Market Statistics
Table 1: Main - UK listed companies: new issues Equity and Fixed Interest New companies Market Issue value at Money Broker to issue / Company/ Issue type/ price issue raised Date Security Business sector (pence) ( m) ( m)* 03/12/2009 AFREN Placing transfer from AIM 81 0.00 104.90 Bank of America Corporation ORD GBP0.01 533 - Exploration & Production 17/12/2009 EXILLON ENERGY PLC Public Offer 153 192.05 61.97 ING Asset Management ORD USD0.0000125 533 - Exploration & Production 14/12/2009 F&C PRIVATE EQUITY ZEROS PLC Placing 100 30.00 30.00 Canaccord Capital (Europe) Ltd ZERO DIV PREF SHS GBP0.0001 005 - Company Bonds 21/12/2009 OCTOPUS VCT PLC Offer for Subscription 100 5,959.38 1,224.18 Howard Kennedy ORD GBP0.01 8985 - Equity Investment Instruments * Money raised figure in brackets is an of which fixed interest money raised Summary Money Money No. of Market raised No. of Market raised companies value ( m) ( m) companies value ( m) ( m) New companies 3 224.11 94.03 10 909.76 352.85 of which Fixed Interest 0.00 103.00 Transfer 1 0.00 104.90 5 1,462.69 104.90 of which Fixed Interest 0.00 0.00 Relisting 0 0.00 0.00 4 1,451.05 0.00 of which Fixed Interes 0.00 0.00 Totals 4 224.11 198.93 19 3,823.50 457.76 of which Fixed Interest 0.00 103.00 Total Equity only 198.93 354.76 of which Total 0 0.00 0.00 1 820.00 0.00
Table 1: Main Market - UK listed companies: further issues Equity and Fixed Interest Rights issues Company/ Issue Money Date Security Business sector Offer price (p) raised ( m) 01/12/2009 GRAINGER PLC 8633 - Real Estate Holding & Development 2-1 90 249.80 ORD GBP0.05 Equity Fixed Interest Summary No. of Money No. of Money Total money issues raised ( m) issues raised ( m) raised ( m) 1 249.80 0 0.00 249.80 46 49,163.87 0 0.00 49,163.87 of which 0 0.00 1 33.84 Further issues Company/ Issue type/ Issue Money Date Security Business sector price (p) raised ( m) 21/12/2009 ALTUS RESOURCE CAPITAL LTD Placing 133.4 32.01 ORD GBP1 005 - Company Bonds 09/12/2009 BIOTECH GROWTH TRUST PLC (THE) Offer For Subscription 149.2 23.88 ORD GBP0.25 8985 - Equity Investment Instruments 16/12/2009 BLUECREST ALLBLUE FUND LTD Offer For Subscription 100.0 96.42 ORD'C'GBP NPV 8985 - Equity Investment Instruments 21/12/2009 BREWIN DOLPHIN HLDGS Placing 135.0 14.30 ORD GBP0.01 8771 - Asset Managers 11/12/2009 HENDERSON FAR EAST INCOME LTD Placing 289.5 18.71 ORD SHS NPV 8985 - Equity Investment Instruments 16/12/2009 HSBC INFRASTRUCTURE CO Offer For Subscription 100.0 80.00 'C' ORD GBP0.0001 8985 - Equity Investment Instruments 22/12/2009 INNOVATION GROUP Placing & Open Offer 10.0 21.00 techmark GBP0.02 9537 - Software 08/12/2009 LAVENDON GROUP Placing 70.0 26.94 GBP0.01 2791 - Business Support Services 08/12/2009 LAVENDON GROUP Placing & Open Offer 70.0 53.89 GBP0.01 2791 - Business Support Services 14/12/2009 LLOYDS BANKING GROUP PLC Issue For Cash 37.0 22.83 ORD GBP0.25 8355 - Banks 14/12/2009 LLOYDS BANKING GROUP PLC Issue For Cash 38.4 17.69 ORD GBP0.25 8355 - Banks 04/12/2009 NORCROS PLC Placing & Open Offer 7.0 30.00 ORD GBP0.01 1775 - General Mining 30/12/2009 PHYTOPHARM PLC Placing & Open Offer 10.0 25.21 techmark ORD GBP0.01 4573 - Biotechnology 10/12/2009 RENOLD Placing & Open Offer 20.0 28.50 ORD GBP0.05 2757 - Industrial Machinery 11/12/2009 SINCLAIR PHARMA Placing & Open Offer 32.0 18.15 techmark GBP0.01 4577 - Pharmaceuticals 11/12/2009 WORKSPACE GROUP PLC Placing 19.0 19.28 ORD GBP 0.10 8737 - Real Estate Investment Trusts 10 Other issues raising less than 10m 14.67 Equity Fixed Interest Summary No. of Money No. of Money Total money issues raised ( m) issues raised ( m) raised ( m) of which 26 543.48 0 0.00 543.48 333 24,448.21 7 238.58 24,686.80 4 64.37 24 353.77
