Year-End Tax Tables This document contains general information to assist you in completing your 2018 tax returns. You should consult your tax advisor to determine the appropriate use of these tables. This information is subject to change. Year-End Tax Tables Applicable to Form 1099-DIV Page 2-3 Page 4 Page 5 Page 6 Page 7 Page 8 Page 9 Page 10 Page 11 Page 12-14 Page 15 Page 16 Mutual s: Qualified Dividend Income ETFs: Qualified Dividend Income Return of Capital Taxable/Exempt Interest Income and Private Activity Bond Interest Percentage Mutual s: Foreign Taxes Paid ETFs: Foreign Taxes Paid Mutual s: Corporate Dividend Received Deduction (DRD) Percentage ETFs: Corporate Dividend Received Deduction (DRD) Percentage U.S. Government Securities State Income Information Mutual s: Unrecaptured Section 1250 Gain ETFs: Unrecaptured Section 1250 Gain Year-End Tax Tables Applicable to Form 1042-S (Foreign Shareholders) Page 17 Page 19 Mutual s: Qualified Interest Income and Qualified Short Term Capital Gains ETFs: Qualified Interest Income and Qualified Short Term Capital Gains Shares of s are not deposits or obligations of any bank, are not guaranteed by any bank, are not insured by the FDIC or any other agency, and involve investment risks, including the possible loss of the principal amount invested. This material is provided for general and educational purposes only, and is not intended to provide legal, tax or investment advice, or to avoid penalties that may be imposed under U.S. federal tax laws. Contact your attorney or other advisor regarding your specific legal, investment or tax situation. Before investing in any of the funds, investors should carefully consider a fund's investment objectives, risks, charges and expenses. prospectuses and summary prospectuses contain this and other information about the funds, and may be obtained by asking your financial advisor, visiting oppenheimerfunds.com, or calling 1.800.CALL OPP (225.5677). Read prospectuses and summary prospectuses carefully before investing. s are distributed by s Distributor, Inc. 225 Liberty Street, New York, NY 10281-1008 2019 s Distributor, Inc. All rights reserved.
2018 Qualified Dividend Income For Mutual s. ETFs are listed on page 4. The table below is used primarily by payees that are not eligible to receive a Form 1099-DIV. Use this table to figure the amount of your taxable dividends that are qualified dividends eligible for reduced tax rates. This is the percentage of Box 1a Ordinary Dividends that is reported in Box 1b Qualified Dividends on Form 1099-DIV. Box 1a Ordinary Dividends includes taxable dividends, short term capital gains, and any foreign tax gross-up. It does not include return of capital which is reported in Box 3 of Form 1099-DIV. Qualified Dividend Income OFI Pictet Global Environmental Solutions 100.0000% Capital Appreciation 100.0000% Capital Income 46.7115% Developing Markets 100.0000% Discovery 24.4509% Discovery Mid Cap Growth 100.0000% Dividend Opportunity 100.0000% Equity Income 100.0000% amental Alternatives 100.0000% Global Allocation 57.4445% Global Focus 100.0000% Global 100.0000% Global High Yield 0.0854% Global Multi-Asset Income 17.5115% Global Opportunities 62.0675% Global Real Estate 29.0150% Global Strategic Income 4.6860% Global Unconstrained Bond 0.0235% International Bond 20.1696% International Diversified 100.0000% International Equity 100.0000% International Growth and Income 100.0000% International Growth 100.0000% International Small-Mid Company 53.8380% Macquarie Global Infrastructure 100.0000% Main Street All Cap 100.0000% Main Street 100.0000% Main Street Mid Cap 36.2621% Main Street Small Cap 93.1767% Mid Cap Value 100.0000% Portfolio Series Active Allocation 74.5119% Portfolio Series Conservative Investor 22.5190% Portfolio Series Equity Investor 1 100.0000% Portfolio Series Moderate Investor 58.3907% Preferred Securities and Income 88.7461% Real Estate 8.4650% Rising Dividends 100.0000% Senior Floating Rate 2.6507% Continued on next page. 2
