Request for Proposal on Qualifications (RFP/Q) Juniata County Government

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Request for Proposal on Qualifications (RFP/Q) For Energy Performance Contracting Services For Juniata County Government Proposals Due June 5, 2015 by 4:00 p.m.

Request for Qualifications: Energy Performance Contracting Services Page 2 of 17 Table of Contents REQUEST FOR QUALIFICATIONS...3 ATTACHMENT A: GENERAL RFQ TERMS AND CONDITIONS...4 OVERVIEW...4 GENERAL OWNER INFORMATION...4 SCOPE OF SERVICES...4 RFQ PROCESS...5 ATTACHEMENT B: PROPOSED RFQ SCHEDULE...7 ATTACHMENT C: ESCO RESPONSE...8 GENERAL INFORMATION...8 ATTACHMENT D: EVALUATION CRITERIA...15 ATTACHMENT E: BUILDING LOCATIONS...16

Request for Qualifications: Energy Performance Contracting Services Page 3 of 17 REQUEST FOR QUALIFICATIONS Energy Performance Contracting Services for Juniata County Government Juniata County Government ( the County ) is requesting qualifications pertaining to an energy savings and facilities improvement program from interested qualified energy services companies (ESCOs). The proposal is designed to identify a qualified company to implement capital improvements to reduce energy and operational costs in facilities and infrastructure such that annual cost savings are applied to annual payments for improvements. The project scope shall conform to the Act 57 of 1998, 62 Pa. C.S. 3751-3757 ( ACT 57 ) as amended under Act 77 of 2004 and Act 39 of 2010. Upon complete evaluation of the submitted qualifications, the County will select what it determines to be the most qualified provider. This request in no manner obligates the County to the eventual purchase of any products or services described, implied, or which may be proposed, until confirmed by written and signed agreement, and may be terminated by the County without penalty or obligation at any time prior to the signing of an Agreement or Purchase Order. The County reserves the right to reject any or all proposals. Three (3) hard copies and one (1) electronic copy of the proposal are required and shall be contained in a sealed package and clearly marked with the firm name, labeled Energy Performance Contracting Services and addressed to: Mr. Jim Bahorik, County Administrator Juniata County Government The Bousum Building 26 North Main Street jbahorik@juniataco.org (Submission email for electronic copy.) Proposals must be received no later than June 5, 2015 by 4:00 p.m. The County is not liable for any cost incurred by any person or firm responding to the RFQ. Questions prior to the submittal of the RFQ are to be directed to: Mr. Jim Bahorik, County Administrator Juniata County Government The Bousum Building 26 North Main Street 717 436-7704 jbahorik@juniataco.org (Preferred method of contact.) Mr. Bahorik is the only contact for this project. Contacting other administrators, Commissioners, or staff members as part of this process is not acceptable and is grounds for potential elimination from consideration. All questions must be submitted in writing. Email is the preferred method for communication.

Request for Qualifications: Energy Performance Contracting Services Page 4 of 17 ATTACHMENT A: GENERAL RFQ TERMS AND CONDITIONS OVERVIEW The County seeks to maximize energy cost savings and related costs in order to pay for facility and infrastructure upgrades and services as authorized by Act 57 of 1998, 62 Pa. C.S. 3751-3757 ( ACT 57 ) as amended under Act 77 of 2004 and Act 39 of 2010. Services and capital improvements will be financed through an energy performance contract which: Incurs no initial capital costs (with the option for the County to provide additional capital if desired) Achieves significant long-term cost savings Achieves a guarantee for cost savings Maintains consistent and reasonable levels of occupant comfort Maintains consistent levels of building functionality Captures additional benefits that may directly result from energy-related services and capital improvements, such as environmental protection, hazardous materials disposal or recycling, improved occupant comfort, reduced maintenance needs, improved indoor air quality and additional building and infrastructure improvements. The vendor selected will be expected to adhere to the County purchasing policies and procedures regarding the solicitation of bidders for equipment and/or work associated with capital improvements. In addition, the vendor and all subcontractors will comply with Pennsylvania s Prevailing Wage Law. GENERAL OWNER INFORMATION The County s primary eight (9) buildings are situated within 394 square miles with four (4) boroughs and thirteen (13) townships. Comprised of approximately 57,000 square feet of building space, the facilities consist of the Courthouse, Prison, H. Brown Fry Building, Courthouse Annex, K. Bousum Building, Library, Barn Storage,Tuscarora Tower Site and Black Log Tower Site. The County anticipates a turnkey energy conservation program with major reductions in annual utility costs with savings that meet or exceed project expenditures. SCOPE OF SERVICES ESCO Services ESCO must have the technical capability to address a broad range of systems including but not limited to: Mechanical Systems Heating, ventilating and air conditioning (HVAC) systems, energy management and control systems, domestic hot water systems, distribution systems, etc. Plants Distribution systems, etc.

