Plan means JAMESTOWN S'KLALLAM TRIBE 401(K) PROFIT SHARING PLAN. ERISA 404 Retirement Plan and Investment Information

JAMESTOWN S'KLALLAM TRIBE 401(K) PROFIT SHARING PLAN ERISA 404 Retirement Plan and Investment Information 08/10/2013 Contract/Plan ID Number 6-17522 This document uses these defined words and phrases: Plan means JAMESTOWN S'KLALLAM TRIBE 401(K) PROFIT SHARING PLAN. Plan Fiduciary means the individual(s) holding authority over the operation and administration of the Plan and its retirement funds. The Plan Sponsor is typically the Plan Fiduciary. Contact the Plan Administrator for further details. Plan Sponsor means JAMESTOWN S'KLALLAM TRIBE. You means the Plan participant or beneficiary. Plan Administrator is a Plan Fiduciary that has authority over operation and administration of the Plan. You should contact the Plan Administrator if you have any questions about the investment options under the Plan or if you would like paper copies of additional investment information that is available online at principal.com. The Plan Administrator is: JAMESTOWN S'KLALLAM TRIBE 1033 OLD BLYN HIGHWAY SEQUIM, WA 98382 360-681-4620 Information about ERISA Section 404(c) The Employee Retirement Income Security Act (ERISA) provides rules about the investment of retirement funds. The Plan Sponsor chose to qualify the Plan as an ERISA 404(c) plan and intends to comply with ERISA Section 404(c) requirements by providing information for you to make informed investment decisions and by letting you: Direct the investment of individual retirement accounts Choose from at least three diverse investment options Change investment choices at least quarterly This means the Plan Fiduciary should not be liable for any investment losses that result from a participant's investment control. How does this affect you? The Plan Fiduciary makes certain investment options available under the Plan. You decide which of those options works best for you according to your age and circumstances. This means that you are responsible for directing the investment in the account the Plan holds for your benefit (your account). Directing or Transferring Between Investment Options You can direct or transfer retirement funds between the different investment options at least quarterly. The Plan may allow for more frequent transfers. To transfer retirement funds, you can call the automated phone system of the Principal Financial Group at 1-800-547-7754 or log in to your account at principal.com. A description of the exercise of voting, tender and similar rights for an investment alternative and any restrictions on these rights is located in the relevant plan document or trustee powers section of the trust agreement. Contact the Plan Administrator to obtain the plan document or the trust agreement, if applicable. Fees and Expenses JAMESTOWN S'KLALLAM TRIBE pays a portion of the Plan administrative expenses. Some of the Plan administrative expenses are also paid from the total investment expense of one or more of the Plan's investment options. Plan administrative expenses typically include items such as recordkeeping, participant website access, participant statements, Plan compliance services and financial professional services. From time to time, Plan expenses may be incurred in the course of normal Plan operation for Plan services such as legal, auditing, third-party administration, consulting, investment advice to the Plan, etc. If allowed by the Plan document, the Plan Fiduciary may direct that these expenses be paid by the Plan. The Plan Fiduciary determines how these expenses are allocated among participants at the time the expenses are paid. These expenses are typically allocated based on participant account balance but may be allocated by dividing the total expense to be deducted by the total number of participants in the Plan. If such expenses are charged to participant accounts, the dollar amount of such expenses will be disclosed on the secure principal.com website and on participant statements (if applicable) for the quarter in which they are paid. 08.10.2013 030855 Plan Information - Page 1 of 2

The following participant-level services have additional fees. These participant transaction fees will be charged to your account balance for the services you elect to use. Participant transaction fees for the Plan include: Loan Maintenance fee for new loans: $10.50 per quarter Loan Setup fee: $40.00 Please see the Investment Option Summary for fees and expenses that may be charged against your account based on investment-level transactions. The Plan Administrator can provide the following additional information in paper form, without charge and upon request: Copies of prospectuses (or any short-form or summary prospectuses) for the investment options Copies of any financial statements or reports, such as statements of additional information and shareholder reports, and of any other similar materials relating to the Plan's designated investment options A statement of the value of a share or unit of each designated investment option and the date of the valuation A list of the assets comprising the portfolio of each investment option which constitute Plan assets and the value of each asset (or the proportion of the investment which it comprises) The following information about each investment option (including fixed-return investment options) available under the Plan: issuer name, investment objective, principal strategies and risks, turnover rate, performance, and fee and expense information To the extent a group annuity contract under the Plan permits you to select an annuity guaranteed by an insurance company, a statement that the guarantee provided by the insurance company is subject to its long-term financial strength and claims-paying ability To help you make informed investment choices and for more information about the investment options available to you, including investment objectives, performance and fees, please review the enclosed materials or visit principal.com. Plan Information - Page 2 of 2 08.10.2013 030855

