Oasis Canadian Growth++Income Fund
2007 Fieldhouse Capital The Experience & Passion For Performance. Sustained growth of business with the experience and track record to deliver. 2015 Established 2007 in Vancouver with full portfolio management license. Multiple asset class capability. Incentive based fee structures. Portfolio management team growth with multi-asset class capability. Decision to launch fund vehicle for each flagship program (Precious Metals, Global Rates, Commodities). Dedicated Portfolio Managers with average 25 years experience. Funds allow easier access to high quality risk adjusted returns for registered accounts and smaller (<200k) investors. Broader scope for 3 rd party firms to retain their clients in liquid funds (FundSERV) with generous fee participation (typically 25% of gross).
Opportunity Core CDN Equity Fund Long only Focused portfolio 15-20 securities International revenues Actively managed according to the Oasis model Low turnover Above average reward / risk profile Tax-preferred income Performance accountability (double hurdle) No annual management fee / Incentive Fee only Results must be positive AND exceed the TSX Comp TR Index 25% Incentive Fee applied only on excess performance Client retains 100% of the index plus 75% of the excess performance less Fund expenses Fieldhouse institutional tax structure 3
Investment Objectives To achieve superior growth in capital & income relative to the benchmark over all time horizons. Security selection by: 5+ year progressive ROE and dividend growth Exceptional management teams & track records Sector allocation balanced across CDN economy Multiple business models (oligopoly, consolidator, annuity & niche) Geographically dispersed revenue sources (50% international) Cap weighting (50/50) Equal-weighted securities Fund Management style: Low turnover, rebalancing & DRIP Passive options writing 4
Risks Primary Risks: General market volatility Security specific uncertainty Interest rate sensitivity Secondary Risk: Limited choice of securities on the S&P/TSX Exchange Tertiary Risk: Foreign exchange risk for international investors 5
Risk Management Best defense is a good offence. Diversification, by design: High quality business models (4 types) All industry sectors covered Differ by size of businesses (no small cap) Large cap provide stability & dividends / medium cap offer dexterity & growth 50% global revenues Natural stabilizers Growing dividends 26% / annum DRIP plans Periodic rebalancing Index PUT insurance 6
Strategy Benefits Core CDN equity compliments alternative FCMI Pro Funds Long-only, alpha strategy + growing income Diminished uncertainty No use of leverage or speculation Low trading bias & costs low turnover Tax-preferred income distributions capital gains & dividends income from Options considered capital gains Fees accountable to performance 7
Value Proposition Quality securities + global revenues + low maintenance + reduced relative volatility + performance accountability = Superior performance Or No incentive fees The Oasis Canadian Growth++Income Fund 8
Term Sheet Program: Class O Oasis Cdn Growth++Income Price: $10.00 CAD per share Minimum Investment: $5000 CAD Base Currency: Canadian Dollars Portfolio Manager: Jay T. Mason Registered Plan Eligibility: RRSP, RESP, TFSA, RRIF, DPSP Management Fee: 0% Incentive Fee: 25% x excess performance over S&P/ TSX Composite Total Return Index
Oasis Canadian Growth++Income Fund At a glance Long term, high quality assets Actively managed according to the Oasis model Performance targeted to exceed passive index results Volatility managed through diversification + rebalancing Trading-bias & costs minimized due to low turnover Tax-preferred income Double hurdle performance accountability Tax efficient Fieldhouse corporate class concept 10
About Us Fieldhouse Capital Management, 230-1122 Mainland Street Vancouver, B.C. Canada V6B 5L1 Jay T. Mason, CFP, CFA Portfolio Manager Jay is a registered Portfolio Manager and advising representative with Fieldhouse. He has 20 years of progressive career development with a series of brand-name asset management firms, including Royal Trust, MD Management Ltd., Phillips Hager & North Investment Management Ltd. and most recently with ATB Investment Management Inc. in Alberta. In tandem with his extensive experience and lifelong commitment to education, his personal convictions have lead him to design and launch a portfolio management service founded on transparency and performance accountability to the client. Fieldhouse Capital Management Inc. (Established in 2007) Fieldhouse Capital Management Inc., (FCMI) provides discretionary portfolio management services and solutions for both institutional and retail investors through separately managed accounts and investment funds. Our team of portfolio managers individually specialize in market sector and or strategy specific solutions designed to enhance investor portfolio return s with an emphasis on non-correlated absolute return and the preservation of capital. Our products and services are available directly through FCMI or a number of advisors throughout Canada and the United States.
Oasis Canadian Growth ++ Income Fund Jay T. Mason CFA, CFP Portfolio Manager 230-1122 Mainland Street Vancouver, B.C. Canada V6B 5L1 Jay.Mason@fieldhousecap.com D 778.330.3012 O 778.330.3000 C 604.880.4625 12
Disclosures and Disclaimer It should not be assumed that the methods, techniques, or indicators presented in these pages will be profitable or that they will not result in losses. Past results are not necessarily indicative of future results. Examples presented on these pages are for educational purposes only. These set-ups are not solicitations of any order to buy or sell. The authors, the publisher, and all affiliates assume no responsibility for your trading results. There is a high degree of risk in trading. Hypothetical and historical performance results have many inherent limitations, some of which are described below. No representation is being made that any account will or is likely to achieve profits or losses similar to those shown. In fact, there are frequently sharp differences between hypothetical and historical performance results and the actual results subsequently achieved by any trading program. One of the limitations of hypothetical and historical performance results is that they are generally presented with the benefit of hindsight. In addition, hypothetical and historical trading may not present the financial risks and returns for future trading. For example, the ability to withstand losses or to adhere to a particular trading program in spite of trading losses are material points which can also adversely affect trading results. There are numerous other factors related to the markets in general or to the implementation of any specific trading program which cannot be fully accounted for in the preparation of hypothetical performance results and all which can adversely affect actual trading results. Disclaimer : This Publication is protected by Canadian and International Copyright laws. All rights reserved. No license is granted to the user except for the user s personal use. No part of this publication or its contents may be copied, downloaded, stored in a retrieval system, further transmitted, or otherwise reproduced, stored, disseminated, transferred, or used, in any form or by any means without prior written permission. This publication is proprietary and limited to the sole use of Fieldhouse Capital Management clients. If you have received this communication in error, please notify us immediately by electronic mail or telephone. Neither the information, nor any opinion expressed constitutes a solicitation for the purchase of an investment program. Any further disclosure or use, distribution, dissemination or copying of this message or any attachment is strictly prohibited; such information, whether derived from Fieldhouse Capital Management or from any oral or written communication by way of opinion, advice, or otherwise with a principal of the company is not warranted in any manner whatsoever, is for the use of our customers only and may be obtained from internal and external research sources considered to be reliable.