Q2 2017 STRATEGY NAME (AS OF 6/30/2017) ENVESTNET RISK CLASS TYPE PROGRAM MANDATE 1 - MARKET MOVEMENT S T R AT E G IST AS SET AL L O C AT I ON MINIMUM Loring Ward Global Defensive 9% Conservative MF 0.20% 0.00% $50k Loring Ward Global Conservative 14% Cons. MF 0.20% 0.00% $50k Loring Ward Global Balanced 17% Cons. MF 0.20% 0.00% $50k Loring Ward Global Moderate 23% Moderate MF 0.20% 0.00% $50k Loring Ward Global Moderate 26% MF 0.20% 0.00% $50k Loring Ward Global Capital Appreciation 30% MF 0.20% 0.00% $50k Loring Ward Global Equity 34% MF 0.20% 0.00% $50k PIMCO PIMCO PIMCO Vanguard Vanguard Vanguard Vanguard Retirement Income (Conservative) Strategy Retirement Income (Balanced) Strategy Retirement Income (Moderate ) Strategy CRSP 20% Equity / 80% Fixed Income Portfolio CRSP 40% Equity / 60% Fixed Income Portfolio CRSP 60% Equity / 40% Fixed Income Portfolio CRSP 80% Equity / 20% Fixed Income Portfolio 11% Cons. MF 0.45% 0.00% $50k 16% Moderate MF 0.45% 0.00% $50k 25% Moderate MF 0.45% 0.00% $50k 10% Conservative ETF 0.45% 0.00% $25k 16% Cons. Mod ETF 0.45% 0.00% $25k 23% Moderate ETF 0.45% 0.00% $25k 30% ETF 0.45% 0.00% $25k Vanguard CRSP 100% Equity Portfolio 37% ETF 0.45% 0.00% $25k Wilshire 10 14% Conservative MF 0.20% 0.00% $25k Wilshire 15 19% Cons. MF 0.20% 0.00% $25k Wilshire 20 24% Moderate MF 0.20% 0.00% $25k Wilshire 25 30% MF 0.20% 0.00% $25k Wilshire 30 36% MF 0.20% 0.00% $25k
FUND COMPANY FUND NAME TICKER (AS OF 6/30/2017) MANDATE 1 - MARKET MOVEMENT I N DIVIDUAL FUNDS TYPE PROGRAM MINIMUM ishares Core S&P Mid-Cap IJH 48% ETF 0.45% $2.5k ishares MSCI EAFE EFA 39% ETF 0.45% $2.5k ishares MSCI Emerging Markets EEM 59% ETF 0.45% $2.5k State Street Global SPDR S&P ETF SPY 37% ETF 0.45% $2.5k SPDR Barclay s TIPS IPE 10% ETF 0.45% $2.5k SPDR Russell 2000 TWOK 57% ETF 0.45% $2.5k Vanguard Tax-Exempt Bond ETF VTEB 6% ETF 0.45% $2.5k Vanguard Total Bond Market ETF BND 7% ETF 0.45% $2.5k Vanguard Total World Stock ETF VT 39% ETF 0.45% $2.5k Vanguard 500 VOO 37% ETF 0.45% $2.5k
STRATEGY NAME (AS OF 6/30/2017) ENVESTNET RISK CLASS TYPE PROGRAM MANDATE 2 TACTICAL M ARKET MOVEMENT (TACTICAL ASSET ALLO CATION) S T R AT E G IST MODEL POR TFO LI OS MINIMUM AAMA 5-14 9% Conservative ETF 0.45% 0.10% $25k AAMA 13-20 19% Cons. ETF 0.45% 0.10% $25k AAMA 18-28 22% Moderate ETF 0.45% 0.10% $25k AAMA 21-34 28% ETF 0.45% 0.10% $25k AAMA 25-41 33% ETF 0.45% 0.10% $25k AAMA Fixed Income (1-12) 2% Conservative MF 0.20% 0.00% $25k AAMA Conservative (8-16) 10% Conservative MF 0.20% 0.00% $25k AAMA Balanced Income (16-24) 19% Cons. MF 0.20% 0.00% $25k AAMA Balanced (13-34) 23% Moderate MF 0.20% 0.00% $25k AAMA Balanced (24-33) 29% MF 0.20% 0.00% $25k AAMA (25-41) 37% MF 0.20% 0.00% $25k AAMA Aggressive (31-49) 39% MF 0.20% 0.00% $25k Elements Dynamic Income 3% Conservative MF 0.45% 0.10% $25k Elements Tactical Market Movement 23% Moderate MF 0.45% 0.00% $25k Litman Gregory Masters Select Litman Gregory Masters Select Litman Gregory Masters Select Conservative Balanced 16% Cons. MF 0.45% 0.00% $50k Balanced 25% Moderate MF 0.45% 0.00% $50k Equity-Tilted Balanced 31% MF 0.45% 0.00% $50k Meeder Conservative (0-15) 16% Conservative MF 0.20% 0.00% $25k Meeder Moderate Conservative (0-25) 22% Conds. MF 0.20% 0.00% $25k