2018 Qualified Dividend Income For Mutual s. ETFs are listed on page 4. Qualified Dividend Income Senior Floating Rate Plus 2.2204% Small Cap Value 100.0000% SteelPath MLP & Energy Infrastructure 93.8264% SteelPath MLP Alpha 100.0000% SteelPath MLP Income 100.0000% SteelPath MLP Select 40 100.0000% SteelPath Panoramic 100.0000% Value 100.0000% 1. On February 1, 2019, Portfolio Series Equity Investor was renamed Portfolio Series Growth Investor. 3
2018 Qualified Dividend Income For ETFs. The table below is used primarily by payees that are not eligible to receive a Form 1099-DIV. Use this table to figure the amount of your taxable dividends that are qualified dividends eligible for reduced tax rates. This is the percentage of Box 1a Ordinary Dividends that is reported in Box 1b Qualified Dividends on Form 1099-DIV. Box 1a Ordinary Dividends includes taxable dividends, short term capital gains, and any foreign tax gross-up. It does not include return of capital which is reported in Box 3 of Form 1099-DIV. Qualified Dividend Income Emerging Markets Revenue ETF 54.16% Emerging Markets Ultra Dividend Revenue ETF 64.52% ESG Revenue ETF 94.91% Global ESG Revenue ETF 82.50% Global Revenue ETF 90.95% International Revenue ETF 88.39% International Ultra Dividend Revenue ETF 100.00% Russell 1000 Dynamic Multifactor ETF 84.40% Russell 1000 Low Volatility Factor ETF 100.00% Russell 1000 Momentum Factor ETF 100.00% Russell 1000 Quality Factor ETF 100.00% Russell 1000 Size Factor ETF 66.02% Russell 1000 Value Factor ETF 100.00% Russell 1000 Yield Factor ETF 100.00% Russell 2000 Dynamic Multifactor ETF 83.92% S&P 500 Revenue ETF 100.00% S&P Financials Revenue ETF 100.00% S&P MidCap 400 Revenue ETF 100.00% S&P SmallCap 600 Revenue ETF 100.00% S&P Ultra Dividend Revenue ETF 93.55% 4
2018 Return of Capital Return of capital is a distribution from a fund not attributable to the 's earnings. It generally occurs when a 's distributions during a fiscal year exceed current earnings and profits as defined in the IRS regulations. distributions are paid based on earnings as defined by SEC accounting standards, which may differ from how the IRS defines earnings. This table is used primarily by payees that are not eligible to receive a Form 1099-DIV. Multiply the amount of ordinary dividends (including short-term capital gains, if any) times the return of capital rate below. Return of Capital 1 Emerging Markets Local Debt 5.3126% Global Real Estate 6.3375% International Bond 45.5262% Arizona 100.0000% Maryland 100.0000% Massachusetts 100.0000% Michigan 100.0000% North Carolina 100.0000% Ohio 1.9597% Virginia 100.0000% SteelPath MLP & Energy Infrastructure 23.7597% SteelPath MLP Alpha 94.7052% SteelPath MLP Alpha Plus 100.0000% SteelPath MLP Income 99.9939% SteelPath MLP Select 40 72.1141% 1. This rate may vary from the rate reported on Form 8937 under Organizational Actions at oppenheimerfunds.com/taxcenter. The rate reported on Form 8937 is calculated as of fiscal year end of the. The rate reported in this table is for the calendar year. 5
