First Trust MultiAsset Diversified Income Index Fund (MDIV) Tearsheet as of 7:55 pm, May 02, 2014. Summary RATINGS* DIAMONDS* ETFG RISK RATING 2.78 Description First Trust NASDAQ MultiAsset Diversified Income Index Fund is an exchangetraded fund incorporated in the USA. The Fund`s objective is invesment results that correspond to the price and yield of the NASDAQ US MultiAsset Diversified Income Index. Inception Date: 08/14/2012 Expense Ratio: 0.6% Related Index: NASDAQ MultiAsset Diversified Income Historical prices (1 year) Last 21.74 Change 0.05 (0.25%) Last Volume 1286 Bid 21.74 21.81 Ask 21.81 High 21.88 Low 21.70 Open 21.76 Previous Close 21.79 Volume 156K Dividend Yield 4.42% 52wk High 21.84 52wk Low 20.58 Date 5/2/2014 Time 5:20:00 PM Apr 02 Apr 10 Apr 17 Apr 28 May 02 Key Green Diamond Reward Ratings Key Red Diamond Risk Ratings Key: 1 2 3 4 5 6 7 8 9 10 Key: 1 2 3 4 5 6 7 8 9 10 Underperform Market Perform Outperform Low Risk Moderate Risk High Risk (c) ETF Global Page 1 of 6
Exposure Geographic Exposure United States Chile Switzerland Bermuda 79.9% Currency Exposure USD 80.4% 19.6% 18.4% Sector Exposure 38.3% 14% Financials Utilities Consumer Staples Consumer Discretionary Materials Telecommunication Services Energy Information Technology Health Care Industrials Industry Exposure 14.9% 9.7% 9.4% (c) ETF Global 6.5% 5.6% Industry Group Exposure 14.9% 14% 11.5% 9.4% SubIndustry Capital Markets Thrifts & Mortgage Finance Real Estate Investment Trusts (REITs) Electric Utilities MultiUtilities 14.5% Tobacco Gas Utilities Commercial Banks 9.7% Oil And Gas Pipelines Diversified Telecommunication Services 6.5% 5.6%5.1% Investment Brokerage National Household Durables Diversified Investments Food & Staples Retailing Diversified Financials Utilities Banks Real Estate Food Beverage & Tobacco Financial Consumer Durables & Apparel Oil And Gas Pipelines Telecommunication Services Food & Staples Retailing Insurance Energy Consumer Services Semiconductors & Semiconductor Equipment Exposure Pharmaceuticals Biotechnology & Life Sciences Capital Goods Media ETF Thrifts & Mortgage Finance Electric Utilities MultiUtilities Specialized REIT's Tobacco Retail REIT's Gas Utilities Regional Banks Oil And Gas Pipelines Integrated Telecommunication Services Investment Brokerage National Diversified Investments Food Retail Page 2 of 6
Top Holdings Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value 1 HYG MDIV ishares iboxx $ High Yield Corporate Bond Fund USD 14.47% 0 85.62M 2 NLY MDIV Annaly Capital Management Inc USD 1.57% 0 9.29M 3 IVR MDIV Invesco Mortgage Capital Inc USD 1.52% 0 8.99M 4 ARR MDIV ARMOUR Residential REIT Inc USD 1.51% 0 8.93M 5 TWO MDIV Two Harbors Investment Corp USD 1.44% 0 8.52M 6 QRE MDIV QR Energy LP USD 1.36% 0 8.05M 7 BWP MDIV Boardwalk Pipeline Partners LP USD 1.26% 0 7.46M 8 ALLYb MDIV Ally Financial Inc. Series A 8.50% Variable Rate 1.26% 0 7.46M 9 DKT MDIV Deutsche Bank Contingent Capital Funding Trust V 8.05% 1.25% 0 7.40M 10 CMO MDIV Capstead Mortgage Corp USD 1.19% 0 7.04M 11 PRE.E MDIV PartnerRe Ltd. Series E 7.250% 1.18% 0 6.98M 12 WFC.J MDIV Wells Fargo & Company Series J 8.000% 1.17% 0 6.92M 13 INZ MDIV ING Groep N.V. 7.20% 1.17% 0 6.92M 14 AEF MDIV AEGON N.V. 7.25% 1.16% 0 6.86M 15 NMM MDIV Navios Maritime Partners LP USD 1.16% 0 6.86M 16 NS MDIV NUSTAR ENERGY LP USD 1.14% 0 6.75M 17 BBEP MDIV BreitBurn Energy Partners LP USD 1.12% 0 6.63M 18 DTT MDIV Deutsche Bank Capital Funding Trust IX USD 1.10% 0 6.51M 19 DXB MDIV Deutsche Bank Contingent Capital Funding Trust II 