Meeder Balanced (0-30) 29% Moderate MF 0.20% 0.00% $25k Meeder Moderate (0-40) 40% MF 0.20% 0.00% $25k Meeder Aggressive (35-40) 45% MF 0.20% 0.00% $25k Toews Toews Toews Toews Dynamic Fixed Income Conservative Strategy (0-6) Dynamic Fixed Income Moderate Income Strategy (0-9) Dynamic Fixed Income High Income Strategy (0-11) Capital Preservation Strategy (0-10) 7% Cons. MF 0.20% 0.00% $25k 8% Cons. Mod MF 0.20% 0.00% $25k 9% Moderate MF 0.20% 0.00% $25k 10% Cons. MF 0.20% 0.00% $25k Toews Balanced Income Strategy (0-16) 13% Moderate MF 0.20% 0.00% $25k Toews Balanced Strategy (0-20) 16% Moderate MF 0.20% 0.00% $25k Toews Balanced Strategy (0-25) 19% Toews Strategy (0-27) 20% MF 0.20% 0.00% $25k MF 0.20% 0.00% $25k Toews All Equity (0-33) 24% MF 0.20% 0.00% $25k
FUND COMPANY FUND NAME TICKER (AS OF 6/30/2017) MANDATE 2 TACTICAL M ARKET MOVEMENT I N DIVIDUAL FUNDS TYPE PROGRAM MINIMUM BlackRock Global Allocation Fund MALOX 21% MF 0.45% $2.5k DoubleLine Total Return Bond I DBLTX 5% MF 0.45% $2.5k Eaton Vance Multi-Strategy All Market Fund EIAMX 16% MF 0.45% $2.5k Eaton Vance Richard Bernstein Equity Strategy Fund ERBIX 41% MF 0.45% $2.5k FPA Crescent FPA Crescent Fund FPACX 27% MF 0.45% $2.5k Gavekal Gavekal KL Alloction Fund GAVIX 27% MF 0.20% $2.5k Guggenheim Total Return Bond Instl GIBIX 5% MF 0.45% $2.5k GuideStone Funds Defensive Mkt Strats Inst GDMYX 22% MF 0.45% $2.5k Invesco Balanced Risk Fund ABRYX 17% MF 0.45% $2.5k Janus Balanced Fund JBALX 24% MF 0.45% $2.5k Meeder Muirfield Fund FLMFX 39% MF 0.20% $2.5k Meeder Total Return Bond Fund FLBDX 10% MF 0.20% $2.5k PIMCO Income Fund PIMIX 4% MF 0.45% $2.5k PIMCO Mortgage Opportunities Instl PMZIX 3% MF 0.45% $2.5k Putnam Dynamic Asset Allocation Cnsrv Y PACYX 13% MF 0.45% $2.5k Toews Hedge High Yield Bond Fund THHYX 8% MF 0.20% $2.5k
Elements Elements STRATEGY NAME (AS OF 6/30/2017) ENVESTNET RISK CLASS TYPE PROGRAM MANDATE 3 MARKET MOVEMENT DIVE RSIFIERS (ALTERNATIVE INVESTM ENT STRATEGIES) ST RATEGIST MODEL PORTFOLIOS Market Movement Diversifier Low Vol Market Movement Diversifier Mid Vol MINIMUM 7% Conservative MF 0.31% 0.00% $25k 10% Con. Mod MF 0.32% 0.00% $25k FUND COMPANY FUND NAME TICKER (AS OF 6/30/2017) TYPE PROGRAM MINIMUM MANDATE 3 MARKET MOVEMENT DIVE RSIFIERS I N DIVIDUAL FUNDS 361 Managed Futures Strategy Fund AMFZX 16% MF 0.45% $2.5k American Century Equity Market Neutral Fund ALISX 7% MF 0.45% $2.5k AQR Long-Short Equity I QLEIX 21% MF 0.45% $2.5k AQR Managed Futures Strategy Fund AQMIX 24% MF 0.45% $2.5k AQR Market Neutral QMNIX 11% MF 0.45% $2.5k Calamos Market Neutral Income Fund CMNIX 7% MF 0.45% $2.5k Catalyst Hedged Futures Strategy A HFXAX 19% MF 0.45% $2.5k Causeway Global Absolute