- OCTOBER
SIP PERFORMANCE OF SELECT SCHEMES (as on 30 th September ) The Fund offers flexible and convenient Systematic Investment Plan (SIP) facility. To illustrate the advantages of SIP investments, this is how your investments would have grown if you had invested say Rs. 10,000 systematically on the first Business Day of every month over a period of time. Axis Equity Fund - Growth Option SIP Investments SIP 5 Year SIP 3 Year SIP 1 Year SIP Total Amount Invested (Rs) 8,00,000 6,00,000 3,60,000 1,20,000 Market value as on September 30, (Rs) 12,40,742 8,65,153 4,23,178 1,28,719 Returns (Annualised) 12.97% 14.62% 10.79% 13.73% Benchmark Returns (Annualised) 9.45% 10.81% 8.17% 14.72% Additional Benchmark Returns (Annualised) 8.69% 9.84% 6.51% 12.26% ^ Returns greater than 1 year period are compounded annualized. Benchmark: Nifty 50. Additional Benchmak: S&P BSE Sensex. Date: Jan 05, 2010. This scheme is managed by Jinesh Gopani & Ashish Naik. Please refer to the Annexure for returns of all the schemes managed by them. Axis Long Term Equity Fund - Growth Option SIP Investments SIP 5 Year SIP 3 Year SIP 1 Year SIP Total Amount Invested (Rs) 8,10,000 6,00,000 3,60,000 1,20,000 Market value as on September 30, (Rs) 16,59,339 10,68,606 4,74,697 1,29,772 Returns (Annualised) 20.94% 23.29% 18.81% 15.43% Benchmark Returns (Annualised) 10.82% 13.04% 11.29% 18.74% Additional Benchmark Returns (Annualised) 9.40% 10.81% 8.17% 14.72% ^ Returns greater than 1 year period are compounded annualized. Benchmark: S&P BSE 200. Additional Benchmak: Nifty 50. Date: Dec 29, 2009. This scheme is managed by Jinesh Gopani. Please refer to the Annexure for returns of all the schemes managed by him. Axis Midcap Fund - Growth Option SIP Investments SIP 5 Year SIP 3 Year SIP 1 Year SIP Total Amount Invested (Rs) 6,70,000 6,00,000 3,60,000 1,20,000 Market value as on September 30, (Rs) 12,30,918 10,49,124 4,71,439 1,30,595 Returns (Annualised) 21.79% 22.53% 18.32% 16.76% Benchmark Returns (Annualised) 20.76% 22.43% 24.23% 33.80% Additional Benchmark Returns (Annualised) 10.33% 10.82% 8.17% 14.72% ^ Returns greater than 1 year period are compounded annualized. Benchmark: S&P BSE Midcap. Additional Benchmak: Nifty 50. Date: Feb 18, 2011. This scheme is managed by Ashish Naik. Please refer to the Annexure for returns of all the schemes managed by him. Axis Focused 25 Fund - Growth Option SIP Investments SIP 3 Year SIP 1 Year SIP Total Amount Invested (Rs) 5,10,000 3,60,000 1,20,000 Market value as on September 30, (Rs) 7,23,859 4,56,846 1,34,931 Returns (Annualised) 16.60% 16.10% 23.83% Benchmark Returns (Annualised) 10.24% 8.17% 14.72% Additional Benchmark Returns (Annualised) 12.79% 11.29% 18.74% ^ Returns greater than 1 year period are compounded annualized. Benchmark: Nifty 50. Additional Benchmak: S&P BSE 200. Date: Jun 29, 2012. This scheme is managed by Jinesh Gopani. Please refer to the Annexure for returns of all the schemes managed by him. Axis Equity Saver Fund - Growth Option SIP Investments SIP 1 Year SIP Total Amount Invested (Rs) 1,40,000 1,20,000 Market value as on September 30, (Rs) 1,46,649 1,25,396 Returns (Annualised) 7.71% 8.44% Benchmark Returns (Annualised) 13.49% 14.36% Additional Benchmark Returns (Annualised) 12.22% 14.72% ^ Returns greater than 1 year period are compounded annualized. Benchmark: CRISIL MIP Blended Index. Additional Benchmak: Nifty 50. Date: August 14,. This scheme is managed by Anupam Tiwari & R. Sivakumar. Please refer to the Annexure for returns of all the schemes managed by them. 1 Axis Triple Advantage Fund - Growth Option SIP Investments SIP 5 Year SIP 3 Year SIP 1 Year SIP Total Amount Invested (Rs) 7,30,000 6,00,000 3,60,000 1,20,000 Market value as on September 30, (Rs) 9,70,539 7,60,713 4,17,711 1,30,250 Returns (Annualised) 9.25% 9.43% 9.90% 16.20% Benchmark Returns (Annualised) 8.70% 8.91% 10.10% 16.77% Additional Benchmark Returns (Annualised) 8.92% 9.51% 11.71% 14.35% ^ Returns greater than 1 year period are compounded annualized. Benchmark: 35% Nifty 50+ 35% CRISIL Composite Bond Fund Index + 30% INR Price of Gold. Additional Benchmak: Crisil 10 Year Gilt Index. Date: Aug 23, 2010. This scheme is managed by R. Sivakumar & Ashish Naik. Please refer to the Annexure for returns of all the schemes managed by them. Axis Income Saver - Growth Option SIP Investments SIP 5 Year SIP 3 Year SIP 1 Year SIP Total Amount Invested (Rs) 7,40,000 6,00,000 3,60,000 1,20,000 Market value as on September 30, (Rs) 10,08,158 7,79,475 4,17,922 1,26,359 Returns (Annualised) 9.91% 10.41% 9.94% 9.98% Benchmark Returns (Annualised) 10.10% 10.66% 11.48% 14.31% Additional Benchmark Returns (Annualised) 8.87% 9.51% 11.71% 14.30% ^ Returns greater than 1 year period are compounded annualized. Benchmark: CRISIL MIP Blended Index. Additional Benchmak: CRISIL 10 year Gilt Index Date: Jul 16, 2010. This scheme is managed by Devang Shah, Jinesh Gopani & Ashish Naik. Please refer to the Annexure for returns of all the schemes managed by them. SIP returns are computed after accounting for the cash flow by using XIRR method (investment internal rate of return)
Investment Style Value Blend Growth An Open-ended Growth Scheme To achieve long term capital appreciation by investing in a diversified portfolio predominantly consisting of equity and equity related securities including derivatives. However, there can be no assurance that the investment objective of the Scheme will be achieved. 