6197 $0.4969 $0.4940-3.55% 03-23-18 03-23-23 30307F 269 (c) 277 (r) 30307F 285 (c) 293 (r) 8.9% 10.8% 8.1 5.8 Senior Loan Closed-End and ETF, 22 $9.8712 $9.6498 $0.4678 $0.4648-3.46% 05-03-18 05-04-20 30308C 422 (c) 430 (r) 30308C 448 (c) 455 (r) 15.5% 15.5% 5.1 0.4 Senior Loan and Dividend Growers, 18 $9.9675 $9.7434 $0.3800 $0.3785-1.64% 04-17-18 04-17-20 30307H 109 (c) 117 (r) 30307H 125 (c) 133 (r) 8.6% 8.6% 4.9 0.4 Interest Rate Hedge and ETF, 20 $10.2331 $10.0017 $0.3582 $0.3568 0.03% 04-05-18 04-06-20 30307G 507 (c) 515 (r) 30307G 523 (c) 531 (r) 0.0% 0.0% 6.1 4.1 Balanced Income and ETF Opportunity, 4 $9.9016 $9.7684 $0.3536 $0.3525 0.02% 04-19-18 07-19-19 30307H 786 (c) 794 (r) 30307H 802 (c) 810 (r) 0.0% 0.0% 10.9 7.0 Balanced Income and ETF, 31 $9.8837 $9.6619 $0.3503 $0.3490 0.02% 04-19-18 04-20-20 30307H 588 (c) 596 (r) 30307H 604 (c) 612 (r) 0.0% 0.0% 10.9 7.0 Municipal Income and Dividend Growers, 13 $9.6343 $9.4194 $0.3214 $0.3211-2.09% 01-25-18 01-24-20 30306G 748 (c) 755 (r) 30306G 763 (c) 771 (r) 7.3% 9.4% 13.2 6.3 40/60 Strategic Allocation, 2nd Qtr 2018 $10.0390 $9.9032 $0.2846 $0.2838 N/A 04-12-18 07-17-19 30307E 767 (c) 775 (r) 30307E 783 (c) 791 (r) 0.0% 0.0% 11.6 7.8 60/40 Strategic Allocation, 2nd Qtr 2018 $10.1126 $9.9756 $0.2464 $0.2457 N/A 04-10-18 07-16-19 30307E 809 (c) 817 (r) 30307E 825 (c) 833 (r) 0.0% 0.0% 11.6 7.8 75/25 Strategic Allocation, 2nd Qtr 2018 $10.1760 $10.0378 $0.2186 $0.2179 N/A 04-10-18 07-16-19 30307E 841 (c) 858 (r) 30307E 866 (c) 874 (r) 0.0% 0.0% 11.6 7.8 Inflation Hedge, 37 $10.1777 $9.9478 $0.2153 $0.2143 N/A 04-17-18 04-17-20 30307H 307 (c) 315 (r) 30307H 323 (c) 331 (r) 0.0% 0.0% N/A N/A Capital Strength Buy-Write, 39 $10.2276 $9.9964 $0.1204 $0.1196 N/A 05-17-18 01-22-20 30308D 149 (c) 30308D 156 (c) 0.0% 0.0% N/A N/A Taxable Income Dividend & Income Select Closed-End, 66 $10.0120 $9.7867 $0.8206 $0.8159-5.11% 05-04-18 05-04-20 30308V 396 (c) 404 (r) 30308V 412 (c) 420 (r) 16.2% 12.2% N/A N/A High-Yield Income Closed-End, 81 $9.9522 $9.7285 $0.7435 $0.7406-7.89% 03-23-18 03-23-20 30307F 343 (c) 350 (r) 30307F 368 (c) 376 (r) 23.6% 25.8% 5.6 3.7 Strategic Income Closed-End, 67 $9.8485 $9.6277 $0.7407 $0.7354-8.74% 05-16-18 05-15-20 30308D 263 (c) 271 (r) 30308D 289 (c) 297 (r) 25.0% 27.1% 6.3 4.2 Covered Call Select Closed-End, 65 $10.1950 $9.9646 $0.7370 $0.7341-3.25% 04-04-18 04-03-20 30305Y 740 (c) 757 (r) 30305Y 765 (c) 773 (r) 0.6% 0.6% N/A N/A Senior Loan & Limited Duration Closed-End, 81 $9.9153 $9.6927 $0.7267 $0.7211-6.92% 05-23-18 05-22-20 30308D 669 (c) 677 (r) 30308D 685 (c) 693 (r) 26.9% 30.0% 5.6 2.7 Senior Loan & Limited Duration Opportunities Closed-End, 55 $9.9061 $9.7728 $0.7237 $0.7194-7.00% 05-30-18 08-30-19 30309N 443 (c) 450 (r) 30309N 468 (c) 476 (r) 26.7% 29.8% 5.5 2.4 Global Income Closed-End, 28 $9.1363 $8.9351 $0.6779 $0.6774-12.32% 02-16-18 02-18-20 30306Y 749 (c) 756 (r) 30306Y 764 (c) 772 (r) 21.6% 22.9% 7.8 5.6 Tactical Income Opportunity, 5 $10.0360 $9.9003 $0.5984 $0.5948-2.14% 05-30-18 