APPLICATION CHECKLIST Motor Common Carrier of Property

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APPLICATION CHECKLIST Motor Common Carrier of Property Use this checklist to make sure you have enclosed all required items or your application will not be processed. You cannot operate in Pennsylvania until you receive a Certificate of Public Convenience from the Commission. The original Application with original signatures (unless efiled with the Commission s online efiling system at www.puc.pa.gov ) A certified check, money order, or check from your attorney for $100 made payable to Commonwealth of Pennsylvania; IF application is being made as an individual or sole proprietor. IF application is being filed by a Partnership, provide a list of the names and addresses of ALL partners. IF application is being filed by a Limited Partnership, provide a list of names and addresses of ALL partners, and your PA Corporation Bureau Entity ID Number. IF application is being filed by a Limited Liability Partnership, provide a list of names and addresses of ALL partners, and your PA Corporation Bureau Entity ID Number. IF application is being filed by a Limited Liability Company, provide a list of the names and addresses of ALL members and the Title of each member, and your PA Corporation Bureau Entity ID Number. IF application is being filed by a Corporation For Profit, provide a list of ALL corporate officers and titles, the name of each shareholder, distribution of shares, and your PA Corporation Bureau Entity ID Number. IF application is being filed by a Corporation Non-Profit, provide a list of ALL corporate officers and titles and those serving on the Board of Directors, and your PA Corporation Bureau Entity ID Number. If not efiled, mail your application and attachments to: Secretary, PA Public Utility Commission 400 North Street, 2 nd Floor Harrisburg, Pennsylvania 17120 Corporate entities (corporations, LPs, LLPs, and LLCs) and fictitious trade names must be registered with the PA Department of State. Companies incorporated in other states must register as a foreign business corporation. Individuals acting as sole proprietors and partnerships do not have to register. If you are not registered with the PA Department of State, you can apply at its website at www.dos.state.pa.us/corps on how to do business in Pennsylvania as: PA Corporations (Profit and Non-Profit) apply for Articles of Incorporation Foreign Corporations apply for a Certificate of Authority PA Limited Partnerships (LPs), Limited Liability Partnerships (LLPs), and Limited Liability Companies (LLCs) apply for an Application of Registration Fictitious Name Registration File ONLY IF Trade Name will be different than the business name you register with the PA Department of State.

General Information for Preparing and Filing the Application for Motor Carrier of Property. 1. This application is required to request a Certificate of Public Convenience to operate as a commercial carrier of property for compensation between points in Pennsylvania. 2. Upon approval of the application, you will be notified that before you can operate legally, you must submit evidence of insurance to the Commission. Your permanent evidence of insurance will be a Form E for bodily injury and property damage and a Form H or Cargo Waiver for cargo insurance. These forms must be submitted directly from the home office of your insurance carrier. The name and address on your insurance forms must exactly match the name and address provided on your application. If your insurance carrier subscribes to National Online Registries, Inc. (NOR at www.mcinfo.org ), you can ask your insurance carrier to file the required insurance forms electronically with NOR which will reach the Commission more quickly than mailed forms. The minimum limits of insurance are: Bodily Injury - The liability of the insurance company on each motor vehicle operated in common or contract carrier service shall be in amounts not less than $300,000 per accident for a vehicle with a manufacturer's gross vehicle weight rating of 10,000 pounds or less, in the case of a single vehicle, or a manufacturer's gross combination weight rating of 10,000 pounds or less, in the case of an articulated vehicle. The liability of the insurance company on each motor vehicle operated in common or contract carrier service shall be in amounts not less than $750,000 per accident for a vehicle with a manufacturer's gross vehicle weight rating over 10,000 pounds, in the case of a single vehicle, or a manufacturer's gross combination weight rating over 10,000 pounds, in the case of an articulated vehicle. Insurance coverage of motor carriers of property shall meet the requirements of 75 PA C.S. Section 1711. Cargo - $5,000 for loss or damage to cargo being transported. Cargo insurance may be waived if you meet any one of the following criteria: 1. All transportation will be provided in dump trucks. 2. All transportation will be limited to farm products, garbage, ashes, rubbish, coal debris, earth, crushed stone, amesite, and similar construction materials. 3. The value of any one load being transported will not be more than $500 in value. If applicant meets one of these three criteria, you may complete a Cargo Waiver available on the Commission s website at www.puc.pa.gov under Online Forms.

