List of Documents Attached for A/c Opening (HUF)

List of Documents Attached for A/c Opening (HUF) S.No Documents AP W1 IPVA CoP Total 1 PMS Agreement alongwith POA in favour of DHFL Pramerica Asset Managers Pvt. Ltd. (Ensure the date of PMAS Application is the date of IPV) 2 Letter Confirming Name of the Client in case of difference in Proof of Identity & Address 3 Letter confirming Registration of POA to Bank & Demat A/c of the Client 16 1 1 18 1 1 1 1 4 HDFC Bank Ltd - Bank A/c Opening Form 4 1 1 6 5 HDFC Bank Ltd Demat A/c Opening Form & KYC Form (Demat A/c will be opened in the name of Karta only and hence only Karta s Name should be mentioned in Demat Form while the PAN mentioned would be of HUF) 6 FATCA Confirmation i. HDFC Bank Ltd. ii. DHFL DHFL Pramerica Asset Managers Private Limited 7 HUF Declarations (To be Provided on HUF Letterhead) HUF Declaration of Opening Demat A/c List of Co-Parcenors Co-Parcenors Declaration 7 1 1 9 2 2 3 2 5 Total Signatures 34 3 1 2 2 42 There is no Nomination in HUF - Full Signature of Client (Karta) CoP - Co Parcenors AP - Full Signature Across Photo - Client IPVA - IPV Agent of HDFC Bank W1 - Witness One

List of Documents for HUF S.No Documents Copies 1 PAN Card of the HUF - self attested by Authorised Signatory/ies (Karta) with HUF Seal. (To be certified by the IPV Agent) 2 Proof of Registered Address of the HUF - self attested by Authorised Signatory/ies (Karta) with HUF Seal. (To be certified by the IPV Agent) 3 PAN Card of the Karta of the HUF self attested by the respective Authorised Signatory. (To be certified by the IPV Agent) 4 Proof of Address of the Karta of the HUF - self attested by the respective Authorised Signatory. (To be certified by the IPV Agent) 5 HUF Declaration for Opening of Demat Account on the HUF letterhead certified by the Karta. 6 List of Coparceners/Members of the HUF on the HUF letterhead alongwith the specimen signatures certified by the Karta with HUF Seal. 7 Declaration by Coparceners of the HUF addressed to HDFC Bank on the HUF letterhead certified by the Karta and the coparceners. 2 2 2 2 1 1 1

Date: To, HDFC Bank Ltd. Dear Sir/Madam, This is to inform you that my name as specified on is Request you to kindly consider my complete name as mentioned on the and open the account with this name only. Thanking you. Yours Truly, (First Applicant Name & Signature)

Date: From To The Branch Manager, HDFC Bank, Fort Branch, Mumbai. Dear Sir, Reg.: Registration of Power of Attorney (POA) of my /our Bank & Demat Account with you. I, / We have granted a Power of Attorney to DHFL Pramerica Asset Managers Private Limited, to allow operations in my / our above-mentioned account with you. I / We have also granted a Power of Attorney to HDFC Bank, to allow operations in my / our above-mentioned Demat account with you. The original / attested copies of POA are enclosed. I / We will inform the Bank immediately in writing, in case any of the POA is revoked by me / us. Till such time the bank can continue to act on the POAs. Kindly arrange to register the subject POAs in your records. Further, please register the correspondence address for Bank account as _ and dispatch all the relevant deliverables necessary for operation of the account to the above address. Further, please register the correspondence address for Demat as HDFC Bank Limited - Custody Services, Lodha - I Think Techno Campus, Building - Alpha, 8th Floor, Near Railway Station, Kanjurmarg (E),Mumbai - 400042 and dispatch all the relevant deliverables necessary for operation of the account to the above address. Yours Faithfully, Thanking You, (First Applicant) (Second Applicant) (Third Applicant)

