Request for Qualifications (RFQ) for Legal Services to Mustang Special Utility District Issued April 30, 2015 Submission Due by 12:00 Noon, CDT on Tuesday, June 2, 2015 Mr. Chris Boyd, General Manager Mustang Special Utility District 7985 FM 2391 Aubrey, Texas 76227 Questions Due: May 15, 2015, 5:00 p.m. CDT Responses provided By: May 22, 2015, 5:00 p.m. CDT; Responses posted on www.mustangwater.com Selection Date: July 1, 2015
1.0 REQUEST FOR QUALIFICATIONS 1.1 General Information The MUSTANG SPECIAL UTILITY DISTRICT ( MSUD ) in Denton County, Texas requests the submission of Statements of Qualifications (SOQ) for legal support, associated with water system management and improvements serving MSUD. This Request for Qualifications (RFQ) solicits information that will enable MSUD to determine the highest qualified Legal Firm that may provide professional legal services for the District. This solicitation may lead to a contract to provide legal services to MSUD. 1.2 Scope This document contains the instructions governing statements of qualifications (SOQ) submitted by interested service providers, the format in which to submit SOQ s, the materials to submit therein, and the general evaluation criteria. A service provider desiring consideration must provide a response in accordance with these instructions and meet all requirements stated herein. The selection committee will not consider SOQ s that fail to provide complete and accurate responses. The selected service provider must satisfy all listed criteria. 1.3 Intent The intent of MSUD is to hire a Legal Firm(s) to provide support and advice. In order to serve the best interests of MSUD, and make best use of expertise, the District may choose to select a local firm as General Counsel, as well as an Austin area based firm for Specialized Counsel. The selection will take place through a two-step procurement process, with formal advertising and direct solicitation. MSUD will evaluate all Respondent SOQs in Step One and may conduct interviews with short-listed Respondents in Step Two. At the conclusion of either Step One or Step Two of this process, MSUD will rank candidates by order of highest qualifications and attempt to negotiate a fair and reasonable rate contract with the highest qualified Legal Firm. If unable to negotiate a mutually acceptable contract, MSUD will terminate negotiations with the highest qualified Legal Firm and begin negotiating with the next highest qualified candidate. If necessary, MSUD will repeat these steps until an acceptable contract is obtained. Complete procedures for procuring the Legal Services are presented in Section 2.0 of this RFQ. MSUD reserves the right to reject any and all qualification statements received in response to this RFQ. MSUD reserves the right to short list respondents and base final selection rankings on personal interviews. MSUD reserves the right to conduct new services selection procedures for current and/or future needs. 1.4 Standards The selection of a service provider and award of a contract may be contingent upon the funding and approval through the MSUD Board of Directors. Page 2 of 8
Fees provided for in contracts or agreements shall be reasonable. MSUD shall consider fees to be reasonable if they are not in excess of those ordinarily charged by the profession as a whole for similar work when state and federal financing is not involved. MSUD will negotiate for procurement of professional services, whereby competitors' qualifications are evaluated and the most qualified competitor is selected, subject to negotiations of fair and reasonable compensation. 1.5 Right of Rejection MSUD reserves the right to reject any and all qualifications received in response to this request. MSUD is not obligated to award a contract solely based on this request or to otherwise pay for information solicited. Information received will be considered contractual in nature and will be used in validation and evaluation of qualifications and in any subsequent contractual agreement. 1.6 Schedule and Submittal Deadline The legal services contract is anticipated to be awarded July 1, 2015. The anticipated overall duration of this service contract is two years with a tentative starting date of July 13, 2015. The contract may be extended at the mutual agreement of the parties. The SOQ Package (See Section 2.2) must be submitted to the MSUD by 12:00 Noon, CST on Tuesday, June 2, 2015. See Section 2.2 for mailing or delivery instructions. 1.7 Public Record All data and information submitted by the Legal Firms in response to this RFQ shall become public information, as provided by the Texas Open Records Act, Texas Government Code Sections 552.001-552.026. MSUD does not assume responsibility for asserting legal arguments for confidentiality on behalf of the Legal Firm. 1.8 Cost of Preparing Statement of Qualifications Package Costs for preparing the SOQ Package and any subsequent materials or presentations shall be the sole responsibility of the prospective Legal Firm. 1.9 Scope of Services The Selected Legal Firm shall provide timely and professional written opinions and responses to MSUD requests as well as timely and professional billing documents. It is the intent of this RFQ that a consistent quality of services is provided for all of MSUD legal requirements. The services to be provided by the General Counsel, and Specialized Counsel, if selected, may include all or any of the following duties: General legal representation on water district management and operational matters Attendance at monthly meetings of the board of directors Representation on Open Meetings Act and Public Information Act matters Legal advice regarding district governance and board obligations Drafting, review and negotiations of construction contracts, water supply contracts, and Page 3 of 8
