Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/03/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 04/04/2018 NWS Holdings Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 659 Description : Ordinary No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 6,000,000,000 HK$1 HK$6,000,000,000 Increase/(decrease) - - Balance at 6,000,000,000 HK$1 HK$6,000,000,000 (2) Stock code : Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at
2. Preference Shares Stock code : Description : No. of preference Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the ( ) : HK$6,000,000,000
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 3,894,709,775 Increase/ (decrease) 1,796,676 Balance at 3,896,506,451 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement class of issuable Granted Exercised Cancelled Lapsed 1. Share option scheme adopted on 21/11/2011 issuer issued during the issuer which may be issued as at Ordinary - 1,796,676 - - 1,796,676 41,241,467 2. 3. Total A. (Ordinary ) 1,796,676 (Preference ) (Other class) Total funds raised from exercise of options ( ) HK$25,369,065.12
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issued issuer which may be issued as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at issuer issued issuer which may be issued as at issuable ) 2. issuable 3. issuable 4. issuable Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: 1. issuer issued during the issuer which may be issued as at 2. 3. Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue issuer issued issuer which may be issued as at issuable 1. Rights issue At date : issuable 2. Open offer At date : issuable 3. Placing At date : issuable 4. Bonus issue date :
Type of Issue issuer issued issuer which may be issued as at issuable 5. Scrip dividend At date : AGM approval date: repurchased 6. Repurchase of Cancellation date : redeemed 7. Redemption of Redemption date : issuable 8. Consideration issue At date :
Type of Issue issuer issued issuer which may be issued as at issuable 9. Capital reorganisation date : 10. Other (Please specify) At issuable date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 1,796,676 (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: Chow Tak Wing Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.