KNOW YOUR CLIENT (KYC) APPLICATION FORM (FOR NON-INDIVIDUALS) PART I HDFC Bank Ltd. Depository Services, Tex Center Pre. Co-op Soc Ltd., P Wing, 3rd Floor, Unit No. 301 to 303, Chandivali Farm Road, Off Saki Vihar Road, Chandivali, Andheri (E), Mumbai 400 072. Registered Office: HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai 400 013. Sr. No. (please tick the appropriate) New Change Request DP Id: Client Id: (Please fill the appropriate row where CHANGE / CORRECTION is required and provide the details in corresponding rows) A. Identity Details Please fill this form in ENGLISH and in BLOCK LETTERS. Name of the Applicant: (Signature across the photograph) Date of Incorporation: Place of Incorporation: PAN: (Mandatory) D D M M Y Y Y Y Date of Commencement of Business: D D M M Y Y Y Y Any other information: Please affix your recent passport size photograph Registration No. e.g (CIN) Status: please tick any one B. Address Details Address for Correspondence Private Ltd Co. Bank Partnership Public Ltd. Co. Government Body FI Body Corporate Non Government Organization Trust Defense Establishment HUF Society AOP NGO s- (Organisation LLP BOI Others (Please Specify) Receiving donations) FII Charities Landmark (Mandatory) City/Town/Village Country Specify the proof of address submitted for Correspondence address: Pin Code (Mandatory) State Contact Details Tel. Office: Tel Resi: Fax. No.: Mobile No.: 9 1 Email ID: Registered Address (if different from above) Landmark (Mandatory) City/Town/Village Country Pin Code (Mandatory) State Name, PAN, Residential address and photographs of Promoters / Partners / Karta / Trustees / Whole time directors DIN of whole time directors: Aadhaar Number of Promoters / Partners / Karta Declaration If space is insufficient, enclose these details separately [Illustrative format enclosed] I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. X Name & Signature of the Authorised Signatory(ies) (As per mode of operation in Demat a/c) Date: D D M M Y Y Y Y Place: FOR OFFICE USE ONLY (Originals Verified) and self attested document copies received Name of the Authorised Signatory Designation: Name of the organisation: HDFC Bank Ltd. IPV Signature of the Authorised Signatory Date: D D M M Y Y Y Y Seal/Stamp of the intermediary 1

Details of Promoters/ Partners/ Karta / Trustees and whole time directors forming a part of Know Your Client (KYC) Application Form for Non-Individuals Sr. No. 1. Name Relationship with Applicant (i.e promoters, whole time directors etc) PAN Residential / Registered Address DIN of whole time directors / Aadhaar number of Promoters / Partners / Karta Photograph AP 2. AP 3. AP 4. AP 5. AP X Name & Signature of Authorised Signatory(ies) Date: D D M M Y Y Y Y 2

