APPENDIX III List of IOSCO Members

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APPENDIX III List of IOSCO Members Ordinary Members 36 ALBANIA Albanian Securities Commission ALGERIA Commission d'organisation et de surveillance des opérations de bourse ARGENTINA Comisión Nacional de Valores* AUSTRALIA Australian Securities and Investments Commission* AUSTRIA Financial Market Authority BAHAMAS(The) Securities Commission of the Bahamas BAHRAIN (Kingdom of) Bahrain Monetary Agency BANGLADESH BARBADOS Securities Commission of Barbados BELGIUM Banking, Finance and Insurance Commission (BFIC) BERMUDA The Bermuda Monetary Authority BOLIVIA Superintendencia de Pensiones, Valores y Seguros BOSNIA AND HERZEGOVINA (Federation of) Securities Commission of the Federation of Bosnia and Herzegovina BRAZIL Comissão de Valores Mobiliários* BRUNEI (Sultanate of) Brunei International Financial Center of the Ministry of Finance BULGARIA Financial Supervision Commission CHILE Superintendencia de Valores y Seguros CHINA (People s Republic of) China Securities Regulatory Commission* COLOMBIA Superintendencia de Valores COSTA RICA Superintendencia General de Valores CROATIA (Republic of) Croatian Securities Commission CYPRUS (Republic of) CZECH REPUBLIC Czech Securities Commission DENMARK Finanstilsynet DOMINICAN REPUBLIC Superintendencia de Valores de la República Dominicana ECUADOR Superintendencia de Compañías EGYPT Capital Market Authority * Member of the IOSCO Executive Committee

EL SALVADOR Superintendencia de Valores ESTONIA Finantsinspektioon (Financial Supervision Authority) FINLAND Financial Supervision Authority FORMER YUGOSLAV REPUBLIC OF MACEDONIA FRANCE Autorité des marchés financiers* GERMANY Bundesanstalt für Finanzdienstleistungsaufsicht (BAFin) GHANA GREECE Capital Market Commission GUERNSEY Guernsey Financial Services Commission HONDURAS Comisión Nacional de Bancos y Seguros (National Banks and Securities Commission of Honduras) HONG KONG Securities and Futures Commission* HUNGARY Hungarian Financial Supervisory Authority INDIA Securities and Exchange Board of India (SEBI) INDONESIA The Indonesian Capital Market Supervisory Agency IRELAND Central Bank and Financial Services Authority of Ireland ISLE OF MAN Financial Supervision Commission ISRAEL Israel Securities Authority ITALY Commissione Nazionale per le Società e la Borsa* JAMAICA Financial Services Commission Financial Services Agency* JERSEY Jersey Financial Services Commission JORDAN Jordan Securities Commission* KAZAKHSTAN (Republic of) Agency on Regulation and Supervision of the Financial Market and Financial Organizations KENYA Capital Markets Authority KOREA Financial Supervisory Commission/ Financial Supervisory Service KYRGYZ REPUBLIC State Commission on Securities Market 37 * Member of the IOSCO Executive Committee

APPENDIX III List of IOSCO Members Ordinary Members 38 LITHUANIA Lithuanian Securities Commission LUXEMBOURG (Grand Duchy of) Commission de surveillance du secteur financier MALAWI Reserve Bank of Malawi MALAYSIA Securities Commission MALTA Malta Financial Services Authority MAURITIUS (Republic of) Financial Services Commission MEXICO Comisión Nacional Bancaria y de Valores MONGOLIA of Mongolia MOROCCO Conseil déontologique des valeurs mobilières NETHERLANDS (The) The Netherlands Authority for the Financial Markets NEW ZEALAND Securities Commission* NIGERIA NORWAY Kredittilsynet OMAN (Sultanate of) Capital Market Authority ONTARIO Ontario Securities Commission* PAKISTAN of Pakistan PANAMA (Republic of) Comisión Nacional de Valores PAPUA NEW GUINEA Securities Commission PERU Comisión Nacional Supervisora de Empresas y Valores PHILIPPINES POLAND Polish * PORTUGAL Comissão do Mercado de Valores Mobiliários (Securities Market Commission)* QUEBEC Autorité des marchés financiers* ROMANIA Romanian National Securities Commission RUSSIA Federal Service for Financial Markets of Russia SERBIA (Republic of) Securities and Financial Market Commission * Member of the IOSCO Executive Committee