5 th January 2010 Jinesh Gopani Work experience: 14 years 16 th July Ashish Naik Work experience: 10 years 22 nd June Growth 20.31 21.17 14.69 15.32 Nifty 50 Large Mid Small Market Cap (as on ) 2,130.98 Crore 2,106.13 Crore STATISTICAL MEASURES (3 years) Standard deviation 13.86% Beta 0.97 Sharpe Ratio* 0.60 *Risk-free rate assumed to be 6.24% (MIBOR as on 28-10-16) Source: www.fimmda.org Please note that as per AMFI guidelines for factsheet, the ratios are calculated based on month rolling returns (absolute) for last 3 years. Data as on 28 th October. Source: ACEMF TURNOVER* (1 year) 0.66 times * Based on equity, equity derivatives and Fixed Income Securities transactions only. CBLO/Repo/FD/Margin FD/MFU/SLB are not considered. Company Name (as on 30 th September ) SECTOR ALLOCATION (%) Return (%) % of Banks 27.29 HDFC Bank Limited 8.93 ICICI Bank Limited 5.06 Kotak Mahindra Bank Limited 5.05 State Bank of India 4.00 Bank of Baroda 2.27 IndusInd Bank Limited 1.42 RBL Bank Limited 0.56 Auto 11.94 Tata Motors Limited 4.60 Maruti Suzuki India Limited 4.52 Mahindra & Mahindra Limited 2.81 Finance 11.92 HDFC Limited 6.87 CRISIL Limited 1.86 Bajaj Finserv Limited 1.78 Finance Company Limited 1.42 Pharmaceuticals 7.20 Sun Pharmaceuticals Industries Limited 3.41 Torrent Pharmaceuticals Limited 1.59 Sanofi India Limited 1.19 Cadila Healthcare Limited 1.01 Construction Project 6.58 Larsen & Toubro Limited 6.58 Consumer Non Durables 5.84 Asian Paints Limited 4.47 ITC Limited 1.38 Software 5.33 Infosys Limited 3.33 Ramco Systems Limited 1.06 Sep 30, Company Name % of Oracle Financial Services Software Limited 0.94 Media & Entertainment 4.44 Zee Entertainment Enterprises Limited 4.44 Gas 2.99 Indraprastha Gas Limited 1.83 Gujarat State Petronet Limited 1.16 Industrial Capital Goods 2.30 Siemens Limited 1.52 Bharat Electronics Limited 0.79 Petroleum Products 1.80 Gulf Oil Lubricants India Limited 1.80 Industrial Products 1.59 Cummins India Limited 1.59 Power 1.50 Torrent Power Limited 1.50 Cement 1.42 UltraTech Cement Limited 1.42 Consumer Durables 1.15 Bata India Limited 1.15 Transportation 1.15 Gujarat Pipavav Port Limited 1.15 Auto Ancillaries 0.95 Endurance Technologies Limited 0.95 Other Equity (less than 0.50% of the corpus) 0.98 Total Equity 96.39 Debt, Cash & Other Receivables 3.61 Net 100% Sep 30, Return Return (%) (%) Banks 27.29 Auto 11.94 Finance 11.92 Pharmaceuticals 7.69 Construction Project 6.58 Consumer Non Durables 5.84 Software 5.33 Media & Entertainment 4.44 Gas 2.99 Industrial Capital Goods 2.30 Petroleum Products 1.80 Transportation 1.65 Industrial Products 1.59 Power 1.50 Cement 1.42 Consumer Durables 1.15 Auto Ancillaries 0.95 Axis Equity Fund - Growth 42.97% 5.45% 8.31% 11.10% 20,330 Nifty 50 (Benchmark) 38.87% -0.20% 8.33% 7.53% 16,315 05-Jan-10 S&P BSE Sensex (Additional Benchmark) 37.41% -1.79% 6.54% 6.98% 15,756 Axis Equity Fund - - Growth 44.74% 6.61% 9.41% 15.89% 17,381 Nifty 50 (Benchmark) 38.87% -0.20% 8.33% 10.36% 14,470 S&P BSE Sensex (Additional Benchmark) 37.41% -1.79% 6.54% 9.87% 14,231 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Equity Fund - Growth Option & - Growth Option are calculated from 5 th January 2010 & 1 st January 2013 respectively. was introduced on 1 st January 2013. Jinesh Gopani manages 5 schemes & Ashish Naik manages 6 schemes. Please refer to annexure on Page 19 for performance of all schemes managed by the fund manager. 100/1 1,000/1 Exit load 2-1% if Units are redeemed / switched-out within 12 months from the date of allotment (Effective from 1 st October 2013) (` Per unit) (` Per unit) Option Record Date ) ) als/ ) ) unit (Cum unit (Ex Individu- unit (Cum unit (Ex March 10, 1.00 1.00 13.78 12.78 1.00 1.00 14.24 13.24 March 05, 1.00 1.00 16.53 15.53 1.00 1.00 16.89 15.89 March 17, 1.00 1.00 12.57 11.57 1.00 1.00 12.69 11.69 Face Value of units is ` 10 s disclosed above are since the of the fund.
Investment Style Value Blend Growth An Open-ended Growth Scheme To generate long term capital appreciation by investing in a concentrated portfolio of equity & equity related instruments of up to 25 companies. 29 th June 2012 Jinesh Gopani Work experience: 14 years 07 th June Growth 20.22 21.18 16.99 20.93 Nifty 50 Large Mid Small Market Cap (as on ) 671.62 Crore 736.36 Crore STATISTICAL MEASURES (3 years) Standard deviation 14.50% Beta 1.00 Sharpe Ratio* 0.85 *Risk-free rate assumed to be 6.24% (MIBOR as on 28-10-16) Source: www.fimmda.org Please note that as per AMFI guidelines for factsheet, the ratios are calculated based on month rolling returns (absolute) for last 3 years. Data as on 28 th October. Source: ACEMF TURNOVER* (1 year) 0.56 times * Based on equity, equity derivatives and Fixed Income Securities transactions only. CBLO/Repo/FD/Margin FD/MFU/SLB are not considered. 100/1 1,000/1 Exit load - 1% if redeemed/ switched out within 1 year from the date of allotment. (w.e.f. 15 th May ) Company Name % of Banks 21.04 Kotak Mahindra Bank Limited 8.69 HDFC Bank Limited 6.48 RBL Bank Limited 3.14 IndusInd Bank Limited 2.73 Finance 15.24 Finance Company Limited 5.42 Bajaj Finance Limited 4.38 Gruh Finance Limited 3.68 Bajaj Finserv Limited 1.76 Pharmaceuticals 8.68 Sun Pharmaceuticals Industries Limited 6.57 IPCA Laboratories Limited 2.11 Auto Ancillaries 7.51 Motherson Sumi Systems Limited 4.53 Endurance Technologies Limited 2.98 Cement 5.95 Shree Cements Limited 5.95 Software 5.63 Tata Consultancy Services Limited 3.54 Info Edge (India) Limited 2.09 Auto 5.44 (as on 30 th September ) Company Name % of Maruti Suzuki India Limited 5.44 Industrial Products 4.28 Cummins India Limited 4.28 Chemicals 3.64 Pidilite Industries Limited 3.64 Consumer Non Durables 3.11 Nestle India Limited 3.11 Commercial Services 2.87 Quess Corp Limited 2.87 Media & Entertainment 2.46 Zee Entertainment Enterprises Limited 2.46 Retailing 2.30 Trent Limited 2.30 Textile Products 2.19 Page Industries Limited 2.19 Industrial Capital Goods 1.83 Siemens Limited 1.83 Finance 1.46 HDFC Limited 1.46 Total Equity 93.65 Cash & Other Receivables 6.35 Net 100% Axis Focused 25 Fund - Growth 37.04% 12.74% 14.06% 17.39% 19,790 Nifty 50 (Benchmark) 38.87% -0.20% 8.33% 12.18% 16,312 29-Jun-12 S&P BSE 200 (Additional Benchmark) 42.50% 3.08% 10.96% 13.89% 17,397 Axis Focused 25 Fund - - Growth 38.52% 14.35% 15.45% 16.55% 17,753 Nifty 50 (Benchmark) 38.87% -0.20% 8.33% 10.36% 14,470 S&P BSE 200 (Additional Benchmark) 42.50% 3.08% 10.96% 11.83% 15,205 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Focused 25 Fund - Growth Option & - Growth Option are calculated from 29 th June 2012 & 1 st January 2013 respectively. was introduced on 1 st January 2013. Jinesh Gopani manages 5 schemes. Please refer to annexure on Page 19 for performance of all schemes managed by the fund managers. SECTOR ALLOCATION (%) Sep 30, Sep 30, Return (%) Banks 21.04 Finance 15.24 Pharmaceuticals 8.68 Auto Ancillaries 7.51 Cement 5.95 Software 5.63 Auto 5.44 Industrial Products 4.28 Chemicals 3.64 Consumer Non Durables 3.11 Commercial Services 2.87 Media & Entertainment 2.46 Retailing 2.30 Textile Products 2.19 Industrial Capital Goods 1.83 Option Record Date (` Per unit) unit (Cum ) unit (Ex ) March 10, 1.00 1.00 14.56 13.56 February 25, 1.75 1.75 17.90 16.15 Face Value of units is ` 10 s disclosed above are since the of the fund. CAGR (%) 3
