AO 10 Rev. 112012 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of I978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. IOI-I I 1) I. Person Reporting (last name, first, middle initial) Court or Organization NDIL - WESTERN DIVISION 05/04/2012 Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. DISTRICT JUDGE-SENIOR STATUS Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual D Fmal Sb. D Amended Report 6. Reporting Period 01/01/2011 to 12/31/2011 7. Chambers or Office Address 211 SOUTH COURT STREET ROOM202 ROCKFORD, ILLINOIS 61101 IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. TRUSTEE TRUST#! II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I. 2011 Illinois Judges' Retirement System & Jllinois Municipal Retirement Fund -Vested. Benefits began 1/12/1996.
Page 2 of7 05/04/2012 III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. 2011 Illinois Judges' Retirement System $68,058.00 2011 Illinois Municipal Retirement Fund $14,309.00 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2011-Int. Substitute Teacher - Harlem Consolidated School District 2011 Teachers Retirement System of the State of Illinois IV REIMBURSEMENTS --transportation, lodging,jood, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 of filing instructwns.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I.
Page 3 of7 05/04/2012 V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instmctions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I.
Page 4 of7 0510412012 VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A B c. D. Description of Assets Income during Gross value at end Transact10ns dunng reportmg penod (mcluding trust assets) reporting period of reporting period (1) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code3 redemption) (J-P) (A-H) (if private (J-P) (Q-W) transaction) I. Regal Beloit Corporation Common Stock - B Dividend M T Buy 08/01/11 J Equitable Resources Common Stock - Trust c Dividend M T Buy 04/26/11 J #I Vanguard - Index Total Stock Market Fund D Dividend N T Vanguard - Index Total Stock Market Fund A Dividend J T - E*Trade Clearning LLC Brokerage Account A Interest K T - 6. Vanguard Prime Money Market Fund A Dividend J T 7. Vanguard Prime Money Market Fund - A Dividend L T 8. Royce Low-Priced Stock Fund - B Dividend K T 9. Baron Small Cap Fund - A Dividend K T IO. Gold - Krugerrands None N T 11. Johnson & Johnson Corp. Common Stock - B Dividend K T 1 MGE Energy Inc. Common Stock - A Dividend K T 1 3M Corp. Common Stock - A Dividend K T Buy 912311 I J 1 lmmucor, Inc. Common Stock - None Sold 08/19/1 I J D 1 Baron Partners Fund - Trust# I None K T 16. Vanguard Intn.Eq. Ind Fd Emr. Mkt. ETF - A Dividend K T Buy 01/05/11 J 17. Cemex ADR - None J T I Income Gam Codes A =$1.000 or less B =$1,001 -$500 c=$501 -$5,000 0=$5,001-$15,000 E =$15,001 -$50,000 (Sec Columns Bl and 04) f=$50.001 - $1 00,000 G=$!00.001 -$1.000,000 HI=$1,000,001 -$000,000 112 =More than $5,000.000 2 Value Codes J=$I 000 or less K =$1001 -$50.000 L=$50.00 I -$I 00.000 M =$100.00 I -$250.000 (Sec Columns C 1 and 03) N =$250.00 I -$500.000 0 =$500,001 -$1,000.000 Pl =$1,000.001 -$5,000,000 P2 =$5,000.001 -$25,000.000 P3 =$2000.00 I - $50.000.000 P4 =More than $50,000,000 3 Value Method Codes Q=Appr.usal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=Othcr W=Estimated
Page 5 of7 0510412012 VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) A. B c. D. Description of Assets Income during Gross value at end Transactions during reporting period (mcluding trust assets) reporting period of reporting period Place "(X)" after each asset exempt from prior disclosure (1) (2) (1) (2) (1) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (2) (3) (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. Vanguard Intermediate-term Tx. Muni D Interest M T bonds - Admiral 19.!Share MSC! Brazil F ETF - A Dividend J T 20. CGM Focus Fund - None K T 21. Fairholme Fund - None Redeemed 04104111 K c 2 Alpine Bank Financial Accounts A Interest K T 2 Alpme Bank Financial Account - A Interest J T 2 Vanguard Intermediate-term Tx. Muni A Interest K T bonds - Inv - 2 Vanguard International Explorer Fund - None Open 01/05111 K 26. Redeemed 11/21/11 K 27. PRIMECAP Odyssey Aggressive Growth A Dividend K T Open 01105111 K Fund - Trust# I 28. Buy 05/10111 J 29. Wisdom Tree Emerging Markets Small Cap A Dividend K T Open 01105111 K Div. Fund - Trust #1 30. Buy 10/12/11 J 31. Ally Bank - Trust #1 A Interest L T Open 06103111 J 3 Ally Bank A Interest M T Open 06/16/11 J I Income Gam Codes A=$1,000orless B=$1,001 $500 c =$501 $5,000 D=$5,001 $15,000 E =$15,00 I $50,000 (Sec Columns Bl and 04) f =$50.001. $100,000 G =$100.001 $1,000.000 HI=$1,000,001-$5,000.000 H2 =More than $000,000 Value Codes J =$1000 or less K=$15,00l -$50.000 L 450.00I $100.000 M =$100.001 - $250.000 (Sec Columns Cl and 03) N=$250,00I $500.000 0=$500,00I $1,000.000 Pl =$1.000.001 $5,000,000 P2 =$5,000,001 -$25,000.000 P3 =$25,000.001 $50.000.000 P4 =More than $50.000.000 3 Value Method Codes Q=AppraJSal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U=Book Value V =Other W =Estimated
Page 6of7 05/04/2012 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)
Page 7 of7 05/04/2012 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ PHILIP G. REINHARD NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544