Introductory sub-table (I)(a) Name of the Company: SEQUENT SCIENTIFIC LIMITED Scrip Code, Name of the scrip, class of security: 512529 Equity Quarter ended: 30-Sep-15 Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company Held by promoter/promoter group NIL NIL NIL Held by public NIL NIL NIL Total - D NIL NIL NIL Outstanding convertible :- No. of outstanding As a % of total no. of outstanding convertible As a % of total no. of shares of the company, assuming full conversion of the convertible Held by promoter/promoter group NIL NIL NIL Held by public NIL NIL NIL Total - E NIL NIL NIL Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants Held by promoter/promoter group 3,900,000 100.00 8.49 Held by public NIL NIL NIL Total paid-up capital of the company, assuming full conversion of warrants and convertible 45,919,560 Total - F 3,900,000 100.00 8.49
Company Name: SEQUENT SCIENTIFIC LIMITED Statement Showing Shareholding Pattern Table (I)(a) Category code Category of Shareholder Shareholder s Total number of shares shares held in dematerialized form Total shareholding as a percentage of total number Shares Pledged or otherwise encumbered of shares As a percentage of(a+b)1 As a percentage of (A+B+C) shares As a percentage (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)= (VIII)/(IV)*100 (A) Shareholding of Promoter and Promoter Group 1 Indian (a) Individuals/ HUF 11 11,189,979 11,189,979 26.63 26.63 - - (b) Central Govt./ State Govt.(s) 0 - - - - - - (c) Bodies Corporate 2 1,296,341 1,296,341 3.09 3.09 712,910 54.99 (d) Financial Institutions/ Banks - - - - - - - (e) Any Others(Specify) - - - - - - - (e-i) Limited Liability Partnerships 4 11,514,246 10,756,512 27.40 27.40 Sub Total(A)(1) 17 24,000,566 23,242,832 57.12 57.12 712,910 2.97 2 Foreign (a) Individuals (NRI/Foreign Individuals) 0 - - - - - - (b) Bodies Corporate 0 - - - - - - (c) Institutions 0 - - - - - - (d) Qualified Foreign Investor 0 - - - - - - (e) Any Others(Specify) 0 - - - - - - Sub Total(A)(2) 0 - - - - - - Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 17 24,000,566 23,242,832 57.12 57.12 712,910 2.97 (B) Public shareholding 1 Institutions (a) Mutual Funds/ UTI 10 2,240,280 2,240,280 5.33 5.33 - - (b) Financial Institutions / Banks 0 - - - - - - (c) Central Government/ State Government(s) 0 - - - - - - (d) Venture Capital Funds 0 - - - - - - (e) Insurance Companies 0 - - - - - - (f) Foreign Institutional Investors 10 5,775,841 5,775,841 13.75 13.75 - - (g) Foreign Venture Capital Investors 0 - - - - - -
(h) Foreign Portfolio Investor 1 2,336,449 2,336,449 5.56 5.56 (i) Qualified Foreign Investor 0 - - - - - - (j) Any Other (specify) 0 - - - - - - - Sub-Total (B)(1) 21 10,352,570 10,352,570 24.64 24.64 - - B 2 Non-institutions (a) Bodies Corporate 196 1,227,837 1,227,837 2.92 2.92 - - (b) Individuals I Ind-Hold nominal shr capital upto Rs.1L 3,552 1,356,749 1,346,494 3.23 3.23 - - II Ind-Hold nominal shr capital in excess of Rs.1L 30 3,221,318 3,221,318 7.67 7.67 - - (c) Qualified Foregin Investor 0 - - - - - - (d) Any Other (specify) (d-i) Clearing member 40 7,933 7,933 0.02 0.02 - - (d-ii) NRIs 83 1,295,739 1,295,739 3.08 3.08 - - (d-iii) Trusts 1 482,500 482,500 1.15 1.15 - - (d-iv) Directors 3 74,348 74,348 0.18 0.18 - - Sub-Total (B)(2) 3,905 7,666,424 7,656,169 18.24 18.24 - - (B) Total Public Shareholding (B)= (B)(1)+(B)(2) 3,926 18,018,994 18,008,739 42.88 42.88 - - TOTAL (A)+(B) 3,943 42,019,560 41,251,571 100.00 100.00 712,910 1.70 (C) Shares held by Custodians and against which Depository Receipts have been issued 1 Promoter and Promoter Group 0 - - - - - - 2 Public 0 - - - - - - Sub-Total (C ) 0 - - - - - - GRAND TOTAL (A)+(B)+(C) 3,943 42,019,560 41,251,571 100.00 100.00 712,910 1.70
Sr.No. Notes 1 The Company has allotted 757,734 equity shares to M/s. Devicam Capital LLP, a Promoter Group Entity on August 13, 2015. These shares were in the process of getting listed. Hence as on September 30, 2015, 757,734 shares are shown as holding in physical mode under the shareholding of Promoter and Promoter Group.