Investment Style Value Blend Growth An Open-ended Equity-Linked Savings Scheme with a 3 year lock in. Eligible investors in the Scheme (who are Assessee as per the ELSS Rules) are entitled to deductions of the amount invested in Units of the Scheme under Section 80C of the Income Tax Act, 1961 to such extent and subject to such conditions as may be notified from time to time. To generate income and long-term capital appreciation from a diversified portfolio of predominantly equity and equity-related securities. However, there can be no assurance that the investment objective of the Scheme will be achieved. 29 th December 2009 Jinesh Gopani Work experience: 14 years 1 st April 2011 Growth 33.71 35.27 22.04 30.05 S&P BSE 200 Large Mid Small Market Cap (as on ) 10,756.68 Crore 10,999.00 Crore STATISTICAL MEASURES (3 years) Standard deviation 13.09% Beta 0.85 Sharpe Ratio* 1.65 *Risk-free rate assumed to be 6.24% (MIBOR as on 28-10-16) Source: www.fimmda.org Please note that as per AMFI guidelines for factsheet, the ratios are calculated based on month rolling returns (absolute) for last 3 years. Data as on 28 th October. Source: ACEMF TURNOVER* (1 year) 0.60 times * Based on equity, equity derivatives and Fixed Income Securities transactions only. CBLO/Repo/FD/Margin FD/MFU/SLB are not considered. 500/500 500/500 500/500 Exit load - Nil 4 Company Name % of Banks 16.87 Kotak Mahindra Bank Limited 8.83 HDFC Bank Limited 8.03 Finance 16.69 HDFC Limited 5.62 Bajaj Finance Limited 3.76 Gruh Finance Limited 2.30 Multi Commodity Exchange of India Limited 2.08 Sundaram Finance Limited 2.02 Finance Company Limited 0.91 Pharmaceuticals 10.72 Sun Pharmaceuticals Industries Limited 5.44 Divi s Laboratories Limited 2.68 IPCA Laboratories Limited 1.45 Cadila Healthcare Limited 1.15 Auto Ancillaries 8.80 Motherson Sumi Systems Limited 4.24 Bosch Limited 2.34 WABCO India Limited 1.56 Endurance Technologies Limited 0.66 Auto 7.94 Maruti Suzuki India Limited 6.15 Eicher Motors Limited 1.79 Software 6.39 Tata Consultancy Services Limited 3.54 Info Edge (India) Limited 1.65 Tech Mahindra Limited 1.20 Consumer Durables 5.31 TTK Prestige Limited 3.11 Symphony Limited 2.20 (as on 30 th September ) SECTOR ALLOCATION (%) Company Name % of Chemicals 4.45 Pidilite Industries Limited 4.45 Industrial Products 4.05 Cummins India Limited 2.72 Astral Poly Technik Limited 1.32 Construction Project 3.66 Larsen & Toubro Limited 3.66 Consumer Non Durables 3.48 Nestle India Limited 2.84 Coffee Day Enterprises Limited 0.64 Pesticides 3.07 PI Industries Limited 3.07 Transportation 1.89 Blue Dart Express Limited 1.11 Gujarat Pipavav Port Limited 0.78 Power 1.68 Torrent Power Limited 1.68 Commercial Services 0.73 Quess Corp Limited 0.73 Industrial Capital Goods 0.73 Siemens Limited 0.73 Telecom - Equipment & Accessories 0.72 Astra Microwave Products Limited 0.72 Textile Products 0.60 Page Industries Limited 0.60 Other Equity (less than 0.50% of the corpus) 1.13 Total Equity 98.92 Debt, Cash & Other Receivables 1.08 Net 100% Sep 30, Banks 17.30 Finance 16.69 Pharmaceuticals 11.02 Auto Ancillaries 8.80 Auto 7.94 Software 6.39 Consumer Durables 5.70 Chemicals 4.45 Industrial Products 4.05 Construction Project 3.66 Consumer Non Durables 3.48 Pesticides 3.07 Transportation 1.89 Power 1.68 Commercial Services 0.73 Industrial Capital Goods 0.73 Telecom - Equipment & Accessories 0.72 Textile Products 0.60 (` Per unit) Option Record Date unit (Cum ) January 25, 2.25 2.25 21.2217 Regular January 22, 2.00 2.00 24.2942 January 6, 1.00 1.00 14.6918 Face Value of units is ` 10 s disclosed above are since the of the fund. Sep 30, Axis Long Term Equity Fund - Growth 76.27% 17.99% 8.00% 19.36% 33,070 S&P BSE 200 (Benchmark) 42.50% 3.08% 10.96% 8.27% 17,108 29-Dec-09 Nifty 50 (Additional Benchmark) 38.87% -0.20% 8.33% 7.79% 16,598 Axis Long Term Equity Fund - - Growth 78.66% 19.47% 9.20% 25.15% 23,182 S&P BSE 200 (Benchmark) 42.50% 3.08% 10.96% 11.83% 15,205 Nifty 50 (Additional Benchmark) 38.87% -0.20% 8.33% 10.36% 14,470 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Long Term Equity Fund - Growth Option & - Growth Option are calculated from 29 th December 2009 & 1 st January 2013 respectively. was introduced on 1 st January 2013. Jinesh Gopani manages 5 schemes. Please refer to annexure on Page 19 for performance of all schemes managed by the fund manager.
Investment Style Value Blend Growth An Open-ended Equity Scheme. To achieve long term capital appreciation by investing predominantly in equity & equity related instruments of mid size companies. The focus of the fund would be to invest in relatively larger companies within this category. 18 th February 2011 Ashish Naik Work experience: 10 years 13 th August Growth 27.21 28.50 21.19 24.50 S&P BSE Midcap Large Mid Small Market Cap (as on ) 1,282.99 Crore 1,258.46 Crore STATISTICAL MEASURES (3 years) Standard deviation 18.49% Beta 1.06 Sharpe Ratio* 1.23 *Risk-free rate assumed to be 6.24% (MIBOR as on 28-10-16) Source: www.fimmda.org Please note that as per AMFI guidelines for factsheet, the ratios are calculated based on month rolling returns (absolute) for last 3 years. Data as on 28 th October. Source: ACEMF TURNOVER* (1 year) 0.72 times * Based on equity, equity derivatives and Fixed Income Securities transactions only. CBLO/Repo/FD/Margin FD/MFU/SLB are not considered. 