Request for Qualifications: Energy Performance Contracting Services Page 5 of 17 Lighting Systems Indoor and outdoor lighting systems, lighting controls, day-lighting strategies, etc. Building Envelope Systems Windows, insulation, weatherization, etc. Water Systems Automatic controls, low-flow faucet aerators, low-flow toilets, etc. RFQ PROCESS The RFQ and contracting process has four phases: RFQ Phase: Through this RFQ, an ESCO will be identified based on written proposals; possible interviews with top ESCO candidates may be conducted along with a final reference check. Letter of Intent Phase: A project development agreement will be developed with the selected ESCO to further define the project scope, cost and financial terms. Construction/Implementation/Financing Phase: An Energy Performance Contract will be developed to implement the negotiated and recommended projects, and signed by the County and the selected ESCO. Commissioning/Guarantee/Monitoring Phase: Upon completion of construction, the ESCO will offer a variety of services to ensure savings are met, such as a savings guarantee, staff training, and follow-up monitoring. PHASE ONE: RFQ Review of Written Qualifications Qualifications must be submitted as described in this RFQ. An evaluation team will review the qualifications and select one ESCO that the County, in its sole discretion, determines best meets the needs of the County. The County reserves the right to reject any or all proposals. Final Selection Final reference checks will be conducted with the apparent awardee (top-ranked ESCO) prior to making the final selection. The selected ESCO will be notified. PHASE TWO: Letter of Intent A Letter of Intent will be implemented after final ESCO selection to perform the technical audit which provides project design, cost, financial terms, and the implementation plan. PHASE THREE: Construction/Implementation/Financing Energy Performance Contract Following successful completion of the technical audit, an Energy Performance Contract will be negotiated to implement the projects, and must be signed by the County and the ESCO. Sample Contract Documents The successful ESCO shall be required to provide payment and performance bonds in the amount of 100 percent of the total contract amount.

Request for Qualifications: Energy Performance Contracting Services Page 6 of 17 Equipment Compatibility or Standardization All equipment installed that is comparable to similar equipment at the facilities shall offer compatibility with existing systems, and/or be of the same manufacturer for standardization of equipment County-wide, unless excepted by the County. PHASE Four: Commissioning/Guarantee/Monitoring Savings Guarantee The ESCO will guarantee the savings associated with the performance contract. Staff Training Training of building occupants and maintenance workers in energy conservation awareness is required. Follow-Up Monitoring The ESCO will provide annual energy audits that are based on the approved measurement and verification plan. Excess Savings One hundred percent (100%) of all energy and operational savings shall be retained by the County over the life of the contract.

Request for Qualifications: Energy Performance Contracting Services Page 7 of 17 ATTACHEMENT B: PROPOSED RFQ SCHEDULE The following schedule is the proposed schedule. This schedule is at the discretion of the County and may change during the project. Activity Date RFQ Release / Notice May 20, 2015 Deadline to Submit RFQ Proposal June 5, 2015 Interviews with Finalists (if necessary) June 16, 2015 County Approval (Subject to Change) June 23, 2015

Request for Qualifications: Energy Performance Contracting Services Page 8 of 17 ATTACHMENT C: ESCO RESPONSE GENERAL INFORMATION Due Date Qualifications must be received at the below address on or before June 5, 2015, by 4:00 p.m., EST. Late qualifications will not be accepted. Instructions for Submitting Qualifications Submittals must be clearly marked with the firm name and labeled Energy Performance Contracting Services Qualifications document is limited to 30 pages Quantity: Three (3) hard copies, one (1) digital copy Proposal must be submitted in a sealed package Delivery Mr. Jim Bahorik, County Administrator Juniata County Government The Bousum Building 26 North Main Street jbahorik@juniataco.org (Submission email for electronic copy.) Attention: Energy Performance Contracting Services ESCO Profile and Approach to Project Answer all questions or state N/A if not applicable Please number and re-state each subheading or question, followed by your response. This improves clarity and makes it much easier to evaluate your proposal. Number all pages. 1. Qualifications and Capability a. General Firm Information 1. Type of Firm (Corporation, partnership, sole proprietorship, joint venture) 2. Year Firm Established Number of years has your been in business under its present business name 3. Other Firm Names Indicate all other names by which your organization has been known and the length of time known by each name. 4. Parent Company If applicable, state name, address, former name it applicable, tax identification number 5. Participating Division or Branch Offices State division or branch offices that will participate in the development of the proposal, in its evaluation