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 This document provides important information to help you compare the investment options available to you under the retirement plan. Investment results shown represent historical performance and do not guarantee future results. Investment returns and principal values fluctuate with changes in interest rates and other market conditions so the value, when redeemed, may be worth more or less than original costs. Current performance may be lower or higher than the performance data shown. For additional information on the investment options, including most recent month-end performance, log in to the Principal Financial Group website at principal.com or call our automated phone system at 1-800-547-7754. Additional information available online includes, if applicable, the name of the investment option's issuer; the investment option's objectives or goals; the investment option's principal strategies, including a general description of the types of assets held by the investment option; the portfolio turnover rate; and the investment option's performance data and fee and expense information. In situations where the net and gross total investment expense figures are different, the mutual fund or the underlying fund in which a Separate Account invests has waived/capped a portion of its management fees through the date displayed in the waiver expiration date or contractual cap expiration date column. Differences may also be shown due to the fund family choosing to pay certain expenses that would normally be payable by the fund. Returns displayed are based on total investment expense net. Fees and expenses are only one of several factors that participants and beneficiaries should consider when making investment decisions. Some or all of the Plan administrative expenses are paid from the total investment expense of one or more of the Plan's investment options. The cumulative effect of fees and expenses can substantially reduce the growth of a participant's or beneficiary's retirement account. Participants and beneficiaries can visit the Employee Benefit Security Administration's website for an example demonstrating the long-term effect of fees and expenses. For a glossary of terms to assist you in understanding the designated investment options, log in to your account at principal.com. Asset Class: Short-Term Fixed Income This asset class is generally composed of short-term, fixed-income investment options that are largely liquid and are designed to not lose much value. These investment options may include stable value, money market, short-term bond, and guaranteed interest accounts. They are considered to be among the least risky forms of investment options. However, they typically have a lower rate of return than equities or longer-term fixed income investment options over long periods of time. Depending on the objectives of the investment options, they may experience price fluctuations and may lose value. Investment Category: Stable Value Inv Manager or Sub-Advisor : Morley Financial Services, Inc Principal Stable Value Pref Fund (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 0.60 1.31 1.81 2.17 3.07 4.08 1.52 2.49 3.21 4.17 1/1997 Barclays 1-3 Yr Government Index 0.02 0.34 0.86 2.06 2.69-0.51 2.49 2.83 - - Description: The objective of the Fund is to provide a low-risk, moderate-yield investment. The Fund is managed to earn a consistent level of return, while providing for preservation of capital, high credit quality and liquidity to pay plan benefits. Composition (% of Assets) as of 06/30/2013 Fees & Expenses # of Transfers Allowed/Time Period Cash 14.21 U.S. Bonds 81.27 Total Inv Exp Net % 0.62 - Other 4.52 Contractual Cap Expiration Date Total Inv Exp Gross % 0.62 Total Inv Exp Gross Per $1,000 Invested $6.20 08.10.2013 030904 Investment Option Summary - Page 1 of 20

Investment Option Summary As of 06/30/2013 Contract/Plan ID Number 6-17522 Asset Class: Fixed Income This asset class is generally composed of investment options that invest in bonds, or debt of a company or government entity (including U.S. and Non- U.S.). It may also include real estate investment options that directly own property. These investment options typically carry more risk than short-term fixed income investment options (including, for real estate investment options, liquidity risk), but less overall risk than equities. All investment options in this category have the potential to lose value. Investment Category: World Bond Inv Manager or Sub-Advisor : Templeton Asset Management Templeton Global Bond A Fund 3,12 (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) -1.48 7.66 6.58 9.35 8.97 8.25 15.81 9.98 10.56 8.48 9/1986 Citigroup Non-$ World Govt Bond Index -7.14-5.72 2.57 2.55 4.78-1.51 5.24 6.38 - - Description: The investment seeks current income with capital appreciation and growth of income. Under normal market conditions, the fund invests at least 80% of its net assets in "bonds." Bonds include debt securities of any maturity, such as bonds, notes, bills and debentures. It invests predominantly in bonds issued by governments and government agencies located around the world. The fund may invest up to 25% of its total assets in bonds that are rated below investment grade. It regularly uses various currency related transactions involving derivative instruments. The fund is non-diversified. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Non-U.S. Bonds 49.81 Cash 49.25 Total Inv Exp Net % 0.90 - Other 0.51 U.S. Bonds 0.42 Contractual Cap Expiration Date Investment Category: High Yield Bond Inv Manager or Sub-Advisor : JP Morgan / Neuberger Berman 04/30/2014 Total Inv Exp Gross % 0.91 Total Inv Exp Gross Per $1,000 Invested $9.10 High Yield I Inst Fund B,4,8,12,13,14,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 1.27 8.88 10.08 11.24-8.29 14.96 10.83-8.65 12/2004 Barclays US Corp High Yld 2% Issuer Capped Index 1.42 9.49 10.69 11.00 8.90-15.78 10.45 10.60 - - Merrill Lynch U.S. High Yield Master II Index 1.46 9.55 10.42 10.62 8.74-15.59 10.01 10.39 8.30 - Description: The investment seeks high current income. The fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in below investment grade bonds (sometimes called "high yield bonds" or "junk bonds") which are rated at the time of purchase Ba1 or lower by Moody's and BB+ or lower by S&P. It also invests in bank loans (also known as senior floating rate interests) and securities of foreign issuers. Under normal circumstances, the fund maintains an average portfolio duration that is within 25% of the duration of the Barclays US High Yield 2% Issuer Capped Index. Cash 2.35 U.S. Stocks 0.29 Total Inv Exp Net % 0.65 1/30 day period Non-U.S. Bonds 10.05 Convertibles 0.05 Contractual Cap Expiration Date Preferred 1.04 U.S. Bonds 79.49 Other 6.73 Total Inv Exp Gross % 0.65 Total Inv Exp Gross Per $1,000 Invested $6.50 Investment Option Summary - Page 2 of 20 08.10.2013 030904