100/1 1,000/1 Exit load - 1% if redeemed / switched - out within 12 months from the date of allotment (w.e.f. 5 th May ) Company Name % of Rating 1.03 Small Industries Dev Bank of India CARE A1+ 1.03 Finance 25.54 Gruh Finance Limited 5.87 Finance Company Limited 5.37 Bajaj Finserv Limited 3.94 Multi Commodity Exchange of India Limited 3.72 CRISIL Limited 3.42 Sundaram Finance Limited 3.22 Auto Ancillaries 15.07 Motherson Sumi Systems Limited 7.21 Amara Raja Batteries Limited 2.88 WABCO India Limited 2.22 Igarashi Motors India Limited 1.91 Endurance Technologies Limited 0.84 Consumer Non Durables 7.05 Berger Paints (I) Limited 3.98 Procter & Gamble Hygiene and Health Care Limited 3.06 Auto 6.40 V.S.T Tillers Tractors Limited 3.62 Eicher Motors Limited 2.79 Media & Entertainment 6.30 PVR Limited 3.93 Zee Entertainment Enterprises Limited 2.37 Banks 4.95 City Union Bank Limited 4.95 (as on 30 th September ) Company Name % of Rating Textile Products 4.95 Page Industries Limited 4.95 Pharmaceuticals 4.82 Divi s Laboratories Limited 2.61 Torrent Pharmaceuticals Limited 2.21 Petroleum Products 4.56 Gulf Oil Lubricants India Limited 4.56 Power 2.86 Torrent Power Limited 2.86 Transportation 2.66 Blue Dart Express Limited 1.68 Container Corporation of India Limited 0.98 Software 2.65 Ramco Systems Limited 1.51 Info Edge (India) Limited 1.14 Industrial Capital Goods 2.29 V-Guard Industries Limited 2.29 Construction 2.27 ITD Cementation India Limited 2.27 Industrial Products 1.82 Cummins India Limited 1.82 Consumer Durables 1.59 Blue Star Limited 1.59 Total Equity 95.78 Debt, Cash & Other Receivables 3.18 Net 100% ^Commercial Paper Axis Midcap Fund - Growth 89.00% 17.00% 4.27% 19.21% 26,840 S&P BSE Midcap (Benchmark) 70.00% 13.31% 21.92% 12.89% 19,765 18-Feb-11 Nifty 50 (Additional Benchmark) 38.87% -0.20% 8.33% 8.45% 15,774 Axis Midcap Fund - - Growth 91.89% 18.47% 5.52% 21.14% 20,519 S&P BSE Midcap (Benchmark) 70.00% 13.31% 21.92% 17.48% 18,293 Nifty 50 (Additional Benchmark) 38.87% -0.20% 8.33% 10.36% 14,470 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Midcap Fund - Growth Option & - Growth Option are calculated from 18 th February 2011 & 1 st January 2013 respectively. was introduced on 1 st January 2013. Ashish Naik manages 6 schemes. Please refer to annexure on Page 19 for performance of all schemes managed by the fund manager. SECTOR ALLOCATION (%) Option Record Date Sep 30, unit (Cum Finance 25.54 Auto Ancillaries 15.07 Consumer Non Durables 7.05 Auto 6.40 Media & Entertainment 6.30 Banks 4.95 Textile Products 4.95 Pharmaceuticals 4.82 Petroleum Products 4.56 Power 2.86 Transportation 2.66 Software 2.65 Industrial Capital Goods 2.29 Construction 2.27 Industrial Products 1.82 Consumer Durables 1.59 unit (Ex (` Per unit) Individu- unit (Cum unit (Ex (` Per unit) Individu- als/ ) ) als/ ) ) Sep 15, 2.00 2.00 22.64 20.64 2.00 2.00 25.83 23.83 Sep 10, 1.75 1.75 23.29 21.54 1.75-26.04 24.29 July 31, 1.50 1.50 19.91 18.41 - - - - Face Value of units is ` 10 s disclosed above are since the of the fund. Sep 30, 5
AXIS EQUITY SAVER FUND Asset Class Equity Debt Equity Arbitrage Mid Duration *Hedged Equity/ Cash-futures arbitrage An Open-ended Equity Scheme The investment objective of the scheme is to provide capital appreciation and income distribution to the investors by using equity and equity related instruments, arbitrage opportunities, and investments in debt and money market instruments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. 14 th August Anupam Tiwari Work experience: 10 years 06 th October R. Sivakumar Work experience: 16 years Growth 10.67 10.83 10.35 10.08 Monthly 10.48 10.65 Quarterly 10.48 10.62 Crisil MIP Blended Fund Index (as on ) AVERAGE MATURITY @ * 4.0 years MODIFIED DURATION @ * 2.7 years 951.26 Crore 936.37 Crore Total Debt 31.38 Total Fixed Deposit 2.67 Corporate Bond 15.67 Finance Company Limited ICRA AA 4.87 Reliance Jio Infocomm Limited CRISIL AAA 3.26 HDFC Limited CRISIL AAA 2.38 Power Finance Corporation Limited CRISIL AAA 2.01 Export Import Bank of India CRISIL AAA 1.16 Dewan Housing Finance Corporation Limited BWR AAA 1.07 Power Grid Corporation of India Limited CRISIL AAA 0.28 Indiabulls Housing Finance Limited CARE AAA 0.32 Adani Properties Pvt. Ltd. BWR AA-(SO) 0.32 Government Bond Sovereign 8.20 Zero Coupon Bond 4.84 JM Financial Products Ltd ICRA AA 2.08 Sprit Textile Pvt. Ltd.^^ BWR A+ 1.69 Amri Hospitals Ltd BWR A+ 1.07 Total Equity 65.44 Total Unhedged Equity 45.17 Auto 2.27 Maruti Suzuki India Limited 2.27 Auto Ancillaries 2.36 Motherson Sumi Systems Limited 2.36 Banks 6.99 HDFC Bank Limited 2.30 Kotak Mahindra Bank Limited 4.69 Cement 1.98 Shree Cements Limited 1.98 Chemicals 1.95 Pidilite Industries Limited 1.95 Construction Project 2.05 Larsen & Toubro Limited 2.05 Consumer Durables 4.28 Symphony Limited 1.72 TTK Prestige Limited 2.56 Consumer Non Durables 2.69 (as on 30 th September ) Nestle India Limited 2.69 Ferrous Metals 1.30 Tata Steel Limited 1.30 Finance 5.99 HDFC Limited 2.78 Multi Commodity Exchange of India Limited 1.11 Sundaram Finance Limited 2.11 Industrial Capital Goods 1.48 Siemens Limited 1.48 Industrial Products 2.49 Astral Poly Technik Limited 0.80 Cummins India Limited 1.69 Pesticides 1.39 PI Industries Limited 1.39 Pharmaceuticals 3.13 Sun Pharmaceuticals Industries Limited 3.13 Power 1.68 Torrent Power Limited 1.68 Software 2.61 Tata Consultancy Services Limited 1.74 Tech Mahindra Limited 0.88 Telecom - Equipment & Accessories 0.52 Astra Microwave Products Limited 0.52 Total Hedged Equity 20.27 Zee Entertainment Enterprises Limited 0.19 Larsen & Toubro Limited 0.42 Aurobindo Pharma Limited 0.67 Asian Paints Limited 0.93 Cipla Limited 0.85 Reliance Industries Limited 5.52 Infosys Limited 5.54 HDFC Limited 2.07 HDFC Bank Limited 3.92 IDFC Limited 0.16 Debt, Cash & Other Receivables 3.18 Net 100% ^Certificate of Deposit/Commercial Paper ^^ Secured by shares of Zee Entertainment Enterprises Ltd. & Dish TV India Ltd Sep 30, Sep 30, Axis Equity Saver Fund - Growth - - 5.62% 4.67% 10,530 14-Aug- CRISIL MIP Blended Index (Benchmark) - - 11.17% 10.32% 11,176 15 Nifty 50 (Additional Benchmark) - - 8.33% 0.96% 10,109 Axis Equity Saver Fund - - Growth - - 6.91% 5.99% 10,680 14-Aug- CRISIL