Return Fund CGAIX 18% MF 0.45% $2.5k Eaton Vance Global Macro Absolute Return Advantage Fund EGRIX 8% MF 0.45% $2.5k Eaton Vance Multi-Strategy Absolute Return Fund EIDDX 2% MF 0.45% $2.5k Equinox Mutual Hedge Futures Strategy Fund MHFIX 18% MF 0.45% $2.5k Gabelli ABC AAA GABCX 7% MF 0.45% $2.5k Index IQ IQ Hedge Multi-Strategy Tracker QAI 10% MF 0.45% $2.5k ishares Commodity Select Trategy COMT 45% MF 0.45% $2.5k ishares Gold Trust IAU 22% MF 0.45% $2.5k
John Hancock Global Absolute Return Strategy Fund JHAIX 12% MF 0.45% $2.5k Litman Gregory Masters Alt Strats Instl MASFX 9% MF 0.45% $2.5k Loomis Sayles Strategic Alpha Fund LASYX 4% MF 0.45% $2.5k Permanent Portfolio Permanent Porfolio Fund PRPFX 19% MF 0.45% $2.5k Sierra Core Retirement Fund SIRRX 7% MF 0.45% $2.5k Vanguard Market Neutral Fund VNMFX 10% MF 0.45% $2.5k Vivaldi Merger Arbitrage VARBX 5% MF 0.45% $2.55 Westchester Capital Merger Fund MERFX 8% MF 0.45% $2.5k STRATEGY NAME (AS OF 6/30/2017) ENVESTNET RISK CLASS TYPE PROGRAM MINIMUM MULTI-MANDATE MODELS M U LTI STRATEGY Meeder Conservative 15% Conservative MF 0.45% 0.00% $200k Meeder Conservative Moderate 20% Cons. MF 0.45% 0.00% $200k Meeder Moderate 25% Moderate MF 0.45% 0.00% $200k Meeder Moderate 30% MF 0.45% 0.00% $200k
Minimum Account Size MODEL TYPE ACCOUNT MINIMUM Fund Account $10,000 Fund Strategist Portfolio (FSP) $25,000 - $50,000 Unified Managed Account (UMA) $50,000 Multi-Mandate Account $200,000 When allocating to multiple funds and/or FSP s within a UMA, minimums for each fund and FSP still apply. Pacific may charge a quarterly surcharge of $25 to accounts that do not meet the minimum. In addition, Pacific may remove accounts from the program at any time if an account balance is below the account minimum due to withdrawals or inadequate funding. Pacific may reduce or waive the account minimum and/or surcharge at its sole discretion. Disclaimer: Investment advisory services provided by Pacific Financial Group, LCC ( PFG ), a registered investment advisor with the U.S. Securities and Exchange Commission ( SEC ). Information contained in this report is for informational purposes only. Investment advice can only be provided after entering into an advisory relationship with PFG. Market Movement Solutions are strategies of PFG that comprise underlying investments in mutual funds, exchange traded funds and managed account strategies. Market Movement Solutions is a registered trademark of Pacific Financial Group, LLC (PFG). 2013 PFG. All rights reserved. This document is for informational purposes only. The information and data presented herein has been prepared on the basis of publicly available information, internally developed data or other third party sources. The information contained herein is not and shall not constitute an offer to sell or a solicitation of an offer to buy any of the products referred to herein. Information contained in this document includes information that is subject to change.