08-30-19 30308V 479 (c) 487 (r) 30308V 495 (c) 503 (r) 13.3% 13.7% N/A N/A Senior Loan Select Closed-End, 31 $9.9102 $9.6877 $0.5613 $0.5581-6.77% 05-18-18 05-18-20 30308D 503 (c) 511 (r) 30308D 529 (c) 537 (r) 32.8% 33.0% 5.1 0.3 Preferred Income Opportunity, 9 $10.2256 $10.0865 $0.5043 $0.5022 2.22% 04-25-18 07-25-19 30307H 703 (c) 711 (r) 30307H 729 (c) 737 (r) 0.0% 0.0% 0.4 5.2 Limited Duration Fixed Income ETF, 25 $10.0010 $9.7759 $0.3956 $0.3920 0.06% 05-31-18 06-01-20 30308V 511 (c) 529 (r) 30308V 537 (c) 545 (r) 0.0% 0.0% 5.3 3.6 Investment Grade Select Closed-End & ETF, 5 $9.4424 $9.2327 $0.3870 $0.3865-2.35% 01-25-18 01-24-20 30306G 706 (c) 714 (r) 30306G 722 (c) 730 (r) 6.6% 6.8% 12.5 8.3 Diversified Fixed Income ETF, 34 $9.8361 $9.7041 $0.3549 $0.3539 0.08% 04-10-18 07-16-19 30307F 103 (c) 111 (r) 30307F 129 (c) 137 (r) 0.0% 0.0% 11.6 7.8 Tax-Free Income Municipal Income Opportunities Closed-End, 49 $9.9969 $9.8619 $0.5181 $0.5150-7.85% 05-23-18 08-23-19 30308D 420 (c) 438 (r) 30308D 446 (c) 453 (r) 26.6% 37.0% 11.6 6.4 Municipal Income Select, Closed-End, 95 $9.9360 $9.7127 $0.5090 $0.5044-8.02% 05-25-18 05-26-20 30308D 701 (c) 719 (r) 30308D 727 (c) 735 (r) 26.3% 37.2% 12.0 6.5 Municipal Income Closed-End, 73 $9.9588 $9.6154 $0.4953 $0.4945-7.55% 02-05-18 02-06-23 30306Y 665 (c) 673 (r) 30306Y 681 (c) 699 (r) 26.6% 36.0% 12.4 6.7 Tax-Advantaged Municipal Closed-End, 53 $9.3735 $9.1657 $0.4405 $0.4405-4.57% 12-21-17 12-20-19 30306D 620 (c) 638 (r) 30306D 646 (c) 653 (r) 23.5% 36.5% 5.8 4.9 New York Municipal Income Select Closed-End, 47 $9.9288 $9.7057 $0.4274 $0.4258-9.90% 04-11-18 04-13-20 30308C 307 (c) 315 (r) 30308C 323 (c) 331 (r) 26.8% 35.9% 8.7 5.4 Municipal Advantage Closed-End and ETF, 48 $9.9606 $9.7367 $0.3058 $0.3038-2.78% 05-03-18 05-04-20 30308C 463 (c) 471 (r) 30308C 489 (c) 497 (r) 0.0% 0.3% 9.3 5.9 Maturity Duration ¹A premium occurs when an underlying fund s market price is higher than its, and a discount occurs when an underlying fund s market price is lower than its. For trusts containing equity positions (including individual equities, equity CEFs and equity ETFs), in addition to fixed-income positions, the average maturity and average duration statistics relate only to the fixed-income positions.
Portfolio Holdings Characteristics General High-Yield Investment Grade U.S. Government World Income Due to uncategorized securities, including cash, a trust s holdings characteristics may not total 100%. Loan Participation U.S. Mortgage Convertible Securities Income & Preferred Stock General Specialized World Municipal Equities (Individual Stocks) Closed-End and Income Closed-End Opportunity, 1 17.12% 40.63% 32.98% Closed-End, 48 28.70% 35.93% 35.37% Global Income Closed-End, 59 34.48% 64.02% MLP Closed-End Fund and Energy, 59 51.04% 48.81% MLP Closed-End, 21 98.71% Strategic Dividend Select, 32 02.01% 05.10% 14.16% 03.87% 74.69% U.S. Closed-End Portfolio, 27 52.98% 46.95% Hybrid 40/60 Strategic Allocation, 2nd Qtr 2018 06.83% 14.25% 08.86% 06.81% 