2018 Taxable/Exempt Interest Income and Private Activity Bond Interest Percentage The Taxable Income percentage in the table below may be used to determine the percentage of dividends that are taxable in the funds. The table also reports the percentages of tax-exempt dividends that may be treated as a tax preference item for the alternative minimum tax (AMT). For many shareholders, this information is provided on Form 1099-DIV. Some states do not tax federally tax-exempt dividends. To find the percentage of dividends attributed to specific state or municipal securities, see the State Income Information table. Taxable Income Alternative Minimum Tax 0.5920% 6.6431% AMT-Free 1.8353% 0.0000% AMT-Free New York 1.2884% 0.0000% Arizona 5.7540% 16.5597% California 1.9049% 12.4060% s 1.8410% 9.9625% High Yield 4.7235% 7.3594% Limited Term California Muni 0.5381% 12.0944% Limited Term New York 0.8596% 19.0304% Maryland 6.5041% 0.2230% Massachusetts 3.6930% 8.6581% Michigan 7.2581% 5.1398% New Jersey 1.6436% 17.8574% North Carolina 3.4669% 5.8586% Ohio 11.9782% 1.8186% Pennsylvania 1.2720% 4.2050% Short Duration High Yield Muni 1.3104% 13.6666% Virginia 9.4259% 2.3508% Short Term 1.5172% 2.1435% 6
2018 Foreign Taxes Paid For Mutual s. ETFs are listed on next page. Mutual funds that invest in foreign securities and meet certain requirements can elect to pass certain foreign taxes paid through to their shareholders. This permits shareholders to take a federal income tax credit or a deduction from gross income at their discretion. For many shareholders, this information is provided on Form 1099-DIV. The table summarizes the Foreign Taxes Paid per share and the Foreign Source Gross Income Percentage for each fund making the election. Country-by-country reporting of income is no longer required on mutual fund distributions. Foreign Tax Paid Foreign Source Gross Income Percentage 1 OFI Pictet Global Environmental Solutions $0.0004 6.024770% Developing Markets $0.0700 97.135027% Global $0.1361 66.833592% International Diversified $0.0343 95.435638% International Equity $0.0452 97.606087% International Growth and Income $0.0363 97.221330% International Growth $0.1117 93.514832% International Small-Mid Company $0.0539 24.075362% Macquarie Global Infrastructure $0.0096 32.973143% Portfolio Series Active Allocation $0.0098 18.461233% Portfolio Series Conservative Investor $0.0017 4.380196% Portfolio Series Equity Investor 2 $0.0203 45.458360% Portfolio Series Moderate Investor $0.0057 13.690245% 1. Foreign Source Gross Income Percentage includes ordinary dividends, short-term capital gain dividends and foreign tax gross-up. 2. On February 1, 2019, Portfolio Series Equity Investor was renamed Portfolio Series Growth Investor. 7
2018 Foreign Taxes Paid For ETFs Exchange-Traded s (ETFs) that invest in foreign securities and meet certain requirements can elect to pass certain foreign taxes paid through to their shareholders. This permits shareholders to take a federal income tax credit or a deduction from gross income at their discretion. For many shareholders, this information is provided on Form 1099-DIV. The table summarizes the Foreign Taxes Paid per share and the Foreign Source Gross Income Percentage for each ETF making the election. Country-by-country reporting of income is no longer required on ETF distributions. Foreign Tax Paid Foreign Source Gross Income Percentage 1 International Revenue ETF $0.10 100.0000% Global Revenue ETF $0.07 75.4403% Global ESG Revenue ETF $0.09 74.1767% Emerging Markets Revenue ETF $0.09 79.6026% 1. Foreign Source Gross Income Percentage includes ordinary dividends, short-term capital gain dividends and foreign tax gross-up. 8
