Portfolio Review xxx Quarter 20xx Your Portfolio Report Period: July to September 30, 2017 MR. AND MRS. EVOLUTION CLIENT YOUR ADDRESS Your Advisor Assante Advisor ASSANTE CAPITAL MANAGEMENT LTD. Address 1 Address 2 Telephone: Fax: 1710-1885_E (01/18)
Your Portfolio Report Portfolio Overview Actively Managed Asset Classes Value on September 30, 2017 % of Portfolio $186,843.37 32.36% 33.00% Canadian Equity $132,488.27 22.94% 23.00% US Equity $105,417.36 18.26% 18.00% International Equity $111,929.85 19.38% 19.00% Real Estate $40,802.27 7.07% 7.00% Total Market Value of Actively Managed Assets $577,481.12 100.00% 100.00% Target Mix Separately Managed Assets Value on September 30, 2017 $39,912.20 Total Market Value of Separately Managed Assets $39,912.20 Total Market Value $617,393.32 Net Invested Capital $516,520.79 Portfolio Breakdown Actively Managed Percentage of Your Portfolio Real Estate International Equity US Equity Canadian Equity The above portfolio breakdown does not include separately managed Evolution assets which are rebalanced separately from your actively managed Evolution assets. We believe it is very important that you have the necessary information to understand the performance of your investments. The rate of return for the current period is calculated using a time-weighted methodology requiring daily calculations. If you have any questions about how your returns are calculate or other aspects of your repo[l please contact your advisor or call the United A'nandal Service Centre at 1-888-664-4784. Page 2 of 7
Your Portfolio Report Change in the Value of Your Portfolio Opening Balance Value on September 30, 2017 $569,376.51 Deposits $25,832.90 Withdrawals 131.25 Fees 3,785.77 Change in the Value of Your Portfolio 26,100.92 Total Market Value $617,393.32 Net Invested Capital $516,520.79 Market Value Relative to Net Invested Capital Actively Managed Percentage of Your Portfolio $741,600 $593,280 $444,960 Total Market Value $617,393.32 Net Invested Capital $516,520.79 $296,640 $148,320 $0 Sept-11 Mar-11 Sept-12 Mar-12 Sept-13 Mar-13 Sept-14 Mar-14 Sept-15 Mar-15 Sept-16 Mar-16 Sept-17 The above portfolio breakdown does not include separately managed Evolution assets which are rebalanced separately from your actively managed Evolution assets. We believe it is very important that you have the necessary information to understand the performance of your investments. The rate of return for the current period is calculated using a time-weighted methodology requiring daily calculations. If you have any questions about how your returns are calculate or other aspects of your repo[l please contact your advisor or call the United A'nandal Service Centre at 1-888-664-4784. Page 3 of 7
Portfolio Performance Period From/To Actively Managed Separately managed Portfolio Current quarter July 1, 2017 - September 30, 2017 0.90% 0.07% 0.84% Year-to-date January 1, 2017 - September 30, 2017 4.02% 0.08% 3.74% 1 year annualized September 30, 2016 - September 30, 2017 9.24% N/A 8.95% 3 year annualized September 30, 2014 - September 30, 2017 5.55% N/A 5.46% 5 year annualized September 30, 2012 - September 30, 2017 8.58% N/A 8.52% Calendar Performance 21% 14% 16.25% 7% 7.45% 8.09% 4.18% 5.66% 3.74% 0 (7%) (5.97%) (14%) (21%) 2011 2012 2013 2014 2015 2016 YTD Performance Summary Period From/To Net Rate Of Return (%) Treasury Bills (%) July 1 - September 30, 2017 0.84 9 January 1 - March 31, 2017 2.88 0.1 January 1 - September 30, 2017 3.74 0.45 October 1 - December 31, 2016 0.73 0.14 July 1 - September 30, 2016 4.26 0.11 July 1 - September 30, 2016 1.95 0.12 January 1 - March 31, 2016-1.31 0.13 January 1 - December 31, 2016 5.66 0.51 January 1 - December 31, 2015 4.18 0.63 January 1 - December 31, 2014 8.09 0.91 January 1 - December 31, 2013 16.25 1.01 January 1 - December 31, 2012 7.45 1.01-5.97 NIA Annualized Since Inception July 12, 2012 - September 30, 2017 6.15% N/A % Page 4 of 7
