1. Name of Listed Entity: HIMADRI SPECIALITY CHEMICAL LTD (FORMERLY KWN AS HIMADRI CHEMICALS & INDUSTRIES LIMITED) 2. Scrip Code/Name of Scrip/Class of Security : BSE Scrip Code 5184 & NSE Symbol HSCL Equity Shares of Rs.1/ each. 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) : Reg. 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ended : 36217 b. If under 31(1)(c) then indicate date of allotment/extinguishment : Not Applicable 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars Yes* No* 1 2 3 4 5 Whether the Listed Entity has issued any partly paid up shares? Whether the Listed Entity has issued any Convertible Securities or Warrants? Whether the Listed Entity has any shares against which depository receipts are issued? Whether the Listed Entity has any shares in lockedin? Whether any shares held by promoters are pledge or otherwise encumbered? Yes * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, Lockedinshares, no. of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified securities.
Table I Summary Statement holding of specified securities Category (I) Category of shareholder (II) Nos. of shareh olders (III) No. of fully paid up equity share s held (IV) Partly paidup equity shares held (V) Nos. of shares underlying Depository Receipts (VI) Total nos. shares held VII = IV+V+VI Shareholding as a % total no. of shares (calculate d as per SCRR, 1957) (VIII) As a % of (A+B+C2) As a % of (A+B+C2) VIII Number of Voting Rights held in each class of securities (IX) No of Voting Rights Class: X* Class Y Total Total as a % of (A+B+ C) No. of Shares Underlying Outstanding convertible securities (including Warrants) (X) Total shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)=(VII)+(X) as a % of (A+B+C2) (XI) Number of Locked in shares ** (XII) No. (a) As a % of total Shar es held (b) Number of Shares pledged or otherwise encumbered (XIII) No. (a) As a % of total Share s held (b) Number of equity shares held in dematerializ ed form (XIV) (A) Promoter & 12 2481527 2481527 48.95 2481527 2481527 48.95 48.95 32675297 15.95 Promoter Group (B) Public 2476 21359266 21359266 51.5 21359266 21359266 51.5 51.5 (C) Non Promoter.. Non Public (C1) Shares underlying.. DRs (C2) Shares held by.. Employee Trusts Total 24772 418,47,867. 41847867 1. 41847867 41847867 1. 1. 32675297 7.81 41469422 *Voting rights for the ordinary shares have been declared in class X ** The allotment of 3,26,75,297 Equity Shares made on 25.3.216 to promoter group Company on preferrential basis has been locked in for three years upto 25.3.219 in terms of Regulation 78 of the SEBI (ICDR) Regulations, 29. 2481527 25654215
(II) Statement showing Shareholding Pattern of the Promoter and Promoter Group Category Category & name Number No.of fully paid Partly paidup equity Nos. of shares Total nos. shares Shareholding Number of Voting rights held in each class of No. of Shares Underlying Total shareholding, as a % Number of Locked Number of Shares of the Shareholders of up equity shares held underlying held VII= % calcuated securities Outstanding convertible assuming full conversion in shares (XII)** Pledged or otherwise (I) Shareholders shares held (V) Depository IV+V+VI as per SCRR, (IX) securities of convertible securities encumbered (III) (IV) Receipts (VI) 1,957 (including Warrants) (as a percentage of diluted (XIII) as a % of Number of Voting rights Total as a % (X) share capital) No.(a) As a % of No.(a) As a % (A+B+C2) VIII of Total Voting (XI)=(VII)+(X) as a Total Total Class X* Class Y Total rights % of (A+B+C2) shares shares held (b) held Number of Equity shares held in dematerialize d form (XIV) (A) Promoter and Promoter Group (1) Indian (a) Individuals/ Hindu Undivided Family 8 127286 12,728,6 3.4 127286 127286 3.4 3.4. 12,728,6 1 SUSHILA DEVI CHOUDHARY 1 85 85.2 85 85.2.2. 85 2 SAROJ DEVI CHOUDHARY 1 82285 82285.2 82285 82285.2.2. 82285 3 SHEELA DEVI CHOUDHARY 1 76342 76342.18 76342 76342.18.18. 76342 4 KANTA DEVI CHOUDHARY 1 82285 82285.2 82285 82285.2.2. 82285 5 DAMODAR PRASAD CHOUDHARY 1 148428 148428.35 148428 148428.35.35. 148428 6 BANKEY LAL CHOUDHARY 1 148428 148428.35 148428 148428.35.35. 148428 7 VIJAY KUMAR CHOUDHARY 1 326664 326664.78 326664 326664.78.78. 326664 8 SHYAM SUNDAR CHOUDHARY 1 323428 323428.77 323428 323428.77.77. 323428 (b) Central Government/.. State Government(s) (c) Financial Institutions/. Banks.... (d) Any other (Bodies Corporate) 4 1928667 1928667 45.91 1928667 1928667 45.91 45.91 32675297 17.1. 1928667 1 HIMADRI CREDIT AND FINCE LT 1 9487 9487 2.27 9487 9487 2.27 2.27. 9487 2 HIMADRI COKE AND PETRO LIMITE 1 38175297 38175297 9.12 38175297 38175297 9.12 9.12 32675297 85.59. 38175297 3 HIMADRI INDUSTRIES LTD 1 4614 4614 11.3 4614 4614 11.3 11.3. 4614 4 HIMADRI DYES AND INTERMEDIAT 1 9828431 9828431 23.49 9828431 9828431 23.49 23.49. 9828431 SubTotal (A) (1) 12 2481527 24,815,27 48.95 2481527. 2481527 48.95 48.95 32675297 15.95. 24,815,27
