U.S. EXCHANGE TRADED FUNDS MONTHLY FLASH APRIL 2017
NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs) HIGHLIGHTS FROM APRIL 2017 In April, 5 new ETFs 1 listed on NYSE Arca At the end of April, 1,514 ETFs were listed on NYSE Arca US ETP notional volume represented 27.49% of all CTA issues in April 2017 US ETP daily average turnover was approximately $72.01 billion in April 2017 NYSE Arca was at the NBBO 92.66% of the time, leading all US exchanges NYSE Arca had 23.10 % of all US ETP trading volume, leading all US exchanges 1 ETFs include all exchange traded products NEW YORK STOCK EXCHANGE 2
NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs) Top 10 Most Actively Traded Securities in the U.S (by Turnover Volume) April Symbol Name Product Type Consolidated Trading Volume Consolidated Turnover Volume ($) Average Daily Trading Volume Average Daily Turnover Volume ($) SPY SPDR S&P 500 ETF Trust ETF 1,618,614,321 $381,357,458,320 85,190,227 $20,071,445,175 IWM ishares Russell 2000 ETF ETF 613,474,465 $84,018,014,114 32,288,130 $4,422,000,743 AMZN Amazon.Com Inc Stock 75,369,125 $68,366,856,292 3,966,796 $3,598,255,594 AAPL Apple Inc. Stock 388,514,110 $55,568,939,959 20,448,111 $2,924,681,050 QQQ PowerShares QQQ Trust, Series 1 ETF 391,809,494 $52,021,034,654 20,621,552 $2,737,949,192 BAC Bank of America Corporation Stock 1,856,657,580 $43,100,511,995 97,718,820 $2,268,448,000 FB Facebook, Inc. Class A Stock 284,377,239 $40,787,865,186 14,967,223 $2,146,729,747 EEM ishares MSCI Emerging Markets ETF ETF 990,936,111 $39,155,298,476 52,154,532 $2,060,805,183 XLF Financial Select Sector SPDR Fund ETF 1,630,610,890 $38,268,096,167 85,821,626 $2,014,110,325 TSLA Tesla, Inc. Common Stock Stock 118,459,460 $35,940,435,633 6,234,708 $1,891,601,875 Top 10 Most Actively Traded ETFs in the U.S. (by Turnover Volume) in April SPY SPDR S&P 500 ETF Trust ETF 1,618,614,321 $381,357,458,320 85,190,227 $20,071,445,175 IWM ishares Russell 2000 ETF ETF 613,474,465 $84,018,014,114 32,288,130 $4,422,000,743 QQQ PowerShares QQQ Trust, Series 1 ETF 391,809,494 $52,021,034,654 20,621,552 $2,737,949,192 EEM ishares MSCI Emerging Markets ETF ETF 990,936,111 $39,155,298,476 52,154,532 $2,060,805,183 XLF Financial Select Sector SPDR Fund ETF 1,630,610,890 $38,268,096,167 85,821,626 $2,014,110,325 GDX VanEck Vectors Gold Miners ETF ETF 1,428,012,691 $33,417,961,201 75,158,563 $1,758,840,063 EFA ishares MSCI EAFE ETF ETF 442,498,129 $27,607,293,192 23,289,375 $1,453,015,431 GLD SPDR Gold Trust, SPDR Gold Shares ETV 189,219,513 $22,900,703,464 9,958,922 $1,205,300,182 XLE Energy Select Sector SPDR Fund ETF 297,877,347 $20,654,985,482 15,677,755 $1,087,104,499 TLT ishares 20+ Year Treasury Bond ETF ETF 167,314,677 $20,482,586,044 8,806,036 $1,078,030,844 NEW YORK STOCK EXCHANGE 3
NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs) New ETPs Launched on NYSE Arca in April Symbol Listing Date Name Product Type Consolidated Trading Volume Consolidated Turnover Volume ($) Average Daily Trading Volume Average Daily Turnover Volume ($) TETF 4/20/2017 ETF Industry Exposure & Financial Services ETF ETF 103,854 $1,589,664 14,836 $227,095 ICAN 4/13/2017 SerenityShares Impact ETF ETF 89,622 $2,239,493 8,147 $203,590 TERM 4/11/2017 EquityCompass Tactical Risk Manager ETF ETF 161,732 $3,245,805 12,441 $249,677 ERM 4/11/2017 EquityCompass Risk Manager ETF ETF 89,438 $1,787,334 6,880 $137,487 NUSA 4/3/2017 NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF ETF 1,718,625 $43,080,176 85,931 $2,154,009 NEW YORK STOCK EXCHANGE 4