Asset Allocation by Account Actively Managed Assets Name and Account Type Mr. Evolution Client SELF-DIRECTED RSP # 12345678 Mrs. Evolution Client OPEN # 87654321 Canadian Equity US Equity International Equity Real Estate Account Total $185,660.65 $16,346.05 $13,359.88 $12,092.38 $40,802.27 $268,261.23 $1,182.72 $116,142.22 $92,057.48 $99,837.47 $0.00 $309,219.89 Market Value $186,843.37 $132,488.27 $105,417.36 $111,929.85 $40,802.27 $577,481.12 Separately Managed Assets Name and Account Type Account Total Mr. Evolution Client SELF-DIRECTED RSP # 23456789 Market Value $39,912.20 $39,912.20 Total Market Value $617,393.32 Page 5 of 7
Your Holdings Actively Managed Assets Asset Class/Pool Investment Manager Current Value % of Portfolio Canadian Fixed Signature Global Asset Management / Lawrence Park $82,923.52 13.43% Enhanced Signature Global Asset Management $34,399.70 5.57% Global Fixed Signature Global Asset Management $33,535.61 5.43% Select Managed Ev CI Investments Inc. $35,984.54 5.83% Sub-total $186,843.37 30.26% Equities Canadian Alpha QV Investors Inc. $35,064.56 5.68% Canadian Value Harbour Advisors $28,432.75 4.61% Cambridge Canadian Equity Ev Cambridge Global Asset Management $45,491.10 7.37% Canadian Equity Small Cap QV Investors Inc. $23,499.86 3.81% Sub-total $132,488.27 21.46% US Value Epoch Investment Partners $22,333.11 3.62% US Alpha Cambridge Global Asset Management $22,791.48 3.69% US Growth Wellington Management $36,510.86 5.91% US Equity Small Cap Epoch Investment Partners $23,781.91 3.85% Sub-total $105,417.36 17.07% International Value Altrinsic Global Advisors $23,044.06 3.73% International Growth Cambridge Global Asset Management $29,169.28 4.72% International Alpha Black Creek Investment Management Inc. $29,394.77 4.76% Emerging Markets Equity Signature Global Asset Management $30,321.74 4.91% Sub-total $111,929.85 18.13% Real Estate Real Estate Investment Cohen & Steers $40,802.27 6.61% Sub-total $40,802.27 6.61% Market Value of Actively Managed Assets $577,481.12 93.53% Separately Managed Assets Asset Class/Pool Investment Manager Current Value % of Portfolio CI Money Market Ev Signature Global Asset Management $39,912.20 6.47% Sub-total $39,912.20 6.47% Market Value of Separately Managed Assets $39,912.20 6.46% Total Market Value $617,393.32 100.00% Page 6 of 7
Portfolio Transactions Date Description Gross Amount Deductions For the account held by: Mr. Evolution Client SELF-DIRECTED RSP # 12345678 Select Managed CC Ev Net Amount Price Units Unit Balance 04/01/2017 Opening Balance 1,458.124 05/05/2017 Tier Out $16,812.17 $0.00 $16,812.17 $11.53 1,458.124 0.000 Ending Balance for Canadian Fixed Corp Class I 0.000 Select Managed CC Ev DSC 04/01/2017 Opening Balance 1,645.699 Ending Balance for Global Fixed Corp Class I 1,645.699 Cambridge Canadian Equity CC Ev A2 05/15/2017 Tier In $2,455.42 $0.00 $2,455.42 $10.07 243.835 243.835 Ending Balance for Canadian Equity Value Corp Class I 243.835 Select Managed CC Ev A2 05/05/2017 Tier In $16,812.17 $0.00 $16,812.17 $10.01 1,679.537 1,679.537 Ending Balance for Cambridge Canadian Equity Corp Class I 1,679.537 Enhanced Pool Ev E2 05/05/2017 Tier In $16,173.74 $0.00 $16,173.74 $10.01 1,615.758 1,615.758 Ending Balance for Canadian Equity Alpha Corp Class I 1,615.758 Real Estate Investment Pool Ev E2 05/05/2017 Tier In $19,467.08 $0.00 $19,467.08 $10.07 1,933.176 1,933.176 Ending Balance for Cambridge Canadian Equity Corp Class I 1,933.176 Canadian Fixed Pool Ev 04/01/2017 Opening Balance 2,765.830 04/06/2017 Rebalance In $416.85 $0.00 $416.85 $13.28 31.389 2,797.219 Ending Balance for Canadian Equity Alpha Corp Class I 2,797.219 Canadian Fixed Pool Ev DSC 04/01/2017 Opening Balance 3,429.693 04/06/2017 Rebalance In $480.65 $0.00 $480.65 $13.28 36.194 3,465.887 Ending Balance for Canadian Equity Alpha Corp Class I 3,465.887 Page 7 of 7