6.55% 1.10% 0 6.51M 20 AED MDIV AEGON N.V. 6.50% 1.09% 0 6.45M Product Info Service Providers Tax Classification Administrator Brown Brothers Harriman & Co. Tax Classification Regulated Investment Company Advisor First Trust Advisors L.P. Commodity Pool Operator Expenses Commodity Trading Advisor Management Fee.600% Expenses.080% Custodian Brown Brothers Harriman & Co. Total Expenses.680% Depositor Depository Fee Waivers.000% Net Expenses.680% Distributor First Trust Portfolios L.P. Futures Commission Merchant General Partner Marketing Agent Pool Manager Pool Tax Administrator Additional Information Fiscal Year End September 30 Distribution Frequency Monthly Listing Exchange The NASDAQ Stock Market, Inc. Creation Unit Size 50,000 Creation Fee $1,000.00 Daniel J. Lindquist, Jon C. Erickson, David G. McGarel, Portfolio Manager Roger F. Testin, Stan Ueland Subadvisor Trust Processing Agent Transfer Agent Brown Brothers Harriman & Co. Trust Sponsor Trustee SEC Series Id SEC Class Id CTA NAV Symbol CTA Est Cash Symbol CTA Total Cash Symbol CTA IOPV Symbol S000038245 C000117914 MDIV.NV MDIV.SO MDIV.TC MDIV.IV ETFG Index Membership Index #1 ETFG Global 500 Index (c) ETF Global Page 3 of 6
Performance * 2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance 10.16% Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 3.47% Year Q1 Q2 Q3 Q4 Total 2010 2011 2012 1.63% 2013 10.16% 3.47% 2.32% 0.77% 4.68% 2014 2.88% 1.49% 4.42% MTD YTD 1 Year 3 Year 5 Year 0.05% 4.42% 2.03% Peer Group Stats (Multi Asset) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 0.54% 0.10% 1.19% 2.34% 5.54% Peer Low 44.25% 19.74% 41.01% 80.00% 99.16% Peer 25th 0.33% 1.56% 0.00% 4.12% 0.00% Peer Median 0.71% 0.50% 3.17% 2.32% 0.00% Peer 75th 1.43% 1.25% 4.35% 7.47% 9.73% Peer High 9.60% 20.20% 21.09% 22.81% 31.56% Number of Funds 69 69 69 69 69 Fund Return 1.65% 2.66% 4.38% 1.61% 0.00% Fund Percentile 93% 90% 71% 26% 67% Peer Group Stats (Asset Allocation) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 0.09% 1.58% 3.09% 3.39% 5.33% Peer Low 44.25% 2.77% 41.01% 29.54% 75.82% Peer 25th 0.57% 0.21% 2.52% 0.00% 0.00% Peer Median 0.89% 0.63% 3.63% 4.19% 0.00% Peer 75th 1.91% 1.68% 4.58% 9.65% 15.25% Peer High 5.86% 20.20% 21.09% 22.81% 31.56% Number of Funds 44 44 44 44 44 Fund Return 1.65% 2.66% 4.38% 1.61% 0.00% Fund Percentile 93% 89% 66% 16% 55% (c) ETF Global Page 4 of 6
Peer Group Stats (Target Outcome) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 1.46% 2.50% 2.31% 1.38% 3.76% Peer Low 44.25% 0.00% 41.01% 29.54% 75.82% Peer 25th 0.80% 0.72% 2.52% 4.83% 3.81% Peer Median 1.43% 1.64% 4.35% 0.00% 0.00% Peer 75th 2.04% 2.45% 5.63% 3.72% 0.00% Peer High 5.86% 14.18% 19.75% 10.03% 17.25% Number of Funds 14 14 14 14 14 Fund Return 1.65% 2.66% 4.38% 1.61% 0.00% Fund Percentile 79% 79% 36% 29% 86% * as of 05/02/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated otherwise. Fund Flows 1 Week 2 Week 1 Month 3 Month Fund Statistics Risk and Reward Diamond Ratings Dynamics Risk & Reward 5.56 Mar 21 Return and Risk Statistics Apr 1 Apr 11 Apr 22 May 1 Statistics 1 year 3 year 5 year Annualized Return 2.03% Beta 0.50 Standard Deviation 8.34% Sharpe Ratio 0.29 Treynor Ratio 0.05 Sortino Ratio 0.39 All return calculations are based off of price only and do not include dividend reinvestment. Additional Information Previous One Day Short Sales 135.69K 30 Day Average Short Sales 103.48K Previous One Day Call Volume 0.00 Previous One Day Put Volume 0.00 (c) ETF Global Page 5 of 6
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