2018 Corporate Dividend Received Deduction (DRD) Percentage For Mutual s. ETFs are listed on next page. U.S. corporations may exclude 70% of certain dividends they receive from other domestic corporations of which they own less than 20%. The percentage below reflects the amount of the dividend received by a corporation (ordinary dividends, short-term capital gain dividends, if any, and foreign tax gross-up, if any) that may be eligible for this 70% deduction. DRD Percentage OFI Pictet Global Environmental Solutions 31.65% Capital Appreciation 100% Capital Income 41.7% Developing Markets 0.29% Discovery 22.53% Discovery Mid Cap Growth 100% Dividend Opportunity 84.92% Equity Income 100% amental Alternatives 100% Global Allocation 27.56% Global Focus 25.15% Global 66.23% Global High Yield 0.09% Global Multi-Asset Income 12.96% Global Opportunities 11.01% Global Real Estate 0.36% Global Strategic Income 2.21% Global Unconstrained Bond 0.05% International Bond 0.46% International Diversified 1.14% International Equity 1.85% International Small-Mid Company 0.17% Macquarie Global Infrastructure 32.64% Main Street All Cap 100% Main Street 83.43% Main Street Mid Cap 33.78% Main Street Small Cap 42.54% Mid Cap Value 100% Portfolio Series: Active Allocation 80.24% Portfolio Series Conservative Investor 20.64% Portfolio Series Equity Investor 1 68.86% Portfolio Series Moderate Investor 48.88% Preferred Securities and Income 54.25% Real Estate 1.15% Rising Dividends 100% Senior Floating Rate 2.89% Senior Floating Rate Plus 2.47% Small Cap Value 100% SteelPath MLP & Energy Infrastructure 83.67% Value 85.95% SteelPath MLP Alpha, SteelPath MLP Income, SteelPath MLP Select 40, and SteelPath MLP Alpha Plus are structured as C Corporations. They do not pass through a Dividend Received Deduction attribute but instead are eligible for the Dividend Received Deduction as a direct investment. Please consult your tax advisor for more information. 1. On February 1, 2019, Portfolio Series Equity Investor was renamed Portfolio Series Growth Investor. 9
2018 Corporate Dividend Received Deduction (DRD) Percentage For ETFs U.S. corporations may exclude 70% of certain dividends they receive from other domestic corporations of which they own less than 20%. The percentage below reflects the amount of the dividend received by a corporation (ordinary dividends, short-term capital gain dividends, if any, and foreign tax gross-up, if any) that may be eligible for this 70% deduction. DRD Percentage Emerging Markets Revenue ETF 0.32% ESG Revenue ETF 97.47% Global ESG Revenue ETF 24.76% Global Revenue ETF 28.56% International Revenue ETF 0.08% Russell 1000 Dynamic Multifactor ETF 81.93% Russell 1000 Low Volatility Factor ETF 99.55% Russell 1000 Momentum Factor ETF 98.73% Russell 1000 Quality Factor ETF 100.00% Russell 1000 Size Factor ETF 67.37% Russell 1000 Value Factor ETF 99.72% Russell 1000 Yield Factor ETF 91.59% Russell 2000 Dynamic Multifactor ETF 81.97% S&P 500 Revenue ETF 100.00% S&P Financials Revenue ETF 100.00% S&P MidCap 400 Revenue ETF 100.00% S&P SmallCap 600 Revenue ETF 95.24% S&P Ultra Dividend Revenue ETF 91.59% 10