MIP Blended Index (Benchmark) - - 11.17% 10.32% 11,176 15 Nifty 50 (Additional Benchmark) - - 8.33% 0.96% 10,109 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Equity Saver Fund - Growth Option & - Growth Option are calculated from 14 th August. Anupam Tiwari manages 2 schemes & R. Sivakumar manages 5 schemes. Please refer to annexure on Page 19-22 for performance of all schemes managed by the fund managers. COMPOSITION BY ASSET (%) COMPOSITION BY RATING (%) @ 2.76% 0.32% 20.27% 6.95% YIELD (YIELD TO MATURITY & ) 7.63% 5000/1 100/1 1000/1 Entry load - NA Exit load - If redeemed / switched-out within 12 months from the date of allotment, - For 10% of investments : NIL - For remaining investment : 1% If redeemed / switched - out after 12 months from the date of allotment : NIL 6 Unhedged Equity Debt, Cash and Other Receivables Hedged Equity Option Monthly 34.56% 45.17% Quarterly Sep 26, 0.1875 0.1875 10.5475 10.3600 0.1875 0.1875 10.6775 10.4900 Face Value of units is ` 10 s disclosed above are since the of the fund. @ Based on debt portfolio only. * For instruments with put/call option, the put/call date has been taken as the maturity date. & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus of the debt portfolio. 21.86% SOV, AAA & Equivalent ICRA AA BWR A+ BWR AA-(SO) (` Per unit) unit (Cum ) (` Per unit) Record Date ) ) ) unit (Cum unit (Ex unit (Ex Sep 26, 0.0625 0.0625 10.4225 10.3600 0.0625 0.0625 10.5725 10.5100 Aug 25, 0.0620 0.0620 10.4520 10.3900 0.0620 0.0620 10.6020 10.5400 Jul 28, 0.0625 0.0625 10.5725 10.5100 0.0625 0.0625 10.6825 10.6200
Asset Class Equity 35% of Nifty 50 + 35% of Crisil Composite Bond Fund Index + 30% Of INR Price of Gold (as on ) AVERAGE MATURITY @ * 8.9 years MODIFIED DURATION @ * 5.6 years YIELD (YIELD TO MATURITY & ) 7.82% 363.34 Crore 365.07 Crore 100/1 1,000/1 Exit load - If redeemed/switch out within 12 months from the date of allotment: - For 10% of investment : Nil - For remaining investment : 1% If redeemed/switch out after 12 months from the date of allotment: Nil (w.e.f. 15 th June ) WABCO India Limited 0.95 Motherson Sumi Systems Limited 0.88 Amara Raja Batteries Limited 0.85 Endurance Technologies Limited 0.55 Auto 2.03 Maruti Suzuki India Limited 1.15 Eicher Motors Limited 0.87 Construction Project 1.70 Larsen & Toubro Limited 1.70 Consumer Durables 1.68 Blue Star Limited 1.68 Pharmaceuticals 1.60 Sun Pharmaceuticals Industries Limited 0.92 Cadila Healthcare Limited 0.68 Transportation 1.57 Blue Dart Express Limited 0.82 Container Corporation of India Limited 0.75 Industrial Products 1.36 Cummins India Limited 1.36 Cement 1.24 Shree Cements Limited 1.24 Pesticides 1.13 PI Industries Limited 1.13 Industrial Capital Goods 0.76 Siemens Limited 0.76 Power 0.73 Torrent Power Limited 0.73 Exchange Traded Funds 30.19 Axis Gold ETF 30.19 Net Current 2.62 Net 100% Total Debt 30.94 Corporate Bond 21.54 Debt Reliance Gas Transportation Infrastructure Ltd CRISIL AAA 7.03 Rural Electrification Corporation Gold Limited CRISIL AAA 6.04 Tata Power Company Limited CRISIL AA- 3.56 Hindalco Industries Limited CRISIL AA- 3.03 Mid Power Finance Corporation Limited CRISIL AAA 1.06 Duration India Infrastructure Fin Co Ltd CRISIL AAA 0.82 Government Bond Sovereign 9.40 Total Equity 36.25 An Open-ended Hybrid Fund Banks 7.22 Kotak Mahindra Bank Limited 2.75 To generate long term capital appreciation by investing in a diversified portfolio of equity and Finance 5.10 HDFC Bank Limited ICICI Bank Limited 2.46 2.01 equity related instruments, fixed income instruments HDFC Limited 2.26 & gold exchange traded funds. Gruh Finance Limited 0.92 Max Financial Services Limited 0.70 Bajaj Holdings & Investment Limited 0.64 23 rd August 2010 Finance Company Limited 0.58 Software 3.68 Info Edge (India) Limited 1.00 R. Sivakumar Work experience: 16 years Tech Mahindra Limited 0.85 Tata Consultancy Services Limited Infosys Limited 0.92 0.91 He has been managing the fund since Consumer Non Durables 3.22 14 th September 2010 ITC Limited Asian Paints Limited 1.52 1.16 Ashish Naik Emami Limited 0.55 Auto Ancillaries 3.22 Work experience: 10 years Sep 30, Sep 30, 22 nd June (as on 30 th September ) Growth 16.9086 17.5563 Axis Triple Advantage Fund - Growth 15.37% 6.11% 11.55% 8.82% 16,765 13.7907 15.1129 35% of Nifty 50 + 35% of Crisil Composite Bond Fund Index + 30% Of INR Price of Gold (Benchmark) 13.03% 4.17% 13.67% 8.66% 16,613 Crisil 10 Year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 7.67% 15,708 Axis Triple Advantage Fund - Growth 16.92% 7.12% 12.52% 8.79% 13,711 35% of Nifty 50 + 35% of Crisil Composite Bond 01-Jan- 13.03% 4.17% 13.67% 7.34% 13,041 Fund Index + 30% Of INR Price of Gold (Benchmark) 13 Crisil 10 Year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 8.15% 13,415 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Triple Advantage Fund - Growth Option & - Growth Option are calculated from 23 rd August 2010 & 1 st January 2013 respectively. was introduced on 1 st January 2013. R. Sivakumar manages 5 schemes & Ashish Naik manages 6 schemes. Please refer to annexure on Page 19 for performance of all schemes managed by the fund managers. Scheme Performance may not be strictly comparable with that of its additional benchmark in view of hybrid nature of the scheme. Equity Debt^ ETFs ^ Includes Net Current COMPOSITION BY ASSET (%) 30.19% 33.56% 36.25% COMPOSITION BY RATING (%) @ CRISIL AAA & Equivalent SOV CRISIL AA- 23-Aug- 10 Option Record Date (` Per unit) unit (Cum ) unit (Ex ) April 17, 0.4676 0.4478 11.3222 10.7222 September 17, 2012 0.7047 0.6040 11.2694 10.4694 September 21, 2011 0.7047 0.6040 10.9561 10.1561 Past performance may or may not be sustained in future. Face Value of units is ` 10. s disclosed above are since the of the fund. @ Based on debt portfolio only. * For instruments with put/call option, the put/call date has been taken as the maturity date. & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus of the debt portfolio. 9.40% 6.59% 17.57% 7
