GLOBAL EQUITY CAPITAL MARKET

GLOBAL EQUITY CAPITAL MARKET LEAGUE TABLES Q1 216

Q1 216 MANAGER RANKINGS GLOBAL EQUITY, EQUITY LINKED & RIGHTS CONTENTS 1. Global market review 2. US market review 3. Canada market review 4. Latin America market review 5. EMEA market review 6. Asia market review 7. Table criteria Bloomberg s global equity offerings database consists of nearly 87, deals (with approximately 43, IPOs and over 43, additional offerings), and coverage of more than 5 financial advisors and 5 legal advisors. LEAG<GO> for a full range of league tables IPO<GO> for Bloomberg s equity offerings product Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email North America Elizabeth Entrup Irina Arefyeva +1 646 324 4666 +1 646 324 4663 calendar@bloomberg.net calendar@bloomberg.net EMEA Karan Aswani +44 2 3525 4331 calendar@bloomberg.net Asia Pacific Billy Sun +886 2 7719 1571 calendar@bloomberg.net 215 Bloomberg Finance L.P. All rights reserved.

Global Equity Review Q1 216 credited Global Equity, Equity Linked & Rights volume decreased 56.27% to USD 12.5 Bln while deal count decreased 42.9% to 627 offerings year-on-year. Global Equity IPO volume decreased 65.23% year-onyear to USD 14.1 Bln while the deal count decreased 36.23% to 176. Global Equity Linked volume decreased 41.99% year-on-year to USD 15.8 Bln over 61 deals. JP Morgan ranked as the top Global Equity, Equity Linked & Rights underwriter for Q1 216 with 9.57% market share. The bank underwrote 55 deals over the period. Goldman Sachs and ranked second and third with 9.18% and 7.6% market share, respectively. USD Bln 4 3 2 1 Global Equity, Equity Linked & Rights: Highlights of Q1 216 Top Underwriter JP Morgan Number of deals 55 9,89 Avg size (USD 178.3 Market Summary Number of deals 627 12,459 Avg size (USD 163.4 Issuer Industry Date Saipem SpA Energy 3,965 2/11/216 TransCanada Corp Energy 3,399 3/17/216 Molson Coors Brewing Co Consumer Staples 2,585 1/28/216 Baxalta Inc Health Care 2,49 3/16/216 Vodafone Group PLC Communications 2,67 2/19/216 Vodafone Group PLC Communications 2,67 2/19/216 Industrial Securities Co Financials 1,864 1/18/216 China Zheshang Bank Co Financials 1,685 3/21/216 Enbridge Inc Energy 1,673 2/24/216 Pioneer Natural Resources Co Energy 1,615 1/5/216 Global Equity, Equity Linked & Rights: Quarterly Volume Rights Equity-Linked IPO Add'l 1,5 1, 5 dea Global Equity, Equity Linked & Rights: Industry Breakdown 11% 5% 27% 6% 7% 9% 18% 16% Technology 27% Financials 18% Energy 16% Health Care 9% Materials 7% Consumer Discretionary 6% Industrials 5% Others 11% Global Equity, Equity Linked & Rights: Industry Breakdown Industry % Of Total % YOY Change Technology 41,215 27.1% 188.3% Financials 27,776 18.3% -67.1% Energy 25,27 16.5% -2.4% Health Care 13,43 8.6% -61.4% Materials 1,346 6.8% 13.7% Consumer Discretionary 9,688 6.4% -65.4% Industrials 7,654 5.% -62.8% Communications 7,297 4.8% -61.3% Consumer Staples 6,194 4.1% -6.8% Utilities 3,722 2.4% -6.4% Global Equity, Equity Linked & Rights: Offering Breakdown Offering Type % Of Total % YOY Change Additional Offerings 65,823 43.3% -58.2% Equity-Linked 57,251 37.7% 33.4% Rights Offerings 14,63 9.6% 91.7% IPO 14,331 9.4% -66.9% Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 Quarters 1

Global Equity, Equity Linked & Rights Share JP Morgan 1 9.57 9,89 55 2 8.82.75 Goldman Sachs 2 9.18 9,47 47 1 1.61-1.43 3 7.6 7,234 43 4 7.59 -.53 Morgan Stanley 4 6.99 7,161 39 3 8.33-1.34 Citi 5 4.89 5,13 32 7 5.29 -.4 UBS 6 4.69 4,84 25 5 7.38-2.69 RBC Capital Markets 7 4.4 4,58 29 11 2.17 2.23 Credit Suisse 8 4.23 4,334 27 8 5.24-1.1 Deutsche Bank 9 3.25 3,33 27 6 5.5-2.25 Nomura 1 3.9 3,164 24 12 2.6 1.3 Barclays 11 2.41 2,471 18 9 4.94-2.53 TD Securities 12 2.27 2,323 6 25.53 1.74 Sinolink Securities Co 13 1.88 1,928 2 87.9 1.79 BMO Capital Markets 14 1.77 1,818 15 18.83.94 Scotiabank 15 1.6 1,639 11 2.71.89 CIBC 16 1.57 1,65 1 26.48 1.9 Mizuho Financial 17 1.26 1,295 16 16 1.5.21 Jefferies 18 1.22 1,251 15 14 1.7.15 Wells Fargo 19 1.19 1,216 12 1 2.46-1.27 Haitong Securities Co 2 1. 1,29 11 68.14.86 TOTAL 1% 12,459 627 1% Global Equity Offerings Share Goldman Sachs 1 9.86 7,84 39 1 11.41-1.55 JP Morgan 2 8.88 7,29 41 4 8.8.8 3 8.13 6,436 39 5 7.53.6 Morgan Stanley 4 6.6 5,223 34 2 8.79-2.19 RBC Capital Markets 5 5.51 4,365 27 1 2.3 3.21 UBS 6 5.49 4,344 21 3 8.25-2.76 Credit Suisse 7 5.24 4,151 25 8 5.27 -.3 Citi 8 5.1 4,41 27 7 5.28 -.18 Deutsche Bank 9 3.13 2,478 21 6 5.81-2.68 Barclays 1 2.99 2,364 17 9 4.73-1.74 TD Securities 11 2.93 2,323 6 31.45 2.48 BMO Capital Markets 12 2.26 1,789 14 18.77 1.49 Scotiabank 13 1.55 1,226 1 16.82.73 Wells Fargo 14 1.54 1,216 12 11 1.61 -.7 CIBC 15 1.47 1,164 8 29.47 1. Jefferies 16 1.46 1,156 14 14 1.4.42 Nomura 17 1.33 1,5 2 12 1.56 -.23 GF Securities 18 1.1 81 5 74.13.88 Mizuho Financial 19.92 73 12 22.62.3 Numis 2.81 642 8 43.32.49 TOTAL 1% 79,174 539 1% Global Equity & Equity Linked Share JP Morgan 1 9.85 9,358 52 2 8.55 1.3 Goldman Sachs 2 9.57 9,93 46 1 1.43 -.86 3 7.62 7,234 43 4 7.76 -.14 Morgan Stanley 4 7.54 7,161 39 3 8.46 -.92 UBS 5 5.1 4,762 24 5 7.45-2.44 Citi 6 4.95 4,699 31 7 5.41 -.46 RBC Capital Markets 7 4.75 4,58 29 11 2.22 2.53 Credit Suisse 8 4.5 4,277 26 8 5.27 -.77 Nomura 9 3.33 3,164 24 12 2.11 1.22 Deutsche Bank 1 2.97 2,821 24 6 5.55-2.58 Barclays 11 2.49 2,364 17 9 5.4-2.55 TD Securities 12 2.45 2,323 6 25.53 1.92 BMO Capital Markets 13 1.91 1,818 15 18.85 1.6 Scotiabank 14 1.73 1,639 11 2.72 1.1 CIBC 15 1.69 1,65 1 26.49 1.2 Mizuho Financial 16 1.36 1,295 16 15 1.7.29 Wells Fargo 17 1.28 1,216 12 1 2.51-1.23 Jefferies 18 1.22 1,156 14 14 1.1.12 BNP Paribas 19 1.2 971 7 16 1.6 -.4 CITIC Securities Co 2 1.1 96 9 41.32.69 TOTAL 1% 94,993 6 1% Global Equity IPO Share Goldman Sachs 1 5.81 818 8 6 4.6 1.21 Morgan Stanley 2 5.14 724 7 1 1.11-4.97 Haitong Securities Co 3 4.17 587 8 36.69 3.48 JP Morgan 4 4.3 568 6 2 6.8-2.77 5 3.8 536 6 3 5.92-2.12 Deutsche Bank 6 3.73 525 5 5 4.9-1.17 Samba Capital 7 3.35 471 1 - - - Guotai Junan Securities Co 8 3.25 458 7 75.2 3.5 CITIC Securities Co 9 3.5 43 4 2 1.3 2.2 Nomura 1 2.79 393 6 22.98 1.81 China Construction Bank 11 2.76 388 3 - - - Mizuho Financial 12 2.71 381 6 96.1 2.61 Bank of China 13 2.17 36 2 33.72 1.45 China Merchants Bank 13 2.17 36 2 - - - Agricultural Bank of China 13 2.17 36 2 - - - Citi 16 2.8 292 4 9 2.93 -.85 RBC Capital Markets 17 1.93 272 3 15 1.53.4 GF Securities 18 1.73 244 4 39.58 1.15 Carnegie 19 1.67 236 4 28.8.87 Great Wall Securities 2 1.61 227 2 - - - TOTAL 1% 14,83 176 1% 2