Application for Opening Demat Account - (For Individuals) PART-II HDFC Bank Ltd., Depository Services, Tex Center Pre. Co-op Soc Ltd., P Wing, 3rd Floor, Unit No. 301 to 303, Chandivali Farm Road, Off Saki Vihar Road, Chandivali, Andheri (E), Mumbai 400 072 Registered Office: HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai-13 BAR CODE NUMBER Please tick mandatorily NSDL (DP ID - IN301549, IN300126) CDSL (DP ID - 13012400) LG Code LC Code BANK USE Date Source channel Part - B (1) DEMAT ACCOUNT OPENING DETAILS I/We request you to open a depository account in my/our name as per the following details (Please tick one) Part - B (2) Sole / First Holder F Second Holder F Third Holder F DETAILS OF ACCOUNT HOLDER(s) Account to be operated through Power of Attorney (POA) (Default is, No) Yes No SMS alert is mandatory if you are giving POA UCIC ID AND PAN NUMBER OF APPLICANT GUARDIAN DETAILS (Where sole holder is a minor) BANK DETAILS Non face to face customer RBI Approval Date D D M M Y Y Y Y Savings A/C Current A/C Other (pls specify) Please attach photo copy of Blank / Cancelled cheque to verify the 9 digit MICR code (for Non HDFC Bank A/C's only) State PIN (mandatory) Branch code if HDFC Bank A/C Part - B (7) DEBIT AUTHORISATION I/We authorise Bank to debit recover charges pertaining to opening & maintenance of Demat Account, transaction charges, or any other charges related to Demat account from the said HDFC Bank Savings / Current account with Branch A C C O U N T N O Part - B (8) SERVICE REQUEST Standing Instruction Yes, To receive credit automatically into my/our a/c (Default is, Yes) No NOTE: SI for a Non- PIS NRE/NRO Demat A/C will be by default marked as "No." (SI) SMS alert facility Mandatory if you are giving Power of Attorney (POA). Ensure that mobile number is provided in the KYC application form. First holder Yes Second holder Yes Third holder Yes Yes, I / we wish to receive DIS Booklet at the time of account opening Physical Form Electronic Form [Read Note 4] NetBanking for Demat a/c Through email [Ensure that email ID is provided in Part I of AOF i.e. KYC Application Form] All T&C of NetBanking will be applicable. (Please fill all the details in CAPITAL LETTERS only) For HUF, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the name of the natural persons, the name & PAN of the HUF, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., should be mentioned below: Name PAN Number Part - B (3) UCIC: Applicant PAN: Applicant Part - B (4) RBI approval reference number Part - B (5) Guardian Name PAN Number Relationship of guardian with minor Part - B (6) Bank A/C type Account No. MICR Code Bank Name Branch Address City / Town / Village Country Delivery Instruction Slip (DIS) booklet facility Mode of receiving Statement of Account (Tick any one) DP on Net facility D D M M Y Y Internal Ref. No. IN CASE OF NRIs / FOREIGN NATIONALS For account of a minor, two KYC application forms must be filled i.e. one for the guardian and another for the minor (to be signed by guardian) To be filled by persons seeking to open a Depository account and has opted for online trading facility or who have given Power of Attorney to operate the Depository account to a stock broker/participant / Portfolio Manager and do not intend to open a Basic Services Demat Account. FOR BANK USE No. of Holders Any other information DP ID Client ID To be filled by DP Ordinary Resident NRI - Repatriable NRI - Non - Repatriable Foreign National Promoter Margin Account Qualified Foreign Investor Others (pls specify) F I R S T N A M E M I D D L E N A M E L A S T N A M E F I R S T N A M E F I R S T N A M E M I D D L E N A M E M I D D L E N A M E F I R S T S E C O N D T H I R D F I R S T S E C O N D T H I R D (Mandatory for the first Demat account holder for receiving credit of Dividend / Interest) Please give NRE Bank details only in case Demat account is to be opened as NRE & NRO. RTGS / NEFT / IC Code L A S T N A M E L A S T N A M E No, however, the DIS booklet should be issued to me/ us immediately on my/ our request at any later date Rate ID Group ID Client ID 789 Bk. Sys. Br. Code Prod. Code RISK CATEGORY 1st holder High Medium Low 2nd holder High Medium Low 3rd holder High Medium Low 3 Emp Name & Emp Code Signature with date Bank Seal for Sign Verification