# of Products NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs) 1400 1200 1000 800 600 400 200 0 Mar-15 Apr-15 May- Jun-15 Jul-15 Aug-15 Sep-15 Oct-15 Nov-15 Dec-15 Jan-16 Feb-16 Mar-16 Apr-16 May- Jun-16 Jul-16 Aug-16 Sep-16 Oct-16 Nov-16 Dec-16 Jan-17 Feb-17 Mar-17 Apr-17 15 16 ETF 1221 1234 1240 1262 1281 1296 1311 1314 1317 1322 1322 1309 1305 1301 1302 1315 1318 1297 1304 1309 1308 1275 1270 1274 1275 1274 ETV 78 78 78 76 76 75 75 75 75 75 75 75 73 73 73 73 73 71 70 70 70 70 71 71 73 73 ETN 183 183 184 184 170 170 171 177 177 177 175 180 180 179 179 177 181 173 165 164 165 165 167 166 167 167 AUM ($ trillion) 1.98 2.02 2.03 2 2.14 2.07 1.98 1.975 2.02 2.001 1.9 1.88 1.98 2.052 1.97 2.06 2.17 2.2 2.42 2.21 2.28 2.35 2.43 2.52 2.55 2.63 As of April, 2,007 ETFs were listed in the U.S., 1,514 of which were listed on NYSE Arca NYSE Arca listed ETFs have a total AUM of approximately $2.63 trillion NEW YORK STOCK EXCHANGE 5
NYSE ARCA ETFs (BY ISSUER) Issuer # of ETFs New in April New YTD Turnover Academy Funds 1 $4,378,327 AdvisorShares 20 $143,278,954 AlphaClone 2 $3,187,170 ALPS 18 $2,374,163,419 ARK 4 $31,443,511 ArrowShares 2 $51,207,982 Barclays 72 1 $20,728,541,685 Cambria 3 $43,772,372 Charles Schwab 21 $8,055,544,537 Citigroup 3 $946,499 Columbia Management 14 $116,597,090 Credit Suisse 10 $54,945,471 CSOP 3 $963,308 Deutsche Bank 28 $2,405,639,456 db X-trackers 18 $3,256,102,490 Diamond Hill 1 $3,911,375 Direxion Shares 80 3 $50,141,365,878 ETF Managers Group 4 $8,404,366 ETF Securities 8 3 $297,182,552 Exchange Traded Concepts 7 1(TETF) 1 $225,356,506 Fidelity 20 $1,087,028,626 FirstTrust 36 2(TERM,ERM) 2 $6,712,086,903 FlexShares 18 $872,129,951 Franklin Templeton 8 1 $30,056,296 Global X 40 $869,371,136 Goldman Sachs 2 $411,072 Goldman Sachs Asset Management 7 $472,590,457 Guggenheim 76 $6,247,522,841 Hartford Funds 7 2 $22,830,818 Horizons 2 $4,822,040 IndexIQ 20 1 $344,684,794 Inspire Investing 2 2 $9,090,715 Invesco PowerShares 88 1 $62,057,027,945 ishares 259 1 $412,483,384,964 Janus 3 $41,430,475 NEW YORK STOCK EXCHANGE 6
NYSE ARCA ETFs (BY ISSUER) Issuer # of ETFs New in April New YTD Turnover John Hancock 12 $47,553,381 JPMorgan Chase & Co. 1 $635,436,886 JP Morgan ETFs 10 $169,623,986 Krane Shares 3 $132,627,403 LocalShares 1 $67,007 Merk 1 $8,636,065 Morgan Stanley 5 $6,760,687 Natixis 1 $731,463 Nuveen 2 1(NUSA) 1 $47,649,028 Oppenheimer 7 $227,415,621 O'Shares 7 1 $69,210,755 PIMCO 12 $2,936,466,341 Principal 1 $4,683,662 ProShares 122 2 $55,930,050,235 PureFunds 6 $196,171,020 QuantShares 5 $1,424,779 RealityShares 1 $11,497,825 Reaves 1 $742,711 Renaissance Capital 2 $1,417,084 RexShares 2 $19,746,508 SerenityShares 1 1(ICAN) 1 SPDR ETFs 147 1 $610,111,322,523 Sprott Asset Management 6 $228,893,256 Strategy Shares 2 $2,377,239 Swedish Export Credit (SEK) 7 $29,726,094 Teucrium 5 $51,331,225 Tortoise 1 $4,776,012 UBS 41 2 $641,140,920 United States Commodity Funds LLC 13 $6,623,685,603 U.S. Global Investors 1 $18,517,016 VanEck Vectors 54 1 $64,612,673,543 Vanguard 49 $78,514,662,222 VelocityShares 7 $32,831,251,921 Virtus ETF Solutions 5 2 $172,526,829 WBI 12 $67,997,118 WisdomTree 54 1 $9,250,151,410 NEW YORK STOCK EXCHANGE 7
Apr 2010 Jun 2010 Aug 2010 Oct 2010 Dec 2010 Feb 2011 Apr 2011 Jun 2011 Aug 2011 Oct 2011 Dec 2011 Feb 2012 Apr 2012 June 2012 Aug 2012 Oct 2012 Dec 2012 Feb 2013 Apr 2013 June 2013 Aug 2013 Oct 2013 Dec 2013 Feb 2014 April 2014 June 2014 Aug 2014 Oct 2014 Dec 2014 Feb 2015 April 2015 June 2015 Aug 2015 Oct 2015 Dec 2015 Feb 2016 April 2016 June 2016 Aug-16 Oct 2016 Dec 2016 Feb 2017 April 2017 U.S. ETF CONSOLIDATED VOLUMES 40.00% 35.00% 30.00% 25.00% 20.00% 15.00% 10.00% 5.00% 0.00% During the month of April, U.S. ETF CADV was 1.30 billion and daily notional value was $72.01 billion By the end of April, U.S. ETF share and notional volume represented 19.75% and 27.49%, respectively of all CTA issues NEW YORK STOCK EXCHANGE 8
U.S. ETF MARKET SHARE BY TRADING VENUE 45% 40% 35% TRF(Off-Exchange) 30% NYSE Arca 25% Nasdaq BX 20% PSX 15% 10% BZX BATSY EDGA 5% EDGX 0% In April 2017, NYSE Arca led all exchanges with an ETF trading market share of 23.10% ETF trades occurring off-exchange in April represented 38% NEW YORK STOCK EXCHANGE 9
CONTACT US For more information, visit www.nyse.com/etf Email us at: etf@nyse.com 2017 NYSE. All rights reserved. NYSE and its affiliates do not recommend or make any representation as to possible benefits from any securities or investments, or third-party products or services. Investors should undertake their own due diligence regarding their securities and investment practices. NEW YORK STOCK EXCHANGE 10