Table 2: Main Market - International listed companies Equity and Fixed Interest New companies Market Broker to issue/ Company/ Issue type/ Issue value at Money Country of origin/ Date Security Business sector price issue ( m) raised ( m)* extramark / techmark 21/12/2009 BRIT INSURANCE HLDGS N.V. Introduction Re-Admission 0.00 600.59 3.00 Numis ORD EUR1 8536 - Property & Casualty Insurance Netherlands 21/12/2009 COMPAL ELECTRONICS INC Introduction 0.00 0.00 0.00 COMPAL ELECTRONICS GDR EACH REPR 5 ORD SHS 'REG S' 005 - Company Bonds Taiwan 16/12/2009 GARTMORE GROUP LTD Placing GBX 220.00 676.00 340.00 UBS AG ORD GBP0.005 8771 - Asset Managers Cayman Islands * Money raised figure in brackets is an of which fixed interest money raised Summary No. of Market Money No. of Market Money companies value ( m) raised ( m) companies value ( m) raised ( m) New companies Equity 1 676.00 340.00 4 4,368.02 340.00 Depositary Receipts 1 0.00 0.00 11 1,250.44 364.59 Fixed interest 0 0.00 0.00 0 0.00 0.00 Relisting Equity 1 600.59 0.00 4 3,177.66 0.00 and Transfer Depositary Receipts 0 0.00 0.00 0 0.00 0.00 Fixed interest 0 0.00 0.00 0 0.00 0.00 Totals Equity 2 1,276.59 340.00 8 7,545.67 340.00 Depositary Receipts 1 0.00 0.00 11 1,250.44 364.59 Fixed interest 0 0.00 0.00 0 0.00 0.00 Grand Total 3 1,276.59 340.00 19 8,796.12 704.59 of which IPO's 1 676.00 340.00 3 1,093.68 704.59 of which Further issues Totals 0 0.00 0.00 0 0.00 0.00 No. of Money No. of Money Total Money rights raised other raised Further raised issues ( m) issues ( m) issues ( m) of which 1 81.87 6 73.25 7 155.12 4 1534.67 35 840.83 39 2375.49 0 0.00 0 0.00 0 0.00 0 0.00 1 178.26 1 178.26
Table 3: New and further issues by method Equities Grand Total No. of Money No. of Money No. of Money co's / raised co's / raised co's / raised issues ( m) issues ( m) issues ( m) New companies Public offer 1 2.07 0 0.00 1 2.07 Placing 1 30.00 1 340.00 2 370.00 Placing and public offer 2 166.87 0 0.00 2 166.87 Introduction 0 0.00 2 0.00 2 0.00 Totals 4 198.93 3 340.00 7 541.93 Further issues Public offer 8 211.29 0 0.00 8 211.29 Placing 8 155.43 3 16.17 11 171.60 Placing and public offer 6 176.76 2 57.09 8 233.84 Rights issues 1 249.80 1 81.87 2 331.66 Employee shares/options 4 0.00 1 0.00 5 0.00 Totals 27 793.28 7 155.12 34 948.40 Grand totals 31 992.21 10 495.12 41 1,490.33 New companies Public offer 2 4.76 2 364.59 4 369.35 Placing 2 134.50 1 340.00 3 474.50 Placing and public offer 3 215.50 0 0.00 3 215.50 Introduction 10 0.00 16 0.00 26 0.00 Totals 17 354.76 19 704.59 36 1,059.35 Further issues Public offer 161 475.77 0 0.00 161 475.77 Placing 80 5,530.60 13 565.16 93 6,095.76 Placing and public offer 31 18,441.83 4 275.67 35 18,717.50 Rights issues 46 49,163.87 4 1,534.67 50 50,698.54 Employee shares/options 61 0.00 18 0.00 79 0.00 Totals 379 73,612.08 39 2,375.49 418 75,987.58 Grand totals 396 73,966.84 58 3,080.09 454 77,046.93 Fixed interest & Covered warrants New and further issues Convertibles 0 0.00 0 0.00 0 0.00 Debentures and loans 0 0.00 0 0.00 0 0.00 Preference 0 0.00 0 0.00 0 0.00 Total company 0 0.00 0 0.00 0 0.00 Eurobonds 198 12,855.57 113 9,942.95 311 22,798.52 Covered warrants Covered warrant market 156 22 178 Covered warrant other 0 0.00 1 0.00 1 0.00 Grand totals 354 12,855.57 136 9,942.95 490 22,798.52 Main Market Listed UK Main Market International Convertibles 1 80.00 0 0.00 1 80.00 Debentures and loans 0 0.00 0 0.00 0 0.00 Preference 8 261.58 0 0.00 8 261.58 Total company 9 341.58 0 0.00 9 341.58 Eurobonds 1,858 254,570.91 1,263 204,802.93 3,121 459,373.83 Covered warrants Covered warrant market 825 986 1,811 Covered warrant other 8 0.00 3 0.00 11 0.00 Grand totals 2,700 254,912.49 2,252 204,802.93 4,952 459,715.42