2018 U.S. Government Securities U.S. Government securities generate income that is fully taxable at the federal income tax level but may be tax exempt at the state income tax level. As a result, any distributions you receive from funds investing in U.S. Government securities are included as taxable income on your IRS Form 1099-DIV Box 1a. To find out if the income distributed by U.S. Government securities in your funds is exempt from state income taxes, first consult your tax advisor. If certain dividends are not taxable in your state, you can use the table below to determine how much of your distribution might be exempt from state income tax. The table lists every fund that distributed income attributable to U.S. Treasury and Agency securities. It also lists the type of security that generated the income. Finally, it lists what percentage of the dividends (taxable dividends, short-term capital gain dividends and foreign tax gross-up, if any) distributed by each fund was attributable to these various types of U.S. Government securities. Federal Home Loan Bank Federal Home Loan Mortgage Corporation Federal National Mortgage Association Government National Mortgage Association U.S. Treasury Notes & Bonds Repurchase Other Agreements Investments Capital Income.30% 5.40% 1.40%.10% 92.80% Emerging Markets Local Debt.10% 99.90% Global Allocation 4.80% 95.20% Global Multi-Asset Income.30%.30%.20% 99.20% Global Strategic Income.30% 1.80%.40% 97.50% Global Unconstrained Bond.30% 99.70% Government Cash Reserves 49.40% 1.50% 4.30%.20% 38.60% 6.00% Government Money Market 50.00% 1.20% 4.10%.20% 39.30% 5.20% International Bond.80% 99.20% Limited-Term Bond 1.60% 7.60% 1.30% 89.50% Limited-Term Government.10% 24.40% 47.70% 3.90% 3.60% 20.30% Portfolio Series Active Allocation.20% 1.20% 3.90%.60%.20%.10% 93.80% Portfolio Series Conservative Investor.50% 4.10% 12.90% 2.00%.70%.30% 79.50% Investor Portfolio Series Moderate Investor.30% 2.70% 8.30% 1.30%.50%.20% 86.70% Total Return Bond.90% 12.20% 3.00%.10% 83.80% 11
2018 State Income Information The table below is a state-by-state summary of the sources of municipal interest from which tax-exempt dividends were paid by certain municipal funds during 2018. The percentages shown reflect, for each fund, the portion of tax-exempt dividends attributable to income the fund earned on securities issued by each state or municipality thereof. Whether your dividends were reinvested or taken in cash, they are free of federal income taxation. This summary is available each year, and we suggest that you keep it for future reference. Depending upon the tax laws of your state, you may find it helpful when preparing your state or local tax returns. Intermediate Term AMT-Free AMT-Free New York Arizona California s High Yield Limited Term California ALABAMA 1.3% 4.5%.1% 3.6% ALASKA.1% 0.10%.4% ARIZONA 3.6%.4% 2.6% 98.1% 1.9% ARKANSAS.1%.1% CALIFORNIA 17.5% 1.3% 11.8% 98.8% 14.7% 94.3% COLORADO.9%.1% 2.7% 3.6% CONNECTICUT.2% 1.1%.9% DELAWARE.3%.2% FLORIDA 5.8% 1.2%.2% 5.9% GEORGIA 1.1%.2% 1.2% HAWAII.1%.1% IDAHO ILLINOIS 5.9% 8.8%.7% 5.1% INDIANA.6% 2.0% 2.0% IOWA.2%.2%.1% KANSAS.1%.1% KENTUCKY.8%.1% 1.6%.2% LOUISIANA 2.9% 2.8%.4% MAINE.6%.5% MARYLAND 1.6%.5%.3% MASSACHUSETTS.4%.3%.9% 1.0% MICHIGAN 2.6%.1% 5.7% 3.7% MINNESOTA 1.6% 94.8%.1%.2%.8% MISSISSIPPI 1.2%.5%.3% MISSOURI 1.5%.4% 2.7% 1.3% MONTANA.5%.1% NEBRASKA.7%.4% NEVADA.3%.5%.3% NEW HAMPSHIRE.1%.8%.2% NEW JERSEY 8.2% 5.1% 2.4% NEW MEXICO.4%.2%.2% NEW YORK 8.2%.7% 6.7% 99.8% 90.8% 10.1% NORTH CAROLINA.5%.1%.2% NORTH DAKOTA OHIO 3.7%.1% 11.9% 10.2% OKLAHOMA.4% 1.0%.4% OREGON.4%.1%.1% PENNSYLVANIA 12.2%.1% 6.0% 2.0% RHODE ISLAND.3%.1%.1% SOUTH CAROLINA 1.20%.1%.4%.2%.9% SOUTH DAKOTA.3%.1% TENNESSEE.9%.9%.5% TEXAS 9.2%.5% 3.9%.1% 8.7% UTAH.1%.3%.6% VERMONT 1.0%.1% VIRGINIA 2.2%.3%.9% WASHINGTON 1.0% 1.9% 1.7% WEST VIRGINIA.3% 1.0% WISCONSIN 1.6%.4% 1.5% 3.0% WYOMING DIST OF COLUMBIA.2%.1% 1.7% 6.0% GUAM.1%.5%.2%.7% PUERTO RICO 2.4% 8.0% 1.0% 4.8% VIRGIN ISLANDS.1%.4%.3%.2% NORTHERN MARIANA ISLANDS.1%.3%.7%.5% Total 100% 100% 100% 100% 100% 100% 100% 100% 100% 12
