Page 1 of 20 General information about company Scrip code 523395 Name of the company 3M INDIA LIMITED Whether company is SME No Class of Security Equity Shares Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 30-06-2016 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)
Page 2 of 20 Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked-in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights? No
Page 3 of 20 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I - Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y 1 8448802 8448802 75 8448802 8448802 75 (B) Public 13421 2816268 2816268 25 2816268 2816268 25 (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total 13422 11265070 11265070 11265070 11265070 100 Total Total as a % of (A+B+C)
Page 4 of 20 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Table I - Summary Statement holding of specified securities No. Of Shares securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 75 8448802 (B) Public 25 2722332 (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total 11171134
Page 5 of 20 Sr. A (1) Indian Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) (2) Foreign Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Individuals (NonResident Individuals/ Foreign Individuals) (1) Institutions Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y 1 8448802 8448802 75 8448802 8448802 75 1 8448802 8448802 75 8448802 8448802 75 1 8448802 8448802 75 8448802 8448802 75 Table III - Statement showing shareholding pattern of the Public shareholder Mutual Funds 13 295772 295772 2.63 295772 295772 2.63 Total Total as a % of Total Voting rights (e) Foreign Portfolio Investors 26 1070260 1070260 9.5 1070260 1070260 9.5 (f) 4 1450 1450 0.01 1450 1450 0.01
Page 6 of 20 (g) Sub-Total (B) (1) Financial Institutions/ Banks Insurance Companies ( 3 ) Non-institutions (a(i)) (a(ii)) (b) (e) Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs registered with RBI Any Other (specify) 1 60 60 0 60 60 0 44 1367542 1367542 12.14 1367542 1367542 12.14 12508 1004977 1004977 8.92 1004977 1004977 8.92 3 91117 91117 0.81 91117 91117 0.81 7 17006 17006 0.15 17006 17006 0.15 859 335626 335626 2.98 335626 335626 2.98 13377 1448726 1448726 12.86 1448726 1448726 12.86 13421 2816268 2816268 25 2816268 2816268 25 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 13422 11265070 11265070 100 11265070 11265070 100
Page 7 of 20 Total (A+B+C ) 13422 11265070 11265070 11265070 11265070 100
Page 8 of 20 Sr. A (1) Indian Table II - Statement showing shareholding pattern of the Promoter and Promoter Group securities (X) (2) Foreign No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of Shares pledged or otherwise encumbered (XIII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 75 8448802 Sub-Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)=(A) (1)+(A)(2) B (1) Institutions Table III - Statement showing shareholding pattern of the Public shareholder 75 8448802 75 8448802 2.63 295332 (e) 9.5 1070260 (f) 0.01 1430 (g) 0 0
Page 9 of 20 Sub-Total (B) (1) 12.14 1367022 ( 3 ) Non-institutions (a(i)) 8.92 913701 (a(ii)) 0.81 91117 (b) 0.15 17006 (e) 2.98 333486 Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+(B) (2)+(B)(3) C Total ( A+B+C2 ) Total (A+B+C ) 12.86 1355310 25 2722332 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 100 11171134 11171134
Page 10 of 20 Individuals (NonResident Individuals/ Foreign Individuals) Searial No. 1 Name of the Shareholders (I) 3M COMPANY Click here to go back PAN (II) AAACZ2987N Total No. of fully paid up equity shares held (IV) 8448802 8448802 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 8448802 8448802 75 75 Number of Voting Rights held in each class of securities (IX) Class eg: X 8448802 8448802 Class eg:y Total 8448802 8448802 Total as a % of Total Voting rights 75 75
Page 11 of 20 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 75 75 Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 8448802 8448802 Reason for not providing PAN
Page 12 of 20 Reason for not providing PAN
Page 13 of 20 Mutual Funds Searial No. 1 Name of the Shareholders (I) SBI MAGNUM GLOBAL FUND Click here to go back PAN (II) AABTS6407Q Total No. of fully paid up equity shares held (IV) 183250 183250 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 183250 183250 1.63 1.63 Number of Voting Rights held in each class of securities (IX) Class eg: X 183250 183250 Class eg:y Total 183250 183250 Total as a % of Total Voting rights 1.63 1.63
Page 14 of 20 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 1.63 1.63 Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 183250 183250 Reason for not providing PAN Reason for not providing PAN
Page 15 of 20 Foreign Portfolio Investors Searial No. 1 2 3 4 Name of the Shareholders (I) Acacia Banyan Partners Acacia Partners, LP Acacia Institutional Partners, LP Acacia Conservation Fund, LP PAN (II) AAGCA6900N AALFA7272K AALFA7287Q ABCFA8290P Total Click here to go back No. of fully paid up equity shares held (IV) 126045 399127 243100 229278 997550 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 126045 399127 243100 229278 997550 1.12 3.54 2.16 2.04 8.86 Number of Voting Rights held in each class of securities (IX) Class eg: X 126045 399127 243100 229278 997550 Class eg:y Total 126045 399127 243100 229278 997550 Total as a % of Total Voting rights 1.12 3.54 2.16 2.04 8.86
Page 16 of 20 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 1.12 3.54 2.16 2.04 8.86 Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 126045 399127 243100 229278 997550 Reason for not providing PAN Reason for not providing PAN
Page 17 of 20 Any Other (specify) Searial No. 1 Category Category / More than 1 percentage Name of the Shareholders (I) Bodies Corporate More than 1 percentage of shareholding Bright Star Investments Pvt Ltd PAN (II) AAACB2446C Total Click here to go back No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 1 0 166700 0 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 166700 0 1.48 0 Number of Voting Rights held in each class of securities (IX) Class eg: X 166700 0 Class eg:y
Page 18 of 20 Total 166700 0 Total as a % of Total Voting rights 1.48 0 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 1.48 0 Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 166700 0 Reason for not providing PAN
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