Global Equity Linked Share JP Morgan 1 14.72 2,329 11 1 12.1 2.71 Nomura 2 13.37 2,114 4 6 6.21 7.16 Morgan Stanley 3 12.25 1,938 5 7 5.98 6.27 Goldman Sachs 4 8.15 1,289 7 12 3.23 4.92 BNP Paribas 5 5.59 884 6 1 4.23 1.36 6 5.4 798 4 2 9.5-4.46 Citi 7 4.16 659 4 5 6.4-2.24 Mizuho Financial 8 3.57 565 4 9 4.44 -.87 CIBC 9 2.79 441 2 25.63 2.16 UBS 1 2.64 418 3 16 1.53 1.11 Scotiabank 11 2.61 412 1 - - - CITIC Securities Co 12 2.49 394 2 - - - China International Capital Corp 13 2.39 378 3 - - - Credit Agricole CIB 14 2.29 363 3 22 1.4 1.25 Deutsche Bank 15 2.16 342 3 11 3.66-1.5 China Investment Corp 16 1.69 268 1 - - - HSBC 17 1.49 236 2 13 2.33 -.84 Sumitomo Mitsui Financial 18 1.12 177 1 42.12 1. Dongbu Securities 19 1.9 173 1 - - - Berenberg 2 1.5 165 1 35.2.85 TOTAL 1% 15,818 61 1% 3

US Equity Review Q1 216 credited US Equity & Equity Linked volume decreased 59.35% to USD 36.5 Bln while deal count decreased 58.82% to 119 offerings year-on-year. US Equity IPO volume decreased 82.42% year-on-year to USD 1.1 Bln while the deal count decreased 7.59% to 1. US Equity Linked volume decreased 84.14% year-onyear to USD 2.4 Bln over 9 deals. JP Morgan ranked as the top US Equity & Equity Linked underwriter for Q1 216 with 18.5% market share. The bank underwrote 32 deals over the period. Goldman Sachs and ranked second and third with 18.34% and 12.66% market share, respectively. US Equity & Equity Linked: Industry Breakdown 11% 1% 32% 21% 26% Energy 32% Health Care 26% Financials 21% Consumer Staples 1% Others 11% USD Bln Top Underwriter 1 8 6 4 US Equity & Equity Linked: Highlights of Q1 216 JP Morgan Number of deals 32 6,76 Avg size (USD 211.3 Market Summary Number of deals 119 36,549 Avg size (USD 37.1 Issuer Industry Date Molson Coors Brewing Co Consumer Staples 2,585 1/28/216 Baxalta Inc Health Care 2,49 3/16/216 Pioneer Natural Resources Co Energy 1,615 1/5/216 Devon Energy Corp Energy 1,488 2/17/216 Baxalta Inc Health Care 1,484 1/27/216 Marathon Oil Corp Energy 1,276 2/29/216 Hess Corp Energy 1,121 2/5/216 Zimmer Biomet Holdings Inc Health Care 1,64 2/5/216 Cabot Oil & Gas Corp Energy 1,12 2/22/216 TreeHouse Foods Inc Consumer Staples 863 1/2/216 US Equity & Equity Linked: Quarterly Volume Equity-Linked Add'l IPO 4 3 2 U US Equity & Equity Linked: Industry Breakdown Industry % Of Total % YOY Change Energy 11,825 31.8% -37.6% Health Care 9,611 25.9% -66.3% Financials 7,78 2.7% -65.9% Consumer Staples 3,78 1.2% 157.8% Technology 1,76 4.6% -78.2% Utilities 1,18 2.7% 34.7% Consumer Discretionary 781 2.1% -89.3% Materials 667 1.8% 5.6% Industrials 66.2% -91.3% US Equity & Equity Linked: Offering Breakdown Offering Type % Of Total % YOY Change Additional Offerings 33,417 89.9% -51.5% Equity-Linked 2,669 7.2% -83.6% IPO 1,79 2.9% -82.6% 2 1 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 Quarters 4

US Equity & Equity Linked Share JP Morgan 1 18.5 6,76 32 1 13.99 4.51 Goldman Sachs 2 18.34 6,74 26 7 7.37 1.97 3 12.66 4,627 26 5 8.85 3.81 Credit Suisse 4 7.67 2,84 16 6 8.61 -.94 Citi 5 7.65 2,797 17 4 9.67-2.2 Morgan Stanley 6 5.6 1,85 13 3 9.96-4.9 Barclays 7 4.93 1,83 1 2 9.96-5.3 UBS 8 4.8 1,492 8 1 2.42 1.66 Wells Fargo 9 3.33 1,216 12 8 6.37-3.4 RBC Capital Markets 1 3.6 1,12 14 11 2.3.76 Deutsche Bank 11 1.97 721 7 9 5.27-3.3 BMO Capital Markets 12 1.96 718 6 17.78 1.18 Jefferies 13 1.9 696 9 13 1.68.22 KeyBanc Capital Markets 14 1.39 56 9 16.82.57 SunTrust Robinson Humphrey 15 1.13 414 5 24.43.7 Mitsubishi UFJ Financial 16 1.1 369 1 - - - Stifel 17.76 277 6 2.7.6 Cowen & Co 18.61 222 5 15 1.13 -.52 Leerink Partners LLC 19.51 187 5 14 1.18 -.67 Scotiabank 2.51 186 1 - - - TOTAL 1% 36,549 119 1% US Equity IPO Share Goldman Sachs 1 2.62 219 2 4 8.46 12.16 Citi 2 18.37 196 2 1 11.2 7.17 Deutsche Bank 3 15.66 167 1 6 7.2 8.46 Morgan Stanley 4 7.81 83 2 2 1.31-2.5 EarlyBirdCapital Inc 5 7.69 82 1 19.71 6.98 JP Morgan 6 5.1 54 1 5 8.3-2.93 Jefferies 7 4.96 53 1 15 1.92 3.4 Leerink Partners LLC 8 4.46 48 2 18 1.14 3.32 Chardan Capital Markets LLC 9 3.66 39 1 32.14 3.52 Cowen & Co 1 3.31 35 1 14 2.1 1.3 Credit Suisse 1 3.31 35 1 13 2.64.67 RBC Capital Markets 12 2.35 25 1 8 6.2-3.67 Canaccord Genuity 13 2.12 23 1 22.54 1.58 Joseph Gunnar & Co 14.28 3 1 - - - Rodman & Renshaw Inc 14.28 3 1 - - - TOTAL 1% 1,64 1 1% US Equity Offerings Share JP Morgan 1 17.78 6,66 28 1 13.26 4.52 Goldman Sachs 2 17.77 6,62 23 7 7.9 9.87 3 12.61 4,32 25 6 8.49 4.12 Credit Suisse 4 8.22 2,84 16 3 1.23-2.1 Citi 5 7.35 2,59 15 5 9.88-2.53 Barclays 6 5.28 1,83 1 2 1.52-5.24 Morgan Stanley 7 4.86 1,659 12 4 1.2-5.16 UBS 8 4.37 1,492 8 1 2.81 1.56 Wells Fargo 9 3.56 1,216 12 9 4.33 -.77 RBC Capital Markets 1 2.86 977 12 11 2.41.45 Deutsche Bank 11 2.11 721 7 8 6.3-4.19 BMO Capital Markets 12 2.1 718 6 23.51 1.59 Jefferies 13 2.4 696 9 12 1.61.43 KeyBanc Capital Markets 14 1.48 56 9 15.99.49 SunTrust Robinson Humphrey 15 1.21 414 5 22.52.69 Mitsubishi UFJ Financial 16 1.8 369 1 - - - Leerink Partners LLC 17.55 187 5 13 1.42 -.87 Scotiabank 18.54 186 1 - - - Cowen & Co 19.52 179 4 14 1.25 -.73 Stifel 2.52 177 5 18.78 -.26 TOTAL 1% 34,115 11 1% US Equity Linked Share JP Morgan 1 28.52 694 4 1 17.51 11.1 Goldman Sachs 2 26.36 642 3 8 4.76 21.6 3 13.35 325 1 3 1.64 2.71 Citi 4 11.81 288 2 5 8.61 3.2 Morgan Stanley 5 7.87 192 1 4 9.63-1.76 RBC Capital Markets 6 5.88 143 2 14 1.79 4.9 Stifel 7 4.11 1 1 22.33 3.78 Cowen & Co 8 1.77 43 1 19.57 1.2 Ladenburg Thalmann & Co 9.16 4 1 - - - Aegis Capital Corp 9.16 4 1 - - - TOTAL 1% 2,434 9 1% 5

Canada Equity Review Q1 216 credited Canada Equity, Equity Linked & Preferred volume decreased 8.15% to CAD 15.8 Bln while deal count decreased 31.96% to 66 offerings year-on-year. Canada Equity IPO volume decreased 99.19% year-onyear to CAD 6.1 Mln while the deal count decreased 44.44% to 5. Canada Equity Offerings volume decreased 12.15% year-on-year to CAD 13.6 Bln over 57 deals. RBC Capital Markets ranked as the top Canada Equity, Equity Linked & Preferred underwriter for Q1 216 with 27.7% market share. The bank underwrote 16 deals over the period. TD Securities and CIBC ranked second and third with 2.15% and 14.13% market share, respectively. Canada Equity, Equity Linked & Preferred: Quarterly Volume CAD Bln 2 15 1 5 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Q1 Q1 214 214 Q1 Q1 215 215 Amount Q1 Q1 216 216 4 3 2 1 Quarters Canada Equity, Equity Linked & Preferred Volume (CAD Share RBC Capital Markets 1 27.7 4,389 16 1 24.5 3.65 TD Securities 2 2.15 3,193 9 6 7.64 12.51 CIBC 3 14.13 2,239 11 5 8.28 5.85 Scotiabank 4 13.97 2,213 13 2 14.45 -.48 BMO Capital Markets 5 1.8 1,597 11 4 1.26 -.18 Peters & Co 6 3.49 553 4 22.26 3.23 National Bank Financial Inc 7 2.69 425 5 7 5.45-2.76 Credit Suisse 8 2.42 383 1 9 2.78 -.36 FirstEnergy Capital Corp 9 1.79 283 3 17.83.96 Raymond James & Associates 1.69 19 2 18.83 -.14 TOTAL 1% 15,844 66 1% Canada Equity & Equity Linked Volume (CAD Share RBC Capital Markets 1 28. 4,149 13 1 22.72 5.28 TD Securities 2 19.97 2,96 6 6 7.12 12.85 CIBC 3 14.77 2,189 1 5 8.79 5.98 Scotiabank 4 13.14 1,948 9 2 13.4.1 BMO Capital Markets 5 1.11 1,498 9 4 1.53 -.42 Peters & Co 6 3.74 553 4 22.27 3.47 Credit Suisse 7 2.59 383 1 9 2.98 -.39 National Bank Financial Inc 8 1.93 285 4 7 5.85-3.92 FirstEnergy Capital Corp 9 1.91 283 3 17.89 1.2 Raymond James & Associates 1.74 19 2 18.89 -.15 TOTAL 1% 14,817 6 1% Canada Equity, Equity Linked & Preferred: Industry Breakdown 11% 7% 19% 1% 53% Energy 53% Materials 19% Financials 11% Utilities 7% Others 1% Canada Equity, Equity Linked & Preferred: Manager ings History Market Share (%) 3 2 1 RBC Capital Markets TD Securities CIBC Scotiabank 216 215 214 BMO Capital Markets Peters & Co 6