Nomination Form for Demat Account To be filled in by individual applying singly or jointly (Not applicable for HUF/Minor Account) BAR CODE NUMBER I/We wish to make a nomination (As per details given below) I/We do not wish to make a nomination. (Strike off the nomination details below) I/We wish to make a nomination and do hereby nominate the following person in whom all rights and / or amount payable in respect of securities held in the Depository by me / us in the said beneficiary owner account shall vest in the event of my / our death. Nomination Details Nominee name (Mr./Mrs.) Relationship with Applicant (If any) Nominee Address Landmark City / Town / Village NOT APPLICABLE PIN Code Mandatory State Country India Other Guardian Details (should be filled only if nominee is minor) Date of Birth (In case of minor nominee) D D M M Y Y Y Y Name of the Guardian (Mr./Ms.) in case minor nominee Guardian Address Yrs at current city Y Y M M Residence Y Y M M City/Town/Village PIN Code (mandatory) Relationship of Guardian with Nominee Country State Contact details of Nominee / Guardian Country code STD / Area code Number Extn. Tel. (Off.) Tel. (Res.) - - - - - Fax - - Mobile 91 e - mail ID I N C A P I T A L L E T T E R S O N L Y Nominee Identification Details (please tick any one from below and provide details of the same) Photograph and Signature Copy of Any POI document PAN Aadhar No. Savings Bank A/C No. Demat account details DP ID Client ID Recent Photograph of the Nominee Date of Birth D D M M Y Y Y Y Signature of Nominee Guardian Identification Details (please tick any one from below and provide details of the same) Photograph and Signature Copy of Any POI document PAN Aadhar No. Savings Bank A/C No. Demat account details DP ID Client ID Recent Photograph of the Guardian Date of Birth D D M M Y Y Y Y Signature of Guardian Witness for Nomination Name & Address of the 1st Witness (Mr. / Ms): D D M M Y Y Y Y Name & Address of the 2nd Witness (Mr. / Ms): Signature of Witness 1 D D M M Y Y Y Y Signature of Witness 2 Declaration: The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read by me/us and I/we have understood the same and I/we agree to abide by and to be bound by the rules as are in force from time to time for such accounts. I/we hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/ weare aware that I/we may be held liable for it. In case non-resident account, I/we also declare that I/we have complied and will continue to comply with FEMA regulations. I/we acknowledge the receipt of copy of the document, Rights and Obligations of the Beneficial Owner and Depository Participant. Signature 1st holder Signature 2nd holder Signature 3rd holder Notes :1. All communication shall be sent at the address of the Sole/First holder only. 2. Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th Schedule of the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate.3. Instructions related to nomination, are as below:i The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly. Non- individuals including society, trust, body corporate, partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot nominate. If the account is held jointly all joint holders will sign the nomination form. II. A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the beneficial owner. III. The Nominee shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a power of Attorney holder. A non-resident Indian can be a Nominee, subject to the exchange controls in force, from time to time. IV. Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account. Similarly, the nomination in respect of the securities shall stand terminated upon transfer of the securities. V. Transfer of securities in favour of a Nominee shall be valid discharge by the depository and the Participant against the legal heir. VI. The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their own behalf singly or jointly by the same persons who made the original nomination. Non- individuals including society, trust, body corporate, partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot cancel the nomination. If the beneficiary owner account is held jointly, all joint holders will sign the cancellation form. VII. On cancellation of the nomination, the nomination shall stand rescinded and the depository shall not be under any obligation to transfer the securities in favour of the Nominee. 4. Instructions related to mode of receiving Statement of Account in electronic form, are as below:i. All the necessary steps to ensure confidentiality and secrecy of the login name and password of the internet/ email account should be taken by the client. Such statement may be accessed by other entities in case the confidentiality/secrecy of the login name and password is compromised II. Participant or Client can terminate such arrangement by giving 10 days prior notice.iii. In case opted for statementthrough email, the Clientshall immediately inform the Participant about change in email address, if any 4 111

Annexure Custody Accounts (To be attached with the Account Opening Form) Application for Opening Custody Demat Account Bar code No. HDFC Bank Ltd., Depository Services Tex Center Pre Co-op Soc Ltd., P Wing, 3 rd Floor, Unit No. 301 to 303, Chandivali, Andheri (E), Mumbai 72 Registered Office : HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai 13 I/We request you to update below mentioned correspondence address in my/our Demat account : Correspondence Address Details : Address: HDFC BANK LIMITED CUSTODY SERVICES Lodha I Think Techno Campus Office Floor 8, Landmark : Next to Kanjurmarg Rly Station City : Mumbai Pin Code (Mandatory): 400042 Signature of Applicants : Holder / Signatory Name Signature(s) First Holder / Authorised Signatory 1 Second Holder / Authorised Signatory 2 Third Holder / Authorised Signatory 3

