EyeMed Vision Care. HEALTH CARE CLAIM: PROFESSIONAL Companion Document to ASC X12N 837 (004010X098A1)

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HEALTH CARE CLAIM: PROFESSIONAL Companion Document to ASC X12N 837 (004010X098A1) Welcome to EyeMed Vision Care s HIPAA TCS implementation process. We have developed this guide to assist you in preparing to trade HIPAA 837 Professional Claim transactions with us. This Companion Guide to the ASC X12N 837 Implementation Guide adopted under HIPAA clarifies and specifies the data content for data that is electronically transmitted to EyeMed. Transmissions based on this Companion Guide, used in tandem with the X12N Implementation Guide, are compliant with both X12 syntax and the HIPAA Implementation Guide. This Companion Guide is intended to convey information that is within the framework of the ASC X12N Implementation Guide adopted for use under HIPAA. The Companion Guide is not intended to convey information that in any way exceeds the requirements or usages of data expressed in the HIPAA Implementation Guide. This document is to be used as a companion to the HIPAA Implementation Guide for trading enrollment transactions with EyeMed Vision Care. The first section describes the loops and segments EyeMed will capture, along with specific data element requirements and guidelines. The second section describes the situational loops, segments, and data elements that EyeMed will not be capturing; therefore, you are not required to include these when you trade with us. We look forward to testing with you and establishing an effective trading relationship. 2003, EyeMed Vision Care 1 Version 01, 06/12/2003

Pg# Seg DE Req PIC Min Max 837 Health Care Claim Submission Use Description X12 Codes X12 Code Definition Values Notes INTERCHANGE CONTROL HEADER ISA M R INTERCHANGE CONTROL HEADER GS M R FUNCTIONAL GROUP HEADER TABLE 1 HEADER 62 ST M 1/1 R TRANSACTION SET HEADER 63 BHT M 1/1 R BEGINNING OF HIERARCHICAL TRANSACTION 66 REF O 1/1 R TRANSMISSION TYPE IDENTIFICATION LOOP 1000 A R SUBMITTER NAME 67 NM1 O 1/1 R SUBMITTER NAME 71 PER O 1/1 R SUBMITTER EDI CONTACT INFORMATION PER03 365 X ID 2/2 R Communication Number Qualifier ED EM FX TE Electronic Data Interchange Access Number Electronic Mail Facsimile Telephone TE EM EyeMed will provide either a telephone number or an email address. LOOP 1000 B R RECEIVER NAME 74 NM1 O 1/1 R RECEIVER NAME LOOP 2000 A R BILLING/PAY-TO PROVIDER HIERARCHICAL LEVEL 77 HL M 1/1 R BILLING/PAY-TO PROVIDER HIERARCHICAL LEVEL LOOP 2010 AA R BILLING PROVIDER NAME 84 NM1 O 1/1 R BILLING PROVIDER NAME 88 N3 O 1/1 R BILLING PROVIDER ADDRESS 88 N4 O 1/1 R BILLING PROVIDER CITY/STATE/ZIP CODE LOOP 2000 B R SUBSCRIBER HIERARCHICAL LEVEL 108 HL M 1/1 R SUBSCRIBER HIERARCHICAL LEVEL 110 SBR O 1/1 R SUBSCRIBER INFORMATION SBR03 127 O AN 1/30 S Insured Group or Policy Number Known as Group Code or Plan ID SBR04 93 O AN 1/60 S Insured Group Name Known as Plan Name "12" Preferred Provider 12 SBR09 1032 O ID 1/2 S Claim Filing Indicator Code Organization (PPO) Expected code from EyeMed is Preferred Provider Organization (PPO) LOOP 2010 BA R SUBSCRIBER NAME 117 NM1 O 1/1 R SUBSCRIBER NAME NM108 66 X ID 1/2 S Identification Code Qualifier 121 N3 O 0/1 S SUBSCRIBER ADDRESS 122 N4 O 0/1 S SUBSCRIBER CITY/STATE/ZIP CODE 124 DMG O 0/1 S SUBSCRIBER DEMOGRAPHIC INFORMATION LOOP 2010 BB R PAYER NAME 130 NM1 O 1/1 R PAYER NAME 137 REF O 0/3 S PAYER SECONDARY IDENTIFICATION LOOP 2000 C S PATIENT HIERARCHICAL LEVEL 152 HL M 1/1 S PATIENT HIERARCHICAL LEVEL 154 PAT O 1/1 R PATIENT INFORMATION LOOP 2010 CA R PATIENT NAME 157 NM1 O 1/1 R PATIENT NAME NM108 66 X ID 1/2 S Identification Code Qualifier 161 N3 O 1/1 R PATIENT ADDRESS 162 N4 O 1/1 R PATIENT CITY/STATE/ZIP CODE 164 DMG O 1/1 R PATIENT DEMOGRAPHIC INFORMATION MI ZZ MI ZZ Member Identification Number Mutually Defined Member Identification Number Mutually Defined MI MI EyeMed will provide the member ID. EyeMed will provide the member ID. 2003, EyeMed Vision Care 2 Version 01, 06/12/2003