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 Asset Class: Fixed Income This asset class is generally composed of investment options that invest in bonds, or debt of a company or government entity (including U.S. and Non- U.S.). It may also include real estate investment options that directly own property. These investment options typically carry more risk than short-term fixed income investment options (including, for real estate investment options, liquidity risk), but less overall risk than equities. All investment options in this category have the potential to lose value. Investment Category: Intermediate-Term Bond Inv Manager or Sub-Advisor : PIMCO PIMCO Total Return Admin Fund 12,14 (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) -3.14 0.95 4.41 6.99 5.71 7.07 10.08 8.07 6.55 7.46 9/1994 Barclays U.S. Government/Credit 5-10 Year Index -3.57-0.55 5.22 6.82 5.25-7.21 7.78 6.31 - - Description: The investment seeks maximum total return, consistent with preservation of capital and prudent investment management. The fund normally invests at least 65% of its total assets in a diversified portfolio of Fixed Income Instruments of varying maturities, which may be represented by forwards or derivatives such as options, futures contracts, or swap agreements. It invests primarily in investment-grade debt securities, but may invest up to 10% of its total assets in high yield securities ("junk bonds") rated B or higher by Moody's, or equivalently rated by S&P or Fitch, or, if unrated, determined by PIMCO to be of comparable quality. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Cash -50.32 Non-U.S. Bonds 74.02 Total Inv Exp Net % 0.71 - Preferred 0.18 U.S. Bonds 73.61 Contractual Cap Expiration Date Other 2.51 Inv Manager or Sub-Advisor : Vanguard Group Total Inv Exp Gross % 0.71 Total Inv Exp Gross Per $1,000 Invested $7.10 Vanguard Total Bond Market Index Signal Fund 2,12,14,17,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) -2.48-0.85 3.40 5.14 4.47 5.28 4.15 5.91 5.14 6.12 9/2006 Barclays U.S. Government/Credit 5-10 Year Index -3.57-0.55 5.22 6.82 5.25-7.21 7.78 6.31 - - Description: The investment seeks to track the performance of a broad, market-weighted bond index. The fund employs an indexing investment approach designed to track the performance of the Barclays U.S. Aggregate Float Adjusted Index. It invests by sampling the index, meaning that it holds a broadly diversified collection of securities that, in the aggregate, approximates the full index in terms of key risk factors and other characteristics. The fund invests at least 80% of assets in bonds held in the index. It maintains a dollar-weighted average maturity consistent with that of the index, ranging between 5 and 10 years. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Cash 6.59 Non-U.S. Bonds 11.61 Total Inv Exp Net % 0.10 1/30 day period Preferred 0.05 U.S. Bonds 81.73 Contractual Cap Expiration Date Other 0.02 Investment Category: Inflation-Protected Bond Inv Manager or Sub-Advisor : PIMCO Total Inv Exp Gross % 0.10 Total Inv Exp Gross Per $1,000 Invested $1.00 PIMCO Real Return Admin Fund 12,14,17 (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) -8.31-5.13 4.42 4.85 5.32 6.84 8.98 7.64 6.86 7.85 4/2000 Barclays US Treas TIPS Index -7.39-4.78 4.63 4.41 5.19-6.98 7.04 6.65 - - Description: The investment seeks maximum real return, consistent with preservation of capital and prudent investment management. The fund normally invests at least 80% of its net assets in inflation-indexed bonds of varying maturities issued by the U.S. and non-u.s. governments, their agencies or instrumentalities, and corporations, which may be represented by forwards or derivatives such as options, futures contracts or swap agreements. It invests primarily in investment grade securities, but may invest up to 10% of its total assets in high yield securities ("junk bonds") rated B or higher. The fund is non-diversified. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Cash -24.50 Non-U.S. Bonds 27.33 Total Inv Exp Net % 0.70 - Preferred 0.08 U.S. Bonds 95.42 Contractual Cap Expiration Date Other 1.68 Total Inv Exp Gross % 0.72 Total Inv Exp Gross Per $1,000 Invested $7.20 08.10.2013 030904 Investment Option Summary - Page 3 of 20