FATCA CRS Declaration for Entities Details of ultimate beneficial owner including additional FATCA & CRS information (please include other references for completeness sake) 1. Name of the entity: 2. Customer ID: 3. Address of tax residence(including city, state, country and pin code) 4. Address Type: (Business or Registered office) 5. Country of incorporation: 6. City of incorporation: 7. Entity Constitution Type: (A- Partnership Firm, B HUF, C- Private Limited Company, D- Public Limited Company, E- Society, F- AOP/BOI, G Trust, H Liquidator, I Limited Liability Partnership, J- Artificial Juridical Person, Z Others specify ) 8. Date of Incorporation: (in DD/MM/YYYY format)(mandatory if valid PAN is not reported) 9. PAN 10. Identification type and Identification Number (if TIN or US GIIN not provided): Company Identification Number, Global Entity Identification Number, Other(please specify & provide) 11. Issuing country for identification number provided in 10. Above Please tick the applicable tax resident declaration:(any one) Entity is a tax resident of India and not resident of any other countryor Entity is a tax resident of the country/ies mentioned in the table below Please indicate the country/ies in which the entity is a resident for tax purposes and the associated Tax ID Number below: Country Tax Identification Number % Identification Type (TIN or Other %, please specify) % In case Tax Identification Number is not available, kindly provide functional equivalent $ 1

FATCA CRS Declaration for Entities In case the Entity s Country of Incorporation/Tax residence is U.S. but Entity is not a Specified U.S. Person, mention Entity s exemption code 1 here: FATCA & CRS declaration (Please consult your professional tax advisor for further guidance on FATCA& CRS classification) 1 We are a Financial institution 2 or Direct reporting NFE 3 (please tick as appropriate) Part A(to be filled by Financial Institutions or Direct Reporting NFEs) GIIN not available (please tick as applicable): GIIN: Applied for Note: If you do not have a GIIN but you are sponsored by another entity, please provide your sponsor s GIIN above Following options available only for Financial and indicate your sponsor s name below: Institutions: Name of sponsoring entity: Not required to apply for (Please specify subcategory 4 ) Please provide with Form W8-BEN-E, duly filled in Not obtained Non-participating FI Part B(please fillany one as appropriate; to be filled by NFEs other than Direct Reporting NFEs) 1 Is the Entity a publicly traded company 5 (that is, a company whose shares are regularly traded on an established securities market) Yes (If yes, please specify any one stock exchange upon which the stock is regularly traded) 2 Is the Entity a related entity of a publicly traded company 6 - a company whose shares are regularly traded on anestablished securities market Name of the stock exchange Yes Name of the listed company, the stock of which is regularly traded (If yes, please specify any one stock exchange upon which the stock is regularly traded) 1 Refer 3(viii) of Part D 2 Refer1 of Part D 3 Refer 3(vii) of Part D 4 Refer 1A. of Part D 5 Refer 2a of Part D 6 Refer 2b of Part D 2

FATCA CRS Declaration for Entities Name of the stock exchange Nature of relation: Subsidiary of the listed company Controlled by a listed company 3 Is the Entity an active NFE 7 Yes Nature of business Please specify the sub-category of Active NFE: (Mention code refer 2c of Part D) 4 Is the Entity a passivenfe 8 Yes Nature of business 7 Refer 2c of Part D 8 Refer 3(ii) of Part D 3

FATCA CRS Declaration for Entities Part C (to be filled only by Passive NFEs) Please list below the details of each controlling person(s) 9, confirming ALL countries of tax residency/ permanent residency/ citizenship and ALL Tax Identification Numbers for EACH controlling persons (Please attach additional sheets if necessary): Owner-documented FFI s 10 should provide FFI Owner Reporting Statement and Auditor s Letter with required details as mentioned in Form W8 BEN E Name Person 1 Person 2 Person 3 Person 4 Person 5 Person 6 Country of tax residency* Address (include City State, Country & Pin code) Telephone/mobile number with ISD code Tax identification number (or functional equivalent) for each country identified in relation to each person % Identification Type (TIN or Other, please specify) person type code 11 Additional details to be filled below ONLY by controlling persons having tax residency/permanent residency/citizenship in any country other than India including green card holders: Person 1 Person 2 Person 3 Person 4 Person 5 Customer ID (if allotted) Person 6 Gender 9 Refer 3 (iv) of Part D 10 Refer 3(vi) of Part D 11 Refer 3(iv) (A) of Part D 4