Canada Equity Offerings Volume (CAD Share RBC Capital Markets 1 3.54 4,149 13 1 22.29 8.25 TD Securities 2 21.79 2,96 6 6 7.24 14.55 CIBC 3 11.6 1,576 8 5 7.75 3.85 BMO Capital Markets 4 1.76 1,461 8 4 1.38.38 Scotiabank 5 1.1 1,373 8 2 13.55-3.45 Peters & Co 6 4.7 553 4 22.29 3.78 Credit Suisse 7 2.82 383 1 9 3.1 -.28 National Bank Financial Inc 8 2.1 285 4 7 5.66-3.56 FirstEnergy Capital Corp 9 2.8 283 3 17.93 1.15 Raymond James & Associates 1.8 19 2 18.92 -.12 Barclays 11.74 11 1 - - - Macquarie 12.54 73 3 15 1.7 -.53 GMP Securities 13.46 63 4 12 1.49-1.3 Cormark Securities Inc 14.28 38 3 13 1.24 -.96 Dundee Corp 15.28 38 3 16.93 -.65 Clarus Securities 16.23 32 2 24.18.5 Bloom Burton & Co 17.2 27 2 - - - Canaccord Genuity 18.13 18 2 8 4.66-4.53 Paradigm Capital Inc 19.11 15 1 27.6.5 Cantor Fitzgerald 2.11 14 2 - - - TOTAL 1% 13,584 57 1% Canadian Retail Structured Products Volume (CAD Share Scotiabank 1 29.62 36 6 3 14.63 14.99 National Bank Financial Inc 2 24.79 3 6 6.92 23.87 CIBC 3 21.9 26 6 1 36.87-14.97 RBC Capital Markets 4 19.24 23 4 2 33.7-14.46 BMO Capital Markets 5 4.46 5 2 4 9.2-4.74 TOTAL 1% 12 9 1% Canada Equity IPO Volume (CAD Share Richardson GMP 1 73.95 5 1 1.4 73.91 Mackie Research Capital Corp 2 9.36 1 1 - - - Pacific International Securities Inc 2 9.43 1 2 - - - All Group Financial Services Inc 4 7.26 1 - - - TOTAL 1% 6 5 1% 7

Latin America Equity Review Latin America Equity Offerings: Quarterly Volume 2 Amount 3 Q1 216 credited Latin America Equity Offerings volume decreased 76.54% to USD 221.5 Mln while deal count decreased 75.% to 2 offerings year-on-year. Banco Santander ranked as the top Latin America Equity Offerings underwriter for Q1 216 with 69.76% market share. The bank underwrote 2 deals over the period. Banco BTG Pactual and Evercore Partners Inc ranked second and third with 15.12% and 15.12% market share, respectively. USD Bln 15 1 5 2 1 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 Quarters Latin America Equity Offerings Share Banco Santander 1 69.76 155 2 1 36.4 33.72 Banco BTG Pactual 2 15.12 34 1 3 19.77-4.65 Evercore Partners Inc 2 15.12 34 1 - - - TOTAL 1% 221 2 1% Latin America Equity Offerings: Industry Breakdown 45% 55% Industrials 55% Consumer Discretionary 45% Latin America Equity Offerings: Manager ings History Market Share (%) 216 215 214 7 5 3 Banco Santander Banco BTG Pactual Evercore Partners Inc 8

EMEA Equity Review Q1 216 credited EMEA Equity, Equity Linked & Rights volume decreased 65.21% to USD 27.8 Bln while deal count decreased 41.42% to 14 offerings year-on-year. EMEA Equity IPO volume decreased 78.42% year-onyear to USD 4.4 Bln while the deal count decreased 63.16% to 21. EMEA Equity Linked volume increased 4.72% year-on-year to USD 6.5 Bln over 12 deals. Morgan Stanley ranked as the top EMEA Equity, Equity Linked & Rights underwriter for Q1 216 with 11.78% market share. The bank underwrote 12 deals over the period. UBS and JP Morgan ranked second and third with 1.33% and 9.12% market share, respectively. EMEA Equity, Equity Linked & Rights - Risk: Largest s by ry of Q1 216 Issuer Date ry Veolia Environnement SA 771 3/8/216 France Grand City Properties SA 496 2/24/216 Germany Saipem SpA 3,965 2/11/216 Italy NN Group NV 1,99 1/5/216 Netherlands Middle East Healthcare Co 471 3/1/216 Saudi Arabia Remgro Jersey GBP 495 3/15/216 South Africa Telefonica Participaciones SAU 651 3/2/216 Spain LafargeHolcim 1,354 2/4/216 Switzerland Vodafone Group PLC 2,67 2/19/216 United Kingdom EMEA Equity, Equity Linked & Rights - Risk: Highlights of Q1 216 Issuer Industry Date Saipem SpA Energy 3,965 2/11/216 Vodafone Group PLC Communications 2,67 2/19/216 Vodafone Group PLC Communications 2,67 2/19/216 LafargeHolcim Materials 1,354 2/4/216 Auto Trader Group PLC Communications 1,188 2/24/216 NN Group NV Financials 1,99 1/5/216 Veolia Environnement SA Utilities 771 3/8/216 TOTAL SA Energy 725 2/16/216 Safran SA Industrials 698 1/5/216 Telefonica Participaciones SAU Communications 651 3/2/216 EUR Bln 14 12 1 8 6 EMEA Equity, Equity Linked & Rights - Risk Rights Equity-Linked IPO Add'l 4 3 2 EMEA Equity, Equity Linked & Rights - Risk: Industry Breakdown Industry % Of Total % YOY Change Financials 8,748 23.3% -67.4% Communications 6,653 17.7% -5.1% Energy 6,471 17.2% 777.1% Materials 5,758 15.3% 4.9% Consumer Discretionary 2,81 7.4% -78.1% Industrials 2,121 5.6% -82.9% Consumer Staples 1,77 4.7% -54.4% Health Care 1,5 4.% -47.7% Technology 984 2.6% -49.9% Utilities 82 2.1% -8.3% EMEA Equity, Equity Linked & Rights - Risk: Offering Breakdown Offering Type % Of Total % YOY Change Additional Offerings 13,931 37.% -72.6% Equity-Linked 1,682 28.4% 42.5% Rights Offerings 8,573 22.8% 118.8% IPO 4,429 11.8% -78.8% 4 1 2 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 Quarters 9