Pg# Seg DE Req PIC Min Max 837 Health Care Claim Submission Use Description X12 Codes X12 Code Definition Values Notes LOOP 2300 R CLAIM INFORMATION 166 CLM O 1/1 R CLAIM INFORMATION CLM07 1359 0 ID 1/1 R Medicare Assignment Code A B C P Assigned C Assignment Accepted on Clinical Lab Services Only Not Assigned Patient Refuses to Assign Benefits Expected code value from EyeMed is Not Assigned CLM08 1073 0 ID 1/1 R Benefits Assignment Certification Indicator Y N Yes No Y Expected code value from EyeMed is Yes CLM09 1359 0 ID 1/1 R Release of Information Code A I M N O Y See IG Y Expected code value from EyeMed is Provider has a Signed Statement Permitting Release of Medical Billing Data Related to a Claim 200 DTP O 0/1 S DATE - HEARING AND VISION PRESCRIPTION DATE 220 AMT O 0/1 S PATIENT AMOUNT PAID 227 REF O 0/1 S PRIOR AUTHORIZATION OR REFERRAL NUMBER REF01 128 M ID 2/3 R Reference Identification Qualifier 9F G1 Referral Number Prior Authorization Number G1 Expected code value from EyeMed is a Prior Authorization Number 229 REF O 0/1 S ORIGINAL REFERENCE NUMBER (ICN/DCN) 265 HI O 0/1 S HEALTH CARE DIAGNOSIS CODE LOOP 2310 B S RENDERING PROVIDER NAME 290 NM1 O 0/1 S RENDERING PROVIDER NAME NM108 66 X ID 1/2 R Identification Code Qualifier 24 34 XX Employer's Identification Number Social Security Number Health Care Financing Administration National Provider Identifier 24 Expected code value from EyeMed is "24". 293 PRV O 1/1 R RENDERING PROVIDER SPECIALTY INFORMATION LOOP 2310 D S SERVICE FACILITY LOCATION 303 NM1 O 0/1 S SERVICE FACILITY LOCATION NAME NM101 98 M ID 2/3 R Entity Identifier Code 77 FA LI TL Service Location Facility Independent Lab Testing Laboratory 77 Expected code value from EyeMed is "77"--Service Location NM108 66 X ID 1/2 S Identification Code Qualifier 24 34 XX Employer's Identification Number Social Security Number Health Care Financing Administration National Provdier Identifier 24 Expected code value from EyeMed is "24"--Employer's ID Number 307 N3 O 0/1 R SERVICE FACILITY LOCATION ADDRESS 308 N4 O 0/1 R SERVICE FACILITY LOCATION CITY/STATE/ZIP LOOP 2400 S SERVICE LINE 398 LX O 1/1 R SERVICE LINE 400 SV1 O 1/1 R PROFESSIONAL SERVICE SV103 355 X ID 2/2 R Unit or Basis for Measurement Code F2 MJ UN International Units Minutes Units UN EyeMed will provide measurement in Units 435 DTP O 1/1 R DATE - SERVICE DATE 2003, EyeMed Vision Care 3 Version 01, 06/12/2003

Pg# Seg DE Req PIC Min Max 837 Health Care Claim Submission Use Description X12 Codes X12 Code Definition Values Notes DTP02 1250 M ID 2/3 R Date Time Period Format Qualifier D8 RD8 Date Expressed in Format CCYYMMDD Range of Dates Expressed in Format CCYYMMDD - CCYYMMDD D8 EyeMed will provide the service date 472 REF O 1/1 S LINE ITEM CONTROL NUMBER 484 AMT O 1/1 S SALES TAX AMOUNT 572 SE M 1/1 R TRANSACTION SET TRAILER GE M R FUNCTIONAL GROUP TRAILER IEA M R INTERCHANGE CONTROL TRAILER 2003, EyeMed Vision Care 4 Version 01, 06/12/2003

