Request for Proposal (RFP) On-site Operation Services for Three. Vermont State Park Spray Irrigation Operating Seasons. Vermont State Parks

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Request for Proposal (RFP) On-site Operation Services for Three Vermont State Park Spray Irrigation Wastewater Systems for the 2015 and 2016 Operating Seasons Vermont State Parks March 2015 State of Vermont Vermont Agency of Natural Resources Department of Forests, Parks and Recreation (FPR) 1 National Life Drive, Davis 2 Montpelier, VT 05620-3801

INDEX INVITATION TO SUBMIT PROPOSALS INSTRUCTIONS FOR VENDORS SUBMITTING PROPOSALS BID PROPOSAL FORM INTRODUCTION BACKGROUND SCOPE OF SERVICES TENTATIVE SCHEDULE PAYMENT STRUCTURE PRE-PROPOSAL INFORMATION EVALUATION CRITERIA ATTACHMENT C: STANDARD STATE PROVISIONS FOR CONTRACTS AND GRANTS

INVITATION TO SUBMIT PROPOSALS STATE OF VERMONT DEPARTMENT OF FORESTS, PARKS, AND RECREATION Qualified Wastewater System Operators are invited to bid on the On-site Operation Services for three Vermont State Park Spray Irrigation Wastewater Disposal Systems Proposals will be received by the Department of Forests, Parks and Recreation at the Location until 3:30 p.m. on Monday April 6, 2015 via courier, USPS mail or email. Questions concerning this Request for Proposal should be directed to Frank Spaulding, Parks Projects Coordinator who may be contacted at frank.spaulding@state.vt.us or at 802-825-6088 Sincerely, Frank Spaulding Parks Projects Coordinator

INSTRUCTIONS FOR VENDORS SUBMITTING PROPOSALS 1. Read all provided materials carefully. 2. Complete all items on bid form. 3. Submission requirements: One copy of the proposal must be received no later than 3:30 P.M (local time). Monday April 6, 2015 by Frank Spaulding Vermont Department of Forests Parks and Recreation 1 National Life Drive, Davis 2 Montpelier, VT 05620 Phone: (802) 522-0798 e-mail: frank.spaulding@state.vt.us e-mailed proposals will be accepted. Although efforts will be made to protect confidentiality, e-mail proposals cannot be considered confidential. e-mail proposals must be complete and in possession of FPR prior to stated deadline. It is the responsibility of the party submitting the proposal to originate the e-mail message in sufficient time to insure receipt by FPR before the deadline. Proposal Format - A completed copy of the Bid Proposal form - Additional information should be on 8 ½ X 11 white paper (double sided when possible) and stapled or clipped in the corner. - Do not submit proposal in a binder. Proposals should include the following additional information: - A brief description of the firm that includes its history, organization structure and size. - An illustrative list of contracts for services performed by the firm within the past two (2) years demonstrating experience and qualifications in the work area required by this RFP. Please indicate those organizations that may be contacted by the State as references. - Resumes with detailed qualifications and levels of competence of individuals to be assigned to the system(s) - A description of how these individuals will be assigned the work, with the estimated number of hours to be spent by each.

BID PROPOSAL On-site Operation Services for Three Vermont State Park Spray Irrigation Wastewater Systems for the 2015 and 2016 Operating Seasons TO: STATE OF VERMONT Vermont Department of Forests Parks and Recreation 1 National Life Drive, Davis 2 Montpelier, VT 05620-3801 DATE: Ladies and Gentlemen: The undersigned proposes to provide Wastewater system operating services as indicated on the attached bid form. These services shall be provided in accordance with the requirements of this Request for Proposal and its attachments prepared by the Department of Forests, Parks and Recreation, dated March 2015. All, one, or any combination of Parks may be selected for pricing. Bidder will write NO in the Cost per week column where the bidder does not want to be considered. Park Name For the 2015 Operating Season Cost per Week # of Weeks Button Bay 21 Lake Carmi 21 Woodford 21 Maximum cost for Season Park Name For the 2016 Operating Season Cost per Week # of Weeks Button Bay 21 Lake Carmi 21 Woodford 21 Maximum cost for Season 5