(2) Foreign (a) Individuals( Non Resident individuals/.. Foreign Individuals).. (b) Government.... (c) Institutions.... (d) Foreign Protfolio Investor.... (e) Any other (specify) SubTotal (A) (2)............ Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 12 2481527 24,815,27 48.95 24,815,27 24,815,27 48.95 48.95 32675297 15.95.. 24,815,27 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 211. (III) Statement showing Shareholding Pattern of the Public shareholder Category Category & name Number No.of fully paid rtly paidup equ Nos. of shares Total nos. shares Shareholding Number of Voting rights held in each class of No. of Shares Underlying Total shareholding, as a % Number of Locked Number of Shares Number of of the Shareholders of up equity shares held underlying held VII= % calcuated securities Outstanding convertible assuming full conversion in shares (XII) Pledged or otherwise Equity shares (I) Shareholders shares held (V) Depository IV+V+VI as per SCRR, (IX) securities of convertible securities encumbered held in (III) (IV) Receipts (VI) 1,957 (including Warrants) (as a percentage of diluted (XIII) dematerialize as a % of Total as a % (X) share capital) No.(a) As a No.(a) As a Number of Voting rights (A+B+C2) VIII of Total Voting (XI)=(VII)+(X) as a % of % of d form (XIV) Class X* Class Y Total rights % of (A+B+C2) Total shares Total share held (b) held. Public Shareholding (1) Institutions (a) Mutual Funds/ 6,44,59 16 64759 1.45 64759 64759 1.45 1.45 UTI 64759 (b) Venture Capital Funds. (c) Alternate Investment Funds. (d) Foreign Venture Capital Investors. (e) Foreign Portfolio 22 5544695 Investors 5544695 1.33 5544695 5544695 1.33 1.33 5544695 (f) Financial Institutions/ Banks (g) Insurance Companies 6 39277 39277.9. 39277 39277.9.9 375277 (h) Provident Funds/ Pension Funds. (i) Any Other.. Foreign Institutional Investors SubTotal (B) (1) 2 46 3914 1229145 39,14 1229145.7 2.94 3914 1229145. 3914 1229145.7 2.94 2.94 39,14 12,273,45 (2) Central Government/ State Government(s)/ President of India. SubTotal (B) (2)........
(3) NonInstitutions (a) Individuals i. Individual shareholders holding nominal share capital upto Rs.2 lakh 23639 42911167 42911167 1.26 42911167 42911167 1.26 1.26.. 35153522 ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakh 17 21125613 21125613 5.5 21125613 21125613 5.5 5.5.. 21125613 DILIPKUMAR LAKHI 1 881641 881641 2.11 881641 881641 2.11 2.11.. 881641 (b) NBFCs registered with RBI. (c) Employee Trusts. (d) Overseas Depositories (holding DRs) (balancing figure).. (e) Any Other: 158 137264835 137264835 32.81 137264835 137264835 32.81 32.81.. 1371235 CORPORATE BODY 547 31576721 31576721 7.55 31576721 31576721 7.55 7.55.. 31413921 Chaturveda Advisory Services LLP 1 92 92 2.2 92 92 2.2 2.2.. 92 CLEARING MEMBER 227 79326 79326.19 79326 79326.19.19.. 79326 FOREIGN COMPANY 1 1317886 1317886 24.66 1317886 1317886 24.66 24.66.. 1317886 BC INDIA INVESTMENTS 1317886 1317886 24.66 1317886 1317886 24.66 24.66.. 1317886 NRI 283 171648 171648.41 171648 171648.41.41.. 171648 NRI NREPATRIABLE 84 431323 431323.1 431323 431323.1.1.. 431323 NRI REPATRIABLE 199 1284725 1284725.31 1284725 1284725.31.31.. 1284725 SubTotal (B)(3) 24714 2131615 2131615 48.11 2131615 2131615 48.11 48.11.. 193,381,17 Total Public Shareholding B = (B)(1)+(B)(2)+(B)(3) GRAND TOTAL 2476 21359266 213,592,66 51.5 213,592,66 213,592,66 51.5 51.5.. 25,654,215 24772 41847867 418,47,867 1. 418,47,867 418,47,867 1. 1. 32675297 7.81. 41,469,422 (A) + (B) + (C) *Voting rights for the ordinary shares have been declared in class X Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): NIL Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. No. of shareholders No. of Shares Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of following persons:institutions/non Institutions holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian. ** The allotment of 3,26,75,297 Equity Shares made on 25.3.216 to promoter group Company on preferrential basis has been locked in for three years upto 25.3.219 in terms of Regulation 78 of the SEBI (ICDR) Regulations, 29.
Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Category & Name of PAN Nos. of No. of fully Partly paidup Nos. of the Shareholders (II) shareholde paid up equity equity shares (I) r shares held shares held underlyin (III) (IV) (V) g Depositor y Receipts (VI) Total nos. shares held VII = IV+V+VI Sharehol ding as a % total no. of shares (calculate d as per SCRR, 1957) (VIII) As a % of (A+B+C2 ) As a % of (A+B+C2 ) VIII Number of Voting Rights held in each class No of Voting Rights Total as a % Class X Class Y Tot al of Total Voting rights No. of Shares Underlyin g Outstandi ng convertibl e securities (including Warrants ) (X) Total shareholdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI) Number of Locked Number of Shares No. (a) As a No. As a % of (Not % of total Shar applicabl total es held e) share s (b) (a) held (Not applic able) (b) Number of equity shares held in dematerializ ed form (XIV) (1) Custodian/DR NIL NIL NIL NIL N.A N.A NIL NIL NIL (a) (i) (ii) (2) (a) Name of DR Holder abc,.,.. efg. Employee Benefit Name (abc Total Non Promoter NIL NIL NIL Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available