Request for Qualifications: Energy Performance Contracting Services Page 9 of 17 process, and/or in the conduct of any services provided (office name, and address). b. Experience of Firm 1. Years in Energy Business State the number of years your firm has been involved in the energy-efficiency related business. State the number of years your firm has offered performance contracting services. 2. Number and Value of Contracts Indicate the number of energy savings performance contracts at public sector facilities in Pennsylvania actually implemented by your firm, each year for the past 5 years. Indicate the associated dollar value. 3. Full-Tim Personnel Indicate the number of full-time personnel employed by your firm. 4. NAESCO Accreditation and other Pre-Qualifiers Is your firm accredited by NAESCO (National Association of Energy Service Companies)? c. Scope of Services 1. Types of Services Summarize the scope of services (auditing, design, construction, monitoring, operations, maintenance, training, financing, etc.) available from your firm. 2. Expertise in Systems Describe your ability to offer services to upgrade HVAC, controls, lighting, renewable, and other systems. 3. Provision of Insurance Generally describe your capability to secure insurance policies. d. Financial Qualifications 1. Financial Statement Attach your firm s most recent financial statement or annual report for each of the last three years. (Annual Report is exempt from the 30 page limit) 2. Experience and Expertise a. Project History Briefly describe the number of energy savings performance contracts at public sector facilities in Pennsylvania actually implemented by your firm within the last five (5) years. Include the following information on each project (no preferred format): Project Identification Name of the project owner, type of project (K-12 School, County, University, Community College, etc.), location (city, state) Project Size Total square footage and total contract amount. List of Improvements Type of retrofits and operational improvements related to energy, water and other cost savings. Savings Summary of savings realized Comments Comment on any special features, services, and/or conditions, etc. References Names and contact information of owner representative who can serve as references

Request for Qualifications: Energy Performance Contracting Services Page 10 of 17 b. Personnel Information 1. Qualifications and Experience Describe the number and quality of staff you currently have to conduct technical analysis, engineering design, construction management, construction, training and post-contract monitoring. If needed, refer to resumes in the Site Specific Project Information section. 3. Technical Approach a. Design/Construction 1. Engineering Design Describe your firm s approach to the technical design of this project 2. Standards of Comfort Describe standards of comfort and functionality that are generally used for light levels, space temperature, ventilation rates, etc. in the intended facilities. b. Engineering Analysis 1. Baseline Calculation Methodology Describe in detail the methodology your firm normally uses to compute baseline of energy and water use as well as performance. 2. Adjustment to Baseline Methodology Describe the method(s) used to adjust the energy, water and O&M baseline due to such factors as weather and facility use changes. Describe factors that would necessitate adjustment. Address issues regarding buildings projected to have substantial changes in use. 3. Savings Calculations List all procedures, formulas and methodologies including special metering or equipment, which your firm will use to calculate energy, water and O&M savings. Include assumptions made in the calculations. 4. Dollar Savings Calculations Describe the procedure to assign dollar values to the savings. Include energy savings as well as maintenance, material and operational savings. 5. Cost Savings Guarantee Calculations Describe your firm s procedures and schedule for measuring financial performance of projects. Describe hoe the guarantee provisions work in the event that project results vary from projections. Also describe how excess savings can be documented. 6. Billing and Invoices Describe your standard billing procedures and attach a sample invoice. 4. Performance Contracting Approach a. Approach 1. Differentiation of Your Firm Describe particular characteristics of how your firm approaches performance contracting. 2. Management Briefly describe your firm s approach to project management. b. Other Services