10.42% 05.05% 02.19% 04.47% 41.10% 60/40 Strategic Allocation, 2nd Qtr 2018 04.51% 09.38% 05.84% 04.47% 06.86% 03.32% 01.46% 02.93% 61.19% 75/25 Strategic Allocation, 2nd Qtr 2018 02.80% 05.82% 03.62% 02.77% 04.25% 02.06% 00.91% 01.82% 75.90% Alternative Income, 27 03.80% 01.87% 01.92% 03.90% 25.10% 03.75% 59.55% Balanced Income and ETF Opportunity, 4 16.78% 16.48% 16.01% 50.70% Balanced Income and ETF, 31 16.78% 16.48% 16.01% 50.70% Balanced Income Opportunity, 4 16.51% 16.06% 15.43% 51.42% Balanced Income Select, 75 16.60% 15.93% 15.55% 51.12% Balanced Income, 61 16.69% 16.08% 15.66% 51.07% Capital Strength Buy-Write, 39 99.96% Core Three Closed-End Allocation, 34 13.12% 04.86% 14.65% 09.62% 24.32% 32.65% Diversified High Income Closed-End, 32 14.83% 11.93% 16.88% 09.10% 03.06% 09.45% 09.59% 12.65% 09.27% 03.24% Income Allocation Closed-End, 2nd Qtr 2018 19.91% 07.32% 14.02% 22.47% 21.04% 07.55% 07.69% Inflation Hedge, 37 03.87% 03.62% 06.78% 10.22% 61.17% Interest Rate Hedge and ETF, 20 02.87% 05.69% 04.76% 05.73% 10.16% 31.64% 39.11% Interest Rate Hedge Opportunity, 5 11.17% 04.64% 02.78% 10.17% 30.03% 40.50% Interest Rate Hedge, 118 11.41% 04.76% 02.82% 10.36% 30.42% 39.49% Multi-Sector Income, 40 01.99% 03.84% 01.85% 01.91% 01.97% 02.02% 01.94% 10.24% 03.82% 70.22% Municipal Income and Dividend Growers, 13 19.75% 05.06% 50.20% 24.67% Senior Loan and Dividend Growers, 18 49.45% 50.37% Senior Loan Closed-End and ETF, 22 99.91% Strategic Income Advantage Opportunity, Closed- End, 7 14.75% 08.50% 13.25% 02.00% 08.75% 04.50% 10.75% 21.50% 16.00% Strategic Income Advantage Select Closed-End, 75 08.69% 10.86% 09.88% 12.14% 06.63% 03.51% 32.98% 14.05% Strategic Income Select Closed-End, 34 17.13% 08.52% 08.33% 13.45% 08.55% 08.76% 17.80% 08.72% 08.74% Tactical Income, 52 24.07% 25.39% 50.35% Taxable Income Covered Call Select Closed-End, 65 26.65% 42.92% 30.43% Diversified Fixed Income ETF, 34 11.63% 24.18% 15.07% 11.55% 17.67% 08.57% 03.75% 07.58% Dividend & Income Select Closed-End, 66 09.73% 16.53% 35.03% 34.70% Global Income Closed-End, 28 100.00% High-Yield Income Closed-End, 81 100.00% Investment Grade Select Closed-End & ETF, 5 13.78% 72.43% 04.44% 09.35% Limited Duration Fixed Income ETF, 25 20.90% 16.60% 04.15% 16.55% 16.68% 08.32% 04.20% 12.60% Preferred Income Opportunity, 9 Senior Loan & Limited Duration Closed-End, 81 40.23% 14.91% 44.78% Senior Loan & Limited Duration Opportunities Closed-End, 55 38.80% 14.11% 43.04% Senior Loan Select Closed-End, 31 99.26% Strategic Income Closed-End, 67 16.32% 32.71% 12.93% 19.62% 16.25% Tactical Income Opportunity, 5 24.69% 25.07% 50.12% Tax-Free Income Municipal Advantage Closed-End and ETF, 48 99.86% Municipal Income Closed-End, 73 99.58% Municipal Income Opportunities Closed-End, 49 95.11% Municipal Income Select, Closed-End, 95 82.44% New York Municipal Income Select Closed-End, 47 100.00% Tax-Advantaged Municipal Closed-End, 53 100.00% ETF Income ETF Growth and Income, April 2018 02.92% 10.57% 02.92% 02.89% 50.10% 09.37% 21.23%