Genesis NMF II Platform

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Transcription:

Content 1. Genesis NMF II Platform 2. About NMF II 3. Eligibility Criteria 4. NMF II Platform Features 5. Value Proposition 6. Mobile Application 7. Upcoming Developments on Platform 8. Details on NRI registrations and transactions 9. API 10. Contact Us 11. System Interface

Genesis NMF II Platform Ideology for platform a) Identify current roadblocks and hindrances : Majority transactions in non demat mode through physical paper Multiple forms and cheques for investment in different schemes Transactions involve huge cost in terms of human capital Wastage of time and efforts in transaction execution rather than financial advice b) Industry Challenges Multiple RTAs Multiple touch points Non standardization of industry practices Multiple Folios Time stamping of transactions c) Convenience operational ease Elimination / reduction in paper work Single platform for multiple AMCs Reduction in cost and efforts to execute transactions Digitization of Mutual Fund applications

About NMF II Particulars Count AMCs active on the platform 35 % of AMC AUM available on platform 99% IFAs / National level distributors registered on platform 2,424 Distributors spread across - locations 254 Investors registered on platform 2,80,000 Investors spread across - locations 1,807 Schemes active on NMF II platform 9,827

Eligibility Criteria Valid AMFI Registration Limited purpose membership with Exchange Individual, Proprietors, Partnership firms, Corporates, LLP, Trusts, Societies, any entity granted registration by AMFI Fees and Deposits- Refundable deposits of Rs. 15,000/ for non Corporates Rs. 25000/- for Corporate and Annual renewal fee of Rs. 2000/-

NMF II Platform Features Access through a desktop / Mobile application Geographical barriers removed Option to choose Demat / Non - Demat mode of holding Digitised transactions complete elimination of paper and related cost Create basket of investments Facility to transact 24 *7 Single payment for multiple investments across AMCs Multiple modes of payment Cheque, NEFT/RTGS, Online, Mandate Registration of multiple bank account numbers (maximum upto 5) Facility to view Portfolio statement Various useful reports available on the platform Order Confirmation via SMS and Email to investor Branch Management and User Management features available Facility to re-trigger emails to investors Payment link, OTP, FATCA / KYC Aadhar based E-kyc for investors Availability of mail back data on platform Integration through APIs

Value Proposition No Direct Plans Platform integrates all stakeholders ( Investors/ distributors/ RTAs) electronically Facility to transact on the go through - Distributor Mobile Application Provision to upgrade constantly to incorporate all new developments in industry Daily reports to increase operational efficiency Facility to map investors to sub broker ARN / EUIN / Sub Users Reduced logistic requirement with Nil infrastructure cost Clients login provided based on distributor discretion Dedicated helpdesk team to handle queries

Client Delight - Convenient & Transparent One time investor registration Investor Identification Number (IIN) Single cheque across multiple investments Single view of entire holdings in the industry Facility to view / transact online in MF units held in non-demat mode Conveniently trade online / phone / paper order Order status confirmations via SMS / emails Redemption proceeds received directly in client s registered bank account

Mobile Application Transactions Facilitated: Purchase Redemption Switch Systematic registration SIP / SWP/ STP Exception entry Purchase, Switch, Redemption Other Features: Transaction status ACH Mandate Registration ACH Mandate Registration report Transaction Listing report Generate Pay in Slip Multiple Bank Registration

Upcoming Developments on Platform Features round the corner Instant redemption products Transactions through POA Additional Banks for direct debit facility Risk profiling, portfolio design, asset allocation tools

Details on NRI registrations and transactions Types of Non resident Accounts; NRE ( Investment proceeds are repatriable freely) NRO (Investment proceeds can be repatriated subject to RBI approval) FCNR ( Investment proceeds are repatriable freely) Types of Non resident tax status code available on platform; NRI (HUF) NRI (Minor)* NRI (NRO) NRI - Minor (NRO) NRI Others* * Pertains to NRE accounts.

Details on NRI registrations and transactions NRI Registrations Separate IINs are required to be created for NRO and NRE accounts with respective tax code and mapping of NRO / NRE bank accounts respectively Foreign address is mandatory is for IIN registration In case the investor does not have Indian address, in contact details, others can be selected in city and foreign details can be entered Cancelled cheque of NRO / NRE account is required to be submitted along with IIN registration form NRI Transactions In case of investments done through Foreign Inward remittances, FIRC ( Foreign Inward Remittance Certificate) is required to be scanned and uploaded through the platform

API - Functionalities Create Customer Purchase Transaction Redemption Transaction Switch Transaction Systematic Transaction Cease the Systematic Transaction Get IIN Transaction Reverse Feed Systematic Registration Report Get All IIN Details FATCA / KYC / UBO Registration Edit Customer Details IIN Modification Status ACH Mandate Registration ACH Mandate Report Systematic Cease Report Fetch Investor details in case of existing customer contd...

API - Masters included AMC Master Product Master Transaction Master Download payment mechanism information Scheme Limit information Pan Exempt Category Information Bill desk Master Information Source of Wealth information Identification type master information UBO Master Information Pin Code Master Information Holding Master Occupation Master Country Master Bank Master State Master City Master Tax Master

API - Image upload IIN image upload Transaction image upload Bank details image upload

Contact Details Region wise Location NSE Person Mobile No Email id Mumbai Priyad Tadkod 9619497908 ptadkod@nse.co.in Mumbai Rohit Bohra 9930875812 rbohra@nse.co.in Delhi Vikas Panwar 9582230061 vpanwar@nse.co.in Cochin Ravi Jain 9946708886 ravij@nse.co.in Ahmedabad Prashant Shah 9041057072 shahp@nse.co.in Kolkata Ishita Banerjee 9038704967 ibanerjee@nse.co.in Chennai Rakesh Raman 9790912391 rraman@nse.co.in Hyderabad Abhishek Goud 9000100319 agoud@nse.co.in

Single order entry screen across multiple schemes

Transaction Slip

Redemption Transaction

Switch Transaction

Systematic Registrations

Order Tracking Status

Portfolio Statements

Transaction Listing

Folio Enquiry

Thank You

Disclaimer The National Stock Exchange of India Limited is proposing, subject to receipt of requisite approvals, market conditions and other considerations, an initial public offer of its equity shares and has filed a Draft Red Herring Prospectus dated December 28, 2016 ( DRHP ) with the Securities and Exchange Board of India ( SEBI ). The DRHP is available on the websites of SEBI and the BSE Limited at www.sebi.gov.in and www.bseindia.com, respectively and of the Managers, Citigroup Global Markets India Private Limited at http://www.online.citibank.co.in/rhtm/citigroupglobalscreen1.htm, JM Financial Institutional Securities Limited at www.jmfl.com, Kotak Mahindra Capital Company Limited at http://www.investmentbank.kotak.com, Morgan Stanley India Company Private Limited at http://www.morganstanley.com/about-us/global-offices/india/, HDFC Bank Limited at www.hdfcbank.com, ICICI Securities Limited at www.icicisecurities.com, IDFC Bank Limited at www.idfcbank.com and IIFL Holdings Limited at www.iiflcap.com. Investors should not rely on the DRHP for making any investment decision, and should note that investment in equity shares involves a high degree of risk, and for details see the section titled Risk Factors in the red herring prospectus, when available. Any securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the Securities Act ), and may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act. There is no intention to register any securities referred to herein in the United States or to make a public offering of the securities in the United States.