The undersigned acknowledges the following: 1. Basis of award shall be as specified in the Request for Quote. 2. The right of the Owner to accept or reject any and all bids, in whole or in part, with or without cause, and to waive technicalities in submissions. 3. They are familiar with the contents of this Proposal and accept the restrictions and conditions as those under which the work will be done. The undersigned further agrees: 1. To hold their bid open for thirty (30) days after this day of Bid Opening. 2. To accept the provisions of the "Instructions to Bidders. 3. To enter into and execute a contract, if awarded, on the basis of this proposal immediately upon notification of award. VENDOR NAME: ADDRESS: SIGNATURE: PRINT OR TYPE NAME TITLE: TELEPHONE NO.:_ FAX NO: (if applicable) E MAIL ADDRESS: _ END OF BID PROPOSAL 6

Agency of Natural Resources Department of Forests, Parks and Recreation 1 National Life Drive, Davis 2 Montpelier, Vermont 05620 Request for Proposal (RFP) A. Introduction The Vermont Department of Forests, Parks and Recreation (FPR) is inviting written proposals to operate spray irrigation wastewater disposal systems at Lake Carmi, Woodford and Button Bay State Parks for the 2015 and 2016 operating season. B. Background The described systems are "owned" and operated by the Department of Forests, Parks and Recreation, State Parks Division, and regulated by the Department of Environmental Conservation, Drinking Water and Groundwater Protection Division (GWGDP). These are sewage disposal systems for seasonal State Parks. The park operating season for each park during which the park will be open to the visiting public is as follows. o Button Bay - Memorial Day weekend - Columbus Day weekend o Lake Carmi - May 15 - Columbus Day o Woodford - Memorial Day weekend - Columbus Day weekend The period of park opening may vary and may be adjusted from year to year. The permitted treatment flows for the systems are: Lake Carmi State Park, Franklin 9,000 GPD Woodford State Park, Woodford 6,000 GPD Button Bay State Park, Ferrisburgh 5,000 GPD C. Scope of Services Customary terms and provisions of contracts with the State of Vermont are attached and are incorporated into the scope of services for this RFP. - Failure to fulfill the monitoring, testing and/or reporting requirements may result in FPR withholding monthly payment for services until the requirements have been fulfilled to the satisfaction of FPR and the permitting agency, Agency of Natural Resources, Department of Environmental Conservation. - Failure to comply with the permit requirements may result in Contractor liability for penalties imposed on FPR. 7

The Contractor shall be responsible for: - Daily operation and routine maintenance of the wastewater disposal systems at the specified park(s) in strict conformance with the provisions of wastewater disposal permits; #TT-9-0001-1 (Revised) signed February 22, 1988 (Button Bay), # ID-9-0061 signed June 17, 2011.(Lake Carmi) and #TT-8-0001-2, signed April 5, 1988 (Woodford State Park) appended to this RFP and on file with the State of Vermont, Agency of Natural Resources, Department of Environmental Conservation (DEC). No deviations from permit conditions are allowed without prior written approval of DEC. - Operating the facilities with qualified, experienced operator(s) with at least a grade 1 certification. Provisionally certified operators are not acceptable unless directly supervised by experienced non-provisionally certified individuals and only for the following: o Provisionally certified operators may perform sampling and monitoring. Activities involving the decision to discharge and the actual discharge of effluent will be performed by fully certified (non-provisional) personnel. Fully certified personnel shall also verify the accuracy and be responsible for the monthly reports. - Training and instruction for the operator on the routine requirements of the facilities, day-today maintenance and operation. - Establishing a schedule of standard operating procedures for the each wastewater treatment facility. - Meeting with FPR field contact and other FPR staff involved with the facility prior to the startup of the season to clarify lines of communication and required lead time for ordering of state-provided supplies. - Preparing and maintaining a checklist of the required monthly reports, readings and test results to be submitted as a cover for the monthly submittal to FPR Project Manager. This checklist will provide FPR, the contractor and the permitting agency assurance that all reporting and testing requirements for the month have been fulfilled. - Providing and monitoring use of all forms required for park staff to record required weekend readings. - Attending and participating with the annual inspections of the systems by State hired Engineers and consultants. - Sampling and delivery to approved laboratory of samples required by the operating permit(s). - Ensuring lab results are submitted by the lab directly to the GWGDP Office in Montpelier, via the electronic reporting email address provided and maintained by GWGDP - Communicating thresholds with the testing lab that will trigger notification when test results exceed permitted levels. Ensuring that the testing lab contacts the contractor immediately when permitted levels are exceeded - Receiving results of all samples. 8

