Associate Member Application

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Transcription:

Associate Member Application Connective Full Member Details Full Member Business Contact Person Associate Member Details / Applicant (please provide legal name) Last First Title Home Address Business Address of Birth Driver s License Number Email Address (must be a unique) Business Telephone Business Fax Mobile Professional Body Membership Professional Body Membership Number Membership Expiry External Dispute Resolution Scheme Membership EDR Scheme Membership Number Membership Expiry

PI Insurance Policy Details Insurer Policy Number Policy Expiry Declaration Have you ever had Professional Indemnity insurance refused, cancelled, declined or had any special conditions imposed? Have you ever been declared bankrupt, subject to any form of insolvency administration? Have you been convicted of a criminal offence? Have you ever entered into a Scheme of Arrangement with Creditors? Have you had any default or judgement lodged against you? Are you subject to a pending investigation or enquiry by or on behalf of any ASIC / Stock Exchange / Government Department / Banking Ombudsman and or similar regulatory or investigatory body? Have you ever been prosecuted under the Trades Practices Act, UCCC or NCCP? Have you ever had a lender accreditation refused, terminated or suspended for any reason? Have you ever had an aggregator accreditation refused, terminated or suspended for any reason? Have you ever had an industry association membership refused, terminated or suspended for any reason? Have you ever subject to disciplinary action by an industry professional body? Are you currently getting mentored by an MFAA approved mentor? If you have answered YES to any of the questions above, please provide details in each case.

Current Lender Accreditations Lender Commenced (MM/YY) Residential Commercial Plant & Equipment Insurance Annual Volume Estimate

In this Application, we, us and our refer to Connective Services Pty Ltd ACN 107 366 496, you and your refer to the Associate named as such in this Application and Full Member refers to the Full Member named in this Application. Privacy Acknowledgement and Consent Collection of Personal Information We collect personal information (including your full name, address and contact details) so that we may assess your application and administer our relationship with you and provide you with products and services you request as well as information on the Connective Group s products and services. the company is our customer), as well as customers agents and persons dealing with us on a one-off basis. You must provide us with accurate and relevant information. If you provide us with incomplete or inaccurate information, we may not be able to assess your application and administer our relationship. Other Members of the Connective Group We are permitted by the Privacy Act to disclose personal information to other members of the Connective Group. Other Disclosures We may communicate personal information to organisations to which we outsource certain functions. For greater detail on outsourcing, please refer to our Privacy Policy Statement, which is available at www.connective.com.au. agreements apply. Our agents and contractors may only use personal Information for our purposes. We may be allowed or obliged to disclose information by law, for example under Court Orders or Statutory tices pursuant to taxation or social security laws. Access You may (subject to permitted exceptions) access your information by contacting Connective OSN Pty Ltd, Level 5, 530 Collins Street, Melbourne VIC 3000. Applicants Authorisation Terms of Associate Membership of Connective Application These terms apply to you if your application is accepted by us. By signing below you agree to be bound by these terms. You acknowledge and warrant that: 1. all information provided by you in this Application is true, complete and not misleading in any way; 2. you will comply with all directions from and all processes and procedures required by us, your Full Member, any Lender or provider of other related products that are available through us; 3. you will comply with all laws, regulations and industry codes of practice applying to your conduct; 4. and the Full Member Agreement between us and the Full Member; 5. you hold all licences and accreditations required by Lenders and any state or federal government legislation to conduct it s business, and will maintain such accreditations while you remain an associate member of Connective;

6. you must always act honestly and diligently and with the highest standard of ethics and professionalism; 7. you must not engage in or allow any conduct that is dishonest, unethical, contrary to law, including without limitation that may mislead or deceive; and 8. you must always conduct yourself in a manner that consistent with and that does not cause the Full Member to breach the terms of the Full Member Agreement between us and the Full Member. demands, liability, loss, damage, cost (including all legal costs on an indemnity basis), clawback or other liability in relation to or arising from: 1. any action, inaction, negligence, wilful misconduct, fraud or other action by you; and 2. any breach by you of the warranties and obligations in this Agreement or that would be a breach of the Full Member Agreement between us and the Full Member. obligations and responsibilities are between us and the Full Member. As such, we do not make any representation implied by statute, common law, trade usage, custom or otherwise, unless imposed by non-excludable law. Connective will not be liable to you or any other person for any remuneration, payment, compensation, loss or damage owing to you or any other person or suffered by you or any other person as a result of the conduct, acts or omissions of the Full Member or any other person. Signing By signing this Application below, you acknowledge: 1. I have read and understood the service expectations required of me if my application is successful. 2. I hereby declare that the information in this application is accurate and true and authorise Connective to 3. In accordance with Connective s compliance procedures to appoint a full member or associate member, it is a 4. That I authorise connective to obtain reports from Veda Advantage Business Information Services Ltd to enable them to assess my application to become a full member or Associate member. 5. That I provide consent to the use and disclosure of my personal information as set out above; 6. That I have been provided with the opportunity to read and have read and understood this document; 7. That you agree that the Terms contained in this Application form the terms of the agreement between you and us. Full Member Signature Signature

Associate Member Signature Associate members either franchised, licensed or employed by the full member may be authorised to act, but will need to be accredited by the individual lender as well as being an approved associate member of Connective, prior to conducting any interview with clients. CONNECTIVE SERVICES PTY LTD (ACN 107 366 496) Level 5, 530 Collins Street MELBOURNE VIC 3000 Phone: 0396146080 Fax: 0396293831 Email: applications@connective.com.au Supporting Documents To Be Provided With Your Application Connective Membership > We require evidence that Directors and Employees are covered by the policy OR > Directors or Employees listed as individuals on the policy OR > If you have a credit representative they can have PI in their own name OR they need to be listed as an individual on the Companies policy. Evidence of membership of an ASIC approved external dispute resolution scheme. > All employees who are accredited loan writers must be shown as authorised representatives on > Please note also that we require that all Credit Representatives (ie loan writers who are contractors) are correctly appointed according to ASIC requirements Evidence of professional body membership for the company / business. e.g. MFAA / FBAA Copy of Australian Credit Licence or Credit Representative number Copy of a current AFP Police Report (no more than 6 months old) refer to www.afp.gov.au or www.verifycv.com.au Connective Full Members signature on Application Resume / CV Letter of Separation from previous aggregator (all lenders)