Investment Option Summary As of 06/30/2013 Contract/Plan ID Number 6-17522 Asset Class: Balanced/Asset Allocation This asset class is generally composed of a combination of fixed income and equity investment options. These investment options may include balanced, asset allocation, target-date, and target-risk investment options. Although typically lower risk than investment options that invest solely in equities, all investment options in this category have the potential to lose value. Investment Category: Retirement Income Inv Manager or Sub-Advisor : Multiple Sub-Advisors Principal Trust(SM) Income Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 0.37 3.80 6.58 - - 8.20 7.76 - - 9.30 7/2009 Principal Trust Income Blended Index 0.96 4.34 6.88 - - - 7.32 - - - - Morningstar Lifetime Moderate Income Index 1.10 5.41 8.14 4.89 6.65-8.78 4.68 7.34 10.04 - Description: The investment option seeks current income and, as a secondary objective, capital appreciation. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on investors who have reached their investment time horizon. Other 1.44 U.S. Bonds 61.84 Total Inv Exp Net % 0.55 1/30 day period Preferred 0.07 Non-U.S. Bonds 7.85 Contractual Cap Expiration Date Non-U.S. Stocks 6.15 U.S. Stocks 19.74 Cash 2.91 Total Inv Exp Gross % 0.55 Investment Category: Target Date 2000-2010 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Total Inv Exp Gross Per $1,000 Invested $5.50 Principal Trust(SM) Target 2010 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 3.24 8.22 10.10 - - 11.84 10.76 - - 12.60 7/2009 Principal Trust Target 2010 Blended Index 3.78 8.84 10.11 - - - 10.43 - - - - Morningstar Lifetime Moderate 2010 Index 2.06 7.31 9.88 5.44 7.74-10.61 4.54 8.56 11.99 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 0.97 U.S. Bonds 42.72 Total Inv Exp Net % 0.59 1/30 day period Preferred 0.11 Non-U.S. Bonds 5.52 Contractual Cap Expiration Date Non-U.S. Stocks 11.42 U.S. Stocks 36.46 Cash 2.79 Total Inv Exp Gross % 0.59 Total Inv Exp Gross Per $1,000 Invested $5.90 Investment Option Summary - Page 4 of 20 08.10.2013 030904

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 Asset Class: Balanced/Asset Allocation This asset class is generally composed of a combination of fixed income and equity investment options. These investment options may include balanced, asset allocation, target-date, and target-risk investment options. Although typically lower risk than investment options that invest solely in equities, all investment options in this category have the potential to lose value. Investment Category: Target Date 2011-2015 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Principal Trust(SM) Target 2015 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 4.48 10.16 11.13 - - 13.07 11.89 - - 13.63 7/2009 Principal Trust Target 2015 Blended Index 5.00 10.73 11.15 - - - 11.49 - - - - Morningstar Lifetime Moderate 2015 Index 2.81 8.61 10.77 5.50 8.20-11.49 4.18 9.04 12.88 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.84 U.S. Bonds 34.42 Total Inv Exp Net % 0.60 1/30 day period Preferred 0.13 Non-U.S. Bonds 4.75 Contractual Cap Expiration Date Non-U.S. Stocks 15.37 U.S. Stocks 41.72 Cash 1.78 Total Inv Exp Gross % 0.60 Investment Category: Target Date 2016-2020 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Total Inv Exp Gross Per $1,000 Invested $6.00 Principal Trust(SM) Target 2020 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 5.52 11.52 12.09 - - 13.92 12.54 - - 14.27 7/2009 Principal Trust Target 2020 Blended Index 6.19 12.54 12.13 - - - 12.42 - - - - Morningstar Lifetime Moderate 2020 Index 3.89 10.42 11.85 5.47 8.61-12.53 3.62 9.41 13.88 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.81 U.S. Bonds 27.60 Total Inv Exp Net % 0.60 1/30 day period Preferred 0.14 Non-U.S. Bonds 3.98 Contractual Cap Expiration Date Non-U.S. Stocks 17.73 U.S. Stocks 47.20 Cash 1.53 Total Inv Exp Gross % 0.60 Total Inv Exp Gross Per $1,000 Invested $6.00 08.10.2013 030904 Investment Option Summary - Page 5 of 20

Investment Option Summary As of 06/30/2013 Contract/Plan ID Number 6-17522 Asset Class: Balanced/Asset Allocation This asset class is generally composed of a combination of fixed income and equity investment options. These investment options may include balanced, asset allocation, target-date, and target-risk investment options. Although typically lower risk than investment options that invest solely in equities, all investment options in this category have the potential to lose value. Investment Category: Target Date 2021-2025 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Principal Trust(SM) Target 2025 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 6.36 13.16 12.84 - - 14.62 13.53 - - 14.82 7/2009 Principal Trust Target 2025 Blended Index 7.06 13.90 12.80 - - - 13.10 - - - - Morningstar Lifetime Moderate 2025 Index 5.27 12.69 12.99 5.39 8.89-13.67 2.98 9.61 14.80 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.74 U.S. Bonds 23.02 Total Inv Exp Net % 0.60 1/30 day period Preferred 0.15 Non-U.S. Bonds 3.33 Contractual Cap Expiration Date Non-U.S. Stocks 19.34 U.S. Stocks 50.88 Cash 1.54 Total Inv Exp Gross % 0.60 Investment Category: Target Date 2026-2030 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Total Inv Exp Gross Per $1,000 Invested $6.00 Principal Trust(SM) Target 2030 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 6.78 13.92 13.36 - - 15.04 14.07 - - 15.17 7/2009 Principal Trust Target 2030 Blended Index 7.80 15.07 13.43 - - - 13.72 - - - - Morningstar Lifetime Moderate 2030 Index 6.59 14.89 13.90 5.33 9.06-14.68 2.46 9.67 15.44 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.75 U.S. Bonds 18.66 Total Inv Exp Net % 0.61 1/30 day period Preferred 0.15 Non-U.S. Bonds 2.70 Contractual Cap Expiration Date Non-U.S. Stocks 20.89 U.S. Stocks 54.24 Cash 1.60 Total Inv Exp Gross % 0.61 Total Inv Exp Gross Per $1,000 Invested $6.10 Investment Option Summary - Page 6 of 20 08.10.2013 030904