Loops not sent by EyeMed Loop 2010 AB S Pay-to Provider Name Loop 2010 BC S Responsible Party Name Loop 2010 BD S Credit/Debit Card Holder Name Loop 2305 S Home Health Care Plan Information Loop 2310 A S Referring Provider Name Loop 2310 C S Purchased Service Provider Name Loop 2310 E S Supervising Provider Name Loop 2320 S Other Subscriber Information Loop 2330 A S Other Subscriber Name Loop 2330 B S Other Payer Name Loop 2330 C S Other Payer Patient Information Loop 2330 D S Other Payer Referring Provider Loop 2330 E S Other Payer Rendering Provider Loop 2330 F S Other Payer Purchased Service Provider Loop 2330 G S Other Payer Service Facility Location Loop 2330 H S Other Payer Supervising Provider Loop 2420 A S Rendering Provider Name Loop 2420 B S Purchased Service Provider Name Loop 2420 C S Service Facility Location Loop 2420 D S Supervising Provider Name Loop 2420 E S Ordering Provider Name Loop 2420 F S Referring Provider Name Loop 2420 G S Other Payer Prior Authorization or Referral Number Loop 2430 S Line Adjudication Information Loop 2440 S Form Identification Code Segments not sent by EyeMed Loop 1000 A Submitter Name N2 S Additional Submitter Name Information Loop 1000 B Receiver Name N2 S Receiver Additional Name Information Loop 2000 A Billing/Pay-to Provider Hierarchical Level PRV S Billing/Pay-to Provider Specialty Information CUR S Foreign Currency Information Loop 2010 AA Billing Provider Name N2 Additional Billing Provider Name Information 2003, EyeMed Vision Care 5 Version 01, 06/12/2003

REF S Billing Provider Secondary Information REF S Credit/Debit Card Billing Information PER S Billing Provider Contact Information Loop 2000 B Subscriber Hierarchical Level PAT S Patient Information Loop 2010 BA Subscriber Name N2 S Additional Subscriber Name Information REF S Subscriber Secondary Information REF S Property and Casualty Claim Number Loop 2010 BB Payer Name N2 S Additional Payer Name Information N3 S Payer Address N4 S Payer City/State/Zip Code Loop 2010 CA Patient Name N2 S Additional Patient Name Information REF S Patient Secondary Identification REF S Property and Casualty Claim Number Loop 2300 Claim Information DTP S Date - Order Date DTP S Date - Initial Treatment DTP S Date - Referral Date DTP S Date - Date Last Seen DTP S Date - Onset of Current Illness/Symptom DTP S Date - Acute Manifestation DTP S Date - Similar Illness/Symptom Onset DTP S Date - Accident DTP S Date - Last Menstrual Period DTP S Date - Last X-Ray DTP S Date - Estimated Date of Birth DTP S Date - Disability Begin DTP S Date - Disability End DTP S Date - Last Worked DTP S Date - Authorized Return to Work DTP S Date - Admission DTP S Date - Discharge DTP S Date - Assumed and Relinquished Care Dates 2003, EyeMed Vision Care 6 Version 01, 06/12/2003

Loop 2310 B Loop 2310 D Loop 2400 PWK S Claim Supplemental Information CN1 S Contract Information AMT S Credit/Debit Card Maximum Amount AMT S Total Purchased Service Amount REF S Service Authorization Exception Code REF S Mandatory Medicare (Section 4081) Crossover Indicator REF S Mammography Certification Number REF S Clinical Laboratory Improvement Amendment (CLIA) Number REF S Repriced Claim Number REF S Adjusted Repriced Claim Number REF S Investigational Device Exception Number REF S Claim Identification Number for Clearing Houses and other Transmission Intermediaries REF S Ambulatory Patient Group (APG) REF S Medical Record Number REF S Demonstration Project Identifier K3 S File Information NTE S Claim Note CR1 S Ambulance Transport Information CR2 S Spinal Manipulation Service Information CRC S Ambulance Certification CRC S Patient Condition Information: Vision CRC S Homebound Indicator HCP S Claim Pricing/Repricing Information CR7 S Home Health Care Plan Information Rendering Provider Name N2 S Additional Rendering Provider Name Information REF S Rendering Provider Secondary Identification Service Facility Location N2 S Additional Service Facility Location Name Information REF S Service Facility Location Secondary Identification Service Line SV4 S Prescription Number 2003, EyeMed Vision Care 7 Version 01, 06/12/2003