Table 4: New public sector issues British Government issues Nominal Money Date Stock Type of issue Price value ( m) raised ( m) New Issues 01/12/2009 Treasury 2.75% Gilt 22/01/15 Gbp'Wi' Issue By Auction 99.81% 5,449.8 5,439.4 02/12/2009 Treasury 4.25% Gilt 7/9/39 Gbp0.01 Issue By Auction 101.50% 24.7 2,512.0 08/12/2009 Treasury 3.75% Gilt 07/09/19 Gbp0.01 Issue By Auction 99.67% 4,118.8 4,105.2 17/12/2009 Treasury 1.25% Idx-Linked Gilt 2027 Issue By Auction 107.40% 906.2 973.3 Total 4 10,499.5 13,029.8 Redemptions Totals 0 0.0 Net figure (issues less redemptions) 10,499.5 Nominal Money Type of issue No. of issues value ( m) raised ( m) Shorts (0-7 yrs) 19 87,004.8 89,253.9 Mediums (7-15 yrs) 20 71,797.4 73,866.0 Longs (over 15 yrs) 15 30,688.1 32,368.6 Index linked 31 20,652.4 21,445.5 Variable rate 0 0.0 0.0 Foreign currency bonds 0 0.0 0.0 Totals 85 210,142.7 216,934.1 Redemptions Totals 0 0.0 Net figure (issues less redemptions) 210,142.7 Other public sector No. of Nominal Money raised issues value ( m) ( m) UK Local authority 0 0.0 0.0 Overseas Public sector (foreign currency) 5 1,302.5 1,634.0 Sterling denominated bonds 0 0.0 0.0 Totals 5 1,302.5 1,634.0 UK Local authority 1 4.3 4.7 Overseas Public sector (foreign currency) 68 20,600.2 26,160.1 Sterling denominated bonds 1 250.0 246.7 Totals 70 20,854.5 26,411.5
Table 5: Money raised by business sector Main Market - UK New Issues Rights issues Other issues No. of Money No. of Money No. of Money Group Business sector companies raised ( m) issues raised ( m) issues raised ( m) Equities 0530 Oil & Gas Producers 2.00 166.87 - - - - 0570 Oil Equipment, Services & Distribution - - - - - - 0580 Alternative Energy - - - - - - 0001 Total Oil & Gas 2.00 166.87 - - - - 1350 Chemicals - - - - 2.00 3.67 1730 Forestry & Paper - - - - - - 1750 Industrial Metals - - - - - - 1770 Mining - - - - 1.00 30.00 1000 Total Basic Materials - - - - 3.00 33.67 2350 Construction & Materials - - - - - - 2710 Aerospace & Defense - - - - - - 2720 General Industrials - - - - - - 2730 Electronic & Electrical Equipment - - - - - - 2750 Industrial Engineering - - - - 1.00 28.50 2770 Industrial Transportation - - - - - - 2790 Support Services - - - - 2.00 80.83 2000 Total Industrials - - - - 3.00 109.33 3350 Automobiles & Parts - - - - - - 3530 Beverages - - - - - - 3570 Food Producers - - - - - - 3720 Household Goods - - - - - - 3740 Leisure Goods - - - - - - 3760 Personal Goods - - - - - - 3780 Tobacco - - - - - - 3000 Consumer Goods - - - - - - 4530 Health Care Equipment & Services - - - - - - 4570 Pharmaceuticals & Biotechnology - - - - 2.00 43.37 4000 Total Health Care - - - - 2.00 43.37 5330 Food & Drug Retailers - - - - - - 5370 General Retailers - - - - - - 5550 Media - - - - - - 5750 Travel & Leisure - - - - - - 5000 Total Consumer Services - - - - - - 6530 Fixed Line Telecommunications - - - - - - 6570 Mobile Telecommunications - - - - - - 6000 Total Telecommunications - - - - - - 7530 Electricity - - - - - - 7570 Gas, Water & Multiutilities - - - - - - 7000 Total Utilities - - - - - - 8350 Banks - - - - 2.00 40.52 8530 Nonlife Insurance - - - - - - 8570 Life Insurance - - - - - - 8630 Real Estate Investment & Services - - 1.00 249.80 - - 8670 Real Estate Investment Trusts - - - - - - 8730 Real Estate - - - - 2.00 19.28 8770 General Financial - - - - 2.00 14.30 8980 Equity Investment Instruments 1.00 2.07 - - 9.00 230.00 8990 Nonequity Investment Instruments - - - - - - 8000 Total Financials 1.00 2.07 1.00 249.80 15.00 304.10 9530 Software & Computer Services - - - - 2.00 21.00 9570 Technology Hardware & Equipment - - - - - - 9000 Total Technology - - - - 2.00 21.00 Total Equities 3.00 168.93 1.00 249.80 25.00 511.47 Company Fixed Interest Debentures and Loans - - - - - - Convertibles - - - - - - Preference - - - - - - Total Company Fixed Interest - - - - - -
Table 5: Money raised by business sector Main Market - UK New Issues Rights issues Other issues Grand totals No. of Money No. of Money No. of Money No. of Money companies raised ( m) issues raised ( m) issues raised ( m) issues raised ( m) Business sector Equities 2 166.87 1 171.09 10 970.03 13 1,307.99 Oil & Gas Producers - - - - 3-3 - Oil Equipment, Services & Distribution - - - - - - - - Alternative Energy 2 166.87 1 171.09 13 970.03 16.00 1,307.99 Total Oil & Gas - - - - 3 3.67 3 3.67 Chemicals - - - - - - - - Forestry & Paper - - - - - - - - Industrial Metals - - 3 11,764.31 6 227.20 9 11,991.51 Mining - - 3 