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 Asset Class: Balanced/Asset Allocation This asset class is generally composed of a combination of fixed income and equity investment options. These investment options may include balanced, asset allocation, target-date, and target-risk investment options. Although typically lower risk than investment options that invest solely in equities, all investment options in this category have the potential to lose value. Investment Category: Target Date 2031-2035 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Principal Trust(SM) Target 2035 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 7.26 14.69 13.84 - - 15.47 14.56 - - 15.51 7/2009 Principal Trust Target 2035 Blended Index 8.42 16.06 13.91 - - - 14.21 - - - - Morningstar Lifetime Moderate 2035 Index 7.43 16.39 14.40 5.30 9.17-15.36 2.18 9.71 15.73 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.78 U.S. Bonds 15.30 Total Inv Exp Net % 0.61 1/30 day period Preferred 0.16 Non-U.S. Bonds 2.22 Contractual Cap Expiration Date Non-U.S. Stocks 22.21 U.S. Stocks 56.67 Cash 1.65 Total Inv Exp Gross % 0.61 Investment Category: Target Date 2036-2040 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Total Inv Exp Gross Per $1,000 Invested $6.10 Principal Trust(SM) Target 2040 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 8.12 16.01 14.42 - - 15.86 15.19 - - 15.69 7/2009 Principal Trust Target 2040 Blended Index 8.97 16.94 14.37 - - - 14.68 - - - - Morningstar Lifetime Moderate 2040 Index 7.69 17.01 14.52 5.28 9.26-15.71 2.07 9.79 15.79 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.78 U.S. Bonds 12.32 Total Inv Exp Net % 0.62 1/30 day period Preferred 0.16 Non-U.S. Bonds 1.77 Contractual Cap Expiration Date Non-U.S. Stocks 23.22 U.S. Stocks 59.03 Cash 1.72 Total Inv Exp Gross % 0.62 Total Inv Exp Gross Per $1,000 Invested $6.20 08.10.2013 030904 Investment Option Summary - Page 7 of 20

Investment Option Summary As of 06/30/2013 Contract/Plan ID Number 6-17522 Asset Class: Balanced/Asset Allocation This asset class is generally composed of a combination of fixed income and equity investment options. These investment options may include balanced, asset allocation, target-date, and target-risk investment options. Although typically lower risk than investment options that invest solely in equities, all investment options in this category have the potential to lose value. Investment Category: Target Date 2041-2045 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Principal Trust(SM) Target 2045 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 8.14 16.24 14.70 - - 16.21 15.50 - - 16.08 7/2009 Principal Trust Target 2045 Blended Index 9.37 17.60 14.68 - - - 15.00 - - - - Morningstar Lifetime Moderate 2045 Index 7.56 17.06 14.44 5.21 9.33-15.84 2.00 9.88 15.78 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.76 U.S. Bonds 10.06 Total Inv Exp Net % 0.63 1/30 day period Preferred 0.17 Non-U.S. Bonds 1.42 Contractual Cap Expiration Date Non-U.S. Stocks 23.98 U.S. Stocks 60.84 Cash 1.77 Total Inv Exp Gross % 0.63 Investment Category: Target Date 2046-2050 Inv Manager or Sub-Advisor : Multiple Sub-Advisors Total Inv Exp Gross Per $1,000 Invested $6.30 Principal Trust(SM) Target 2050 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 8.52 16.80 15.02 - - 16.03 15.81 - - 15.77 7/2009 Principal Trust Target 2050 Blended Index 9.72 18.17 14.98 - - - 15.31 - - - - Morningstar Lifetime Moderate 2050 Index 7.35 16.99 14.32 5.14 9.38-15.94 1.96 9.96 15.75 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.76 U.S. Bonds 8.12 Total Inv Exp Net % 0.63 1/30 day period Preferred 0.17 Non-U.S. Bonds 1.13 Contractual Cap Expiration Date Non-U.S. Stocks 24.74 U.S. Stocks 62.28 Cash 1.79 Total Inv Exp Gross % 0.63 Total Inv Exp Gross Per $1,000 Invested $6.30 Investment Option Summary - Page 8 of 20 08.10.2013 030904