EMEA Equity, Equity Linked & Rights - Risk Share Morgan Stanley 1 11.78 3,271 12 4 8.82 2.96 UBS 2 1.33 2,869 1 1 13.3-2.97 JP Morgan 3 9.12 2,532 15 6 7.61 1.51 Deutsche Bank 4 8.5 2,235 15 5 8.2.3 5 7.54 2,93 12 3 1.52-2.98 Goldman Sachs 6 7.5 1,957 14 2 12.82-5.77 Citi 7 4.78 1,328 8 7 3.12 1.66 BNP Paribas 8 3.7 1,28 8 1 2.42 1.28 Societe Generale 9 2.61 724 6 11 2.33.28 Numis 1 2.31 642 8 24.83 1.48 Nordea 11 2.18 64 7 21.97 1.21 Barclays 12 2.13 593 7 9 2.76 -.63 Jefferies 13 1.92 533 5 17 1.26.66 Berenberg 14 1.78 494 6 14 1.39.39 Samba Capital 15 1.7 471 1 - - - Credit Agricole CIB 16 1.51 42 4 27.68.83 Credit Suisse 17 1.3 361 3 12 1.77 -.47 Peel Hunt LLP 18 1.27 353 5 31.36.91 Carnegie 19 1.26 349 9 22.9.36 Intesa Sanpaolo 2 1.24 345 2 49.12 1.12 TOTAL 1% 27,764 14 1% EMEA Equity & Equity Linked - Risk Share Morgan Stanley 1 13.39 3,271 12 4 8.96 4.43 UBS 2 11.75 2,869 1 1 13.82-2.7 3 8.57 2,93 12 3 1.93-2.36 JP Morgan 4 8.52 2,81 12 6 6.77 1.75 Deutsche Bank 5 7.7 1,726 12 5 8.13-1.6 Goldman Sachs 6 6.73 1,643 13 2 12.19-5.46 Citi 7 4.15 1,14 7 7 3.24.91 BNP Paribas 8 3.98 971 7 11 2.41 1.57 Societe Generale 9 2.73 667 5 1 2.42.31 Numis 1 2.63 642 8 24.84 1.79 Nordea 11 2.47 63 6 21 1. 1.47 Berenberg 12 2.2 494 6 14 1.44.58 Barclays 13 1.99 486 6 9 2.82 -.83 Samba Capital 14 1.93 471 1 - - - Jefferies 15 1.79 438 4 17 1.31.48 Credit Agricole CIB 16 1.49 363 3 27.69.8 Peel Hunt LLP 17 1.45 353 5 31.37 1.8 Carnegie 18 1.43 349 9 22.94.49 Credit Suisse 19 1.25 34 2 13 1.68 -.43 RBC Capital Markets 2 1.2 293 3 4.2 1. TOTAL 1% 24,418 127 1% EMEA Equity, Equity Linked & Rights - Syndication Share Morgan Stanley 1 1.39 3,13 11 4 8.48 1.91 UBS 2 9.37 2,823 9 1 13.23-3.86 JP Morgan 3 8.41 2,532 15 6 7.69.72 Deutsche Bank 4 7.42 2,235 15 5 8.44-1.2 Nomura 5 7.11 2,141 5 7 3.37 3.74 6 6.95 2,93 12 3 1.1-3.6 Goldman Sachs 7 6.5 1,957 14 2 12.61-6.11 Citi 8 4.41 1,328 8 8 2.84 1.57 BNP Paribas 9 3.41 1,28 8 11 2.41 1. Societe Generale 1 2.4 724 6 12 2.32.8 Numis 11 2.13 642 8 24.83 1.3 Nordea 12 2.1 64 7 2.96 1.5 Mizuho Financial 13 1.88 565 4 - - - Barclays 14 1.82 547 6 1 2.67 -.85 Jefferies 15 1.77 533 5 21.95.82 Berenberg 16 1.64 494 6 15 1.38.26 Samba Capital 17 1.56 471 1 - - - Credit Agricole CIB 18 1.39 42 4 27.68.71 Credit Suisse 19 1.2 361 3 13 1.74 -.54 Peel Hunt LLP 2 1.17 353 5 31.36.81 TOTAL 1% 3,116 144 1% EMEA Equity & Equity Linked - Syndication Share Morgan Stanley 1 11.69 3,13 11 4 8.61 3.8 UBS 2 1.54 2,823 9 1 13.74-3.2 Nomura 3 8. 2,141 5 7 3.5 4.5 4 7.82 2,93 12 3 1.4-2.58 JP Morgan 5 7.77 2,81 12 6 6.87.9 Deutsche Bank 6 6.45 1,726 12 5 8.57-2.12 Goldman Sachs 7 6.14 1,643 13 2 11.98-5.84 Citi 8 3.79 1,14 7 8 2.95.84 BNP Paribas 9 3.63 971 7 12 2.4 1.23 Societe Generale 1 2.49 667 5 11 2.41.8 Numis 11 2.4 642 8 24.84 1.56 Nordea 12 2.25 63 6 2 1. 1.25 Mizuho Financial 13 2.11 565 4 - - - Berenberg 14 1.84 494 6 15 1.43.41 Samba Capital 15 1.76 471 1 - - - Barclays 16 1.64 44 5 1 2.73-1.9 Jefferies 17 1.64 438 4 21.98.66 Credit Agricole CIB 18 1.35 363 3 27.69.66 Peel Hunt LLP 19 1.32 353 5 31.37.95 Carnegie 2 1.3 349 9 22.93.37 TOTAL 1% 26,775 137 1% 1

EMEA Equity Linked - Risk Share Morgan Stanley 1 25.5 1,632 3 15 1.12 23.93 JP Morgan 2 19.98 1,32 3 7 5.7 14.28 BNP Paribas 3 13.57 884 6 1 12.98.59 Goldman Sachs 4 8. 521 3 - - - 5 5.94 387 2 3 12.68-6.74 Citi 6 5.7 371 2 6 6.82-1.12 Credit Agricole CIB 7 5.57 363 3 11 4.56 1.1 Deutsche Bank 8 3.94 257 2 4 7.28-3.34 Berenberg 9 2.54 165 1 17.9 1.64 UBS 9 2.54 165 1 1 5.43-2.89 HSBC 11 2.3 15 1 12 4.25-1.95 Natixis 11 2.3 15 1 - - - Societe Generale 13 1.99 13 2 5 7.2-5.3 Daewoo Securities Co 14.38 25 1 - - - Egoz Issuing and Finances 15.3 2 1 - - - Israel Discount Bank 15.3 2 1 - - - Cybele Holdings 15.3 2 1 - - - Inbar Issuing & Finance 15.3 2 1 25.1.2 Poalim IBI Underwriting 15.3 2 1 25.1.2 Alpha Beta Issuances 15.3 2 1 - - - TOTAL 1% 6,516 12 1% EMEA Equity IPO Share JP Morgan 1 11.15 492 4 2 1.26.89 Samba Capital 2 1.68 471 1 - - - 3 9.4 414 4 3 8.48.92 Goldman Sachs 4 7.57 334 3 6 5.66 1.91 Deutsche Bank 5 6.98 38 3 5 7.48 -.5 Morgan Stanley 6 6.58 29 3 1 11.65-5.7 RBC Capital Markets 7 5.6 247 2 25.74 4.86 Carnegie 8 5.35 236 4 18 1.59 3.76 Numis 9 4.84 213 2 19 1.58 3.26 Nordea 1 4.8 18 1 29.48 3.6 Barclays 11 3.8 168 2 11 3.2.78 Macquarie 12 3.41 151 2 - - - Stifel 13 3.22 142 1 - - - Peel Hunt LLP 14 2.87 126 1 3.43 2.44 EFG-Hermes 15 2.85 126 1 24.95 1.9 Riyad Bank 16 2.28 11 1 - - - BNP Paribas 17 1.97 87 1 14 1.91.6 SEB 18 1.8 79 2 22 1.25.55 Moelis & Co 19 1.1 44 1 - - - Berenberg 2.93 41 1 1 3.73-2.8 TOTAL 1% 4,41 21 1% EMEA Equity Linked - Syndication Share Nomura 1 22.99 2,114 4 1 2.21 2.78 Morgan Stanley 2 17.75 1,632 3 15.84 16.91 JP Morgan 3 14.16 1,32 3 8 4.25 9.91 BNP Paribas 4 9.61 884 6 3 9.69 -.8 Mizuho Financial 5 6.14 565 4 - - - Goldman Sachs 6 5.67 521 3 - - - 7 4.21 387 2 5 9.46-5.25 Citi 8 4.4 371 2 7 5.9-1.5 Credit Agricole CIB 9 3.94 363 3 12 3.4.54 Deutsche Bank 1 2.79 257 2 2 11.51-8.72 Berenberg 11 1.8 165 1 17.67 1.13 UBS 11 1.8 165 1 11 4.5-2.25 HSBC 13 1.63 15 1 13 3.18-1.55 Natixis 13 1.63 15 1 - - - Societe Generale 15 1.41 13 2 6 5.24-3.83 Daewoo Securities Co 16.27 25 1 - - - Egoz Issuing and Finances 17.2 2 1 - - - Poalim IBI Underwriting 17.2 2 1 25.1.1 Alpha Beta Issuances 17.2 2 1 - - - Cybele Holdings 17.2 2 1 - - - TOTAL 1% 9,195 2 1% EMEA Equity Offerings Share UBS 1 15.1 2,74 9 1 14.56.54 2 9.53 1,76 1 3 1.78-1.25 Morgan Stanley 3 9.15 1,638 9 4 9.65 -.5 Deutsche Bank 4 8.21 1,469 1 5 8.2.1 Goldman Sachs 5 6.26 1,122 1 2 13.27-7.1 JP Morgan 6 4.35 779 9 6 6.87-2.52 Citi 7 3.59 643 5 7 2.92.67 Numis 8 3.59 642 8 24.91 2.68 Nordea 9 3.37 63 6 21 1.9 2.28 Societe Generale 1 3. 537 3 9 2.2.98 Barclays 11 2.71 486 6 1 1.95.76 Samba Capital 12 2.63 471 1 - - - Jefferies 13 2.45 438 4 18 1.28 1.17 Peel Hunt LLP 14 1.97 353 5 3.4 1.57 Carnegie 15 1.95 349 9 22 1.2.93 Berenberg 16 1.83 328 5 11 1.49.34 Credit Suisse 17 1.7 34 2 17 1.33.37 RBC Capital Markets 18 1.64 293 3 39.21 1.43 SEB 19 1.15 25 5 31.36.79 KBC Group 2 1.2 183 3 - - - TOTAL 1% 17,92 115 1% 11

