WEALTH SOLUTIONS PORTFOLIO ADVISORY SERVICES SEPARATELY MANAGED ACCOUNTS (SMA) AND MUTUAL FUND PROGRAMS (MFP)
Miles Capital offers a suite of investment advisory programs and services designed to help meet your clients investment needs. Why Miles Capital? WE ARE A MULTI-BOUTIQUE, INSTITUTIONAL ASSET MANAGER WITH A FULL SUITE OF MULTI-ASSET CLASS CAPABILITIES. THE BENEFITS TO YOU: Over 30 Years of Institutional Research and Capabilities Brought to the High Net Worth Market Broad Asset Class and Strategy Capability Offerings Conservative Focus on Downside Protection Boutique Focus on Service, Case Design, and Support Access to Relationship and Portfolio Management LEVERAGE OUR INSTITUTIONAL EXPERIENCE AND SMA CAPABILITIES TO HELP GROW YOUR BUSINESS 2
Your clients may invest in a single strategy or multiple strategies, depending upon their needs, objectives, and investment allocation sizes. You determine what is most appropriate for each client. INVESTMENT STRATEGIES SEPARATE ACCOUNT (SMA) MUTUAL FUNDS (MFP) FIXED INCOME SMA EQUITY SMA ALTERNATIVES SMA TAXABLE CORE EQUITY HEDGE FUNDS Account Minimum $1,000,000 Account Minimum $100,000 Account Minimum $3mm Government Income & Return Dividend Advantage Direct Hedge Funds Intermediate Core Large Cap Core (accredited investors only) Intermediate High Quality Small Cap Core International REITS TAX-MANAGED MUNICIPAL TAX-MANAGED LARGE CAP Account Minimum $250,000 Account Minimum $250,000 FIXED INCOME MFP EQUITY MFP ALTERNATIVES MFP Account Minimum $2,500 Account Minimum $2,500 Account Minimum $2,500 Core Fixed Income U.S. Large Cap Alternatives Advantage Fund High Yield U.S. Small Cap International Bonds Global & Emerging Equity REITS Client accounts with assets that fall and remain below minimums will be invested in the appropriate and applicable mutual fund or ETF. 3
Miles Capital Services Provided WE OFFER A COMPREHENSIVE SUITE OF COMPLEMENTARY SERVICES, BASED UPON THE INFORMATION YOU PROVIDE REGARDING YOUR CLIENTS: Case and Asset Allocation Support Selection and Implementation of Appropriate Investment Strategies / Vehicles Management of Assets, Maintenance of Asset Allocation Tax-Managed Strategies and Tax-Aware Overlay for Overall Portfolio Comprehensive Client Service, Including Reporting and Meetings What is a Separately Managed Account? A SEPARATELY MANAGED ACCOUNT (SMA) is a customized investment account of individual stocks, bonds, or other securities. The portfolio is professionally managed by a portfolio management team. Each portfolio is designed to provide diversified access to a particular investment strategy. Your client, as the investor, owns each of the individual securities in the account. SMA (Where Qualified) Direct ownership of securities, holdings transparency Professional, active management of each strategy, overall allocation Allows for tax-managed investing Offers flexibility and customization in strategy and portfolio selection May offer greater access to portfolio management for investment guidance Requires higher account minimums for full diversification 4
Getting Started with Wealth Solutions is Simple 1 FORMULATE: We consult on and recommend an appropriate asset allocation. 2 EXECUTE: We help you complete documents and open the account, and we begin investing. 3 MANAGE: We provide capital markets insights, ongoing communication, and asset management. CONTACT US TODAY TO SEE HOW WEALTH SOLUTIONS CAN HELP YOU SUPPORT YOUR CLIENTS FINANCIAL GOALS 5
CONTACT US clientservice@miles-capital.com 515.224.2723 www.miles-capital.com IMPORTANT INFORMATION: For Financial Professional Use Only. The information contained in this document is provided for informational purposes and should not be construed as investment advice or a recommendation for any specific Miles Capital product or service. All investments involve risk, including possible loss of principal. There is no guarantee that investment objectives will be achieved. Investors should consider their risk tolerance and time horizon before investing. Diversification does not ensure a profit or protect against market loss. Miles Capital, Inc., its affiliates, and its employees are not in the business of providing tax or legal advice. These materials and any tax-related statements are not intended to be used, and cannot be used or relied upon, by any taxpayer for the purpose of avoiding tax penalties or complying with any applicable tax laws or regulations. Any taxpayer should seek advice based on the taxpayer s particular circumstances from an independent tax advisor. Investment products are not FDIC-insured, have no guarantee, and may lose value.