contracts for service with developers Drafting easements, deeds, and other real estate documents Representation before the Texas Commission on Environmental Quality and Public Utility Commission on district and regulatory matters, including rates, CCNs, and impact fees Advice and/or representation regarding condemnation matters Advice and/or representation regarding litigation matters Advice and/or representation regarding legislative matters Legal advice regarding financial matters Other legal matters as may be necessary or required 2.0 INSTRUCTIONS AND PROCEDURES 2.1 SOQ Package Preparation The Qualification Package will include the following four (4) components and shall be numbered as shown: One Page Transmittal Letter. The letter shall provide the names, title, address (physical and mailing) and telephone number of the official contact and shall be numbered if more than one page. Statement Concerning Insurance. Confirmation that the Legal Firm has in place general liability insurance, worker's compensation, and professional liability insurance. Statement Concerning Conflict of Interest. Those interests of the Legal Firm that would impede with or interfere in the carrying out the duties and responsibilities of the position of a Privileged Attorney are deemed conflicting. Utilize the attached Conflict of Interest Statement form. Qualifications Statement. Use the format in Section 3.0, Statement of Qualifications - Format. No material shall be incorporated by reference only, nor should brochures, photos, or additional data be submitted. Any such material will not be considered in the evaluation process. The entire Qualification Package shall stand alone and include full responses to all RFQ instructions. The Qualification statement must not exceed 25 pages of 8 ½ X 11 paper. Note: If the Legal Firm is a Joint Venture firm, then documentation of its incorporation may be requested. 2.2 Submitting the SOQ Package The Law Firm shall submit nine (9) copies of the Statement of Qualifications Package. Packages may be delivered by courier, U.S mail, or overnight delivery. Submission may also be delivered electronically via e-mail to Chris Boyd, General Manager at cboyd@mustangwater.com. No faxes will be accepted. If delivered by courier or U.S. mail, the Qualifications Statement Package should be in sealed envelopes which are clearly labeled and addressed as follows: Page 4 of 8
CONFIDENTIAL: STATEMENT OF QUALIFICATIONS FOR LEGAL SERVICES ENCLOSED Mustang Special Utility District 7985 FM 2931 Aubrey, Texas 76227 Regardless of submission method, the submission deadline for SOQs is no later than 12:00 noon, CDT, Tuesday, June 2, 2015. 2.3 Evaluation Factors The following factors will be used in identifying the highest qualified Accounting Firm: The Legal Firm's familiarity and previous project experience with the Texas Public utility Commission, and its predecessors, the Texas Water Code and water law, and water purveyors, including water supply corporations and Special Utility Districts. Professional qualifications of the individual(s) (including subcontracted personnel) who will perform the work. The Legal Firm's record and experience (including subcontractors) with Federal Funding agencies. The Legal Firm's performance record and experience (including subcontractors) with similar type clients. The Legal Firm's office locations. The Legal Firm's insurability and status of current work related litigation or arbitration. The Legal Firm's subcontractors, (if applicable). The Legal Firm's anticipated workload during period of engagement and availability of personnel. The Legal Firm s hourly rate schedule. 2.4 Inquiries If any Legal Firms have any questions or need any additional information to clarify the intent of this RFQ, submit questions or requests in writing as set forth in this Section. MSUD will collect these questions and respond to all the RFQ Package holders in writing prior to evaluation. Legal Firms should not attempt to contact any individual from the MSUD other than in the form provided in this Request for Qualifications. Should any Legal Firms find discrepancies in, or omissions from the RFQ, or should the Legal Firm be in doubt as to their meaning, the Legal Firm shall notify Chris Boyd, the MSUD General Manager. Requests for clarifications will be received in writing via email at cboyd@mustangwater.com no later than May 15, 2015, 5:00 p.m. CDT. Answers to all such requests will be given in writing by MSUD to all prospective Legal Firms by May 22, 2015, 5:00 p.m. CDT through postings Page 5 of 8