Secretary Pennsylvania Public Utility Commission 400 North Street, Second Floor Harrisburg, PA 17120 (717) 772-7777 www.puc.pa.gov Application for Motor Common Carrier of Property THIS APPLICATION IS REQUIRED TO REQUEST A CERTIFICATE OF PUBLIC CONVENIENCE TO OPERATE AS A COMMERCIAL CARRIER OF PROPERTY FOR COMPENSATION BETWEEN POINTS IN PENNSYLVANIA. 1. Legal Name of Applicant (Individual, Partnership or Corporation) If you are an individual who has not formed any type of corporate entity, you should enter your name as it will appear on your insurance documents. If you are filing for a partnership, but not a limited liability partnership, the names of all partners must be entered on this line. Those names should be entered as they will appear on your insurance documents. This includes husbands and wives filing jointly. If you are filing for a corporate entity (corporation, limited liability company, or limited liability partnership), even if you are the sole shareholder member, you must enter the name exactly as it appears on the registration papers from the Corporation Bureau of the Pennsylvania Department of State. 2. Trade Name (Attach a copy of fictitious name registration if applicable) This is any name which you will be operating under which differs from the LEGAL NAME OF APPLICANT. A TRADE NAME is considered a FICTITIOUS NAME if the identity of the applicant cannot be readily determined. EXAMPLE: John Doe is the applicant and wants to use the name Johnboy Trucking as his trade name. People cannot readily determine that John Doe is the actual operator; therefore, the name is fictitious and must be registered as such. Trade names such as John Doe Trucking or J. Doe Trucking are not considered fictitious and would not have to be registered. 3. Do you currently hold PA PUC Authority? NO Previous Authority? NO If yes, at PUC No. A- 4. Are you a business entity registered with the PA Department of State? NO If No, you must first register (see checklist) If Yes, provide your PA Corporation Bureau Entity ID Number (see checklist and indicate type of business entity registered)

5. If either a corporation or limited liability company please list members (LLC) or shareholders and officers (corporation). 6. Physical Address (do not use post office box) Street Address City, State and Zip Code Telephone Number County The address entered here should reflect the actual location of the business. This is the address the Commission needs in order to dispatch Enforcement Officers to inspect equipment. 7. Mailing Address (if different from Physical Address) Street Address City, State and Zip Code This is the address to which the Commission will send all official documents issued by the Commission. If left blank, it will be assumed that the MAILING ADDRESS is the same as the PHYSICAL ADDRESS. 8. Attorney (if applicable) Attorney s Name & Telephone Number for this Filing Attorney s Address An attorney s name should only be entered if an attorney is filing the application for a client and the application is being sent under the attorney s cover letter. 9. Do you have a USDOT Number? No Yes, at No.

10. What type of commodities do you intend to transport? 11. Certification: Applicant certifies that it is not now engaged in unauthorized intrastate transportation for compensation between points in Pennsylvania and will not engage in said transportation unless and until authorization is received from the Pennsylvania Public Utility Commission. Applicant further certifies that it understands the requirements of the Pennsylvania Public Utility Commission, especially as they relate to safety and insurance and that it may be subject to civil penalties, suspension or cancellation of the Certificate for failure to comply with Commission requirements. Applicant further certifies that it understands that it is subject to an annual assessment based upon its reported gross Pennsylvania intrastate revenues; said assessment to help defray expenses incurred in regulating Motor Common Carriers of Property; and acknowledges that failure to report revenue and pay its annual assessment may result in civil penalties, suspension or cancellation of the certificate. Verification of Application I/We hereby state that the statement(s) made in this application is/are true and correct to the best of my/our knowledge and belief. The undersigned understands that false statements herein are made subject to the penalties of 18 Pa. C.S. Section 4904 relating to unsworn falsification to authorities. (Print Name) (Signature) (Date) The verification of the application must be completed by the applicant appearing on Line 1 of the application by the named individual, all partners if a partnership, a member (if a limited liability company), or by the President or Secretary (if a corporation).