Asset Class Equity Debt Equity Arbitrage Mid Duration An Open-ended Income Fund To generate regular income through investments in debt & money market instruments, along with capital appreciation through limited exposure to equity and equity related instruments. It also aims to manage risk through active asset allocation. 16 th July 2010 Devang Shah Work experience: 11 years 07 th June Jinesh Gopani Work experience: 14 years 2 nd September 2013 Ashish Naik Work experience: 10 years 22 nd June Growth 16.9538 17.8704 Quarterly 11.2287 13.2197 Half yearly 11.5054 11.9368 Annual 12.4456 12.6168 Crisil MIP Blended Fund Index 694.09 Crore 711.25 Crore (as on ) AVERAGE MATURITY @ * 1.3 years MODIFIED DURATION @ * 1.1 year YIELD (YIELD TO MATURITY & ) 7.72% 100/1 1,000/1 Exit load - If redeemed/switch out within 12 months from the date of allotment: - For 10% of investment : Nil - For remaining investment : 1% If redeemed/switch out after 12 months from the date of allotment: Nil (w.e.f. 15 th June ) 8 Total Debt 50.85 Corporate Bond 36.50 Power Finance Corporation Limited CRISIL AAA 8.14 Tata Sons Ltd CRISIL AAA 5.31 Rural Electrification Corporation Limited CRISIL AAA 4.92 IDFC Bank Limited ICRA AAA 3.54 Mahindra & Mahindra Financial Services Limited IND AAA 3.52 Indiabulls Housing Finance Limited CARE AAA 2.68 Dewan Housing Finance Corporation Limited BWR AAA 2.26 SRF Limited IND AA 1.53 Finance Company Limited ICRA AA 1.42 Export Import Bank of India CRISIL AAA 1.41 HDFC Limited CRISIL AAA 0.80 Nirchem Cement Limited CRISIL AA 0.72 Adani Ports and Special Economic Zone Limited ICRA AA+ 0.24 Blue Dart Express Limited ICRA AA 0.02 Zero Coupon Bond 14.35 SVL Ltd. ICRA AA(SO) 4.22 JM Financial Products Ltd ICRA AA 2.28 Dev Infracity Pvt Ltd** IND AA-(SO) 2.27 Sprit Textile Pvt. Ltd.^^ BWR A+(SO) 2.05 India Infoline Finance Ltd ICRA AA 1.76 Magma Fincorp Limited CARE AA- 1.57 Dewan Housing Finance Corporation Limited CARE AAA 0.16 Shriram Transport Finance Company Limited IND AA+ 0.03 Total Money Market Instruments^ 14.23 Banks 10.23 Dena Bank CRISIL A1+ 6.18 The South Indian Bank Limited CARE A1+ 1.40 ICICI Bank Limited ICRA A1+ 1.35 IDBI Bank Limited CRISIL A1+ 1.31 3.99 HDFC Limited ICRA A1+ 3.29 NABARD CRISIL A1+ 0.70 Total Equity 32.49 Finance 4.78 HDFC Limited 1.94 Multi Commodity Exchange of India Limited 1.33 Finance Company Limited 0.85 ICICI Prudential Life Insurance Company Limited 0.66 (as on 30 th September ) Option Annual Half Yearly Quarterly Banks 4.66 Kotak Mahindra Bank Limited 2.14 HDFC Bank Limited 1.95 RBL Bank Limited 0.57 Pharmaceuticals 3.85 Sun Pharmaceuticals Industries Limited 1.95 Divi s Laboratories Limited 1.09 Lupin Limited 0.81 Auto 3.76 Maruti Suzuki India Limited 2.07 Eicher Motors Limited 1.69 Auto Ancillaries 2.84 Motherson Sumi Systems Limited 1.42 Endurance Technologies Limited 0.71 Amara Raja Batteries Limited 0.71 Software 2.01 Tata Consultancy Services Limited 1.41 Info Edge (India) Limited 0.60 Transportation 1.80 Blue Dart Express Limited 0.93 Container Corporation of India Limited 0.87 Cement 1.66 Shree Cements Limited 1.66 Consumer Non Durables 1.27 Nestle India Limited 1.27 Pesticides 1.22 PI Industries Limited 1.22 Industrial Products 1.08 Cummins India Limited 1.08 Chemicals 1.02 Pidilite Industries Limited 1.02 Consumer Durables 0.94 Titan Company Limited 0.94 Construction Project 0.83 Larsen & Toubro Limited 0.83 Power 0.56 Torrent Power Limited 0.56 Other Equity (less than 0.50% of the corpus) 0.20 Net Current 2.43 Axis Income Saver - Growth 20.67% 9.37% 7.61% 8.76% 16,855 Crisil MIP Blended Fund Index (Benchmark) 15.45% 10.72% 11.17% 8.84% 16,926 16-Jul-10 CRISIL 10 year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 7.25% 15,450 Axis Income Saver - - Growth 22.58% 11.00% 9.35% 11.60% 15,077 Crisil MIP Blended Fund Index (Benchmark) 15.45% 10.72% 11.17% 9.89% 14,229 04-Jan-13 CRISIL 10 year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 8.03% 13,351 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Income Saver - Growth Option & - Growth Option are calculated from 16 th July 2010 & 4 th January 2013 respectively. was introduced on 1 st January 2013. Jinesh Gopani manages 5 schemes, Devang Shah manages 46 schemes & Ashish Naik manages 6 schemes. Please refer to annexure on Page 19 & 20 for performance of all schemes managed by the fund managers. Scheme Performance may not be strictly comparable with that of its additional benchmark in view of hybrid nature of the scheme. COMPOSITION BY ASSET (%) COMPOSITION BY RATING (%) @ 2.05% 0.27% 3.84% 32.49% Debt^ Equity ^ Includes Net Current 67.51% Net 100% ^Certificate of Deposit/Commercial Paper ** Secured by shares of Emami Ltd ^^ Secured by shares of Zee Entertainment Enterprises Ltd. & Dish TV India Ltd Sep 30, Sep 30, 11.95% 49.39% ICRA A1+/ CRISIL A1+/ CARE A1+/ CRISIL AAA/ CARE AAA/ ICRA AAA/ BWR AAA/ IND AAA & Equivalent ICRA AA/ CRISIL AA/ ICRA AA(SO)/ IND AA CARE AA-/ IND AA-(SO) BWR A+(SO) ICRA AA+/ IND AA+ (` Per unit) (` Per unit) Record Date unit (Cum unit (Ex unit (Cum unit (Ex ) ) ) ) March 28, 0.7222 0.6691 12.5739 11.5739 0.7222 0.6691 12.6583 11.6583 March 25, 0.3629 0.3365 12.6035 12.1035 0.3629 0.3365 12.5849 12.0849 March 25, 0.3117 0.2985 10.9526 10.5526 - - - - March 25, 2013 0.7928 0.6795 10.9668 10.0668 - - - - September 26, 0.3611 0.3346 11.9394 11.4394 0.3611 0.3346 12.3576 11.8576 March 28, 0.3611 0.3345 11.6671 11.1671 0.3611 0.3345 11.9950 11.4950 September 28, 0.3611 0.3345 12.0570 11.5570 0.3611 0.3345 12.3170 11.8170 March 25, 0.3629 0.3365 12.2152 11.7152 0.3629 0.3365 12.4039 11.9039 September 26, 0.1806 0.1673 11.4144 11.1644 0.1806 0.1673 13.3820 13.1320 June 27, 0.1805 0.1672 11.2342 10.9842 0.1805 0.1672 13.0924 12.8424 March 28, 0.1805 0.1672 11.1691 10.9191 0.1805 0.1672 12.9320 12.6820 Face Value of units is ` 10 Annual s disclosed above are since. Half Yearly s disclosed above are for the last 2 Years. Quarterly s disclosed above are for the last 3 quarters. @ Based on debt portfolio only. * For instruments with put/call option, the put/call date has been taken as the maturity date. & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus of the debt portfolio.
