INET NORDIC PORT REQUEST FORM Please send the completed form to operator@nasdaq.com FOR MORE INFORMATION. PLEASE SCAN. CONTACT DETAILS Company Name: Contact Name: Participant ID (MPID): Contact Phone: Contact Email: ENVIRONMENT Please indicate for which environment this port request applies (choose only one!): PRODUCTION TEST (NTF) TEST (MIFID2 / M2) EXCHANGE CONNECTION TYPE Please indicate how you are connecting to the exchange: Fixed Line Extranet Nasdaq Nordic Co-location (Both primary and failover ports at the primary site) NODE London Access Point NODE Frankfurt Access Point TRADING APPLICATION Mandatory for customers requesting FIX order/trade entry and OUCH ports for PRODUCTION Name of application provider: Name of application: Page 1 of 9
OUCH (ORDER ENTRY) Port Configurations Cancel on Disconnect: Cancel open orders when a port is disconnected, not an ordinary logout. Offered on best effort basis. Reject Off-tick orders: Entering an order that is off-tick will automatically be rounded to a less aggressive price according to the applied tick size table, default, or Rejected if YES Receive Optional fields: Determines whether optional outbound (Order Accepted and Order Replaced messages) fields are sent. Fields without values, or enumerated fields with the default value, are never sent. Convert non-lis hidden to IOC: Entering a non-display order below the Large in Scale criteria will automatically be converted to an IOC, default, or Rejected if NO IOC reject in auctions Entering a non - auction order with TIF = IOC during auction will result in rejection. Service Bureau setup: On-behalf-of rights YES NO (Default: YES) YES NO (Default: YES) If the OUCH port(s) requested above are to be configured for trading on behalf of other participants than the one specified above, please indicate so below. NOTE: A signed Access Agreement with the client MUST be submitted to Nasdaq together with the port request. Client ParticipantID (MPID): If you need to list several clients, please use the section for Additional Information. Page 2 of 9
FIX FOR ORDER ENTRY Port Configurations Cancel on Disconnect: Cancel open orders when a port is disconnected, not an ordinary logout. Offered on best effort basis. Reject off-tick orders: Entering an order that is off-tick will automatically be rounded to a less aggressive price according to the applied tick size table, default, or Rejected if YES Convert non-lis hidden to IOC: Entering a non-display order below the Large in Scale criteria will automatically be converted to an IOC, default, or Rejected if NO Cancel over Any: An order entered over one FIX port can be cancelled from another FIX port Execution Restatements: All Execution restatement messages (whenever an order is refreshed, see FIX OE protocol specification for details) or only for GTC Carryover orders, default. Order Routing to away markets: (NOTE: For new customers of Nordic or US/Canada order routing services, a separate written agreement is required!) YES NO (Default: YES) YES NO (Default: YES) YES Only on GTC orders (Default: GTC) Service Bureau setup: On-behalf-of rights If the FIX port(s) requested above are to be configured for trading on behalf of other participants than the one specified above, please indicate so below. NOTE: A signed Access Agreement with the client MUST be submitted to Nasdaq together with the port request. Client ParticipantID (MPID): If you need to list several clients, please use the section for Additional Information. MPID level setup (applies only for FIX ports) These settings are applied for all FIX ports under the same MPID. IOC reject in auctions Entering a non - auction order with TIF = IOC during auction will result in rejection. N@M conversion to AOD Nordic@Mid orders below large in scale ( LIS ) threshold converted to mid-point pegged AOD order, once DVC applied. Page 3 of 9
FIX FOR TRADE REPORTING (MiFID II compliant) Service Bureau setup: On-behalf-of rights If the FIX port(s) for TR requested above are to be configured for reporting on behalf of other participants than the one specified above, please indicate so below. NOTE: A signed Access Agreement with the client MUST be submitted to Nasdaq together with the port request. Client ParticipantID (MPID): If you need to list several clients, please use the section for Additional Information. Page 4 of 9
FIX DROP FOR ORDER ENTRY (Drop copy of FIX OE traffic) INCLUSIONS (Drop filtered to only include messages based on the following options:) Accounts/Ports (FIX OE session ID): EXCLUSIONS (Drop filtered to include all messages except the following:) Accounts/Ports (FIX OE session ID): MESSAGES TO RECEIVE ALL MESSAGES (Default: ALL Messages) Executions Cancels Accepts Breaks Rejects Restatements Algo Specific Parameters FIX Tags 168, 849, >=20000 FIX DROP FOR ALGO CHILD ORDERS (Drop copy of member child orders generated by Nasdaq Exchange and Clearing Services AB s Execution Algo service.) You don t need to specify filtering for FIX DROP sessions that shall include Algo Child Orders only. The account will be configured by Nasdaq according default settings. Page 5 of 9
FIX DROP FOR TRADE REPORTS (MiFID II compliant - Drop Copy of FIX TR traffic) INCLUSIONS (Drop filtered to only include messages based on the following options:) Accounts/Ports (FIX TR session ID): MESSAGES TO RECEIVE ALL Messages Trade Confirmations and Trade Brake Confirmations Page 6 of 9
FIX DROP FOR OUCH (Drop copy of OUCH OE traffic in FIX format) INCLUSIONS (Drop filtered to only include messages based on the following options:) Accounts/Ports (OUCH Account ID): EXLUSIONS (Drop filtered to include all messages except the following:) Accounts/Ports (OUCH Account ID): MESSAGES TO RECEIVE Executions Breaks Cancels Replaces Accepts ITCH (MARKET DATA) ITCH TCP Filtering Number of accounts/ports All Nordic/Baltic Equities and Warrants (INET unfiltered): Nordic Equities (includes Iceland Fixed Income): Stockholm Warrants: Stockholm Equities: Copenhagen Equities and Warrants: Helsinki Equities and Warrants: ITCH for Reported Trades Account not available in TEST (M2) environment : Nordic Equity Last Sale (NLS): GLIMPSE for Equity: Page 7 of 9
OTHER MARKET DATA PRODUCTS To request access to other market data services offered by Nasdaq, such as: ITCH Multicast feed (unfiltered) ITCH Nordic Equity Last Sale (NLS) Multicast feed Genium Consolidated Feed (TIP protocol) Static file data (FDS) Please contact Global Data Operations: dataproducts@nasdaq.com (+45 339 333 66) ADDITIONAL INFORMATION (OPTIONAL) SIGNATURE As a Nasdaq Nordic 1 Member we need to comply with the relevant rules and regulations, including but not limited to the Nasdaq Nordic Member Rules, as valid from time to time. We hereby request the services specified above. We acknowledge that requested services will be invoiced in accordance with the Nasdaq Nordic Technical Services Pricelist, and that they are offered as is described in the documents published on the INET Nordic section of our webpage. For scope, details and limitations of offered INET services, as well as to attain the latest version of the pricelist, please consult our webpage or contact your Nasdaq representative. Authorized Signature: (Head of IT, Head of Trading, or assigned deputy) Name in print: Date: Please send the completed form to operator@nasdaq.com 1 Nasdaq Nordic refers to altogether or individually to Nasdaq Copenhagen A/S, Nasdaq Helsinki Ltd, Nasdaq Iceland h.f., Nasdaq Stockholm AB, Nasdaq Tallinn AS, Nasdaq Riga AS and AB Nasdaq Vilnius. Page 8 of 9
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