Foreign Banks in Germany

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Seminar for Managing Directors, Board Members & Management Personnel Foreign Banks in Germany This seminar will be held in English New Minimum Requirements for Risk Management and Outsourcing Alexander Kottmann PricewaterhouseCoopers SSM s Work Plan Rolf Klug Deputy Director General, European Central Bank Overview of the EU Commission s Proposals for CRD5 / CRR2 Andreas Dehio Linklaters LLP Brexit: Impact on European Passports Dr. Mathias Hanten Deloitte Legal Rechtsanwaltsgesellschaft mbh Regulatory Reporting and Key Risk Indicators An Update Alexander Nölle msggillardon AG Anti-Money Laundering: New Developments Sebastian Glaab VTB Bank (Deutschland) AG Reform of the Voluntary Guarantee Scheme Cyber-Security New Legal Framework and BaFin s Minimum Requirements for IT Security Andreas Kastl Association of Foreign Banks in Germany Moderation Wednesday, 31 May 2017, 8:30 am to 4:40 pm DVFA Conference-Center Frankfurt Mainzer Landstr. 37-39 60329 Frankfurt am Main (Entrance: François-Mitterrand-Platz)

About the seminar: The seminar is designed for managing directors, bank s board members and the management personnel. The speakers will give an overview about the current banking and supervisory environment as well as the upcoming regulations. Furthermore, they will go in more details regarding the important topics like the impact of the Brexit referendum, risk management, anti-money laundering, reporting requirements and IT security. Agenda 8:30 am 9:00 am: Breakfast Reception 9:00 am 9:10 am: Welcome and Introduction 9:10 am - 10:00 am New Minimum Requirements for Risk Management and Outsourcing Alexander Kottmann PricewaterhouseCoopers New MaRisk Outsourcing - New Developments 10:00 am - 11:00 am Overview of the EU Commission s Proposals for CRD5 / CRR2 Andreas Dehio Linklaters LLP Overview of the draft CRD 5/CRR 2 Focus on the current discussion on Intermediate Parent Undertakings (IPUs) Reform of the BRRD 11:15 am - 12:00 am SSM s Work Plan Rolf Klug European Central Bank Organization SREP ICAAP Thematic Review Brexit 11:00 am 11:15 am: Coffee Break

12:00 am - 1:00 pm Brexit: Impact on European Passports Dr. Mathias Hanten Deloitte Legal Rechtsanwaltsgesellschaft mbh Location strategies after Art. 50 EUT has been triggered Regulatory main topics Next steps 1:00 pm 2:00 pm: Lunch 2:00 pm - 2:45 pm Regulatory Reporting and Key Risk Indicators An Update Alexander Nölle msggillardon AG Upcoming changes in regulatory reporting Data quality in regulatory reporting Regulatory key risk indicators 2:45 pm - 3:15 pm Reform of the German Voluntary Deposit Guarantee Scheme Background and goals The reform and its changes Implications for foreign banks in Germany Outlook: The European project EDIS Where do we stand? 3:15 pm 3:35 pm: Coffee Break 3:35 pm - 4:10 pm Anti-Money-Laundering: New Requirements and the current priorities in the daily business Sebastian Glaab VTB Bank (Deutschland) AG Strengthen of risk based approach: mandatory risk assessment Identification and verification of beneficial owners and central register Enhanced customer due diligence: Political exposed persons and correspondent banking Sanctions

4:10 pm - 4:40 pm Cyber-Security New Legal Framework and BaFin s Minimum Requirements for IT Security Andreas Kastl Association of Foreign Banks in Germany Overview on all applicable legal and regulatory requrirements regarding IT security in banks Regulatory perspective: BaFin s Minimum Requirements for IT Security (BAIT) as specification of the MaRisk Legislation on EU and national level regarding the operators of essential services respective of critical infrastructures: Impact on banks and financial markets Security requirements regarding the payment functions of banks acc. to the revised EU Payment Services Directive (PSD II) Challenges for Foreign Banks 4:40 pm: Closing Discussion

Seminar Foreign Banks in Germany on 31 May 2017 Registration form by fax: +49 69 975850 10 or registration online at http://www.vab.de/deutsch/seminare/ We register: Titel Last name First name Position Institution Street Postal Code/City Phone Email Invoice address (if different): Invoice via email to VAT number We would like to use your contact data to keep you informed on our seminar programme and publications. Disagree Terms and Conditions: Participation Fee: EUR 650 incl. VAT [for Association members] EUR 850 incl. VAT [for other participants] The participation fee includes handouts, catering and soft drinks. Registrations will be considered on a first come, first serve basis. If your company registers more than two participants, we offer a discount (please contact us for further details). Deadline for registration: 24 May 2017 The registration is binding. A confirmation letter will be sent to you by email upon receipt of your registration. In case of a cancellation before the deadline, a fee of EUR 119 incl. VAT will be charged. For cancellations after the closing date the full participation fee will be charged. Of course, registered participants may send a substitute instead of attending themselves. Registration is only possible for the entire seminar and not for parts of it. The seminar programme remains subject to updates and changes, if any. Responsible for content: Seminar organization: Dr. Oliver Wagner Julia Balzer Phone +49 69 975850 0 Pone +49 69 975850 34 oliver.wagner@vab.de julia.balzer@vab.de Signature Company stamp