2018 State Income Information continued Limited Term New York Maryland Massachusetts Michigan New Jersey North Carolina Ohio Pennsylvania Short Duration High Yield ALABAMA 6.2%.1%.1%.8% ALASKA ARIZONA.3% 1.5% ARKANSAS.1% CALIFORNIA.1%.1% 17.5% COLORADO.7% CONNECTICUT.1% DELAWARE FLORIDA 3.9%.7%.4% 4.9% GEORGIA.1% 2.0% HAWAII 1.3% IDAHO.1% ILLINOIS.1% 21.5% INDIANA 8.6% 1.8% IOWA.1% KANSAS.1% KENTUCKY 4.1%.8% LOUISIANA 4.0% 1.5% MAINE MARYLAND 58.9% MASSACHUSETTS 98.9% 1.6% MICHIGAN 98.6%.6% MINNESOTA.1%.9% MISSISSIPPI.1%.2%.1% 2.2% MISSOURI 3.1%.1% 1.1% MONTANA.1% NEBRASKA.2% NEVADA 2.3% NEW HAMPSHIRE 1.0% NEW JERSEY 97.5% 4.9% NEW MEXICO NEW YORK 94.9%.1%.2%.4%.1% 9.5% NORTH CAROLINA 98.8%.1%.2% NORTH DAKOTA OHIO 98.2% 1.8% OKLAHOMA.1% OREGON PENNSYLVANIA 3.9%.2% 81.7% 2.1% RHODE ISLAND.1% SOUTH CAROLINA.1%.2% SOUTH DAKOTA TENNESSEE.2% TEXAS.1%.2%.2%.4% 3.4% UTAH.1% VERMONT.4% VIRGINIA.1%.8% WASHINGTON.2% WEST VIRGINIA.3% WISCONSIN 1.8% WYOMING DIST OF COLUMBIA 9.3% GUAM 2.5%.2%.3% PUERTO RICO 15.4% VIRGIN ISLANDS 2.6% 7.3%.3% 1.0%.2% 2.0% NORTHERN MARIANA ISLANDS 1.3%.6% Total 100% 100% 100% 100% 100% 100% 100% 100% 100% 13
2018 State Income Information continued Virginia Short Term ALABAMA 1.6% ALASKA.5% ARIZONA 1.9% ARKANSAS CALIFORNIA 9.7% COLORADO 2.9% CONNECTICUT 2.3% DELAWARE FLORIDA 4.9% GEORGIA 1.8% HAWAII IDAHO ILLINOIS 15.0% INDIANA 2.3% IOWA KANSAS.1% KENTUCKY 1.6% LOUISIANA.2% MAINE MARYLAND.2% MASSACHUSETTS 1.4% MICHIGAN 1.6% MINNESOTA 1.2% MISSISSIPPI.3% MISSOURI 1.5% MONTANA NEBRASKA NEVADA.5% NEW HAMPSHIRE.1% NEW JERSEY 12.2% NEW MEXICO.1% NEW YORK 5.7% NORTH CAROLINA.2% NORTH DAKOTA.1% OHIO 1.5% OKLAHOMA.5% OREGON.2% PENNSYLVANIA 5.8% RHODE ISLAND SOUTH CAROLINA 1.1% SOUTH DAKOTA.6% TENNESSEE 1.7% TEXAS 12.5% UTAH VERMONT.1% VIRGINIA 96.8%.8% WASHINGTON.5% WEST VIRGINIA.2% WISCONSIN 1.4% WYOMING DIST OF COLUMBIA 3.2%.6% GUAM PUERTO RICO 2.6% VIRGIN ISLANDS NORTHERN MARIANA ISLANDS Total 10 100% 100% 14
2018 Unrecaptured Section 1250 Gain For Mutual s. ETFs are listed on next page. Unrecaptured Section 1250 gain is the portion of a long-term capital gain distribution that is attributed to gains from certain depreciable real property. For many shareholders, this information is provided on Form 1099-DIV. You may need this information to complete your Form 1040 Schedule D. 1250 Gain Capital Appreciation 0.0311% Dividend Opportunity 0.1283% Equity Income 0.6879% Global Allocation 0.0145% Global Multi-Asset Growth 0.0143% Global Real Estate 1.5673% Main Street All Cap 0.1219% Main Street 0.0304% Main Street Mid Cap 0.0898% Main Street Small Cap 0.2314% Mid Cap Value 0.1377% Portfolio Series Equity Investor 1 0.0270% Portfolio Series Moderate Investor 0.4764% Real Estate 8.3579% Rising Dividends 0.1142% Small Cap Value 0.2768% Value 0.0322% 1. On February 1, 2019, Portfolio Series Equity Investor was renamed Portfolio Series Growth Investor. 15
2018 Unrecaptured Section 1250 Gain For ETFs. Unrecaptured Section 1250 gain is the portion of a long-term capital gain distribution that is attributed to gains from certain depreciable real property. For many shareholders, this information is provided on Form 1099-DIV. You may need this information to complete your Form 1040 Schedule D. 1250 Gain Russell 1000 Size Factor ETF 32.9107% 16