EMEA Rights Offerings Share Deutsche Bank 1 15.23 51 3 3 5.13 1.1 JP Morgan 2 13.48 451 3 1 28.98-15.5 Mediobanca 3 9.38 314 1 - - - Citi 3 9.38 314 1 - - - Goldman Sachs 3 9.38 314 1 1 28.98-19.6 UniCredit 3 9.38 314 1 - - - Intesa Sanpaolo 3 9.38 314 1 - - - HSBC 8 4.35 146 2 - - - Panmure Gordon 9 3.19 17 1 3 5.13-1.94 Barclays 9 3.19 17 1 15 1.22 1.97 Jefferies 11 2.84 95 1 - - - Credit Agricole CIB 12 1.7 57 1 18.47 1.23 Natixis 12 1.7 57 1 - - - Credit Suisse 12 1.7 57 1 6 3.9-2.2 Societe Generale 12 1.7 57 1 - - - BNP Paribas 12 1.7 57 1 7 2.76-1.6 Investec 17 1.61 54 1 14 1.53.8 Zeus Capital 18.31 11 1 - - - Oddo Pinatton 19.11 4 1 - - - DNB ASA 2.1 3 2 24.14 -.4 TOTAL 1% 3,346 13 1% Eastern Europe Equity, Equity Linked & Rights Volume (EUR Share Unlu Menkul Degerler AS 1 45.76 135 2 2 16.86 28.9 Goldman Sachs 2 41.62 123 1 8 2.52 39.1 Dom Inwestycyjny Investors 3 5.7 17 1 - - - Deniz Yatirim 4 3.86 11 1 - - - FMI Finasta AB 5 3.6 9 1 - - - TOTAL 1% 294 6 1% Western Europe Equity, Equity Linked & Rights Volume (EUR Share UBS 1 1.43 2,382 9 1 13.65-3.22 Morgan Stanley 2 1.39 2,373 1 4 8.92 1.47 JP Morgan 3 9.97 2,277 15 6 8.4 1.93 Deutsche Bank 4 8.85 2,2 15 5 8.11.74 5 7.73 1,766 11 3 1.83-3.1 Goldman Sachs 6 7.2 1,644 13 2 13.44-6.24 Citi 7 4.79 1,95 7 8 2.74 2.5 BNP Paribas 8 4.11 938 8 1 2.7 2.4 Societe Generale 9 2.89 66 6 11 1.97.92 Numis 1 2.51 573 8 24.93 1.58 Nordea 11 2.38 544 7 2 1.8 1.3 Barclays 12 2.34 535 7 9 2.36 -.2 Jefferies 13 2.9 478 5 16 1.4.69 Berenberg 14 1.93 442 6 14 1.49.44 Credit Agricole CIB 15 1.7 388 4 25.74.96 Credit Suisse 16 1.43 326 3 13 1.88 -.45 Peel Hunt LLP 17 1.39 318 5 3.39 1. Carnegie 18 1.36 311 9 22.98.38 Intesa Sanpaolo 19 1.33 35 2 42.13 1.2 Mediobanca 2 1.21 277 1 23.98.23 TOTAL 1% 22,833 118 1% AIM Equity Offerings Volume (GBP Share Stifel 1 19.8 175 4 16 2.13 16.95 Goldman Sachs 2 15.35 141 1 - - - Peel Hunt LLP 3 1.2 94 3 15 2.19 8.1 Liberum Capital 4 7.88 73 2 3 8.71 -.83 Zeus Capital 5 7.63 7 4 5 5.9 1.73 Cenkos Securities 6 6.18 57 3 1 19.94-13.76 Nplus1 Singer 7 5.45 5 3 19 1.29 4.16 JP Morgan 8 5.44 5 1 13 2.4 3.4 FinnCap 9 4.8 44 4 11 2.7 2.1 Investec 1 3.34 31 2 2 9.84-6.5 Shore Capital Group 11 2.59 24 6 12 2.46.13 Numis 12 2.17 2 1 6 4.12-1.95 Panmure Gordon 13 1.99 18 6 4 5.91-3.92 Banca Popolare di Vicenza 14 1.97 18 1 25 1.14.83 N+1 15 1.38 13 2 - - - RBC Capital Markets 16 1.5 1 1 28.74.31 Davy 17.34 3 1 - - - Northland Capital Partners 18.31 3 5 27.77 -.46 Cantor Fitzgerald 19.3 3 5 7 3.47-3.17 Cornhill Asset Management LTD 2.29 3 2 34.3 -.1 TOTAL 1% 919 8 1% 12

Africa Equity, Equity Linked & Rights Share Morgan Stanley 1 59.9 643 2 2 18.69 4.4 2 13.68 149 1 - - - EFG-Hermes 3 11.58 126 1 6 5.29 6.29 Java Capital 4 8.19 89 3 1 22.62-14.43 Leaf Capital Pty 5 6.85 74 2 - - - Canaccord Genuity 6.3 3 1 - - - GMP Securities 6.3 3 1 - - - DBF Capital Partners 8.1 1 - - - TOTAL 1% 1,87 11 1% MENA Equity, Equity Linked & Rights Share Samba Capital 1 67.52 471 1 - - - EFG-Hermes 2 18.4 126 1 6 6.61 11.43 Riyad Bank 3 14.44 11 1 - - - TOTAL 1% 697 3 1% Sub-Sahara Equity, Equity Linked & Rights Share Morgan Stanley 1 66.82 643 2 2 2.91 45.91 2 15.48 149 1 - - - Java Capital 3 9.27 89 3 1 25.3-16.3 Leaf Capital Pty 4 7.74 74 2 - - - Canaccord Genuity 5.34 3 1 - - - GMP Securities 5.34 3 1 - - - DBF Capital Partners 7.1 1 - - - TOTAL 1% 961 1 1% 13

Asia Pacific Equity Review Asia ex-japan Equity, Equity Linked & Rights Rights IPO Add'l Q1 216 credited APAC ex-japan Equity, Equity Linked & Rights volume decreased 55.12% to USD 2.2 Bln while deal count decreased 39.95% to 26 offerings year-on-year. APAC ex-japan Equity IPO volume decreased 59.95% year-on-year to USD 7. Bln while the deal count decreased 3.52% to 17. APAC ex-japan Equity Linked volume increased 4.47% year-on-year to USD 3.1 Bln over 28 deals. Sinolink Securities Co ranked as the top APAC ex-japan Equity, Equity Linked & Rights underwriter for Q1 216 with 9.54% market share. The bank underwrote 2 deals over the period. Morgan Stanley and Haitong Securities Co ranked second and third with 5.79% and 4.91% market share, respectively. APAC Equity, Equity Linked & Rights: Highlights of Q1 216 Issuer Industry Date Industrial Securities Co Financials 1,864 1/18/216 China Zheshang Bank Co Financials 1,685 3/21/216 Bank of Tianjin Co Financials 949 3/21/216 LaSalle Logiport REIT Financials 94 2/4/216 Suzuki Motor Corp Consumer Discretionary 881 3/7/216 Suzuki Motor Corp Consumer Discretionary 881 3/7/216 NTPC Utilities 734 2/24/216 Pacific Securities Co /The/China Financials 654 2/2/216 Guangzhou Automobile Group Co Consumer Discretionary 629 1/5/216 CRRC Corp Industrials 6 1/25/216 9% 8% 16% 1% APAC Equity, Equity Linked & Rights: Industry Breakdown 59% Industry % Of Total % YOY Change Technology 38,452 58.7% 924.4% Financials 1,22 15.6% -66.9% Consumer Discretionary 5,615 8.6% -21.8% Industrials 4,923 7.5% -21.% Health Care 1,86 2.8% 6.% Materials 1,763 2.7% -3.8% Utilities 1,5 1.6% -71.4% Energy 68.9% -92.7% Communications 454.7% -85.% Consumer Staples 433.7% -64.6% USD Bln USD Bln USD Bln USD Bln 8 5 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Quarters Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 8 5 Australia/New Zealand Equity, EQL & Rights 2 1 4 2 1,8 1, Q1 Q1 211 211 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Quarters Rights IPO Add'l Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 China Equity, Equity Linked & Rights Q1 Q1 212 212 Q1 Q1 213 213 Quarters Rights IPO Add'l Q1 Q1 214 214 Q1 Q1 215 215 Japan Equity & Equity Linked Rights IPO Add'l Q1 Q1 216 216 4 2 4 2 1 5 Q1 Q1 211 211 Q1 Q1 212 212 Q1 Q1 213 213 Q1 Q1 214 214 Q1 Q1 215 215 Q1 Q1 216 216 Quarters 14

Asia ex-japan Equity, Equity Linked & Rights Share Sinolink Securities Co 1 9.83 1,928 2 4.57 9.26 Morgan Stanley 2 5.96 1,169 9 3 6.4 -.8 Haitong Securities Co 3 5.6 992 1 28.87 4.19 Bank of China 4 4.89 959 3 21 1.18 3.71 CITIC Securities Co 5 4.27 838 8 13 2.17 2.1 Citi 6 4.2 823 6 1 2.65 1.55 GF Securities 7 4.9 81 5 32.71 3.38 China Merchants Bank 8 4.8 8 3 - - - Credit Suisse 9 3.6 75 6 4 5.98-2.38 Goldman Sachs 1 3.56 698 6 1 11.2-7.46 Guotai Junan Securities Co 11 3.6 61 11 55.3 2.76 China International Capital Corp 12 2.96 58 5 25.96 2. JP Morgan 13 2.4 471 6 5 4.57-2.17 14 2.16 423 3 7 3.5 -.89 China Construction Bank 15 1.98 388 3 33.67 1.31 Deutsche Bank 16 1.91 374 5 8 3.4-1.13 Guosen Securities Co 17 1.68 329 3 12 2.21 -.53 Industrial Securities Co 18 1.63 32 3 19 1.31.32 ICICI 19 1.56 37 5 79.11 1.45 Agricultural Bank of China 2 1.56 36 2 34.64.92 TOTAL 1% 19,62 23 1% Asia ex-japan Equity & Equity Linked Share CITIC Securities Co 1 6.11 838 8 12 2.43 3.68 Citi 2 6. 823 6 8 3.34 2.66 GF Securities 3 5.84 81 5 27.89 4.95 Credit Suisse 4 5.14 75 6 3 6.92-1.78 Morgan Stanley 5 4.67 64 7 4 6.28-1.61 Goldman Sachs 6 4.65 637 5 1 12.4-7.39 Haitong Securities Co 7 4.43 67 9 21 1.1 3.33 Guotai Junan Securities Co 8 3.49 478 9 42.38 3.11 China Construction Bank 9 2.83 388 3 15.3 2.8 Guosen Securities Co 1 2.4 329 3 13 1.98.42 China International Capital Corp 11 2.39 328 3 19 1.22 1.17 ICICI 12 2.23 37 5 69.14 2.9 Bank of China 13 2.23 36 2 25.97 1.26 China Merchants Bank 13 2.23 36 2 - - - Agricultural Bank of China 13 2.23 36 2 - - - 16 2.9 287 1 11 2.5 -.41 China Investment Corp 17 1.95 268 1 93.7 1.88 Deutsche Bank 18 1.73 237 3 1 3.3-1.3 State Bank of India 19 1.66 227 3 16 1.76 -.1 Great Wall Securities 2 1.66 227 2 - - - TOTAL 1% 13,715 211 1% Asia ex-japan Equity, EQL & Rights ex-ch A Shares Share Morgan Stanley 1 7.98 1,55 8 1 8.42 -.44 Haitong Securities Co 2 7.5 992 1 45.32 7.18 China Merchants Bank 3 6.5 8 3 - - - Citi 4 5.8 767 5 1 3.41 2.39 GF Securities 5 4.66 616 2 69.12 4.54 Credit Suisse 6 4.38 58 5 5 4.78 -.4 Goldman Sachs 7 4.33 572 5 3 7.85-3.52 JP Morgan 8 3.56 471 6 4 6.37-2.81 China International Capital Corp 9 3.44 454 4 - - - 1 3.2 423 3 6 4.25-1.5 China Construction Bank 11 2.94 388 3 21.93 2.1 Deutsche Bank 12 2.83 374 5 7 4.24-1.41 CITIC Securities Co 13 2.44 323 4 17 1.78.66 Guotai Junan Securities Co 14 2.44 323 8 61.15 2.29 ICICI 15 2.32 37 5 58.16 2.16 Bank of China 16 2.31 36 2 3.89 1.42 Agricultural Bank of China 16 2.31 36 2 22.9 1.41 UBS 18 1.91 252 2 2 7.92-6.1 State Bank of India 19 1.72 227 3 15 2.1 -.38 Edelweiss Financial Services 2 1.69 224 3 4.49 1.2 TOTAL 1% 13,218 193 1% Asia ex-japan Equity Linked CITIC Securities Co 1 12.61 394 2 - - - China International Capital Corp 2 12.11 378 3 - - - Share JP Morgan 3 1.64 332 4 4 4.4 6.24 China Investment Corp 4 8.58 268 1 - - - UBS 5 8.8 252 2 - - - Dongbu Securities 6 5.54 173 1 - - - Guangzhou Securities 7 4.3 126 1 - - - Goldman Sachs 7 4.3 126 1 - - - Credit Suisse 7 4.3 126 1 1 5.94-46.91 Morgan Stanley 1 3.64 114 1 - - - Guosen Securities Co 1 3.64 114 1 - - - HSBC 12 2.74 86 1 4 4.4-1.66 CMB International Securities 12 2.74 86 1 - - - Deutsche Bank 12 2.74 86 1 - - - 12 2.74 86 1 - - - Industrial Securities Co 16 2.48 77 1 - - - China Investment Securities Co 17 2.5 64 1 - - - Concord Securities 18 1.92 6 3 11 2.32 -.4 Horizon Securities Co 19 1.92 6 1 18.68 1.24 CTBC Financial Holding Co 2.98 31 1 1 2.64-1.66 TOTAL 1% 3,124 28 1% 15

