Annexure I Format of holding of specified securities 1 2 3 Name of Listed Entity : SIEMENS LIMITED Scrip Code/Name of Scrip/Class of Security : BSE.: 500550 / NSE.: SIEMENS EQ Equity Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ending : b. If under 31(1)(c) then indicate date of allotment/extinguishment 30 th September, 2017 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in lockedin? No 5 Whether any shares by promoters are pledge or otherwise encumbered? No No 5 The tabular format for disclosure of holding of specified securities is as follows: 1
Table I Summary Statement holding of specified securities Category Category of shareholder Nos. of shareholders of fully paid up equity shares of Partly paidup equity shares of shares underlying Depository Total nos. shares Shareholding as a % of no. of shares (calculated as per SCRR, 1957) Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII) (A+B+C2) Class eg: X (IX) No of Voting Rights Class eg:y Total as a % of (A+B+C) (X) (XI)= (VII)+(X) (A+B+C2) (XII) Shares (XIII) Shares Total (a) (b) (a) (b) (A) Promoter & Promoter Group 2 267,089,913 267,089,913 75.00 267,089,913 267,089,913 75.00 75.00 267,089,913 (B) Public 115,292 89,030,342 89,030,342 25.00 89,030,342 89,030,342 25.00 25.00 NA 85,477,687 (C) Non Promoter Non Public 0.00 NA (C1) Shares underlying DRs 0.00 NA (C2) Shares by Employee Trusts 0.00 NA Total 115,294 356,120,255 356,120,255 100.00 356,120,255 356,120,255 100.00 100.00 352,567,600 2
Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders PAN of shareholder of fully paid up equity shares Partly paidup equity shares Nos. of shares underlying Depository Total nos. shares Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) (VIII) (IX) No of Voting Rights Total as a % of Total Voting rights (X) (XI) = (VII)+(X) as a % of A+B+C2 Shares Class X Class Y Total (a) (b) (a) (b) (XII) (XIII) shares (1) Indian (a) Individuals/Hindu undivided Family (b) Central Government/ State Government(s) (c) Financial Institutions/ Banks (d) Any Other (specify) (i) Bodies Corporate SubTotal (A)(1) (2) Foreign (a) Individuals (NonResident Individuals/ Foreign Individuals) (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (specify) (i) Bodies Corporate 2 267,089,913 267,089,913 75.00 267,089,913 267,089,913 75.00 75.00 267,089,913 i Siemens Aktiengesellschaft, Germany 1 255,351,805 255,351,805 71.70 255,351,805 255,351,805 71.70 71.70 255,351,805 ii Siemens Metals Technologies Vermogensverwaltungs Gmbh 1 11,738,108 11,738,108 3.30 11,738,108 11,738,108 3.30 3.30 11,738,108 SubTotal (A)(2) 2 267,089,913 267,089,913 75.00 267,089,913 267,089,913 75.00 75.00 267,089,913 Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 2 267,089,913 267,089,913 75.00 267,089,913 267,089,913 75.00 75.00 267,089,913 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen etc Not Applicable 3
Table III Statement showing shareholding pattern of the Public shareholder Category & Name of the Shareholders PAN Nos. of shareholder of fully paid up equity shares Partly paidup equity shares Nos. of shares underlying Depository Total nos. shares Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) (VIII) (X) (XI) = (VII)+(X) as a % of A+B+C2 (IX) (XII) (XIII) No of Voting Rights Total as a % of Total Voting rights Shares (not applicabl e) shares (Not applicable ) Class X Class Y Total (a) (b) (a) (b) (1) Institutions NA (a) Mutual Funds/UTI 79 11,187,190 11,187,190 3.14 11,187,190 11,187,190 3.14 3.14 NA 11,184,190 i HDFC Trustee Company Limited 11 6,520,017 6,520,017 1.83 6,520,017 6,520,017 1.83 1.83 NA 6,520,017 (b) Venture Capital Funds NA (c) Alternate Investment Funds NA (d) Foreign Venture Capital Investors NA (e) Foreign Portfolio Investors 340 17,466,173 17,466,173 4.90 17,466,173 17,466,173 4.90 4.90 NA 17,464,673 (f) Financial Institutions/ Banks 25 135,067 135,067 0.04 135,067 135,067 0.04 0.04 NA 114,407 (g) Insurance Companies 33 21,596,454 21,596,454 6.06 21,596,454 21,596,454 6.06 6.06 NA 21,593,454 i Life Insurance Corporation Of India 25 17,800,877 17,800,877 5.00 17,800,877 17,800,877 5.00 5.00 NA 17,798,877 (h) Provident Funds/ Pension Funds NA (i) Any Other (specify) NA SubTotal (B)(1) 477 50,384,884 50,384,884 14.15 50,384,884 50,384,884 14.15 14.15 NA 50,356,724 (2) Central Government/ State Government(s)/ President of India 1 150 150 0.00 150 150 0.00 0.00 NA 150 SubTotal (B)(2) 1 150 150 0.00 150 150 0.00 0.00 NA 150 (3) Noninstitutions NA (a) Individuals 113,427 33,172,572 33,172,572 9.31 33,172,572 33,172,572 9.31 9.31 NA 29,768,059 i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 113,423 32,585,266 32,585,266 9.15 32,585,266 32,585,266 9.15 ` NA 29,180,753 ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. 4 587,306 587,306 0.16 587,306 587,306 0.16 0.16 NA 587,306 (b) NBFCs registered with RBI 11 10,263 10,263 0.00 10,263 10,263 0.00 0.00 NA 10,263 (c) Employee Trusts NA (d) Overseas Depositories (holding DRs) (balancing figure) NA (e) Any Other (specify) 1,376 5,462,473 5,462,473 1.53 5,462,473 5,462,473 1.53 1.53 NA 5,342,491 i Trusts 35 376,643 376,643 0.11 376,643 376,643 0.11 0.11 NA 376,643 ii Bodies Corporate 869 4,374,405 4,374,405 1.23 4,374,405 4,374,405 1.23 1.23 NA 4,254,423 iii Directors(Wtd's/And Other Directors) 4 26,000 26,000 0.01 26,000 26,000 0.01 0.01 NA 26,000 iv Clearing Member 468 685,425 685,425 0.19 685,425 685,425 0.19 0.19 NA 685,425 SubTotal (B)(3) Total Public Shareholding 114,814 38,645,308 38,645,308 10.85 38,645,308 38,645,308 10.85 10.85 NA 35,120,813 115,292 89,030,342 89,030,342 25.00 89,030,342 89,030,342 25.00 25.00 NA 85,477,687 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen etc of shareholders 1,544 of Shares 253,504 4
Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Category & Name of the Shareholders PAN of sharehol der of fully paid up equity shares Partly paidup equity shares Nos. of shares underlying Depository Total nos. shares Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) (VIII) (IX) (X) (XI) = (VII)+(X) as a % of No of Voting Rights Total as a % of Total Voting rights A+B+C2 (XII) Shares (XIII) shares (1) Custodian/DR Holder (a) Name of DR Holder (if available) (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Class X Class Y Total (a) (b) (a) (b) NA NA Total NonPromoter Non Public Shareholding (C)= (C)(1)+(C)(2) NA 5