11,764.31 9 230.87 12 11,995.19 Total Basic Industries - - 3 532.09 3 45.27 6 577.36 Construction & Materials - - - - - - - - Aerospace & Defense - - 2 405.43 2 18.90 4 424.33 General Industrials - - 2 122.61 1 22.00 3 144.61 Electronic & Electrical Equipment - - - - 2 38.50 2 38.50 Industrial Engineering - - - - - - - - Industrial Transportation - - 6 1,393.64 9 479.12 15 1,872.76 Support Services - - 13 2,453.77 17 603.79 30 3,057.55 Total Industrials - - 1 423.31 1 2.41 2 425.72 Automobiles & Parts - - - - - - - - Beverages - - - - 1 403.89 1 403.89 Food Producers - - 2 701.54 4 803.30 6 1,504.84 Household Goods - - - - 3 0.64 3 0.64 Leisure Goods - - - - 1 87.31 1 87.31 Personal Goods - - - - - - - - Tobacco - - 3 1,124.85 10 1,297.56 13 2,422.41 Consumer Goods - - - - - - - - Health Care Equipment & Services - - - - 6 69.29 6 69.29 Pharmaceuticals & Biotechnology - - - - 6 69.29 6 69.29 Total Health Care - - - - 1 242.15 1 242.15 Food & Drug Retailers - - 2 459.18 12 726.65 14 1,185.83 General Retailers - - 2 396.55 5 726.65 7 1,123.21 Media - - 6 1,453.42 4 225.00 10 1,678.42 Travel & Leisure - - 10 2,309.15 22 1,920.45 32 4,229.60 Total Consumer Services - - - - - - - - Fixed Line Telecommunications - - - - - - - - Mobile Telecommunications - - - - - - - - Total Telecommunications - - - - 2 586.98 2 586.98 Electricity - - - - - - - - Gas, Water & Multiutilities - - - - 2 586.98 2 586.98 Total Utilities - - 2 26,359.89 7 15,454.07 9 41,813.96 Banks - - 1 142.41 4 171.42 5 313.82 Nonlife Insurance - - - - 1-1 - Life Insurance - - 3 496.74 3 82.05 6 578.79 Real Estate Investment & Services - - - - 2 60.00 2 60.00 Real Estate Investment Trusts - - 7 3,105.17 16 1,557.39 23 4,662.56 Real Estate - - 2 1,097.44 20 197.11 22 1,294.54 General Financial 4 157.89 1 139.07 187 573.87 192 870.82 Equity Investment Instruments - - - - - - - - Nonequity Investment Instruments 4 157.89 16 31,340.71 240 18,095.91 260 49,594.50 Total Financials - - - - 12 256.29 12 256.29 Software & Computer Services - - - - 1 3.14 1 3.14 Technology Hardware & Equipment - - - - 13 259.43 13 259.43 Total Technology 6 324.76 46 49,163.87 332 24,034.31 384 73,522.93 Total Equities Company Fixed Interest - - - - - - - - Debentures and Loans - - - - 1 80.00 1 80.00 Convertibles 2 103.00 - - 6 158.58 8 261.58 Preference 2 103.00 - - 7 238.58 9 341.58 Total Company Fixed Interest
Table 5a: New Issues by business sector Main Market - UK Listed New Companies Transfers Re-Admissions Introduction Money Raising Introduction Money Raising Introduction Money Raising Group Business sector No. of co's No. ( m) No. of co's No. ( m) No. of co's No. ( m) of co's of co's of co's IPO's Equities 0530 Oil & Gas Producers - 1 61.97-1 104.90 - - - 0570 Oil Equipment, Services & Distribution - - - - - - - - - 0580 Alternative Energy - - - - - - - - - 0001 Total Oil & Gas - 1 61.97-1 105 - - - 1350 Chemicals - - - - - - - - - 1730 Forestry & Paper - - - - - - - - - 1750 Industrial Metals - - - - - - - - - 1770 Mining - - - - - - - - - 1000 Total Basic Industries - - - - - - - - 2350 Construction & Materials - - - - - - - - - 2710 Aerospace & Defense - - - - - - - - - 2720 General Industrials - - - - - - - - - 2730 Electronic & Electrical Equipment - - - - - - - - - 2750 Industrial Engineering - - - - - - - - - 2770 Industrial Transportation - - - - - - - - - 2790 Support Services - - - - - - - - - 2000 Total Industrials - - - - - - - - - 3350 Automobiles & Parts - - - - - - - - - 3530 Beverages - - - - - - - - - 3570 Food Producers - - - - - - - - - 3720 Household Goods - - - - - - - - - 3740 Leisure Goods - - - - - - - - - 3760 Personal Goods - - - - - - - - - 3780 Tobacco - - - - - - - - - 3000 Total Consumer Goods - - - - - - - - - 4530 Health Care Equipment & Services - - - - - - - - - 4570 Pharmaceuticals & Biotechnology - - - - - - - - - 4000 Total Health Care - - - - - - - - - 5330 Food & Drug Retailers - - - - - - - - - 5370 General Retailers - - - - - - - - - 5550 