Asia ex-japan Equity Linked ex-china Exchanges Share JP Morgan 1 2.91 332 4 2 1.31 1.6 China International Capital Corp 2 15.88 252 2 - - - UBS 2 15.88 252 2 - - - Dongbu Securities 4 1.89 173 1 - - - HSBC 5 5.39 86 1 2 1.31-4.92 CMB International Securities 5 5.39 86 1 - - - 5 5.39 86 1 - - - Deutsche Bank 5 5.39 86 1 - - - Concord Securities 9 3.78 6 3 9 5.44-1.66 Horizon Securities Co 1 3.77 6 1 16 1.58 2.19 CTBC Financial Holding Co 11 1.93 31 1 8 6.2-4.27 Sinopac Securities Corp 12 1.31 21 3 - - - KGI Securities Co 13 1.23 2 1 1 14.51-13.28 Taishin Financial Holding Co 14.87 14 2 17 1.38 -.51 Cathay Securities Co 15.56 9 1 6 8.9-7.53 Hua Nan Commercial Bank 16.39 6 3 19.98 -.59 President Securities 17.38 6 1 11 2.72-2.34 Yuanta Securities Co 18.38 6 1 14 1.96-1.58 Waterland Securities Co 19.29 5 1 - - - TOTAL 1% 1,589 23 1% Asia ex-japan Equity IPO Share Haitong Securities Co 1 7.93 551 7 2 1.62 6.31 Guotai Junan Securities Co 2 6.59 458 7 4.48 6.11 China Construction Bank 3 5.59 388 3 23 1.41 4.18 CITIC Securities Co 4 4.44 38 3 11 2.42 2.2 Bank of China 5 4.4 36 2 9 2.6 1.8 China Merchants Bank 5 4.4 36 2 - - - Agricultural Bank of China 5 4.4 36 2 23 1.41 2.99 Goldman Sachs 8 3.81 264 3 6 3.31.5 GF Securities 9 3.52 244 4 28 1.37 2.15 Great Wall Securities 1 3.27 227 2 - - - Guosen Securities Co 11 3.1 216 2 5 4.85-1.75 China International Capital Corp 12 2.91 22 2 13 2.12.79 China Merchants Securities 13 2.91 22 3 12 2.32.59 Essence Securities Co 14 2.7 187 1 51.27 2.43 Huarong Securities Co 15 2.7 187 1 - - - Daishin Securities 16 2.15 149 2 - - - CIMB 17 2.5 142 4 22 1.52.53 Daewoo Securities Co 18 1.92 133 2 - - - Northeast Securities Co 19 1.9 132 1 45.4 1.5 Crosby 2 1.71 119 1 - - - TOTAL 1% 6,945 12 1% Asia ex-japan Equity Offerings Share GF Securities 1 7.12 3,716 15 18 1.36 5.76 Guotai Junan Securities Co 2 6.96 3,629 17 9 2.79 4.17 CITIC Securities Co 3 6.45 3,362 18 1 7.95-1.5 Huatai Securities Co 4 5.73 2,988 12 2 1.34 4.39 China International Capital Corp 5 5.9 2,658 8 38.68 4.41 Haitong Securities Co 6 4.84 2,527 15 21 1.25 3.59 Southwest Securities Co 7 4.82 2,513 6 25 1.22 3.6 Sinolink Securities Co 8 4.51 2,351 5 23 1.24 3.27 Guosen Securities Co 9 4.39 2,29 11 1 2.64 1.75 China Securities Co 1 3.63 1,892 9 8 2.99.64 Morgan Stanley 11 2.78 1,452 1 4 4.79-2.1 Citi 12 2.21 1,155 1 15 1.87.34 Industrial Securities Co 13 2.21 1,152 6 17 1.37.84 Deutsche Bank 14 2.8 1,84 6 11 2.46 -.38 Guangzhou Securities 15 1.9 99 2 - - - Bank of China 16 1.84 959 3 34.84 1. Minsheng Securities Co 17 1.69 88 4 26 1.2.49 China Merchants Bank 18 1.53 8 3 - - - Goldman Sachs 19 1.43 747 6 2 7.8-6.37 Avic Securities Co 2 1.26 656 4 - - - TOTAL 1% 52,166 328 1% 16

APAC Equity, Equity Linked & Rights Share Nomura 1 11.45 3,61 22 3 6.91 4.54 Morgan Stanley 2 7.63 2,4 14 4 6.73.9 Sinolink Securities Co 3 7.21 1,928 2 45.4 6.81 Mizuho Financial 4 4.84 1,295 16 14 1.72 3.12 Haitong Securities Co 5 3.71 992 1 33.62 3.9 Bank of China 6 3.59 959 3 25.84 2.75 Credit Suisse 7 3.33 89 7 5 4.95-1.62 Citi 8 3.33 889 7 12 1.89 1.44 CITIC Securities Co 9 3.13 838 8 16 1.55 1.58 GF Securities 1 3. 81 5 37.5 2.5 China Merchants Bank 11 2.99 8 3 - - - Goldman Sachs 12 2.79 747 7 1 14.97-12.18 Guotai Junan Securities Co 13 2.25 61 11 6.21 2.4 China International Capital Corp 14 2.17 58 5 29.69 1.48 Sumitomo Mitsui Financial 15 2.2 54 12 1 2.36 -.34 JP Morgan 16 1.93 516 8 6 3.85-1.92 17 1.92 514 5 9 2.76 -.84 UBS 18 1.5 41 6 2 8.13-6.63 China Construction Bank 19 1.45 388 3 38.48.97 Deutsche Bank 2 1.4 374 5 7 3.3-1.9 TOTAL 1% 26,728 316 1% APAC Equity Offerings Share Morgan Stanley 1 11.55 1,926 13 3 7.63 3.92 Nomura 2 5.68 947 18 4 4.4 1.28 Citi 3 5.33 889 7 12 2.19 3.14 GF Securities 4 4.81 81 5 35.59 4.22 Credit Suisse 5 4.58 764 6 7 3.44 1.14 Mizuho Financial 6 4.38 73 12 19 1.2 3.18 Goldman Sachs 7 3.72 621 6 1 17.4-13.32 Haitong Securities Co 8 3.42 571 8 3.72 2.7 Guotai Junan Securities Co 9 2.87 478 9 54.25 2.62 CITIC Securities Co 1 2.66 444 6 15 1.59 1.7 11 2.57 429 4 8 2.83 -.26 China Construction Bank 12 2.33 388 3 37.55 1.78 Sumitomo Mitsui Financial 13 2.17 363 11 1 2.67 -.5 Daiwa Securities 14 1.86 311 12 23.98.88 ICICI 15 1.84 37 5 76.9 1.75 Bank of China 16 1.83 36 2 24.98.85 China Merchants Bank 16 1.83 36 2 - - - Agricultural Bank of China 16 1.83 36 2 38.53 1.3 Deutsche Bank 19 1.73 288 4 9 2.7 -.97 State Bank of India 2 1.36 227 3 21 1.15.21 TOTAL 1% 16,673 261 1% APAC Equity & Equity Linked Share Nomura 1 13.51 3,61 22 3 7.2 6.31 Morgan Stanley 2 9. 2,4 14 4 7.1 1.99 Mizuho Financial 3 5.71 1,295 16 14 1.79 3.92 Credit Suisse 4 3.93 89 7 5 4.98-1.5 Citi 5 3.92 889 7 12 1.97 1.95 CITIC Securities Co 6 3.7 838 8 17 1.43 2.27 GF Securities 7 3.54 81 5 35.53 3.1 Goldman Sachs 8 3.3 747 7 1 15.6-12.3 China International Capital Corp 9 2.56 58 5 28.72 1.84 Haitong Securities Co 1 2.52 571 8 3.65 1.87 Sumitomo Mitsui Financial 11 2.38 54 12 1 2.46 -.8 JP Morgan 12 2.28 516 8 6 3.61-1.33 13 2.27 514 5 9 2.88 -.61 Guotai Junan Securities Co 14 2.11 478 9 56.22 1.89 UBS 15 1.77 41 6 2 8.2-6.25 China Construction Bank 16 1.71 388 3 37.5 1.21 Deutsche Bank 17 1.65 374 5 7 3.41-1.76 Guosen Securities Co 18 1.45 329 3 15 1.64 -.19 Daiwa Securities 19 1.37 311 12 18 1.24.13 ICICI 2 1.35 37 5 82.9 1.26 TOTAL 1% 22,653 298 1% APAC Equity Linked Share Nomura 1 35.35 2,114 4 1 31.85 3.5 Mizuho Financial 2 9.45 565 4 4 7.5 2.4 CITIC Securities Co 3 6.59 394 2 - - - China International Capital Corp 4 6.33 378 3 - - - JP Morgan 5 5.56 332 4 5 4.48 1.8 China Investment Corp 6 4.48 268 1 - - - UBS 7 4.22 252 2 - - - Sumitomo Mitsui Financial 8 2.96 177 1 19.64 2.32 Dongbu Securities 9 2.89 173 1 - - - Guangzhou Securities 1 2.11 126 1 - - - Goldman Sachs 1 2.11 126 1 8 2.88 -.77 Credit Suisse 1 2.11 126 1 2 18.56-16.45 Morgan Stanley 13 1.9 114 1 13 1.58.32 Guosen Securities Co 13 1.9 114 1 - - - CMB International Securities 15 1.43 86 1 - - - HSBC 15 1.43 86 1 11 1.6 -.17 Deutsche Bank 15 1.43 86 1 3 9.74-8.31 15 1.43 86 1 7 3.27-1.84 Industrial Securities Co 19 1.3 77 1 - - - China Investment Securities Co 2 1.7 64 1 - - - TOTAL 1% 5,98 37 1% 17