FATCA CRS Declaration for Entities (Male, Female, Other) City of Birth Country of birth Occupation Type (Service, Business, Others) Nationality Father s Name (if PAN not available) Birth Date PAN Address type for address mentioned above (Residence or business, Residential, Business, Registered office) Identification Type (Documents submitted as proof of identity of the individual) @ Identification Number (Mandatory if PAN or Aadhaar number is not reported) Spouse s name (optional) Aadhaar Number (optional) *To include US, where controlling person is a US citizen or green card holder % In case Tax Identification Number is not available, kindly provide functional equivalent $ @ Permissible values are: Passport Election ID card PAN Card ID Card Driving License UIDAI Letter NREGA Job card Others 5

FATCA CRS Declaration for Entities FATCA CRS Terms and Conditions Towards compliance with tax information sharing laws, such as FATCA and CRS, we would be required to seek additional personal, tax and beneficial owner information and certain certifications and documentation from our account holders. Such information may be sought either at the time of account opening or any time subsequently. In certain circumstances we may be obliged to share information on your account with relevant tax authorities. If you have any questions about your tax residency, please contact your tax advisor. Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days. Towards compliance with such laws, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto. As may be required by domestic or overseas regulators/ tax authorities, we may also be constrained to withhold and pay out any sums from your account or close or suspend your account(s). If any controlling person of the entity is a US citizen or resident or greencard holder, please include United States in the foreign country information field along with the US Tax Identification Number. $ It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form. Foreign Account Tax Compliance provisions (commonly known as FATCA) are contained in the US Hire Act 2010. Please note that you may receive more than one request for information if you have multiple relationships with ABC. Therefore, it is important that you respond to our request, even if you believe you have already supplied any previously requested information. Certification I have understood the information requirements of this Form (read along with the FATCA-CRS Instructions & Definitions under Part D) and hereby confirm that the information provided by us on this Form is True, Correct, and Complete. I also confirm that I have read and understood thefatca-crs Terms and Conditionsaboveand hereby accept the same. Name: Designation: Signature: Date: / / Place: 6

Additional KYC Information & Details of Ultimate Beneficial Owner including Additional FATCA & CRS Information Name of the entity Type of address given at KRA Residential or Business Residential Business Registered Office Address of tax residence would be taken as available in KRA database. In case of any change, please approach KRA & notify the changes" PAN Date of incorporation D D M M Y Y Y Y City of incorporation Country of incorporation Entity Constitution Type (Please tick as appropriate) Partnership Firm HUF Private Limited Company Public Limited Company Society AOP/BOI Trust Liquidator Limited Liability Partnership Artificial Juridical Person Others specify Please tick the applicable tax resident declaration: 1. Is Entity a tax resident of any country other than India Yes No (If yes, please provide country/ies in which the entity is a resident for tax purposes and the associated Tax ID number below.) Country % Tax Identification Number Identification Type (TIN or Other, please specify) % In case Tax Identification Number is not available, kindly provide its functional equivalent$. In case TIN or its functional equivalent is not available, please provide Company Identification number or Global Entity Identification Number or GIIN, etc. In case the Entity's Country of Incorporation / Tax residence is U.S. but Entity is not a Specified U.S. Person, mention Entity's exemption code here ADDITIONAL KYC INFORMATION Gross Annual Income (Rs.) Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs - 1 Crore >1 Crore OR Net-worth (Mandatory for Non-Individuals) ` as on D D M M Y Y Y Y (Not older than 1 year) Politically Exposed Person (PEP) Status* (Also applicable for authorised signatories/ Promoters/ Karta/ Trustee/ Whole time Directors) PEP Related to PEP Not Applicable Is the entity involved in any of the mentioned services: (Please tick as appropriate) Foreign exchange/ Money changer Money lending/ Pawning Gaming/ Gambling/ Lottery (Casinos, betting syndicates) Not applicable *PEP are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/ military officers, senior executives of state owned corporations, important political party officials, etc. FATCA & CRS Declaration (Please consult your professional tax advisor for further guidance on FATCA & CRS classification) PART A (to be filled by Financial Institutions or Direct Reporting NFEs) We are a, 6 Financial institution OR 7 Direct reporting NFE (please tick as appropriate) GIIN not available (please tick as applicable) If the entity is a financial institution, GIIN Note: If you do not have a GIIN but you are sponsored by another entity, please provide your sponsor's GIIN above and indicate your sponsor's name below Name of sponsoring entity Applied for 10 Not required to apply for - please specify 2 digits sub-category Not obtained - Non-participating FI PART B (please fill any one as appropriate to be filled by NFEs other than Direct Reporting NFEs ) 1 1 Is the Entity a publicly traded company (that is, a company whose shares are regularly traded on an established securities market) Yes (If yes, please specify any one stock exchange on which the stock is regularly traded) Name of stock exchange 2 3 4 2 Is the Entity a related entity of a publicly traded company (a company whose shares are regularly traded on an established securities market) 3 Is the Entity an active NFE 4 Is the Entity a passive NFE Yes (If yes, please specify name of the listed company and one stock exchange on which the stock is regularly traded) Name of listed company Nature of relation: Subsidiary of the Listed Company or Controlled by a Listed Company Name of stock exchange Yes Nature of Business Please specify the sub-category of Active NFE (Mention code-refer 2c of Part D) Yes Nature of Business 1 2 3 4 6 7 10 Refer 2a of Part C Refer 2b of Part C Refer 2c of Part C Refer 3(ii) of Part C Refer 1 of Part C Refer 3(vii) of Part C Refer1A of Part C

