Guggenheim Frontier Markets ETF (FRN) Tearsheet as of 11:57 am, April 28, 2014. Summary RATINGS* DIAMONDS* ETFG RISK RATING 5.70 ETFG REWARD RATING 4.91 Description Guggenheim Frontier Markets ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the price and yield performance of the Bank of New York Mellon New Frontier DR Index. ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY 46.3 38.4 49.3 50.2 62.2 Inception Date: 06/12/2008 Expense Ratio: 0.7% Related Index: MSCI EM NR USD Historical prices (1 year) Last 16.39 Change 0.02 (0.12%) Last Volume 300 Bid 16.39 16.77 Ask 16.42 High 16.43 Low 16.36 Open 16.36 Previous Close 16.37 Volume 4K Dividend Yield 3.97% Beta 0.96 52wk High 16.81 52wk Low 14.26 Date 4/28/2014 Time 11:41:31 AM Mar 31 Apr 04 Apr 11 Apr 21 Apr 25 Key - Green Diamond Reward Ratings Key - Red Diamond Risk Ratings Key: 1 2 3 4 5 6 7 8 9 10 Key: 1 2 3 4 5 6 7 8 9 10 Underperform Market Perform Outperform Low Risk Moderate Risk High Risk (c) ETF Global Page 1 of 6
Exposure Geographic Exposure 32.2% 18% 4.2% 17.1% Chile Colombia Argentina Egypt United States Kazakhstan Peru Lebanon Currency Exposure USD EGP 76.5% 5.5% 4.6% 13.5% 18% 5.5% Sector Exposure 26.9% 4.1% Financials Energy Utilities Materials Industrials Consumer Staples Telecommunication Services Consumer Goods 6.1% 19.9% Industry Group Exposure 23.6% 19.9% 4.1% 6.1% 6.7% 12% 12% Industry Exposure 23.6% 19.9% 4.1% 7.3% 6.1%4.6% (c) ETF Global Commercial Banks Oil Gas & Consumable Fuels Electric Utilities Airlines Independent Power Producers & Energy Traders Beverages Chemicals 16.8% Metals & Mining Real Estate Management & Development Money Center Banks 7.3% Diversified Telecommunication Services Farm Products 6.7% Banks Energy Utilities Materials Transportation Food Beverage & Tobacco Real Estate Financial Telecommunication Services Consumer Goods Sub-Industry Exposure 23.6% 6.1%4.6% Diversified Banks Integrated Oil & Gas Electric Utilities Airlines Independent Power Producers & Energy Traders Fertilizers & Agricultural Chemicals Oil & Gas Exploration & Production Gold Real Estate Development Brewers Distillers & Vintners Money Center Banks Soft Drinks Integrated Telecommunication Services Page 2 of 6
Top Holdings Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value 1 EC FRN Ecopetrol SA USD 9.39% 216K 7.89M 2 CIB FRN Bancolombia SA USD 7.74% 116K 6.51M 3 ENI FRN Enersis SA USD 7.34% 391K 6.17M 4 YPF FRN YPF SA USD 6.84% 197K 5.76M 5 LFL FRN Latam Airlines Group SA USD 6.07% 336K 5.10M 6 COMI.EY FRN Commercial International Bank Egypt SAE EGP 5.52% 916K 4.64M 7 CNCO FRN Cencosud SA USD 4.64% 385K 3.90M 8 EOC FRN Empresa Nacional de Electricidad SA/Chile USD 4.63% 88K 3.90M 9 GRTB FRN GUARANTY TRUST BANK-GDR REGS - - 4.48% 458K 3.77M 10 BSAC FRN BANCO SANTANDER-CHILE-ADR - - 4.46% 163K 3.75M 11 SQM FRN Sociedad Quimica y Minera de Chile SA USD 3.73% 99K 3.14M 12 BCH FRN Banco de Chile USD 3.73% 41K 3.13M 13 KMG FRN KazMunaiGas Exploration Production JSC USD 3.11% 175K 2.62M 14 BVN FRN Cia de Minas Buenaventura SA USD 2.96% 196K 2.49M 15 BCA FRN Corpbanca SA USD 2.60% 124K 2.18M 16 GLTD FRN GLOBAL TELECOM HOLDING-GDR - - 2.43% 545K 2.04M 17 GRAM FRN GRANA Y MONTERO SA -SPON ADR - - 2.24% 103K 1.88M 18 CCU FRN Cia Cervecerias Unidas SA USD 1.90% 69K 1.60M 19 SOLA FRN Solidere USD 1.78% 115K 1.50M 20 GGAL FRN Grupo Financiero Galicia SA USD 1.77% 108K 1.49M Product Info Service Providers Tax Classification Administrator Rydex Fund Services, LLC Tax Classification Regulated