2018 QII and QSTCG for Foreign Shareholders For Mutual s. ETFs are listed on page 18. Certain mutual funds generate qualified interest income (QII) and/or qualified short-term capital gains (QSTCG) that may be exempt from tax withholding when distributed to foreign (non-u.s.) shareholders. The table below lists every fund that distributed QII and/or QSTCG and may be exempt from U.S. withholding tax. Please consult your tax advisor for further information. QII QSTCG OFI Carlyle Private Credit 98.12% 0.00% OFI Pictet Global Environmental Solutions 1.48% 100.00% Capital Appreciation 1.08% 100.00% Capital Income 52.48% 0.00% Corporate Bond 1 78.87% 0.00% Developing Markets 3.28% 0.00% Discovery 0.00% 100.00% Discovery Mid Cap Growth 0.00% 100.00% Dividend Opportunity 0.87% 100.00% Emerging Markets Local Debt 3.59% 0.00% Equity Income 1.19% 0.00% amental Alternatives 30.98% 0.00% Global Allocation 12.72% 100.00% Global Focus 0.00% 100.00% Global 0.61% 100.00% Global High Yield 73.60% 0.00% Global Multi-Asset Income 39.74% 0.00% Global Opportunities 0.00% 100.00% Global Real Estate 0.82% 100.00% Global Strategic Income 50.35% 0.00% Global Unconstrained Bond 12.60% 0.00% Government Cash Reserves 99.95% 0.00% Government Money Market 99.94% 0.00% International Bond 6.57% 0.00% International Diversified 1.07% 0.00% International Equity 7.96% 0.00% International Growth and Income 2.03% 0.00% International Growth 2.67% 0.00% International Small-Mid Company 7.39% 100.00% Limited-Term Bond 79.00% 0.00% Limited-Term Government 91.00% 0.00% Macquarie Global Infrastructure 0.84% 100.00% Main Street All Cap 1.29% 100.00% Main Street 1.47% 100.00% Main Street Mid Cap 3.93% 100.00% Main Street Small Cap 2.10% 100.00% Continued on next page. 17
2018 QII and QSTCG for Foreign Shareholders For Mutual s. ETFs are listed on page 18. QII QSTCG Mid Cap Value 3.09% 100.00% Portfolio Series: Active Allocation 18.39% 0.00% Portfolio Series: Conservative Investor 55.46% 0.00% Portfolio Series: Equity Investor 2 1.48% 0.00% Portfolio Series: Moderate Investor 37.40% 0.00% Preferred Securities and Income 20.48% 0.00% Real Estate 0.09% 0.00% Rising Dividends 1.21% 0.00% Senior Floating Rate 81.94% 0.00% Senior Floating Rate Plus 81.16% 0.00% Small Cap Value 0.50% 0.00% SteelPath MLP & Energy Infrastructure 0.34% 0.00% Total Return Bond 64.01% 0.00% Ultra-Short Duration 78.59% 0.00% Value 1.41% 100.00% 1. On January 14, 2019, Corporate Bond was renamed Intermediate Income. 2. On February 1, 2019, Portfolio Series Equity Investor was renamed Portfolio Series Growth Investor. 18
2018 QII and QSTCG for Foreign Shareholders For ETFs. Certain Exchange-Traded s (ETFs) generate qualified interest income (QII) and/or qualified short-term capital gains (QSTCG) that may be exempt from tax withholding when distributed to foreign (non-u.s.) shareholders. The table below lists every ETF that distributed QII and/or QSTCG and may be exempt from U.S. withholding tax. Please consult your tax advisor for further information. QII QSTCG Emerging Markets Revenue ETF 0.09% 100.00% Emerging Markets Ultra Dividend Revenue ETF 0.09% 0.00% ESG Revenue ETF 0.15% 100.00% Global ESG Revenue ETF 0.08% 0.00% Global Revenue ETF 0.16% 0.00% International Revenue ETF 0.13% 0.00% International Ultra Dividend Revenue ETF 0.11% 0.00% Russell 1000 Dynamic Multifactor ETF 0.15% 0.00% Russell 1000 Low Volatility Factor ETF 0.14% 0.00% Russell 1000 Momentum Factor ETF 0.16% 0.00% Russell 1000 Quality Factor ETF 0.15% 0.00% Russell 1000 Size Factor ETF 0.19% 100.00% Russell 1000 Value Factor ETF 0.12% 0.00% Russell 1000 Yield Factor ETF 0.09% 0.00% Russell 2000 Dynamic Multifactor ETF 0.24% 0.00% S&P 500 Revenue ETF 0.14% 0.00% S&P Financials Revenue ETF 0.14% 0.00% S&P MidCap 400 Revenue ETF 0.16% 0.00% S&P SmallCap 600 Revenue ETF 0.16% 0.00% S&P Ultra Dividend Revenue ETF 0.07% 0.00% 19