Media - - - - - - - - - 5750 Travel & Leisure - - - - - - - - - 5000 Total Consumer Services - - - - - - - - - 6530 Fixed Line Telecommunications - - - - - - - - - 6570 Mobile Telecommunications - - - - - - - - - 6000 Total Telecommunications - - - - - - - - - 7530 Electricity - - - - - - - - - 7570 Gas, Water & Multiutilities - - - - - - - - - 7000 Total Utilities - - - - - - - - - 8350 Banks - - - - - - - - - 8530 Nonlife Insurance - - - - - - - - - 8570 Life Insurance - - - - - - - - - 8630 Real Estate Investment & Services - - - - - - - - - 8670 Real Estate Investment Trusts - - - - - - - - - 8730 Real Estate - - - - - - - - - 8770 General Financial - - - - - - - - - 8980 Equity Investment Instruments - 1 2.07 - - - - - - 8990 Nonequity Investment Instruments - - - - - - - - - 8000 Total Financials - 1 2.07 - - - - - - 9530 Software & Computer Services - - - - - - - - - 9570 Technology Hardware & Equipment - - - - - - - - - 9000 Total Technology - - - - - - - - - Total Equities - 2 64.03-1 104.90 - - - Company Fixed Interest Debentures and Loans - - - - - - - - - Convertibles - - - - - - - - - Preference - - - - - - - - - Total Company Fixed Interest - - - - - - - - -
Table 5a: New Issues by business sector Main Market - UK Listed New Companies Transfers Re-Admissions Introduction Money Raising Introduction Money Raising Introduction Money Raising Group Business sector No. of co's No. ( m) No. of co's No. ( m) No. of co's No. ( m) of co's of co's of co's IPO's Equities 0530 Oil & Gas Producers - 1 61.97-1 104.90 - - - 0570 Oil Equipment, Services & Distribution - - - - - - - - - 0580 Alternative Energy - - - - - - - - - 0001 Total Oil & Gas - 1 61.97-1 105 - - - 1350 Chemicals - - - - - - - - - 1730 Forestry & Paper - - - - - - - - - 1750 Industrial Metals - - - - - - - - - 1770 Mining - - - 1 - - - - - 1000 Total Basic Industries - - 1 - - - - - 2350 Construction & Materials - - - - - - - - - 2710 Aerospace & Defense - - - - - - - - - 2720 General Industrials - - - - - - - - - 2730 Electronic & Electrical Equipment - - - - - - - - - 2750 Industrial Engineering - - - - - - - - - 2770 Industrial Transportation - - - - - - - - - 2790 Support Services - - - - - - - - - 2000 Total Industrials - - - - - - - - - 3350 Automobiles & Parts - - - - - - - - - 3530 Beverages - - - - - - - - - 3570 Food Producers - - - - - - - - - 3720 Household Goods - - - - - - - - - 3740 Leisure Goods - - - - - - - - - 3760 Personal Goods - - - - - - - - - 3780 Tobacco - - - - - - - - - 3000 Total Consumer Goods - - - - - - - - - 4530 Health Care Equipment & Services - - - - - - - - - 4570 Pharmaceuticals & Biotechnology - - - - - - - - - 4000 Total Health Care - - - - - - - - - 5330 Food & Drug Retailers 1 - - - - - - - - 5370 General Retailers - - - - - - - - - 5550 Media - - - - - - - - - 5750 Travel & Leisure - - - - - - - - - 5000 Total Consumer Services 1 - - - - - - - - 6530 Fixed Line Telecommunications - - - - - - - - - 6570 Mobile Telecommunications - - - - - - - - - 6000 Total Telecommunications - - - - - - - - - 7530 Electricity - - - - - - - - - 7570 Gas, Water & Multiutilities - - - - - - - - - 7000 Total Utilities - - - - - - - - - 8350 Banks - - - - - - - - - 8530 Nonlife Insurance - - - - - - - - - 8570 Life Insurance - - - - - - - - - 8630 Real Estate Investment & Services - - - - - - - - - 8670 Real Estate Investment Trusts - - - - - - - - - 8730 Real Estate 1 - - 1 - - - - - 8770 General Financial - - - 1 - - - - - 8980 Equity Investment Instruments - 4 157.89 1 - - - - - 8990 Nonequity Investment Instruments - - - - - - - - - 8000 Total Financials 1 4 157.89 3 - - - - - 9530 Software & Computer Services - - - - - - 1 - - 9570 Technology Hardware & Equipment - - - - - - 1 - - 9000 Total Technology - - - - - - 2 - - Total Equities 2 5 219.85 4 1 104.90 2 - - Company Fixed Interest Debentures and Loans - - - - - - - - - Convertibles - - - - - - - - - Preference - 2 103.00 - - - - - - Total Company Fixed Interest - 2 103.00 - - - - - -