Investment Company Advisor Guggenheim Fund Investment Advisors, LLC Commodity Pool Operator - Commodity Trading Advisor - Custodian The Bank of New York Mellon Corporation Depositor - Depository - Distributor Guggenheim Funds Distributors, Inc. Futures Commission - Merchant General Partner - Marketing Agent - Expenses Additional Information Management Fee.500% Expenses.250% Total Expenses.750% Fee Waivers -.050% Net Expenses.700% Fiscal Year End May 31 Pool Manager - Pool Tax Administrator - Distribution Frequency Listing Exchange Annual NYSE Arca, Inc. Michael P. Byrum, James R. King, Aasim Portfolio Manager Merchant Subadvisor - Trust Processing Agent - Transfer Agent The Bank of New York Mellon Corporation Trust Sponsor - Trustee - Creation Unit Size 50,000 Creation Fee $500.00 SEC Series Id S000022470 SEC Class Id C000065012 CTA NAV Symbol FRN.NV CTA Est Cash Symbol FRN.SO CTA Total Cash Symbol N/A ETFG Index Membership CTA IOPV Symbol FRN.IV Index #1 Index #2 ETFG Global Composite ETFG Global Equity Index (c) ETF Global Page 3 of 6
Performance * 2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance 23.76% Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4-22.35% Year Q1 Q2 Q3 Q4 Total 2010 2.62% -2.34% 23.76% 7.38% 33.19% 2011-9.74% 6.26% -22.35% -0.33% -25.78% 2012 18.63% -9.29% 3.02% -1.74% 8.93% 2013-3.39% -15.92% 4.05% -2.79% -17.84% 2014 0.53% 0.31% - - 0.84% MTD YTD 1 Year 3 Year 5 Year 0.31% 0.84% -10.84% -28.36% 33.63% Peer Group Stats (Equity) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28% Peer Low -11.95% -22.70% -20.84% -29.02% -98.06% Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00% Peer Median 1.55% 1.26% 4.65% 13.21% 0.00% Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83% Peer High 45.40% 32.16% 26.49% 70.96% 90.28% Number of Funds 831 831 831 831 831 Fund Return 3.15% 7.91% 7.20% -11.66% -27.53% Fund Percentile 81% 94% 83% 7% 7% Peer Group Stats (Broad Equity) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 3.27% 2.16% 5.48% 7.10% 0.79% Peer Low -9.93% -13.54% -14.66% -28.30% -45.93% Peer 25th 1.16% -0.14% 2.53% -1.73% -5.80% Peer Median 3.13% 1.43% 5.08% 3.91% 0.00% Peer 75th 5.13% 4.92% 7.98% 16.47% 4.88% Peer High 19.32% 16.90% 25.49% 59.80% 68.71% Number of Funds 215 215 215 215 215 Fund Return 3.15% 7.91% 7.20% -11.66% -27.53% Fund Percentile 76% 90% 75% 10% 7% (c) ETF Global Page 4 of 6
Peer Group Stats (Broad Equity) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 3.27% 2.16% 5.48% 7.10% 0.79% Peer Low -9.93% -13.54% -14.66% -28.30% -45.93% Peer 25th 1.16% -0.14% 2.53% -1.73% -5.80% Peer Median 3.13% 1.43% 5.08% 3.91% 0.00% Peer 75th 5.13% 4.92% 7.98% 16.47% 4.88% Peer High 19.32% 16.90% 25.49% 59.80% 68.71% Number of Funds 215 215 215 215 215 Fund Return 3.15% 7.91% 7.20% -11.66% -27.53% Fund Percentile 76% 90% 75% 10% 7% * - as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated otherwise. Fund Flows 1 Week 2 Week 1 Month 3 Month $-183.50K $-776.65K $3.37M $6.02M Fund Statistics Risk and Reward Diamond Ratings Dynamics Risk & Reward 6.60 Mar 17 Return and Risk Statistics Mar 26 Apr 7 Apr 16 Apr 25 Statistics 1 year 3 year 5 year Annualized Return -10.84% -10.52% 5.97% Beta 0.73 0.78 0.86 Standard Deviation 15.65% 17.65% 20.67% Sharpe Ratio -0.72-0.62 0.27 Treynor Ratio -0.15-0.14 0.06 Sortino Ratio -1.12-0.89 0.48 All return calculations are based off of price only and do not include dividend reinvestment. (c) ETF Global Page 5 of 6
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