APAC ex-japan Equity, Equity Linked & Rights Share Sinolink Securities Co 1 9.54 1,928 2 41.48 9.6 Morgan Stanley 2 5.79 1,169 9 3 6.26 -.47 Haitong Securities Co 3 4.91 992 1 29.74 4.17 Bank of China 4 4.75 959 3 21 1. 3.75 Credit Suisse 5 4.4 89 7 4 5.85-1.45 CITIC Securities Co 6 4.15 838 8 13 1.83 2.32 Citi 7 4.7 823 6 1 2.23 1.84 GF Securities 8 3.97 81 5 33.6 3.37 China Merchants Bank 9 3.96 8 3 - - - Goldman Sachs 1 3.46 698 6 1 17.35-13.89 Guotai Junan Securities Co 11 2.97 61 11 56.25 2.72 China International Capital Corp 12 2.87 58 5 25.81 2.6 JP Morgan 13 2.33 471 6 5 4.55-2.22 14 2.1 423 3 7 2.94 -.84 China Construction Bank 15 1.92 388 3 34.56 1.36 Deutsche Bank 16 1.85 374 5 8 2.77 -.92 Guosen Securities Co 17 1.63 329 3 12 1.86 -.23 Industrial Securities Co 18 1.59 32 3 19 1.11.48 UBS 19 1.55 313 4 2 9.2-7.65 ICICI 2 1.52 37 5 83.1 1.42 TOTAL 1% 2,22 26 1% APAC ex-japan Equity Offerings Share Morgan Stanley 1 8.12 1,55 8 3 6.93 1.19 Citi 2 6.33 823 6 1 2.47 3.86 GF Securities 3 6.16 81 5 31.66 5.5 Credit Suisse 4 5.88 764 6 6 3.87 2.1 Goldman Sachs 5 4.4 572 5 1 19.21-14.81 Haitong Securities Co 6 4.39 571 8 26.81 3.58 Guotai Junan Securities Co 7 3.68 478 9 5.28 3.4 CITIC Securities Co 8 3.41 444 6 13 1.79 1.62 China Construction Bank 9 2.99 388 3 33.62 2.37 1 2.6 338 2 8 2.84 -.24 ICICI 11 2.36 37 5 72.11 2.25 Bank of China 12 2.35 36 2 2 1.1 1.25 China Merchants Bank 12 2.35 36 2 - - - Agricultural Bank of China 12 2.35 36 2 34.6 1.75 Deutsche Bank 15 2.21 288 4 7 3.4 -.83 State Bank of India 16 1.75 227 3 18 1.3.45 Great Wall Securities 17 1.75 227 2 - - - Edelweiss Financial Services 18 1.72 224 3 67.12 1.6 Guosen Securities Co 19 1.66 216 2 12 2.6 -.4 China International Capital Corp 2 1.55 22 2 24.9.65 TOTAL 1% 13,3 214 1% APAC ex-japan Equity & Equity Linked Share Morgan Stanley 1 7.25 1,169 9 3 6.57.68 Credit Suisse 2 5.52 89 7 4 5.92 -.4 CITIC Securities Co 3 5.2 838 8 14 1.7 3.5 Citi 4 5.1 823 6 1 2.34 2.76 GF Securities 5 4.97 81 5 31.63 4.34 Goldman Sachs 6 4.33 698 6 1 18.21-13.88 China International Capital Corp 7 3.6 58 5 24.85 2.75 Haitong Securities Co 8 3.54 571 8 26.77 2.77 Guotai Junan Securities Co 9 2.96 478 9 52.26 2.7 JP Morgan 1 2.92 471 6 5 4.3-1.38 11 2.62 423 3 7 3.9 -.47 China Construction Bank 12 2.41 388 3 33.59 1.82 Deutsche Bank 13 2.32 374 5 8 2.88 -.56 Guosen Securities Co 14 2.4 329 3 12 1.95.9 UBS 15 1.94 313 4 2 9.13-7.19 ICICI 16 1.9 37 5 78.1 1.8 Bank of China 17 1.9 36 2 21 1.5.85 China Merchants Bank 17 1.9 36 2 - - - Agricultural Bank of China 17 1.9 36 2 34.57 1.33 China Investment Corp 2 1.66 268 1 13.5 1.61 TOTAL 1% 16,127 242 1% APAC ex-japan Equity IPO Share Haitong Securities Co 1 7.91 551 7 2 1.61 6.3 Guotai Junan Securities Co 2 6.58 458 7 4.47 6.11 China Construction Bank 3 5.58 388 3 23 1.4 4.18 CITIC Securities Co 4 4.43 38 3 11 2.41 2.2 Bank of China 5 4.39 36 2 9 2.58 1.81 China Merchants Bank 5 4.39 36 2 - - - Agricultural Bank of China 5 4.39 36 2 23 1.4 2.99 Goldman Sachs 8 3.8 264 3 6 3.41.39 GF Securities 9 3.51 244 4 28 1.36 2.15 Great Wall Securities 1 3.27 227 2 - - - Guosen Securities Co 11 3.1 216 2 5 4.81-1.71 China International Capital Corp 12 2.9 22 2 13 2.1.8 China Merchants Securities 13 2.9 22 3 12 2.3.6 Essence Securities Co 14 2.69 187 1 51.27 2.42 Huarong Securities Co 15 2.69 187 1 - - - Daishin Securities 16 2.14 149 2 - - - CIMB 17 2.4 142 4 22 1.51.53 Daewoo Securities Co 18 1.91 133 2 - - - Northeast Securities Co 19 1.9 132 1 45.4 1.5 Crosby 2 1.7 119 1 - - - TOTAL 1% 6,96 17 1% 18

APAC ex-japan Equity Linked CITIC Securities Co 1 12.61 394 2 - - - China International Capital Corp 2 12.11 378 3 - - - Share JP Morgan 3 1.64 332 4 2 1.49.15 China Investment Corp 4 8.58 268 1 - - - UBS 5 8.8 252 2 - - - Dongbu Securities 6 5.54 173 1 - - - Guangzhou Securities 7 4.3 126 1 - - - Goldman Sachs 7 4.3 126 1 - - - Credit Suisse 7 4.3 126 1 1 43.42-39.39 Morgan Stanley 1 3.64 114 1 - - - Guosen Securities Co 1 3.64 114 1 - - - HSBC 12 2.74 86 1 6 3.75-1.1 CMB International Securities 12 2.74 86 1 - - - Deutsche Bank 12 2.74 86 1 - - - 12 2.74 86 1 3 7.66-4.92 Industrial Securities Co 16 2.48 77 1 - - - China Investment Securities Co 17 2.5 64 1 - - - Concord Securities 18 1.92 6 3 12 1.98 -.6 Horizon Securities Co 19 1.92 6 1 19.58 1.34 CTBC Financial Holding Co 2.98 31 1 11 2.25-1.27 TOTAL 1% 3,124 28 1% APAC ex-japan Equity, EQL & Rights ex-ch A Shrs Share Morgan Stanley 1 7.64 1,55 8 3 8.21 -.57 Haitong Securities Co 2 7.18 992 1 46.25 6.93 China Merchants Bank 3 5.79 8 3 - - - Citi 4 5.55 767 5 1 2.7 2.85 Credit Suisse 5 5.53 764 6 5 4.86.67 GF Securities 6 4.46 616 2 74.9 4.37 Goldman Sachs 7 4.14 572 5 1 16.81-12.67 JP Morgan 8 3.41 471 6 4 5.97-2.56 China International Capital Corp 9 3.29 454 4 - - - 1 3.6 423 3 6 3.86 -.8 China Construction Bank 11 2.81 388 3 22.74 2.7 Deutsche Bank 12 2.7 374 5 7 3.63 -.93 CITIC Securities Co 13 2.34 323 4 17 1.41.93 Guotai Junan Securities Co 14 2.34 323 8 65.12 2.22 UBS 15 2.27 313 4 2 9.92-7.65 ICICI 16 2.22 37 5 62.13 2.9 Bank of China 17 2.21 36 2 31.7 1.51 Agricultural Bank of China 17 2.21 36 2 23.71 1.5 State Bank of India 19 1.65 227 3 15 1.66 -.1 Edelweiss Financial Services 2 1.62 224 3 41.39 1.23 TOTAL 1% 13,818 223 1% 19