Category (Please tick applicable category) Unlisted Company Partnership Firm Limited Liability Partnership Company Unincorporated association / body of individuals Public Charitable Trust Religious Trust Others Private Trust Please list below the details of controlling person(s), confirming ALL countries of tax residency / permanent residency / citizenship and ALL Tax Identification Numbers for EACH controlling person(s). (Please attach additional sheets if necessary) Owner-documented FFI's should provide FFI Owner Reporting Statement and Auditor's Letter with required details as mentioned in Form W8 BEN E (Refer 3(vi) of part C) Name PAN Details UBO1 UBO2 UBO3 UBO Code (Refer 3(iv) (A) of Part C) Country of Tax residency* % Tax ID No. Tax ID Type Address UBO Declaration (Mandatory for all entities except, a Publicly Traded Company or a related entity of Publicly Traded Company) Zip State Country Zip State Country Zip State Country Address Type City of Birth Country of birth Occupation Type Nationality Father's Name Gender Date of Birth Percentage of Holding (%)^ # Additional details to be filled by controlling persons with tax residency / permanent residency / citizenship / Green Card in any country other than India: * To include US, where controlling person is a US citizen or green card holder %In case Tax Identification Number is not available, kindly provide functional equivalent ^Attach valid documentary proof like Shareholding pattern duly self attested by Authorized Signatory / Company Secretary 4 11 Refer 3(iii) of Part C Refer 3(iv) (A) of Part C Residence Registered office Business Service Business Others Male Female Others D D M M Y Y Y Y Residence Registered office Business Service Business Others Male Female Others D D M M Y Y Y Y Residence Registered office Business Service Business Others Male Female Others D D M M Y Y Y Y FATCA - CRS Terms and Conditions The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income-tax Rules, 1962, which Rules require Indian financial institutions such as the Bank to seek additional personal, tax and beneficial owner information and certain certifications and documentation from all our account holders. In relevant cases, information will have to be reported to tax authorities/ appointed agencies. Towards compliance, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto. Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days. Please note that you may receive more than one request for information if you have multiple relationships with DHFL Pramerica Mutual Fund or its group entities. Therefore, it is important that you respond to our request, even if you believe you have already supplied any previously requested information. If you have any questions about your tax residency, please contact your tax advisor. If any controlling person of the entity is a US citizen or resident or green card holder, please include United States in the foreign country information field along with the US Tax Identification Number. $It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form. CERTIFICATION I / We have understood the information requirements of this Form (read along with the FATCA & CRS Instructions) and hereby confirm that the information provided by me / us on this Form is true, correct, and complete. I / We also confirm that I / We have read and understood the FATCA& CRS Terms and Conditions below and hereby accept the same. Name Designation Signatures Signatures Signatures Date D D M M Y Y Y Y Place