SINGAPORE (Republic of) Monetary Authority of Singapore* SLOVAK REPUBLIC Financial Market Authority SLOVENIA Securities Market Agency SOUTH AFRICA Financial Services Board* SPAIN Comisión Nacional del Mercado de Valores SRI LANKA of Sri Lanka SRPSKA (Republic of) Securities Commission SWEDEN Finansinspektionen SWITZERLAND Swiss Federal Banking Commission (Commission fédérale des banques) CHINESE TAIPEI Financial Supervisory Commission TANZANIA Capital Markets and Securities Authority THAILAND TRINIDAD AND TOBAGO Trinidad and Tobago Securities and Exchange Commission TUNISIA Conseil du marché financier TURKEY Capital Markets Board* UGANDA Capital Markets Authority* UKRAINE Ukrainian Securities and Stock Market State Commission UNITED ARAB EMIRATES Securities and Commodities Authority UNITED KINGDOM Financial Services Authority* United States Securities and Exchange Commission* URUGUAY Banco Central del Uruguay UZBEKISTAN (Republic of) The Centre on Coordination and Control of Functioning of the Securites Market VENEZUELA Comisión Nacional de Valores VIETNAM State Securities Commission WEST AFRICAN MONETARY UNION Conseil régional de l'épargne publique et des marchés financiers ZAMBIA 39 * Member of the IOSCO Executive Committee

APPENDIX III List of IOSCO Members Associate Members ALBERTA Alberta Securities Commission BRITISH COLUMBIA British Columbia Securities Commission Ministry of Agriculture, Forestry and Fisheries Ministry of Economy, Trade and Industry Securities and Exchange Surveillance Commission 40 MALAYSIA Labuan Offshore Financial Services Authority Commodity Futures Trading Commission (CFTC) North American Securities Administrators Association, Inc. (NASAA)

Affiliate Members ARGENTINA Bolsa de Comercio de Buenos Aires AUSTRALIA Australian Financial Markets Association AUSTRALIA Australian Stock Exchange Limited AUSTRALIA SFE Corporation Limited BAHAMAS(The) Bahamas International Securities Exchange BERMUDA The Bermuda Stock Exchange BRAZIL Bolsa de Mercadorias e Futuros BRAZIL Bolsa de Valores de São Paolo CANADA Investment Dealers Association of Canada CANADA Mutual Fund Dealers Association of Canada CANADA TSX Inc. CAYMAN ISLANDS Cayman Islands Stock Exchange CHANNEL ISLANDS Channel Islands Stock Exchange, LBG CHINA (People s Republic of) Shanghai Stock Exchange CHINA (People s Republic of) Shenzhen Stock Exchange GERMANY Deutsche Börse AG GREECE The Athens Stock Exchange S.A. HONG KONG Hong Kong Exchanges and Clearing Limited INDIA National Stock Exchange INDONESIA Jakarta Stock Exchange ITALY Borsa Italiana Japan Securities Dealers Association Osaka Securities Exchange, Co., Ltd. Tokyo Stock Exchange Inc. JORDAN Amman Stock Exchange JORDAN Securities Depository Center 41

APPENDIX III List of IOSCO Members Affiliate Members 42 KOREA Korea Securities Dealers Association KOREA Korea Stock Exchange KOREA The Kosdaq Stock Market, Inc. LUXEMBOURG (Grand Duchy of) Société de la bourse de Luxembourg MALAYSIA Bursa Malaysia MALTA Malta Stock Exchange NETHERLANDS (The) EURONEXT Amsterdam N.V. PAKISTAN The Karachi Stock Exchange (Guarantee) Limited POLAND National Depository for Securities (Kdpw S.A.) SINGAPORE Singapore Exchange Limited SPAIN Bolsas y Mercados Españoles SWITZERLAND SWX Swiss Exchange CHINESE TAIPEI Taiwan Stock Exchange Corp. CHINESE TAIPEI Gre Tai Securities Market CHINESE TAIPEI Taiwan Futures Exchange (TAIFEX) THAILAND The Stock Exchange of Thailand TURKEY Association of Capital Market Intermediary Institutions TURKEY Istanbul Stock Exchange Chicago Board of Trade (CBOT) Chicago Board Options Exchange, Inc. Chicago Mercantile Exchange Inc. (CME) The Clearing Corporation NASD National Futures Association (NFA) National Securities Clearing Corporation New York Stock Exchange, Inc. Options Clearing Corporation (OCC)

International Organizations PHILIPPINES Asian Development Bank Inter-American Development Bank International Bank for Reconstruction and Development International Monetary Fund SWITZERLAND International Securities Market Association FRANCE Organisation de coopération et de développement économiques 43