- Preparation of checklist and monthly operating reports as required by operating permit(s). - Ensuring that all required reporting is submitted on time by using the following procedure; o Submission of monthly operating reports to the designated State approver for "owner" approval and signature. In a manner and with time to allow review and signature and return to contractor. The contractor shall track this submittal in order to obtain signature in a timely manner. o Assembly of the monthly report o Submitting the owner approved monthly operating reports directly to Wastewater Management Division Office in Montpelier. - Providing copies of complete monthly report packet via email to designated State personnel. - Submission of supplemental reports as required to report activity, out-of ordinary events, problems and recommendations. - Transportation costs as required to perform all services. - Operator certification and training costs. - Back-up and support personnel as needed. - Emptying the storage lagoon to the lowest possible level by November 1. (Woodford lagoon lowest depth is 1 foot) - Operating the system for up to 21 weeks during the annual operating period. The need to operate any system beyond the 21-week period will be considered only if the need arises due to absolutely no fault of the contractor. If it can be shown that the need to discharge effluent beyond the 21-week period is a result of the contractor not taking full advantage of discharge opportunities during the operating season, this shall be deemed the fault of the contractor, and the contractor will be obligated to continue the operation at no additional cost to the State. The State shall be responsible for: - Providing primary and backup approvers to facilitate report approval and return to contractor within 5 work days. - All costs necessary to maintain the facility except those identified above. These costs shall include materials, supplies, parts, electricity and laboratory costs. - Obtaining all necessary local, state and federal permits and approvals for operating the facility. - Providing all "risk" property insurance for the facility - Annual Inspection Services and evaluation of previous operating season. - Pumping of primary treatment septic tanks as required by permit or as recommended by inspecting engineer. 9

- Start-up and shutdown of the facilities in the spring and fall respectively. - Reading and recording the pond levels and influent on weekends if required by permit. Additional Services to be incorporated into Lake Carmi State Park Operations - Permit administrative adjustment o Lake Carmi System to shorten the submittal period for monthly reports to make them due one month earlier Permit currently requires submittal by the 15 th day of the second month following the date of sampling or measurement o The monthly reports for Lake Carmi system shall be submitted on or before the 10th day of the following month o The address of the regulating agency referenced in the permits is now 1 National Life Drive, Main 2, Montpelier, VT 05620 - In order to provide the State data for future system planning, the contractor shall provide supplemental sampling for Lake Carmi State Park as follows o One extra test per month to create a biweekly monitoring record of BOD 5 TSS o E-coli testing of textile filter effluent by bi-weekly grab sample of unblended effluent as it leaves the textile filters D. Tentative Schedule The contract is to begin May, 2015 and shall end on November 1, 2016. The schedule for the operating season may be adjusted following award of contract. The state reserves the right to adjust the length of service accordingly. E. Payment Structure - Pricing will be based on a per week fee for each park. This per week fee will be the basis for adjustment of contract for changes in operating season length. - Payments for service will be made on a monthly basis. F. Pre-Proposal Information The physical locations of the disposal systems may be viewed by walking into the specific park locations, and/or by contacting the following individuals. Lake Carmi Randy Mayhew (802) 372-5060 Woodford and Button Bay Denis Lincoln (802) 786-3855 10

G. Evaluation Criteria FPR reserves the right to accept or reject any or all proposals. FPR staff will evaluate the proposals. FPR will review the proposals and conduct a uniform evaluation based on the following criteria: - Value of services for fee(s) charged - Organization size and structure - Consultant's approach to operating the system(s) - Staff credentials and experience - Company's experience with similar systems FPR may select a shortened list of companies to invite to an interview. The use of an interview is dependent on the number and the scope of the proposals. FPR may choose to select firm(s) based only on the written proposals. FPR may enter into more than one contract. FPR does not guarantee that all systems will be included in any contract. 11