(I)(b) Statement showing holding of (including shares, warrants, convertible ) of persons belonging to the category Promoter and Promoter Group Sr. No. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants shares held As a % of grand total (A) +(B) +( C ) No. As a percentage As a % of grand total (A)+(B)+(C) of sub-clause (I)(a ) warrants held As a % Total Number of warrants of the same Class Number of convertibl e held As a % Total Number of convertibl e of the same Class Total shares (including underlying shares assuming full conversion of warrants and convertible ) as a % of diluted share capital (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) 1 Aditya Arun Kumar 100,000 0.24 - - - - - - - 0.22 2 Agnus Capital LLP 4,525,000 10.77 712,910 15.75 1.70 500,000 12.82 - - 10.94 3 Agnus Holdings Private Limited 260,230 0.62 - - - - - - - 0.57 4 Arunkumar Pillai 4,679,993 11.14 - - - - - - - 10.19 5 Chayadeep Properties Private Limited 1,036,111 2.47 - - - - - - - 2.26 6 Chayadeep Ventures LLP 4,725,000 11.24 - - - 300,000 7.69 - - 10.94 7 Deepa Arun Kumar 200,000 0.48 - - - - - - - 0.44 8 Devicam Capital LLP 757,734 1.80 - - - - - - - 1.65 9 Hemalatha Pillai 100,000 0.24 - - - - - - - 0.22 10 K R Ravishankar 5,579,986 13.28 - - - - - - - 12.15 11 Padmakumar Karunakaran Pillai 100,000 0.24 - - - - - - - 0.22 12 Pronomz Ventures LLP 1,506,512 3.59 - - - 3,100,000 79.49 - - 10.03 13 Rajitha Gopalakrishnan 100,000 0.24 - - - - - - - 0.22 14 Sajitha Pillai 100,000 0.24 - - - - - - - 0.22 15 Tarini Arun Kumar 100,000 0.24 - - - - - - - 0.22 16 Vineetha Mohanakumar Pillai 100,000 0.24 - - - - - - - 0.22 17 Yalavarthy Usha Rani 30,000 0.07 - - - - - - - 0.07 Total 24,000,566 57.12 712,910 2.97 1.70 3,900,000 100 - - 60.54 (*) The term encumbrance has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011 Details of convertible
(I)(c)(i) Statement showing holding of (including shares, warrants, convertible ) of persons belonging to the category Public and holding more than 1% of the total number of shares Sr. No. Name of the shareholder shares held Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para Details of warrants Details of convertible warrants held As a % Total warrants of the same Class convertible held As a % Total convertible of the same Class Total shares (including underlying shares assuming full Conversion of warrants and convertible ) as a % of diluted share capital (I)(a) above} 1 DB International (Asia) Limited 1,339,078 3.19 - - - - 2.92 2 DVI Fund Mauritius Limited 1,869,159 4.45 - - - - 4.07 3 Goldman Sachs India Fund Limited 800,161 1.90 - - - - 1.74 4 Laxmi Shivanand Mankekar 729,932 1.74 - - - - 1.59 5 Morgan Stanley Asia (Singapore) Pte. 1,024,042 2.44 - - - - 2.23 6 Satpal Khattar 1,191,610 2.84 - - - - 2.59 7 SBI Magnum Taxgain Scheme 650,895 1.55 - - - - 1.42 8 Sequent Scientific Employee Stock Option Plan Trust 482,500 1.15 - - - - 1.05 9 Shivanand Shankar Mankekar HUF 1,100,000 2.62 - - - - 2.40 10 TIMF Holdings 2,336,449 5.56 5.09 Total 11,523,826 27.42 - - - - 25.10
(I)(c)(ii) Statement showing holding of (including shares, warrants, convertible ) of persons (together with PAC) belonging to the category Public and holding more than 5% of the total number of shares of the company Sr. No. Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them shares Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Details of convertible Number of warrants As a % Total warrants of the same Class convertible held % w.r.t Total convertible of the same Class Total shares (including underlying shares assuming full Conversion of warrants and convertible ) as a % of diluted share capital 1 TIMF Holdings 2,336,449 5.56 - - - - 5.09 Total 2,336,449 5.56 - - - - 5.09
(I)(d) Statement showing details of locked-in shares Sr. No. Name of the shareholder locked-in shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter / Promoter Group / Public 1 Agnus Capital LLP 4,525,000 10.77 Promoter / Promoter Group 2 Chayadeep Ventures LLP 4,725,000 11.24 Promoter / Promoter Group 3 Devicam Capital LLP 757,734 1.80 Promoter / Promoter Group 4 Pronomz Ventures LLP 1,506,512 3.59 Promoter / Promoter Group 5 Laxmi Shivanand Mankekar 729,932 1.74 Public 6 Shivanand Shankar Mankekar HUF 1,100,000 2.62 Public Total 13,344,178 31.76
(II)(a) Statement showing details of Depository Receipts (DRs) Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) outstanding DRs shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} - - - - - TOTAL - - -
(II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by 'promoter/promoter group' are in excess of 1% of the total number of shares Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} - - - - - TOTAL - - -