Request for Qualifications: Energy Performance Contracting Services Page 11 of 17 1. Monitoring and Verification Describe the methodology proposed for ongoing monitoring and savings verification of each recommended project s performance, including the frequency of such efforts and preferred industry benchmarks. 2. Project Financing Describe your firm s preferred approach to providing or arranging financing for the proposed project. Describe the mechanics of the financing arrangement, including equipment ownership, responsibilities/liabilities of each party, security interest required and any special terms and conditions that may be associated with the financing of this project. 5. Site Specific Approach a. Project Scope 1. Types of Services Summarize the firm s methodology of scope of services (auditing, design, construction, monitoring, operations, maintenance, training, financing, etc.) offered for this project. 2. Benefits Describe the specific benefits your firm is offering as part of this proposal. b. Project Management 1. Management Approach Briefly describe your firm s approach to managing this project. 2. Qualifications and Experience of Staff Assigned to this Project Identify the individual(s) who will have primary responsibility for each task and phase of the project. List name, title, intended role, and responsibilities for the duration of the contract, educational background, specific qualifications related to role and responsibilities, past relevant experience, number of years of relevant experience, supervisory responsibilities if relevant, list of projects individual was associated with during the last five (5) years including type of project, project cost, résumé and home office location. Tasks and phases to address include technical analysis, engineering design, construction management, construction, training and post-contract monitoring. Indicate the percent of time each person is available to work on this project. Include only those individuals who have direct responsibilities and roles in this project. c. Technical and Construction Issues 1. Construction Management Describe how your firm will work with current building management and maintenance personnel in order to coordinate construction and avoid conflicts with the building s operation and use. Describe your flexibility and/or any limitations regarding possible County activities such as: management of additional energy and water projects, monitoring of installation and performance of ESCO projects, integration of other identified capital needs with ESCO projects which may or may not contain energy and water saving opportunities. 2. Project Schedule Propose a typical project schedule.

Request for Qualifications: Energy Performance Contracting Services Page 12 of 17 6. Cost and Pricing a. Costs Describe other costs such as maintenance and monitoring agreements and describe how they may be applied. Also, point out if these are annual costs and if they are required each year of the contract. b. Best Value Describe how your approach to performance contracting delivers best value for the investment. This is an opportunity to point out how your company may be able to deliver a more cost-effective overall project due to corporate structure, relationships with vendors, depth of experience and expertise, local relationships and experience, experience in similar types of facilities, knowledge of particular retrofits, etc. 7. Insurance Requirements Consultant shall procure and maintain for the duration of the contract insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work hereunder by the Consultant, its agents, representatives, or employees. a. Minimum Scope and Limit of Insurance Coverage shall be at least as broad as: 1. Commercial General Liability (CGL): covering CGL on an occurrence basis, including products and completed operations, property damage, bodily injury and personal & advertising injury with limits no less than $1,000,000 per occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location or the general aggregate limit shall be twice the required occurrence limit. 2. Automobile Liability: covering, Code 1 (any auto), or if Consultant has no owned autos, Code 8 (hired) and 9 (nonowned), with limit no less than $1,000,000 combined limit per accident for bodily injury and property damage. 3. Workers Compensation insurance as required by the Commonwealth of Pennsylvania, with Statutory Limits, and Employer s Liability Insurance with limit of no less than $1,000,000 per accident for bodily injury or disease. (Not required if consultant provides written verification it has no employees)

Request for Qualifications: Energy Performance Contracting Services Page 13 of 17 4. Professional Liability (Errors and Omissions) Insurance appropriate to the Consultant s profession, with limit no less than $1,000,000 per occurrence or claim, $2,000,000 aggregate. b. Additional Insured The County, its officers, officials, employees, and volunteers are to be covered as additional insureds on the CGL policy with respect to liability arising out of work or operations performed by or on behalf of the Consultant including materials, parts, or equipment furnished in connection with such work or operations. c. Primary Coverage For any claims related to this contract, the Consultant s insurance coverage shall be primary insurance as respects the County, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the County, its officers, officials, employees, or volunteers shall be excess of the Consultant s insurance and shall not contribute with it. d. Notice of Cancellation Each insurance policy required above shall state that coverage shall not be canceled, except with notice to the County. e. Waiver of Subrogation Consultant hereby grants to the County a waiver of any right to subrogation which any insurer of said Consultant may acquire against the County by virtue of the payment of any loss under such insurance. Consultant agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this provision applies regardless of whether or not the County has received a waiver of subrogation endorsement from the insurer. f. Deductibles and Self-Insured Retentions Any deductibles or self-insured retentions must be declared to and approved by the County. The County may require the Consultant to provide proof of ability to pay losses and related investigations, claim administration, and defense expenses within the retention. g. Acceptability of Insurers Insurance is to be placed with insurers with a current A.M. Best s rating of no less than A:VII, unless otherwise acceptable to the County.

