CONTENTS COMPARATIVE TABLES SHOWING PROVISIONS OF COMPANIES ACT 2013 & COMPANIES ACT 1956 & VICE VERSA u u u Table showing sections of Companies Act, 2013 & Corresponding Provisions of Companies Act, 1956 Table showing sections of Companies Act, 1956 & Corresponding Provisions of Companies Act, 2013 Table showing sections of Companies Act, 1956 not covered in Companies Act, 2013 I-15-I-60 I-61-I-116 I-117-I-126 1 COMPANIES ACT, 2013 Arrangement of Sections iii-xxii Annotated text of the Companies Act, 2013 1.1-1.406 Appendix I : Provisions of other Acts referred to in Companies Act, 2013 1.407-1.461 Appendix II : Words & Phrases Judicially noticed 1.462-1.511 Appendix III : Part IXA of Companies Act, 1956 1.512-1.535 SUBJECT INDEX 1.537-1.577 2 A SECTION-WISE COMPARATIVE STUDY ANALYSING DIFFERENCES BETWEEN PROVISIONS OF COMPANIES ACT 2013 & COMPANIES ACT 1956 A Section-wise Comparative Study analysing differences between provisions of Companies Act 2013 & Companies Act 1956 2.1-2.210 I-5
CONTENTS I-6 3 A SUBJECT-WISE COMPARATIVE STUDY ANALYSING DIFFERENCES BETWEEN PROVISIONS OF COMPANIES ACT 2013 & COMPANIES ACT 1956 A Subject-wise comparative study analysing differences between provisions of Companies Act 2013 & Companies Act 1956 3.1-3.166 4 COMPANY LAW PRACTICE MANUAL Company Law Practice Manual 4.1-4.404* 5 LANDMARK INDIAN & FOREIGN RULINGS (1913-2013) Section key to Landmark Indian & Foreign Rulings (1913-2013) 5.i-5.iv* Alphabetical key to Landmark Indian & Foreign Rulings (1913-2013) 5.v-5.xii* Landmark Indian & Foreign Rulings (1913-2013) 5.3-5.428* 6 CIRCULARS & CLARIFICATIONS RELEVANT UNDER COMPANIES ACT, 2013 Section key to Circulars & Clarifications relevant under Companies Act, 2013 Alphabetical key to Circulars & Clarifications relevant under Companies Act, 2013 6.i-6.ii* 6.iii-6.viii* Circulars & Clarifications relevant under Companies Act, 2013 6.3-6.274* *See Volume 2.
I-7 CONTENTS 7 OTHER CORPORATE LAWS Competition Act, 2002 as amended upto date 7.3-7.70 Limited Liability Partnership Act, 2008 7.71-7.116 Securities Contracts (Regulation) Act, 1956 as amended by the Securities Laws (Amendment) Ordinance, 2013 7.117-7.158 Preference Shares (Regulation of Dividends) Act, 1960 7.159-7.165 Securities and Exchange Board of India Act, 1992 as amended by the Securities Laws (Amendment) Ordinance, 2013 7.167-7.208 Emblems and Names (Prevention of Improper Use) Act, 1950 7.209-7.215 Sick Industrial Companies (Special Provisions) Act, 1985 7.217-7.244 Sick Industrial Companies (Special Provisions) Repeal Act, 2003 7.245-7.251 Depositories Act, 1996 as amended by the Securities Laws (Amendment) Ordinance, 2013 7.253-7.274 8 LISTING AGREEMENT Text of the Listing Agreement 8.1-8.162 9 SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 Arrangement of Regulations 9.i Text of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 9.3 Notification of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 9.276 Scheme of Arrangement under the Companies Act, 1956 - Revised Requirements for the Stock Exchanges and Listed Companies 9.281 Filing of offer documents with the Board under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 9.295
CONTENTS I-8 Disclosure of price information of past issues handled by Merchant Bankers 9.301 Adjustment of differential pricing amount at the time of application for allotment of specified securities 9.304 Miscellaneous 9.306 10 SEBI RULES & REGULATIONS Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000 10.3 Depositories (Appeal to the Central Government) Rules, 1998 10.13 Depositories (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005 10.17 Securities and Exchange Board of India (Aid for Legal Proceedings) Guidelines, 2009 10.20 Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 10.23 Securities and Exchange Board of India (Annual Report) Rules, 1994 10.49 Securities and Exchange Board of India (Appeal to Central Government) Rules, 1993 10.52 Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994 10.56 Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 10.71 Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003 10.91 Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 10.134 Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999 10.139 Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 10.192 Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996 10.211
I-9 CONTENTS Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993 10.225 Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 10.247 Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996 10.261 Securities and Exchange Board of India (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 10.302 Securities and Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 10.325 Securities and Exchange Board of India (Foreign Venture Capital Investors) Regulations, 2000 10.350 Securities and Exchange Board of India (Form of Annual Statement of Accounts and Records) Rules, 1994 10.360 Securities and Exchange Board of India (Framework for Rejection of Draft Offer Documents) Order, 2012 10.370 Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 10.373 Securities and Exchange Board of India (Interest Liability Regularisation) Scheme, 2004 10.376 Securities and Exchange Board of India (Intermediaries) Regulations, 2008 10.381 Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 10.405 Securities and Exchange Board of India (Investor Protection and Education Fund) Regulations, 2009 10.423 Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008 10.428 Securities and Exchange Board of India (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 10.452 Securities and Exchange Board of India (Issue of Sweat Equity) Regulations, 2002 10.472 Securities and Exchange Board of India (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2006 10.478 Securities and Exchange Board of India [KYC (Know Your Client) Registration Agency] Regulations, 2011 10.480
CONTENTS I-10 Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 10.494 Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 10.517 Securities and Exchange Board of India (Ombudsman) Regulations, 2003 10.601 Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 10.613 Securities and Exchange Board of India (Procedure for Board Meetings) Regulations, 2001 10.639 Securities and Exchange Board of India (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 1995 10.643 Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 10.646 Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 10.653 Securities and Exchange Board of India (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 10.676 Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 10.707 Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) Regulations, 2006 10.726 Securities and Exchange Board of India (Self Regulatory Organisations) Regulations, 2004 10.729 Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992 10.743 Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 10.787 Formats under Takeover Regulations 10.821 Securities and Exchange Board of India (Terms and Conditions of Service of Chairman and Members) Rules, 1992 10.918 Securities and Exchange Board of India (Underwriters) Regulations, 1993 10.922 Securities and Exchange Board of India (Venture Capital Funds) Regulations, 1996 10.939
I-11 CONTENTS Securities Appellate Tribunal (Procedure) Rules, 2000 10.953 Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and Other Members) Rules, 2003 10.961 Securities Appellate Tribunal (Salaries and Allowances and other Conditions of Service of the Officers and Employees) Rules, 1997 10.964 Securities Contracts (Reference to the Company Law Board) Rules, 1986 10.966 Securities Contracts (Regulation) (Appeal to Securities Appellate Tribunal) Rules, 2000 10.969 Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006 10.978 Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005 10.990 Securities Contracts (Regulation) Rules, 1957 10.993 Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 10.1019 Securities Transaction Tax Rules, 2004 10.1047