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 Asset Class: Balanced/Asset Allocation This asset class is generally composed of a combination of fixed income and equity investment options. These investment options may include balanced, asset allocation, target-date, and target-risk investment options. Although typically lower risk than investment options that invest solely in equities, all investment options in this category have the potential to lose value. Investment Category: Target Date 2051+ Inv Manager or Sub-Advisor : Multiple Sub-Advisors Principal Trust(SM) Target 2055 Fund 11,14,15,16,20,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 8.59 17.06 15.07 - - 16.00 15.99 - - 15.71 7/2009 Principal Trust Target 2055 Blended Index 9.83 18.36 15.02 - - - 15.37 - - - - Morningstar Lifetime Moderate 2050 Index 7.35 16.99 14.32 5.14 9.38-15.94 1.96 9.96 15.75 - Description: The investment option seeks a total return consisting of long-term growth of capital and current income. To pursue its goal, this Target Date Fund generally invests in affiliated and may invest in nonaffiliated open-ended mutual funds, insurance company separate accounts, and collective trust funds that Principal Trust considers appropriate based on the remaining time horizon of a particular Target Date Fund. Over time, Principal Trust intends to gradually shift the asset allocation targets of each Fund (other than the Principal Trust Income Fund) to accommodate investors progressing from asset accumulation years to income generation years. It is expected that within 15 years after its target year, a Fund's underlying fund allocation will match that of the Principal Trust Income Fund. Other 1.86 U.S. Bonds 7.67 Total Inv Exp Net % 0.63 1/30 day period Preferred 0.17 Non-U.S. Bonds 1.06 Contractual Cap Expiration Date Non-U.S. Stocks 25.08 U.S. Stocks 62.34 Cash 1.81 Total Inv Exp Gross % 0.63 Asset Class: Large U.S. Equity Total Inv Exp Gross Per $1,000 Invested $6.30 This asset class is generally composed of investment options that invest in stocks, or shares of ownership in large, well-established, U.S. companies. These investment options typically carry more risk than fixed income investment options but have the potential for higher returns over longer time periods. They may be an appropriate choice for long-term investors who are seeking the potential for growth. All investment options in this category have the potential to lose value. Investment Category: Large Value Inv Manager or Sub-Advisor : Edge Asset Management, Inc. Equity Income Inst Fund B,10,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 12.44 19.20 17.15 7.74 8.82 8.78 12.95 1.99 8.79 8.67 8/2000 Russell 1000 Value Index 15.90 25.32 18.51 6.67 7.79-17.51 0.59 7.38 - - Description: The investment seeks to provide a relatively high level of current income and long-term growth of income and capital. The fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in dividend-paying equity securities. It usually invests in equity securities of companies with large market capitalizations, but also invests in equity securities of companies with medium market capitalizations. The fund invests in value equity securities, an investment strategy that emphasizes buying equity securities that appear to be undervalued. It also invests in real estate investment trusts and securities of foreign issuers. Cash 0.19 U.S. Stocks 78.59 Total Inv Exp Net % 0.52 1/30 day period Non-U.S. Stocks 18.71 Other 2.50 Contractual Cap Expiration Date Total Inv Exp Gross % 0.52 Total Inv Exp Gross Per $1,000 Invested $5.20 08.10.2013 030904 Investment Option Summary - Page 9 of 20

Investment Option Summary As of 06/30/2013 Contract/Plan ID Number 6-17522 Asset Class: Large U.S. Equity This asset class is generally composed of investment options that invest in stocks, or shares of ownership in large, well-established, U.S. companies. These investment options typically carry more risk than fixed income investment options but have the potential for higher returns over longer time periods. They may be an appropriate choice for long-term investors who are seeking the potential for growth. All investment options in this category have the potential to lose value. Investment Category: Large Blend Inv Manager or Sub-Advisor : Amana Amana Trust Income Fund (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 12.33 19.64 15.06 6.76 11.40 8.48 9.65 3.47 11.06 8.17 6/1986 Russell 1000 Index 13.91 21.24 18.63 7.12 7.67-16.42 1.92 7.52 - - Description: The investment seeks current income and preservation of capital, consistent with Islamic principles. The fund invests mainly in common stocks, including foreign stocks. Investment decisions are made in accordance with Islamic principles. It diversifies its investments across industries and companies, and generally follows a value investment style. The fund purchases only dividend-paying companies, which are expected to have more stable stock prices and tend to be larger companies. Cash 2.71 U.S. Stocks 78.34 Total Inv Exp Net % 1.20 - Non-U.S. Stocks 18.58 Non-U.S. Bonds 0.37 Contractual Cap Expiration Date Inv Manager or Sub-Advisor : Oakmark Mutual Funds Total Inv Exp Gross % 1.20 Total Inv Exp Gross Per $1,000 Invested $12.00 Oakmark I Fund (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 15.45 26.41 19.10 11.90 8.13 12.78 20.97 6.16 7.82 12.34 8/1991 Russell 1000 Index 13.91 21.24 18.63 7.12 7.67-16.42 1.92 7.52 - - Description: The investment seeks long-term capital appreciation. The fund invests primarily in a diversified portfolio of common stocks of U.S. companies. It generally invests in the securities of larger capitalization companies. The fund uses a value investment philosophy in selecting equity securities. This investment philosophy is based upon the belief that, over time, a company's stock price converges with the company's intrinsic or true business value. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Cash 7.41 U.S. Stocks 85.02 Total Inv Exp Net % 1.03 - Non-U.S. Stocks 7.55 Other 0.02 Contractual Cap Expiration Date Inv Manager or Sub-Advisor : Parnassus Investments Total Inv Exp Gross % 1.03 Total Inv Exp Gross Per $1,000 Invested $10.30 Parnassus Equity Income Inv Fund G (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 14.27 23.76 17.03 8.88 8.74 10.30 15.43 5.15 8.13 9.84 9/1992 Russell 1000 Index 13.91 21.24 18.63 7.12 7.67-16.42 1.92 7.52 - - Description: The investment seeks to achieve both capital appreciation and current income. The fund invests primarily in a diversified portfolio of equity securities. Equity securities include common and preferred stock. It normally will invest a minimum of 80% of its net assets (including any borrowings for investment purposes) in equity securities. At least 75% of the fund's total assets will normally be invested in equity securities that pay interest or dividends. The remaining 25% may be invested in non-dividend-paying equity securities, short-term instruments and money-market instruments (i.e., "cash" or cash equivalents). Cash 10.93 U.S. Stocks 83.07 Total Inv Exp Net % 0.90 1/30 day period Non-U.S. Stocks 6.00 Contractual Cap Expiration Date Total Inv Exp Gross % 0.90 Total Inv Exp Gross Per $1,000 Invested $9.00 Investment Option Summary - Page 10 of 20 08.10.2013 030904