Request for Qualifications: Energy Performance Contracting Services Page 14 of 17 h. Claims Made Policies If any of the required policies provide coverage on a claims-made basis: 1. The Retroactive Date must be shown and must be before the date of the contract or the beginning of contract work. 2. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a Retroactive Date prior to the contract effective date, the Consultant must purchase extended reporting coverage for a minimum of five (5) years after completion of contract work. i. Verification of Coverage Consultant shall furnish the County with original certificates and amendatory endorsements or copies of the applicable policy language effecting coverage required by this clause. All certificates and endorsements are to be received and approved by the County before work commences. However, failure to obtain the required documents prior to the work beginning shall not waive the Consultant s obligation to provide them. The County reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by these specifications, at any time.

Request for Qualifications: Energy Performance Contracting Services Page 15 of 17 ATTACHMENT D: EVALUATION CRITERIA The criteria listed below, and any others identified in this RFQ as deemed appropriate by the County, will be used to evaluate qualifications and possible subsequent interviews. These criteria will be applied and interpreted solely at the discretion of the County. Qualifications should include all necessary information that is pertinent to these evaluation criteria. Additional information required for proper assessment of proposals may be requested from the ESCO at the discretion of the County. The criteria are not rated in order of importance. 1. Qualifications and Capability a. General Firm Information b. Experience of Firm i. General experience in energy-related and performance contracting services. c. Scope of Services i. Comprehensiveness of management, maintenance and monitoring service offered. d. Financial Qualifications i. Financial soundness and stability of the ESCO. Completeness and strength (financial viability) of most recent annual financial statements. 2. Experience and Expertise a. Project History i. Quality of past projects completed with respect to scope and documented savings. The Qualified Provider must have completed Energy Savings Performance Contracts at public sector facilities in Pennsylvania to be considered. b. Personnel Information i. Qualifications and relevant experience of the staff in engineering, project management and other areas of importance. 3. Technical Approach a. Design/Construction i. Overall engineering design approach and standards of comfort used. b. Engineering Analysis i. Methods used for baseline calculations, adjustments to baseline calculations, savings calculations, dollar savings calculations, cost savings guarantee calculations, and billing and invoices. 4. Performance Contracting Approach a. Approach i. Differentiate your firm s approach to performance contracting and describe your firm s approach to project management. b. Other Services

Request for Qualifications: Energy Performance Contracting Services Page 16 of 17 i. Overall monitoring and verification methods and preferred approach to financing. 5. Site-Specific Approach a. Project Scope i. Types of services offered; opportunities available (energy, water, and operation and maintenance) including renewable technologies; and detail specific benefits your firm offers. b. Project Management i. Management approach and relevant qualifications of key personnel assigned to the project involved in technical auditing and design, project management and construction, with respect to the size, scope and building type of this project. c. Technical and Construction Issues i. Construction management, scheduling, operation and maintenance approach, approach to compatibility/openness/standardization of equipment, and standards of comfort. 6. Cost and Pricing a. Costs i. Describe other costs that may be applied. b. Best Value i. Describe how your firm s approach to performance contracting delivers the best value for the investment. The County reserves the right to reject any or all of the proposals in whole or in part and to accept the proposal, in whole or in part, that it, in its sole discretion, determines best serves the interest of the County. ATTACHMENT E: BUILDING LOCATIONS County Property (Building and Address) are as follows: Juniata County Courthouse 1 North Main Street Juniata County Prison 4 North Third Street H. Brown Fry Building 11 North Third Street

Request for Qualifications: Energy Performance Contracting Services Page 17 of 17 Courthouse Annex 30 North Main Street K. Bousum Building 26 North Main Street Juniata County Library 446 Jefferson Street Barn Storage Building 49 Banks Lane Tuscarora Tower Site 221 Tower Lane Port Royal, PA 17082 Black Log Tower Site 481 Sugar Springs Haul Honey Grove, PA 17035