Internal Rate Sensitivity Med An Open-ended Gilt Scheme To generate returns similar to that of 10 year government bonds. 23 rd January 2012 Devang Shah Work experience: 11 years 5 th November 2012. Growth 14.4296 14.7170 Regular 10.3288 10.3324 Half yearly 11.8004 - Bonus - - Mid Credit Quality Crisil 10 Year Gilt Index Total Debt 94.44 Government Bond 94.44 7.59% GOI Sovereign 27.64 6.97% GOI Sovereign 14.85 8.60% GOI Sovereign 11.28 7.61% GOI Sovereign 7.72 7.35% GOI Sovereign 7.53 8.20% GOI Sovereign 4.72 7.88% GOI Sovereign 4.72 7.68% GOI Sovereign 4.60 8.28% GOI Sovereign 3.98 8.83% GOI Sovereign 3.23 8.40% GOI Sovereign 2.54 8.17% GOI Sovereign 1.63 Net Current 5.56 Net 100% (as on 30 th September ) Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Constant Maturity 10 Year Fund - Growth Option & - Growth Option are calculated from 23 rd January 2012 & 1 st January 2013 respectively. was introduced on 1 st January 2013. Devang Shah manages 46 schemes. Please refer to annexure on Page 19 & 20 for performance of all schemes managed by the fund manager. COMPOSITION BY ASSET (%) Sep 30, Sep 30, ` 10,000 was invested on Axis Constant Maturity 10 Year Fund - Growth 8.71% 13.03% 11.14% 7.97% 14,331 Crisil 10 Year Gilt Index (Benchmark) 6.85% 13.76% 11.11% 8.17% 14,457 Axis Constant Maturity 10 Year Fund - Direct Plan - Growth 9.18% 13.57% 11.72% 8.70% 13,673 Crisil 10 Year Gilt Index (Benchmark) 6.85% 13.76% 11.11% 8.15% 13,415 5.56% COMPOSITION BY RATING (%) @ 23-Jan-12 68.89 Crore 68.19 Crore (as on ) AVERAGE MATURITY 9.6 years MODIFIED DURATION 6.3 years YIELD (YIELD TO MATURITY & ) 6.91% 100/1 1000/1 Government Bond Total Money Market Instruments^ ^ Includes Net Current Option Half Yearly Regular 94.44% 100.00% SOV & Equivalent (` Per unit) (` Per unit) Record Date ) ) als/ ) ) unit (Cum unit (Ex Individu- unit (Cum unit (Ex September 26, 0.1806 0.1673 11.9880 11.7380 - - - - March 28, 0.3611 0.3345 11.5547 11.0547 0.3611 0.3345 11.7019 11.2019 September 28, 0.1805 0.1672 11.5626 11.1994 0.1805 0.1672 11.4494 11.3126 October 25, 0.0759 0.1045 10.4384 10.3333 0.0792-10.4461 10.3365 September 26, 0.0703 0.0960 10.4643 10.3669 0.0736-10.4723 10.3703 August 25, 0.0927 0.1295 10.4218 10.2934 0.0849-10.3817 10.2641 Face Value of units is ` 10 Half yearly dividend disclosed above are since the of the fund. Regular dividends disclosed above are for the last 3 months. & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus. Exit load - Nil 9
Internal Rate Sensitivity Med Total Debt 89.77 Dewan Housing Finance Corporation Government Bond Sovereign 51.05 Limited BWR AAA 1.68 Corporate Bond 36.76 Tata Power Company Limited CRISIL AA- 1.45 Reliance Gas Transportation Adani Properties Pvt. Ltd. BWR AA-(SO) 1.01 Infrastructure Ltd CRISIL AAA 6.09 India Infrastructure Fin Co Ltd CRISIL AAA 1.01 Power Finance Corporation Limited CRISIL AAA 4.89 Zero Coupon Bond 1.09 Mid Reliance Jio Infocomm Limited CRISIL AAA 4.27 JM Financial Products Ltd ICRA AA 1.09 Credit Quality Power Grid Corporation of India Limited CRISIL AAA 3.50 State Government Bond Sovereign 0.88 Net Current 10.23 Finance Company Limited ICRA AA 3.42 Net 100% ICICI Bank Limited ICRA AAA 3.35 An Open-ended Debt Scheme IDFC Bank Limited ICRA AAA 2.62 To generate optimal returns while maintaining Rural Electrification Corporation Limited CRISIL AAA 1.78 liquidity through active management of a portfolio of debt and money market instruments. Vedanta Limited CRISIL AA- 1.70 Sep 30, Sep 30, (as on 30 th September ) 27 th April 2011 Axis Dynamic Bond Fund - Growth 9.49% 13.26% 10.14% 9.46% 16,344 27-Apr- R. Sivakumar Crisil Composite Bond Fund Index (Benchmark) 11.61% 12.56% 11.51% 9.43% 16,316 11 CRISIL 10 year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 7.90% 15,114 Work experience: 16 years Axis Dynamic Bond Fund - -Growth 11.13% 14.71% 11.32% 10.81% 14,692 01-Jan- Crisil Composite Bond Fund Index (Benchmark) 11.61% 12.56% 11.51% 9.74% 14,166 13 CRISIL 10 year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 8.15% 13,415 Devang Shah Calculations are based on Growth Option NAV. returns are calculated Work experience: 11 years on ` 10 invested at. returns for Axis Dynamic Bond Fund - Growth Option & - Growth Option are calculated from 27 th April 2011 & 1 st January 2013 respectively. was introduced on 1 st January 2013. R. Sivakumar manages 5 schemes & Devang Shah manages 46 schemes. Please refer to annexure on Page 19 & 20 for performance of all 5 th November 2012. schemes managed by the fund managers. Growth 16.4239 17.2168 Quarterly 10.7407 11.3088 Half Yearly 10.9345 11.4525 COMPOSITION BY ASSET (%) COMPOSITION BY RATING (%) 1.09% 0.88% 10.23% 4.51% 4.16% Crisil Composite Bond Fund Index (as on ) AVERAGE MATURITY* 8.0 years MODIFIED DURATION* 5.1 years YIELD (YIELD TO MATURITY & ) 7.22% 298.41 Crore 298.46 Crore 100/1 1000/1 Exit load - If redeemed/switched out within 12 months from the date of allotment: - For 10% of investment : Nil - For remaining investment : 1% If redeemed/switched out after 12 months from the date of allotment: Nil (w.e.f. 22 nd June ) 10 Government Bond Corporate Bond Total Money Market Instruments^ Zero Coupon Bond State Government Bond ^ Includes Net Current Option Half Yearly Quarterly 36.76% 51.05% SOV CRISIL AAA/ BWR AAA/ ICRA AAA & Equivalent ICRA AA CRISIL AA-/ BWR AA-(SO) (` Per unit) unit (Cum ) (` Per unit) Record Date unit (Cum unit (Ex unit (Ex ) ) ) September 26, 0.3611 0.3346 11.3942 10.8942 0.3611 0.3346 11.9017 11.4017 March 28, 0.3611 0.3345 11.0764 10.5764 0.3611 0.3345 11.4947 10.9947 September 28, 0.2889 0.2676 11.1709 10.7709 0.2889 0.2676 11.5136 11.1136 March 25, 0.3629 0.3365 11.2365 10.7365 0.3629 0.3365 11.4928 10.9928 September 26, 0.1806 0.1673 10.9510 10.7010 0.1806 0.1673 11.5087 11.2587 June 27, 0.1805 0.1672 10.6589 10.4089 0.1805 0.1672 11.1621 10.9121 March 28, 0.1444 0.1338 10.6095 10.4095 0.1805 0.1672 11.1245 10.8745 Face Value of units is ` 10 Half Yearly s disclosed above are for the last 2 Years. Quarterly s disclosed above are for the last 3 quarters. * For instruments with put/call option, the put/call date has been taken as the maturity date. & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus. 39.41% 51.92%