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 Asset Class: Large U.S. Equity This asset class is generally composed of investment options that invest in stocks, or shares of ownership in large, well-established, U.S. companies. These investment options typically carry more risk than fixed income investment options but have the potential for higher returns over longer time periods. They may be an appropriate choice for long-term investors who are seeking the potential for growth. All investment options in this category have the potential to lose value. Investment Category: Large Blend Inv Manager or Sub-Advisor : Principal Global Investors LargeCap S&P 500 Index Inst Fund B,2,6,10,18,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 13.74 20.40 18.27 6.82 7.10 3.16 15.73 1.48 6.88 2.19 3/2001 Standard & Poor's 500 Index 13.82 20.60 18.45 7.01 7.30-16.00 1.66 7.10 - - Description: The investment seeks long-term growth of capital. The fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies that compose the S&P 500 Index at the time of purchase. The index is designed to represent U.S. equities with risk/return characteristics of the large cap universe. It invests in index futures and options and exchange-traded funds ("ETFs") on a daily basis to gain exposure to the index in an effort to minimize tracking error relative to the benchmark. Cash -1.78 U.S. Stocks 96.58 Total Inv Exp Net % 0.16 1/30 day period Non-U.S. Stocks 3.25 Other 1.95 Contractual Cap Expiration Date Investment Category: Large Growth Inv Manager or Sub-Advisor : Harbor Capital Advisors Total Inv Exp Gross % 0.16 Total Inv Exp Gross Per $1,000 Invested $1.60 Harbor Capital Appreciation Inst Fund E (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 9.43 14.16 16.74 6.85 7.78 10.77 15.69 2.99 8.03 10.59 12/1987 Russell 1000 Growth Index 11.80 17.07 18.68 7.47 7.40-15.26 3.12 7.52 - - Description: The investment seeks long-term growth of capital. The fund invests primarily in equity securities, principally common and preferred stocks, of U.S. companies with market capitalizations of at least $1 billion at the time of purchase and that the Subadviser considers to have above average prospects for growth. The stocks of mid and large cap companies in the fund's portfolio are those the Subadviser expects to maintain or achieve above average earnings growth. The fund may invest up to 20% of its total assets in the securities of foreign issuers, including issuers located or doing business in emerging markets. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Cash 0.45 U.S. Stocks 88.02 Total Inv Exp Net % 0.66 4/12 month period Non-U.S. Stocks 11.53 Contractual Cap Expiration Date 02/28/2014 Total Inv Exp Gross % 0.68 Total Inv Exp Gross Per $1,000 Invested $6.80 08.10.2013 030904 Investment Option Summary - Page 11 of 20

Investment Option Summary As of 06/30/2013 Contract/Plan ID Number 6-17522 Asset Class: Small/Mid U.S. Equity This asset class is generally composed of investment options that invest in stocks, or shares of ownership in small- to medium-sized U.S. companies. These investment options typically carry more risk than larger U.S. equity investment options but have the potential for higher returns. They may be an appropriate choice for long-term investors who are seeking the potential for growth. All investment options in this category have the potential to lose value. Investment Category: Mid Cap Value Inv Manager or Sub-Advisor : RidgeWorth Funds RidgeWorth Mid-Cap Value Equity I Fund 1 (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 12.60 27.45 17.55 12.21 12.17 9.37 21.79 6.67 11.71 8.64 11/2001 Russell Midcap Value Index 16.10 27.65 19.53 8.87 10.92-18.51 3.79 10.63 - - Description: The investment seeks to provide capital appreciation; current income is as a secondary objective. The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in U.S.-traded equity securities of mid-capitalization companies. The subadviser considers mid-capitalization companies to be companies with market capitalizations similar to those of companies in the Russell Midcap(R) Value Index. Cash 3.00 U.S. Stocks 92.02 Total Inv Exp Net % 1.07 - Non-U.S. Stocks 4.98 Contractual Cap Expiration Date Investment Category: Mid Cap Blend Inv Manager or Sub-Advisor : Vanguard Group Total Inv Exp Gross % 1.07 Total Inv Exp Gross Per $1,000 Invested $10.70 Vanguard Mid Cap Index Signal Fund 1,2,17,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 15.53 25.00 19.00 7.93 10.46 5.16 16.02 3.15 10.04 3.00 3/2007 Russell Midcap Index 15.45 25.41 19.53 8.28 10.65-17.28 3.57 10.65 - - Description: The investment seeks to track the performance of a benchmark index that measures the investment return of mid-capitalization stocks. The fund employs an indexing investment approach designed to track the performance of the CRSP US Mid Cap Index, a broadly diversified index of stocks of mid-size U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period Non-U.S. Stocks 2.65 U.S. Stocks 96.85 Total Inv Exp Net % 0.10 1/30 day period Cash 0.51 Contractual Cap Expiration Date Investment Category: Mid Cap Growth Inv Manager or Sub-Advisor : Eagle Asset Management Total Inv Exp Gross % 0.10 Total Inv Exp Gross Per $1,000 Invested $1.00 Eagle Mid Cap Growth R5 Fund 1,17 (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 15.00 23.75 18.28 6.55 9.58 13.88 16.25 3.42 9.70 11.07 12/2009 Russell Midcap Growth Index 14.70 22.88 19.53 7.61 9.94-15.81 3.23 10.32 - - Description: The investment seeks long-term capital appreciation. The fund normally invests at least 80% of its net assets (plus the amount of any borrowings for investment purposes) in the equity securities of mid-capitalization companies. The fund's portfolio managers consider mid-capitalization companies to be those companies that, at the time of initial purchase, have market capitalizations that fall within the range of companies included in the Russell Midcap(R) Growth Index during the most recent 12-month period. Cash 0.03 U.S. Stocks 97.48 Total Inv Exp Net % 0.90 - Non-U.S. Stocks 1.71 Other 0.78 Contractual Cap Expiration Date 02/28/2013 Total Inv Exp Gross % 0.90 Total Inv Exp Gross Per $1,000 Invested $9.00 Investment Option Summary - Page 12 of 20 08.10.2013 030904