Table 6: Distribution of issues by equity money raised Main Market - UK Listed of which Total New issues Rights issues Money Money Money Money Money raised No. of raised No. of raised No. of raised No. of raised range ( m) issues ( m) companies at issue issues ( m) issues ( m) ( m) 1000+ 0 0.00 0 0.00 0 0.00 0 0.00 500-1,000 0 0.00 0 0.00 0 0.00 0 0.00 250-500 0 0.00 0 0.00 0 0.00 0 0.00 100-250 2 354.70 1 104.90 1 249.80 0 0.00 50-100 4 292.27 1 61.97 0 0.00 3 230.30 25-50 6 172.67 1 30.00 0 0.00 5 142.67 10-25 8 155.84 0 0.00 0 0.00 8 155.84 5-10 0 0.00 0 0.00 0 0.00 0 0.00 2-5 5 15.33 1 2.07 0 0.00 4 13.27 0-2 6 1.40 0 0.00 0 0.00 6 1.40 Totals 31 992.21 4 198.93 1 249.80 26 543.48 More than 50m 6 646.97 2 166.87 1 249.80 3 230.30 Less than 50m 25 345.24 2 32.07 0 0.00 23 313.18 Less than 25m 19 172.58 1 2.07 0 0.00 18 170.51 Other issues 1000+ 8 52,697.39 0 0.00 4 37,808.55 4 14,888.83 500-1,000 11 7,080.32 0 0.00 7 4,742.67 4 2,337.65 250-500 16 5,672.47 0 0.00 10 3,324.11 6 2,348.36 100-250 31 5,123.83 2 209.40 16 2,759.14 13 2,155.28 50-100 24 1,800.51 1 61.97 5 387.49 18 1,351.05 25-50 26 954.05 2 78.63 4 141.90 20 733.52 10-25 23 414.56 0 0.00 0 0.00 23 414.56 5-10 12 89.03 0 0.00 0 0.00 12 89.03 2-5 26 74.00 2 4.68 0 0.00 24 69.32 0-2 209 60.67 0 0.08 0 0.00 209 60.60 Totals 386 73,966.84 7 354.76 46 49,163.87 333 24,448.21 More than 50m 90 72,374.52 3 271.37 42 49,021.97 45 23,081.18 Less than 50m 296 1,592.32 4 83.39 4 141.90 288 1,367.03 Less than 25m 270 638.27 2 4.76 0 0.00 268 633.51 Distribution of issues by equity money raised 20 16 16 New issues Rights issues No. of companies 12 8 4 0 10 7 5 4 4 2 2 2 1 0 0 0 0 0 0 0 0 0 0 0-2 2-5 5-10 10-25 25-50 50-100 100-250 250-500 500-1,000 1000+ Money raised ( m)
Table 7: New issues by equity market value at issue Main Market - UK Listed Total New companies of which Other Market Equity Money Equity Money New investment companies Equity Money value No. of market raised No. of market raised Equity Money No. of market raised range ( m) companies value ( m) ( m) companies value ( m) ( m) No. of market raised companies value ( m) ( m) companies value ( m) ( m) 1,000+ 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 500-1,000 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 250-500 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 100-250 1 192.0 62.0 1 192.0 62.0 0 0.0 0.0 0 0.0 0.0 50-100 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 25-50 1 30.0 30.0 1 30.0 30.0 0 0.0 0.0 0 0.0 0.0 10-25 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 5-10 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 2-5 1 2.1 2.1 1 2.1 2.1 1 2.1 2.1 0 0.0 0.0 0-2 1 0.0 104.9 0 0.0 0.0 0 0.0 0.0 1 0.0 104.9 Totals 4 224.1 198.9 3 224.1 94.0 1 2.1 2.1 1 0.0 104.9 More than 50m 1 192.0 62.0 1 192.0 62.0 0 0.0 0.0 0 0.0 0.0 Less than 50m 3 32.1 137.0 2 32.1 32.1 1 2.1 2.1 1 0.0 104.9 Less than 25m 2 2.1 107.0 1 2.1 2.1 1 2.1 2.1 1 0.0 104.9 1,000+ 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 500-1,000 4 2,893.7 0.0 1 524.8 0.0 0 0.0 0.0 3 2,368.9 0.0 250-500 1 406.8 0.0 0 0.0 0.0 0 0.0 0.0 1 406.8 0.0 100-250 3 417.9 166.5 2 296.5 166.5 1 104.5 104.5 1 121.3 0.0 50-100 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 0 0.0 0.0 25-50 2 78.6 78.6 2 78.6 78.6 1 48.6 48.6 0 0.0 0.0 10-25 1 13.1 0.0 0 0.0 0.0 0 0.0 0.0 1 13.1 0.0 5-10 0 5.1 0.0 0 5.1 0.0 0 5.1 0.0 0 0.0 0.0 2-5 2 8.1 4.7 2 4.7 4.7 2 4.7 4.7 0 3.4 0.0 0-2 3 0.3 105.0 1 0.1 0.1 0 0.1 0.1 2 0.2 104.9 Totals 16 3,823.5 354.8 8 909.8 249.9 4 163.0 157.9 8 2,913.7 104.9 More than 50m 8 3,718.3 166.5 3 821.3 166.5 1 104.5 104.5 5 2,897.0 0.0 Less than 50m 8 105.2 188.3 5 88.5 83.4 3 58.5 53.4 3 16.7 104.9 Less than 25m 6 26.5 109.7 3 9.8 4.8 2 9.8 4.8 3 16.7 104.9 8 New issues by equity market value No. of companies 4 3 2 1 4 3 2 1 0 0-2 2-5 0 5-10 10-25 0 0 25-50 50-100 100-250 250-500 500-1,000 1,000+ Market value range ( m) Fact sheets are located within the Statistics section Main Market Factsheet