ATTACHMENT C: STANDARD STATE PROVISIONS FOR CONTRACTS AND GRANTS (updated 9/2/14) 1. Entire Agreement: This Agreement, whether in the form of a Contract, State Funded Grant, or Federally Funded Grant, represents the entire agreement between the parties on the subject matter. All prior agreements, representations, statements, negotiations, and understandings shall have no effect. 2. Applicable Law: This Agreement will be governed by the laws of the State of Vermont. 3. Definitions: For purposes of this Attachment, Party shall mean the Contractor, Grantee or Subrecipient, with whom the State of Vermont is executing this Agreement and consistent with the form of the Agreement. 4. Appropriations: If this Agreement extends into more than one fiscal year of the State (July 1 to June 30), and if appropriations are insufficient to support this Agreement, the State may cancel at the end of the fiscal year, or otherwise upon the expiration of existing appropriation authority. In the case that this Agreement is a Grant that is funded in whole or in part by federal funds, and in the event federal funds become unavailable or reduced, the State may suspend or cancel this Grant immediately, and the State shall have no obligation to pay Subrecipient from State revenues. 5. No Employee Benefits For Party: The Party understands that the State will not provide any individual retirement benefits, group life insurance, group health and dental insurance, vacation or sick leave, workers compensation or other benefits or services available to State employees, nor will the state withhold any state or federal taxes except as required under applicable tax laws, which shall be determined in advance of execution of the Agreement. The Party understands that all tax returns required by the Internal Revenue Code and the State of Vermont, including but not limited to income, withholding, sales and use, and rooms and meals, must be filed by the Party, and information as to Agreement income will be provided by the State of Vermont to the Internal Revenue Service and the Vermont Department of Taxes. 6. Independence, Liability: The Party will act in an independent capacity and not as officers or employees of the State. The Party shall defend the State and its officers and employees against all claims or suits arising in whole or in part from any act or omission of the Party or of any agent of the Party. The State shall notify the Party in the event of any such claim or suit, and the Party shall immediately retain counsel and otherwise provide a complete defense against the entire claim or suit. After a final judgment or settlement the Party may request recoupment of specific defense costs and may file suit in Washington Superior Court requesting recoupment. The Party shall be entitled to recoup costs only upon a showing that such costs were entirely unrelated to the defense of any claim arising from an act or omission of the Party. The Party shall indemnify the State and its officers and employees in the event that the State, its officers or employees become legally obligated to pay any damages or losses arising from any act or omission of the Party. 7. Insurance: Before commencing work on this Agreement the Party must provide certificates of insurance to show that the following minimum coverages are in effect. It is the responsibility of the Party to maintain current certificates of insurance on file with the state through the term of the Agreement. No warranty is made that the coverages and limits listed herein are adequate to cover and protect the interests of the Party for the Party s operations. These are solely minimums that have been established to protect the interests of the State. 12

Workers Compensation: With respect to all operations performed, the Party shall carry workers compensation insurance in accordance with the laws of the State of Vermont. General Liability and Property Damage: With respect to all operations performed under the contract, the Party shall carry general liability insurance having all major divisions of coverage including, but not limited to: Premises - Operations Products and Completed Operations Personal Injury Liability Contractual Liability The policy shall be on an occurrence form and limits shall not be less than: $1,000,000 Per Occurrence $1,000,000 General Aggregate $1,000,000 Products/Completed Operations Aggregate $ 50,000 Fire/ Legal/Liability Party shall name the State of Vermont and its officers and employees as additional insureds for liability arising out of this Agreement. Automotive Liability: The Party shall carry automotive liability insurance covering all motor vehicles, including hired and non-owned coverage, used in connection with the Agreement. Limits of coverage shall not be less than: $1,000,000 combined single limit. Party shall name the State of Vermont and its officers and employees as additional insureds for liability arising out of this Agreement. 8. Reliance by the State on Representations: All payments by the State under this Agreement will be made in reliance upon the accuracy of all prior representations by the Party, including but not limited to bills, invoices, progress reports and other proofs of work. 9. Requirement to Have a Single Audit: In the case that this Agreement is a Grant that is funded in whole or in part by federal funds, the Subrecipient will complete the Subrecipient Annual Report annually within 45 days after its fiscal year end, informing the State of Vermont whether or not a Single Audit is required for the prior fiscal year. If a Single Audit is required, the Subrecipient will submit a copy of the audit report to the granting Party within 9 months. If a single audit is not required, only the Subrecipient Annual Report is required. For fiscal years ending before December 25, 2015, a Single Audit is required if the subrecipient expends $500,000 or more in federal assistance during its fiscal year and must be conducted in accordance with OMB Circular A-133. For fiscal years ending on or after December 25, 2015, a Single Audit is required if the subrecipient expends $750,000 or more in federal assistance during its fiscal year and must be conducted in accordance with 2 CFR Chapter I, Chapter II, Part 200, Subpart F. The Subrecipient Annual Report is required to be submitted within 45 days, whether or not a Single Audit is required. 10. Records Available for Audit: The Party shall maintain all records pertaining to performance under this agreement. Records means any written or recorded information, regardless of physical form or characteristics, which is produced or acquired by the Party in the performance of this agreement. Records produced or acquired in a machine readable electronic format shall be maintained in that format. The records described shall be made available at reasonable times during the period of the Agreement and for three years thereafter or for any period required by law for inspection by any authorized representatives of the State or Federal Government. If any litigation, claim, or audit is started before the 13