Australia/New Zealand Equity, EQL & Rights Share Credit Suisse 1 3.87 184 1 4 5.17 25.7 Macquarie 2 22.46 134 3 5 4.48 17.98 Bell Potter Securities Limited 3 13.14 78 2 12.56 12.58 Morgans 4 11.23 67 1 16.24 1.99 UBS 5 1.21 61 2 2 17.57-7.36 Canaccord Genuity 6 2.43 15 2 9.91 1.52 Taylor Collison 7 1.43 9 1 22.9 1.34 BW Equities Pty 8 1.37 8 2 39.3 1.34 GMP Securities 9 1.3 8 1 28.6 1.24 Ord Minnett 1 1.16 7 1 15.3.86 Gleneagle Securities Aust Pty 11.62 4 1 37.4.58 Sanlam Private Wealth Pty 12.6 4 1 - - - State One Equities 13.57 3 1 - - - Gulf Energy International 14.47 3 1 - - - Hartleys 15.43 3 3 2.13.3 Alto Capital 16.42 3 1 - - - Sanston Securities Australia Pty 17.42 3 1 - - - Merchant Group Pty 18.25 1 1 - - - Beaumont Cornish 19.22 1 1 - - - HK Securities Pty 2.19 1 1 - - - TOTAL 1% 597 27 1% China Equity, Equity Linked & Rights Volume (CNY Share CITIC Securities Co 1 8.16 22,461 15 1 13.39-5.23 Guotai Junan Securities Co 2 7.85 21,613 9 6 5.16 2.69 GF Securities 3 7.39 2,355 13 1 2.47 4.92 Huatai Securities Co 4 7.8 19,491 11 19 1.68 5.4 China International Capital Corp 5 6.16 16,966 7 22 1.29 4.87 Southwest Securities Co 6 5.93 16,312 6 14 2.23 3.7 Guosen Securities Co 7 5.73 15,77 12 8 4.13 1.6 Sinolink Securities Co 8 5.61 15,442 5 11 2.29 3.32 China Securities Co 9 4.51 12,41 9 7 4.81 -.3 Haitong Securities Co 1 3.67 1,92 5 15 2.6 1.61 Industrial Securities Co 11 2.77 7,635 6 18 1.72 1.5 Guangzhou Securities 12 2.64 7,265 3 - - - Minsheng Securities Co 13 2.9 5,749 4 12 2.28 -.19 Deutsche Bank 14 1.9 5,224 2 36.58 1.32 Avic Securities Co 15 1.56 4,35 4 - - - Bank of China 16 1.56 4,298 1 32.73.83 Everbright Securities Co 17 1.55 4,255 3 5 6.16-4.61 China Merchants Securities 18 1.4 3,862 5 45.28 1.12 Morgan Stanley 19 1.22 3,365 3 27.97.25 Shenwan Hongyuan Group Co 2 1.22 3,356 4 39.43.79 TOTAL 1% 275,284 16 1% Australia/New Zealand Equity & Rights Offerings Share Credit Suisse 1 3.87 184 1 4 5.42 25.45 Macquarie 2 22.46 134 3 5 4.7 17.76 Bell Potter Securities Limited 3 13.14 78 2 11.58 12.56 Morgans 4 11.23 67 1 15.25 1.98 UBS 5 1.21 61 2 2 18.42-8.21 Canaccord Genuity 6 2.43 15 2 8.96 1.47 Taylor Collison 7 1.43 9 1 21.9 1.34 BW Equities Pty 8 1.37 8 2 36.3 1.34 GMP Securities 9 1.3 8 1 27.6 1.24 Ord Minnett 1 1.16 7 1 14.31.85 Gleneagle Securities Aust Pty 11.62 4 1 34.5.57 Sanlam Private Wealth Pty 12.6 4 1 - - - State One Equities 13.57 3 1 - - - Gulf Energy International 14.47 3 1 - - - Hartleys 15.43 3 3 19.14.29 Alto Capital 16.42 3 1 - - - Sanston Securities Australia Pty 17.42 3 1 - - - Merchant Group Pty 18.25 1 1 - - - Beaumont Cornish 19.22 1 1 - - - HK Securities Pty 2.19 1 1 - - - TOTAL 1% 597 27 1% China Equity IPO Volume (CNY Share Great Wall Securities 1 12.13 1,494 2 - - - Guosen Securities Co 2 11.51 1,418 2 3 7.96 3.55 Essence Securities Co 3 9.93 1,223 1 29.63 9.3 Guotai Junan Securities Co 4 9.93 1,223 2 23.97 8.96 GF Securities 5 9.84 1,212 3 1 3.16 6.68 China Merchants Securities 6 8.56 1,54 2 - - - Northeast Securities Co 7 6.99 86 1 24.93 6.6 CITIC Securities Co 8 6.42 791 2 8 3.29 3.13 Tianfeng Securities Co 9 4.49 553 2 - - - Dongguan Securities 1 3.38 417 1 - - - Sinolink Securities Co 11 3.37 415 1 13 2.65.72 Citi 12 2.96 365 1 22 1.3 1.93 Everbright Securities Co 13 2.91 358 1 1 23.29-2.38 Hengtai Securities Co 14 2.9 257 1 - - - Zhongtai Securities Co 15 1.98 244 1 - - - Sunrise Capital Corp/Japan 16 1.94 239 1 - - - Nanjing Securities Co 17 1.57 193 1 - - - TOTAL 1% 12,315 25 1% 2

Hong Kong Equity & Rights Offerings Share Haitong Securities Co 1 16.71 1,29 11 24.85 15.86 China Merchants Bank 2 13. 8 3 - - - GF Securities 3 1.1 616 2 34.31 9.7 China Construction Bank 4 6.31 388 3 1 2.48 3.83 Goldman Sachs 5 5.49 338 2 1 11.88-6.39 Guotai Junan Securities Co 6 5.25 323 8 3.39 4.86 Bank of China 7 4.97 36 2 21 2.36 2.61 Agricultural Bank of China 7 4.97 36 2 11 2.37 2.6 CITIC Securities Co 9 4.66 287 2 9 3.46 1.2 Morgan Stanley 1 4.3 248 3 2 11.9-7.6 China International Capital Corp 11 3.28 22 2 - - - Huarong Securities Co 12 3.4 187 1 - - - Kingston Financial Group 13 2.97 183 13 7 3.93 -.96 Crosby 14 1.93 119 1 - - - AMTD Asset Management 14 1.93 119 1 - - - Industrial Securities Co 16 1.5 65 1 11 2.37-1.32 Macquarie 16 1.5 65 1 - - - Black Marble Securities 18.96 59 2 - - - Industrial & Comm Bank of China 19.95 59 1 11 2.37-1.42 KCG Securities Asia 2.8 49 1 - - - TOTAL 1% 6,154 63 1% India Equity & Rights Offering Volume (INR Share Citi 1 27.59 33,78 3 8 5.45 22.14 ICICI 2 17.43 2,91 5 15.71 16.72 State Bank of India 3 12.98 15,555 3 4 9.29 3.69 Edelweiss Financial Services 4 12.74 15,27 3 12 2.18 1.56 Deutsche Bank 5 11.83 14,187 2 7 8.76 3.7 Kotak Mahindra Bank 6 4.7 4,879 2 1 17.61-13.54 IIFL Securities Pte 7 2.39 2,867 3 - - - IDFC Capital 8 2.8 2,495 2 22.38 1.7 JP Morgan 9 1.25 1,54 1 17.58.67 Jefferies 9 1.25 1,54 1 - - - JM Financial 11 1.25 1,5 1 3 1.8-9.55 Credit Suisse 12 1.18 1,412 1 5 9.2-7.84 HDFC Bank 13 1.14 1,367 1 - - - Yes Bank 14.9 1,83 1 16.67.23 Goldman Sachs 14.9 1,83 1 5 9.2-8.12 Fortune Financial Services India 16.35 417 1 - - - Sarthi Capital Advisors Pvt 17.23 274 3 28.2.21 Aryaman Financial Services 18.13 16 3 26.4.9 Choice International 19.13 158 1 - - - Quintessence Enterprises Pvt 2.6 7 1 - - - TOTAL 1% 119,881 24 1% Hong Kong Equity Offerings Share GF Securities 1 12.32 616 2 33.32 12. Haitong Securities Co 2 12.14 67 9 24.87 11.27 China Construction Bank 3 7.77 388 3 1 2.54 5.23 Goldman Sachs 4 6.75 338 2 1 12.17-5.42 Bank of China 5 6.12 36 2 21 2.41 3.71 China Merchants Bank 5 6.12 36 2 - - - Agricultural Bank of China 5 6.12 36 2 11 2.43 3.69 Guotai Junan Securities Co 8 5.8 29 7 28.4 5.4 CITIC Securities Co 9 5.73 287 2 8 3.54 2.19 Morgan Stanley 1 4.96 248 3 2 11.36-6.4 China International Capital Corp 11 4.4 22 2 - - - Huarong Securities Co 12 3.75 187 1 - - - Kingston Financial Group 13 2.75 138 1 9 3.11 -.36 Crosby 14 2.37 119 1 - - - AMTD Asset Management 14 2.37 119 1 - - - Industrial Securities Co 16 1.3 65 1 11 2.43-1.13 Macquarie 16 1.3 65 1 - - - Industrial & Comm Bank of China 18 1.17 59 1 11 2.43-1.26 KCG Securities Asia 19.98 49 1 - - - China Merchants Securities 2.82 41 1 7 4. -3.18 TOTAL 1% 4,999 51 1% Indonesia Equity & Rights Offering Volume (IDR Share Trimegah Securities 1 55.45 78,79 1 - - - Lautandhana Securindo PT 2 22.13 31,45 1 - - - Erdikha Elit Sekuritas PT 3 11.21 15,923 1 - - - Binaartha Parama PT 3 11.21 15,923 1 - - - TOTAL 1% 142,84 3 1% 21