Table 8: Distribution of companies by equity market value Main Market - UK Listed Market Equity value No. of market Equity range ( m) companies % value ( m) % No. of market companies % value ( m) % Over 2,000 102 9.9 1,482,374.4 85.6 12 12.5 237,734.4 91.3 1,000-2,000 75 7.3 105,568.1 6.1 6 6.3 8,278.7 3.2 500-1,000 79 7.7 57,368.7 3.3 9 9.4 6,758.8 2.6 250-500 124 12.1 43,985.0 2.5 8 8.3 3,031.8 1.2 100-250 159 15.5 26,419.7 1.5 18 18.8 2,864.0 1.1 50-100 127 12.4 9,221.7 0.5 17 17.7 1,184.3 0.5 25-50 102 9.9 3,700.2 0.2 11 11.5 366.4 0.1 10-25 119 11.6 2,061.0 0.1 5 5.2 97.0 0.0 5-10 52 5.1 386.1 0.0 2 2.1 11.5 0.0 2-5 30 2.9 104.7 0.0 4 4.2 15.2 0.0 0-2 28 2.7 29.6 0.0 1 1.0 0.5 0.0 Unvalued securities 6 0.6 - - 0 0.0 - - Suspended 23 2.2 - - 3 3.1 - - Totals 1,026 100.0 1,731,219.2 100.0 96 100.0 260,342.7 100.0 More than 50m 666 64.9 1,724,937.6 99.6 70 72.9 259,852.0 99.8 Less than 50m 331 32.3 6,281.6 0.4 23 24.0 490.7 0.2 Less than 25m 229 22.3 2,581.4 0.1 12 12.5 124.3 0.0 AIM (UK & International) Equity No. of market companies % value ( m) % Over 2,000 0 0.0-0.0 1,000-2,000 2 0.2 2,151.0 3.7 500-1,000 8 0.6 5,860.1 10.2 250-500 37 2.9 11,989.2 20.8 100-250 101 7.8 15,246.6 26.4 50-100 122 9.4 8,545.9 14.8 25-50 199 15.4 7,116.4 12.3 10-25 286 22.1 4,590.8 8.0 5-10 190 14.7 1,387.2 2.4 2-5 207 16.0 697.4 1.2 0-2 122 9.4 138.5 0.2 Unvalued securities 6 0.5 - - Suspended 13 1.0 - - Totals 1,293 100.0 57,723.1 100.0 More than 50m 270 20.9 43,792.8 75.9 Less than 50m 1,004 77.6 13,930.3 24.1 Less than 25m 805 62.3 6,813.9 11.8 UK techmark companies are also included in "Main Market - UK Listed" 350 Distribution of companies by equity market value No. of companies 300 250 200 150 100 50 0 122 28 1 0-2 207 30 4 2-5 190 52 2 5-10 286 199 159 119 122127 124 102 101 37 11 17 18 5 8 10-25 25-50 50-100 100-250 250-500 Market value range ( m) Main Market - UK Listed AIM techmark 9 8 79 500-1,000 6 75 1,000-2,000 12 102 Over 2,000
Market summary Main Market UK Listed of which: Main Market International Listed Year Year Year Company data Dec 09 to date Dec 09 to date Dec 09 to date New companies 4 19 3 19 0 1 Delistings/Transfers 7 73 2 16 0 0 31 Trading 1,095 325 93 Suspended 26 6 3 Total companies 1,121 331 96 Equity market 1,731.2 1,795.8 260.3 value ( bn) Covered Warrant Market New Warrants 156 825 22 986 Expired Warrants 3 326 19 968 Total warrants listed 1573 864 of which: Money raised Main Market Main Market UK Listed International Listed No. of co's Money No. of co's Money No. of co's Money / issues raised ( m) / issues raised ( m) / issues raised ( m) Equity New Issues 4 198.9 1 340.0 0 0.0 Further issues 27 793.3 7 155.1 4 64.4 Total 31 992.2 8 495.1 4 64.4 Fixed Interest New & Further Issues 0 0.0 0 0.0 - - Eurobonds / MTN's 198 12,855.6 113 9,942.9 - - Total 198 12,855.6 113 9,942.9 0 0.0 Public sector 4 13,029.8 5 1,634.0 0 0.0 Grand Total 233 26,877.6 126 12,072.0 4 64.4 Equity New Issues 7 354.8 3 704.6 1 0.0 Further issues 379 73,612.1 39 2,375.5 26 565.9 Total 386 73,966.8 42 3,080.1 27 565.9 Fixed Interest New & Further Issues 9 341.6 0 0.0 - - Eurobonds / MTN's 1,858 254,570.9 1,263 204,802.9 - - Total 1,867 254,912.5 1,263 204,802.9 0 0.0 Public sector 86 216,938.8 69 26,406.8 0 0.0 Grand Total 2,339 545,818.2 1,374 234,289.8 27 565.9 Fact sheets are located within the Statistics section Main Market Factsheet