on www.mustangwater.com. Oral explanations or instructions will not be binding. 2.5 Evaluation Process MSUD may call upon anyone they deem necessary to assist with the evaluation. MSUD may obtain information from references. MSUD may contact the Legal Firms for the purpose of obtaining additional information or clarification during the evaluation period. MSUD will evaluate each Qualification Package received, in accordance with the factors in Section 2.4, based on the contents of the SOQ package, any subsequent written clarifications required, and reference information obtained. MSUD may rank and determine the highest qualified Legal Firm based solely upon the evaluation of the Statement of Qualifications package, any subsequent written clarifications required, and reference information obtained. If, based on the review of the Qualifications Packages MSUD deems it necessary to interview Legal Firms in order to determine the highest qualified Legal Firm, MSUD may identify two or more Legal Firms to be interviewed using the procedure in Section 2.7. 2.6 Interviews MSUD reserves the right to interview each Law firm that timely submits a SOQ. If interviews are conducted, MSUD will develop a list of questions to be answered by each Legal Firm interviewed, and provide additional instructions to be followed. MSUD will rank and determine the highest qualified Legal Firm upon completion of the interviews. 2.7 Notification of Selection The MSUD will notify the most qualified Legal Firm(s) in writing. Upon notification of selection by MSUD, the Corporation and Proposer will attempt to negotiate scope and extent of work to be performed, time for full performance, compensation, and other terms. Final selection of the successful Legal Firm(s) will be contingent upon approval of the MSUD Board of Directors. 3.0 STATEMENT OF QUALIFICATIONS FORMAT The information in the Legal Firm's Statement of Qualifications in this Package shall be presented either on these sheets or in the same order and sequence as outlined below. 3.1 Organization Page 6 of 8
Describe the Legal Firm's organization in accordance with the format below: General Firm Name: Address & Phone Number: Texas Board of Legal Specialization: Submittal is for: Home Office or Branch Office Year Firm Established: _ Former Firm Name(s): _ Type of Ownership: Name of Parent Company (if any): Name of Principals and Titles: o Principal Name: o Title: o Principal Name: o Title: Office Locations, Number of Personnel in each Office and Types of Disciplines in each Office. o Office Location: o Employees: o Disciplines: o Office Location: o Employees: o Disciplines: o Office Location: o Employees: o Disciplines: 3.2 Key Personnel The Legal Firm shall provide a resume for key personnel that will be assigned to MSUD. The information for each individual must include the following: Name, Area(s) of Expertise, Years of Experience, and Professional Licenses(s). 3.3 Resource Utilization Plan Workload Status Based on the Legal Firm's current workload and staffing, indicating the current percentage of capacity at which the Accounting Firm is operating. Indicate the current backlog (if any) of key personnel assignments in months. 3.4 Experience The Legal Firm shall list examples of the Firm's experience with other non-profit organizations Page 7 of 8
similar to MSUD. Experience must include: Name, Location, and description, and contact Person and telephone Number. 3.5 References Provide at least three references. References must include: Name & Location, Legal Firm's role and responsibility. Project description and reference phone contact information. 3.6 Claims/Performance/lnsurance/Bonding If the Legal Firm is currently involved in litigation or arbitration based on its work, briefly describe the nature of the claim. If the Legal Firm has ever been terminated from an assignment for non-performance, please briefly explain. Is the Legal Firm currently carrying General Liability, Workers Compensation, Professional Liability and Errors and Omissions insurance, and will it continue to carry such insurance for the duration of the contract term? 3.7 CONFLICT OF INTEREST STATEMENT I certify that the following statement is true with respect to the Request for Qualification for Legal Services for MSUD of Denton County, Texas. 1. No principal or employee of this firm has offered or promised to pay or deliver directly or indirectly, any commission, political contribution, gift, favor, gratuity, benefit, or reward as an inducement to secure this assignment; 2. No employee, officer, board member, agent of MSUD, or their immediate family members, has any financial or other interest in this firm; 3. This firm will not engage in construction contracting or in the supply of goods, materials and/or equipment of the construction of any MSUD project; 4. This firm is not associated or affiliated, either directly or indirectly, with firms, individuals, or commercial organizations that have a vested interest in MSUD. Signed by Principal of Firm Name (Typed) Title (Typed) Page 8 of 8