PWK S DMERC CMN Indicator CR1 S Ambulance Transport Information CR2 S Spinal Manipulation Service Information CR3 S Durable Medical Equipment Certification CR5 S Home Oxygen Therapy Information CRC S Ambulance Certification CRC S Hospice Employee Indicator CRC S DMERC Condition Indicator DTP S Date - Certification Revision Date DTP S Date - Referral Date DTP S Date - Begin Therapy Date DTP S Date - Last Certification Date DTP S Date - Order Date DTP S Date - Date Last Seen DTP S Date - Test DTP S Date - Oxygen Saturation/Arterial Blood Gas Test DTP S Date - Shipped DTP S Date - Onset of Current Symptom/Illness DTP S Date - Last X-Ray DTP S Date - Acute Manifestation DTP S Date - Initial Treatment DTP S Date - Similar Illness/Symptom Onset QTY S Anesthesia Modifying Units MEA S Test Result CN1 S Contract Information REF S Repriced Line Item Reference Number REF S Adjusted Repriced Line Item Reference Number REF S Prior Authorization or Referral Number REF S Mammography Certification Number REF S Clinical Laboratory Improvement Amendment (CLIA) Number REF S Referring Clinical Laboratory Improvement Amendment (CLIA) Facility Identification REF S Immunization Batch Number REF S Ambulatory Patient Group (APG) REF S Oxygen Flow Rate 2003, EyeMed Vision Care 8 Version 01, 06/12/2003

REF S Universal Product Number (UPN) AMT S Approved Amount AMT S Postage Claimed Amount K3 S File Information NTE S Line Note PS1 S Purchased Service Information HSD S Health Care Services Delivery HCP S Line Pricing/Repricing Information Elements not sent by EyeMed Loop 1000 A Submitter Name NM1 Submitter Name NM104 S Submitter First Name NM105 S Submitter Middle Name PER Submitter EDI Contact Information PER05 S Communication Number Qualifier PER06 S Communication Number PER07 S Communication Number Qualifier PER08 S Communication Number Loop 2010 AA Billing Provider Name NM1 Billing Provider Name NM104 Billing Provider First Name NM105 Billing Provider Middle Name NM107 Billing Provider Name Suffix N4 Billing Provider City/State/Zip Code N404 S Billing Provider Country Code Loop 2000 B Subscriber Hierarchical Level SBR Subscriber Information SBR05 S Insurance Type Code SBR09 S Claim Filling Indicator Code Loop 2010 BA Subscriber Name N404 S Country Code Loop 2000 C Patient Hierarchical Level PAT Patient Information PAT05 S Date Time Period Format Qualifier PAT06 S Patient Death Date PAT07 S Unit or Basis for Measurement Code 2003, EyeMed Vision Care 9 Version 01, 06/12/2003

PAT08 S Patient Weight PAT09 S Pregnancy Indicator Loop 2010 CA Patient Name N4 Patient City/State/Zip Code N404 S Country Code Loop 2300 Claim Information CLM Claim Information CLM10 S Patient Signature Source Code CLM11 S Related Causes Information CLM11-2 S Related Causes Code CLM11-3 S Related Causes Code CLM11-4 S Auto Accident State or Province Code CLM11-5 S Country Code CLM12 S Special Program Indicator CLM20 S Delay Reason Code HI Health Care Diagnosis Code HI102 S Health Care Code Information HI103 S Health Care Code Information HI104 S Health Care Code Information HI105 S Health Care Code Information HI106 S Health Care Code Information HI107 S Health Care Code Information HI108 S Health Care Code Information Loop 2310 B Rendering Provider Name NM1 Rendering Provider Name NM105 S Rendering Provider Middle Name NM107 S Rendering Provider Name Suffix Loop 2310 D Service Facility Location N4 Service Facility Location City/State/Zip N404 S Country Code Loop 2400 Service Line SV Professional Service SV105 S Place of Service Code SV107 S Composite Diagnosis Code Pointer SV111 S EPSDT Indicator SV112 S Family Planning Indicator 2003, EyeMed Vision Care 10 Version 01, 06/12/2003

SV115 S Co-Pay Status Code Guidelines for Interpreting Companion Guide: If Usage = "Not Used", the element/segment is omitted from the Companion Guide and "Data Not Picked Up" worksheet Element Names are from Industry Standard, if available If an element is required but is not mapped, the element is not listed in the "Data Not Picked Up" worksheet If an element is not required (="O" or "X") and is not mapped, the element is listed in the "Data Not Picked Up" worksheet 2003, EyeMed Vision Care 11 Version 01, 06/12/2003