Notes to the statistics Table 1: Main Market - UK listed companies: further issues Other issues exclude eurobonds and medium term note tranches. Table 2: Main Market - International listed companies: new issues Fixed interest summary figures exclude eurobonds and medium term note tranches. Table 3: New and further issues by method New companies. Equity issues only. Refer to Table 1 for full details of equity and fixed interest issues. Further issues. Equity issues only and excludes non-money raising issues. Refer to Table 1 for details of further issues during the month. Fixed interest. Figures include new and further issues. Convertibles do not include convertible eurobonds. Covered Warrant issues include all covered warrants issued, and not just those on the dedicated Covered Warrant market. Table 5: Money raised by business sector Excludes non-money raising new companies and non-money raising further issues. Table 5a: New Issues by business sector New Companies - companies new to the exchange split by "Introductions" (non-money raising) and "Money Rasing" companies that have raised money on listing Transfers - companies that have transferred from one market to another (Aim to Main or Main to AIM) Re-admissions - companies that have cancelled their listing and re-admitted the same day (Scheme's / Reverse takeovers) If a company issues an Equity and a Fixed Interest the company count will appear in the equity section and not the fixed interest. Money raised will appear in both equity and fixed interest Table 6: Distribution of companies by equity money raised Table excludes non-money raising new companies and non-money raising further issues. Table 7: New issues by equity market value at issue Other includes re-listings and transfers. See definition of terms below. Table 8: Distribution of companies by equity market value Unvalued securities include those companies where a price is not available. More than 50m etc. Unvalued and suspended securities are excluded from figures in italics. Equity market value at month end. The number of shares issued multiplied by the month end closing mid-price. Main market summary New money raised includes only money raising companies during the month. Total Companies includes companies with no equity listed. Average market capitalisation of equity companies should therefore be calculated using number of equity companies listed in Table 9. techmark - the London Stock Exchange market for innovative technology companies, launched 4th November 1999. techmark figures are an "of which" of the UK listed and International listed figures. Fact sheets are located within the Statistics section Main Market Factsheet
Definition of terms DRs include all types of depositary receipt. For example, ADRs, GDRs and ADS. Market value at issue Represents the total number of shares multiplied by the issue price or opening admission price. New company A company listing on either the Main Market for the first time. Transfer A company transferring to another London Stock Exchange market. For example, AIM to the Main Market. Relisting A company relisting following cancellation of a previous listing on a London Stock Exchange market. bn refers to 10 9 Source of the Primary Market fact sheet information is the London Stock Exchange Listing Applications and AIM departments with the information originating directly from the issuer and broker together with various standing data files. Economic and Market Information Service All reasonable efforts have been made to ensure that the information in this document was correct at the time of publication. However, London Stock Exchange plc accepts no liability for decisions taken, or systems-related or other work carried out by any party based on this document. 2009. London Stock Exchange plc. London EC4M 7LS. Registered in England and Wales No. 2075721 Telephone 020 7797 1000 www.londonstockexchange.com AIM, Main Market, the London Stock Exchange logo, SEAQ, SETS, extramark, techmark and techmark mediscience are trade marks of the London Stock Exchange plc. FTSE is a trademark of the London Stock Exchange plc and the Financial Times Limited and is used by FTSE Limited under licence. The FTSE indices are calculated by FTSE Limited in conjunction with the Institute of Actuaries. FTSE International Limited. All rights reserved. All copyright in the indices values and constituent lists vest in FTSE Limited. Prepared by Market Information & Analysis, London Stock Exchange plc. Fact sheets are located within the Statistics section Main Market Factsheet