Contract/Plan ID Number 6-17522 Investment Option Summary As of 06/30/2013 Asset Class: Small/Mid U.S. Equity This asset class is generally composed of investment options that invest in stocks, or shares of ownership in small- to medium-sized U.S. companies. These investment options typically carry more risk than larger U.S. equity investment options but have the potential for higher returns. They may be an appropriate choice for long-term investors who are seeking the potential for growth. All investment options in this category have the potential to lose value. Investment Category: Mid Cap Growth Inv Manager or Sub-Advisor : Principal Global Investors MidCap Inst Fund B,1,10,19,21,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 14.27 25.75 21.40 10.21 11.77 9.57 19.15 7.03 11.57 8.78 3/2001 Russell Midcap Index 15.45 25.41 19.53 8.28 10.65-17.28 3.57 10.65 - - Description: The investment seeks long-term growth of capital. The fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with medium market capitalizations at the time of purchase. It invests in foreign securities. The fund invests in equity securities with value and/or growth characteristics and constructs an investment portfolio that has a "blend" of equity securities with these characteristics. Investing in value equity securities is an investment strategy that emphasizes buying equity securities that appear to be undervalued. Cash 0.16 U.S. Stocks 88.42 Total Inv Exp Net % 0.65 1/30 day period Non-U.S. Stocks 10.40 Other 1.02 Contractual Cap Expiration Date Investment Category: Small Value Inv Manager or Sub-Advisor : Heartland Mutual Funds Total Inv Exp Gross % 0.65 Total Inv Exp Gross Per $1,000 Invested $6.50 Heartland Value Plus Instl Fund 3,17 (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 9.99 17.16 13.90 7.42 11.21 7.52 11.67 7.32 11.92 6.17 5/2008 Russell 2000 Value Index 14.39 24.76 17.33 8.59 9.30-18.05 3.55 9.50 - - Description: The investment seeks long-term capital appreciation and modest current income. The fund invests primarily in a concentrated number (generally 40 to 70) of small-capitalization equity securities selected on a value basis. A majority of its assets are generally invested in dividend-paying common stocks. It primarily invests in companies with market capitalizations between $250 million and $4 billion at the time of purchase. Composition (% of Assets) as of 03/31/2013 Fees & Expenses # of Transfers Allowed/Time Period U.S. Stocks 99.61 Other 0.39 Total Inv Exp Net % 0.93 - Investment Category: Small Blend Inv Manager or Sub-Advisor : Principal Global Investors Contractual Cap Expiration Date Total Inv Exp Gross % 0.93 Total Inv Exp Gross Per $1,000 Invested $9.30 SmallCap S&P 600 Index Inst Fund B,1,2,7,10,F (as of 06/30/2013 quarter end) (as of 12/31/2012 year end) 16.05 24.85 19.98 9.69 10.54 9.06 16.10 4.93 10.22 8.10 3/2001 Standard & Poor's 600 Stock Index 16.19 25.18 20.27 9.95 10.77-16.33 5.14 10.45 - - Description: The investment seeks long-term growth of capital. The fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies that compose the Standard & Poor's ("S&P") SmallCap 600 Index at the time of purchase. The index is designed to represent U.S. equities with risk/return characteristics of the small cap universe. The fund invests in index futures and options and exchange-traded funds ("ETFs") on a daily basis to gain exposure to the index in an effort to minimize tracking error relative to the benchmark. Cash -0.64 U.S. Stocks 98.23 Total Inv Exp Net % 0.28 1/30 day period Non-U.S. Stocks 1.38 Other 1.03 Contractual Cap Expiration Date 02/28/2014 02/28/2014 Total Inv Exp Gross % 0.28 Total Inv Exp Gross Per $1,000 Invested $2.80 08.10.2013 030904 Investment Option Summary - Page 13 of 20