expiration of the three year period, the records shall be retained until all litigation, claims or audit findings involving the records have been resolved. 11. Fair Employment Practices and Americans with Disabilities Act: Party agrees to comply with the requirement of Title 21V.S.A. Chapter 5, Subchapter 6, relating to fair employment practices, to the full extent applicable. Party shall also ensure, to the full extent required by the Americans with Disabilities Act of 1990, as amended, that qualified individuals with disabilities receive equitable access to the services, programs, and activities provided by the Party under this Agreement. Party further agrees to include this provision in all subcontracts. 12. Set Off: The State may set off any sums which the Party owes the State against any sums due the Party under this Agreement; provided, however, that any set off of amounts due the State of Vermont as taxes shall be in accordance with the procedures more specifically provided hereinafter. 13. Taxes Due to the State: a. Party understands and acknowledges responsibility, if applicable, for compliance with State tax laws, including income tax withholding for employees performing services within the State, payment of use tax on property used within the State, corporate and/or personal income tax on income earned within the State. b. Party certifies under the pains and penalties of perjury that, as of the date the Agreement is signed, the Party is in good standing with respect to, or in full compliance with, a plan to pay any and all taxes due the State of Vermont. c. Party understands that final payment under this Agreement may be withheld if the Commissioner of Taxes determines that the Party is not in good standing with respect to or in full compliance with a plan to pay any and all taxes due to the State of Vermont. d. Party also understands the State may set off taxes (and related penalties, interest and fees) due to the State of Vermont, but only if the Party has failed to make an appeal within the time allowed by law, or an appeal has been taken and finally determined and the Party has no further legal recourse to contest the amounts due. 14. Child Support: (Applicable if the Party is a natural person, not a corporation or partnership.) Party states that, as of the date the Agreement is signed, he/she: a. is not under any obligation to pay child support; or b. is under such an obligation and is in good standing with respect to that obligation; or c. has agreed to a payment plan with the Vermont Office of Child Support Services and is in full compliance with that plan. Party makes this statement with regard to support owed to any and all children residing in Vermont. In addition, if the Party is a resident of Vermont, Party makes this statement with regard to support owed to any and all children residing in any other state or territory of the United States. 15. Sub-Agreements: Party shall not assign, subcontract or subgrant the performance of this Agreement or any portion thereof to any other Party without the prior written approval of the State. Party also agrees to include in all subcontract or subgrant agreements a tax certification in accordance with paragraph 13 above. 16. No Gifts or Gratuities: Party shall not give title or possession of any thing of substantial value (including property, currency, travel and/or education programs) to any officer or employee of the State during the term of this Agreement. 17. Copies: All written reports prepared under this Agreement will be printed using both sides of the paper. 14

18. Certification Regarding Debarment: Party certifies under pains and penalties of perjury that, as of the date that this Agreement is signed, neither Party nor Party s principals (officers, directors, owners, or partners) are presently debarred, suspended, proposed for debarment, declared ineligible or excluded from participation in federal programs, or programs supported in whole or in part by federal funds. Party further certifies under pains and penalties of perjury that, as of the date that this Agreement is signed, Party is not presently debarred, suspended, nor named on the State s debarment list at: http://bgs.vermont.gov/purchasing/debarment 19. Certification Regarding Use of State Funds: In the case that Party is an employer and this Agreement is a State Funded Grant in excess of $1,001, Party certifies that none of these State funds will be used to interfere with or restrain the exercise of Party s employee s rights with respect to unionization. (End of Standard Provisions) 15