Internal Rate Sensitivity Med An Open-ended Debt Scheme To generate optimal returns in the medium term while maintaining liquidity of the portfolio by investing in debt and money market instruments. 28 th March 2012 Mid Credit Quality Devang Shah Work experience: 11 years 5 th November 2012. Growth 15.2928 15.8524 Quarterly 10.7105 11.1846 Half yearly 11.0658 11.2309 Crisil Composite Bond Fund Index (as on ) AVERAGE MATURITY* 4.4 years MODIFIED DURATION* 3.1 years YIELD (YIELD TO MATURITY & ) 8.47% 218.19 Crore 220.14 Crore 100/1 1,000/1 Exit load - If redeemed / switched-out within 12 months from the date of allotment For 10% of investment : Nil For remaining investment : 1% If redeemed/switched out after 12 months from the date of allotment : Nil (w.e.f. 30 th June ) Total Debt 92.79 Corporate Bond 69.40 Dewan Housing Finance Corporation Limited BWR AAA 6.81 Reliance Gas Transportation Infrastructure Ltd CRISIL AAA 5.49 Hansdeep Industries & Trading Co. Ltd. CARE AA(SO) 4.70 Reliance Jio Infocomm Limited CRISIL AAA 4.63 Birla Corporation Limited ICRA AA 4.56 Indiabulls Housing Finance Limited BWR AAA 4.54 Tata Power Company Limited CRISIL AA- 4.43 Finance Company Limited ICRA AA 3.71 IDFC Bank Limited ICRA AAA 3.55 Hindalco Industries Limited CRISIL AA- 3.36 Power Grid Corporation of India Limited CRISIL AAA 2.40 PVR Limited CRISIL AA- 2.40 Equitas Finance Limited CARE A+ 2.30 India Infoline Finance Ltd ICRA AA 2.28 Ujjivan Financial Services Limited ICRA A+ 2.27 Rural Electrification Corporation Limited CRISIL AAA 1.93 (as on 30 th September ) Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Income Fund - Growth Option & - Growth Option are calculated from 28 th March 2012 & 7 th January 2013 respectively. was introduced on 1 st January 2013. Devang Shah manages 46 schemes. Please refer to annexure on Page 19 & 20 for performance of all schemes managed by the fund managers. COMPOSITION BY ASSET (%) COMPOSITION BY RATING (%) Corporate Bond Government Bond Zero Coupon Bond Total Money Market Instruments^ State Government Bond ^ Includes Net Current Option Half Yearly Quarterly Sep 30, Sep 30, Credit Risk Rating [ICRA]AAAmfs $ Axis Income Fund - Growth 10.99% 13.21% 9.82% 9.72% 15,196 Crisil Composite Bond Fund Index (Benchmark) 11.61% 12.56% 11.51% 9.74% 15,210 Crisil 10 Year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 8.84% 14,654 Axis Income Fund - - Growth 12.16% 14.39% 10.90% 10.47% 14,499 Crisil Composite Bond Fund Index (Benchmark) 11.61% 12.56% 11.51% 9.66% 14,106 Crisil 10 Year Gilt Index (Additional Benchmark) 6.85% 13.76% 11.11% 7.98% 13,316 13.21% 8.27% IndoStar Capital Finance Ltd CARE AA- 1.91 Nirchem Cement Limited CRISIL AA 1.85 Emami Limited CRISIL AA+ 1.83 Adani Transmission Limited IND AA+ 1.82 Adani Properties Pvt. Ltd. BWR AA-(SO) 1.37 Power Finance Corporation Limited CRISIL AAA 1.25 Government Bond Sovereign 13.21 Zero Coupon Bond 8.27 Edelweiss Commodities Services Ltd CARE AA 2.31 Amri Hospitals Ltd BWR A+(SO) 2.28 Sprit Textile Pvt. Ltd.^^ BWR A+(SO) 2.21 JM Financial Products Ltd ICRA AA 1.48 State Government Bond Sovereign 1.91 Total Money Market Instruments^ 2.14 2.14 IFMR Capital Finance Pvt Ltd ICRA A1+ 2.14 Net Current 5.07 Net 100% ^Certificate of Deposit/Commercial Paper ^^ Secured by shares of Zee Entertainment Enterprises Ltd. & Dish TV India Ltd 7.21% 1.91% 9.05% 3.66% 37.83% 69.40% 13.47% 15.12% 20.88% ICRA A1+/ CRISIL AAA/ BWR AAA/ ICRA AAA & Equivalent ICRA AA/ CRISIL AA/ CARE AA/ CARE AA(SO) SOV CRISIL AA-/ BWR AA-(SO)/ CARE AA- BWR A+(SO)/ CARE A+/ ICRA A+ CRISIL AA+/ IND AA+ (` Per unit) unit (Cum ) (` Per unit) Record Date unit (Cum unit (Ex unit (Ex ) ) ) September 26, 0.3611 0.3346 11.4980 10.9980 0.3611 0.3346 11.6564 11.1564 March 28, 0.3611 0.3345 11.2292 10.7292 0.3611 0.3345 11.3351 10.8351 September 28, 0.2889 0.2676 11.3054 10.9054 0.2889 0.2676 11.3459 10.9459 March 25, 0.3629 0.3365 11.3899 10.8899 - - - - September 26, 0.1806 0.1673 10.8953 10.6453 0.1806 0.1673 11.3606 11.1106 June 27, 0.1805 0.1672 10.6469 10.3969 0.1805 0.1672 11.0754 10.8254 March 28, 0.1805 0.1672 10.6613 10.4113 0.1805 0.1672 11.0536 10.8036 Face Value of units is ` 10 Half yearly dividend disclosed above are since the of the fund. Quarterly dividends disclosed above are for the last 3 Quarters. * For instruments with put/call option, the put/call date has been taken as the maturity date. 28-Mar- 12 07-Jan- 13 & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus. 11
Internal Rate Sensitivity Med Mid Credit Quality An Open-ended Debt Scheme To generate stable returns by investing in debt & money market instruments across the yield curve & credit spectrum. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns. 15 th July Devang Shah Work experience: 11 years. Growth 12.4351 12.7222 Weekly 10.1374 10.1860 Monthly 10.1479 10.1029 Crisil Short Term Bond Fund Index (as on ) AVERAGE MATURITY* 2.8 years MODIFIED DURATION* 2.2 years 1,203.85 Crore 1,248.91 Crore YIELD (YIELD TO MATURITY & ) 8.03% Total Debt 87.35 Corporate Bond 60.96 Power Finance Corporation Limited CRISIL AAA 8.37 Rural Electrification Corporation Limited CRISIL AAA 6.89 Reliance Jio Infocomm Limited CRISIL AAA 6.84 Nirchem Cement Limited CRISIL AA 3.72 Finance Company Limited ICRA AA 3.25 Birla Corporation Limited ICRA AA 3.21 Power Grid Corporation of India Limited CRISIL AAA 2.91 Nirma Ltd CRISIL AA 2.41 IndoStar Capital Finance Ltd CARE AA- 2.04 Indiabulls Housing Finance Limited CARE AAA 2.01 Dewan Housing Finance Corporation Limited BWR AAA 2.00 Shriram Transport Finance Company Limited CRISIL AA+ 1.87 India Infoline Finance Ltd ICRA AA 1.81 Indiabulls Housing Finance Limited BWR AAA 1.76 Hansdeep Industries & Trading Co. Ltd. CARE AA(SO) 1.65 Ujjivan Financial Services Limited ICRA A+ 1.60 Adani Properties Pvt. Ltd. BWR AA-(SO) 1.21 Adani Transmission Limited IND AA+ 1.21 Tata Motors Limited CARE AA+ 1.02 Small Industries Dev Bank of India CARE AAA 0.82 ECL Finance Ltd ICRA AA 0.81 Emami Limited CRISIL AA+ 0.81 ICICI Bank Limited ICRA AAA 0.80 Tata Power Company Limited ICRA AA 0.73 NABARD CRISIL AAA 0.50 LIC Housing Finance Limited CRISIL AAA 0.41 Tata Sons Ltd CRISIL AAA 0.24 IDFC Bank Limited ICRA AAA 0.08 Zero Coupon Bond 13.91 (as on 30 th September ) AXIS FIXED INCOME OPPORTUNITIES FUND Amri Hospitals Ltd BWR A+(SO) 2.81 SVL Ltd. ICRA AA(SO) 2.12 Dewan Housing Finance Corporation Limited CARE AAA 2.04 Magma Fincorp Limited CARE AA- 1.35 JM Financial Products Ltd ICRA AA 1.30 Sprit Textile Pvt. Ltd.^^ BWR A+(SO) 1.17 Edelweiss Commodities Services Ltd CARE AA 1.02 Dev Infracity Pvt Ltd** IND AA-(SO) 0.83 Finance Company Limited ICRA AA 0.57 India Infoline Finance Ltd ICRA AA 0.47 Asirvad Microfinance Pvt Ltd ICRA A+(SO) 0.11 Arohan Financial Services Pvt Ltd* ICRA A+(SO) 0.08 Sonata Finance Pvt Ltd ICRA A+(SO) 0.05 Government Bond Sovereign 9.69 State Government Bond Sovereign 2.80 Total Money Market Instruments^ 10.42 8.49 Adani Ports and Special Economic Zone Limited ICRA A1+ 2.74 Piramal Finance Priviate limited ICRA A1+ 2.34 Shapoorji Pallonji and Company Private Ltd ICRA A1+ 1.90 IFMR Capital Finance Pvt Ltd ICRA A1+ 1.51 Banks 1.93 HDFC Bank Limited CARE A1+ 1.93 Net Current 2.23 Net 100% ^Certificate of Deposit/Commercial Paper * Backed by credit enhancement of Reliance Capital Ltd. and IFMR Capital Pvt. Ltd. ** Secured by shares of Emami Ltd ^^ Secured by shares of Zee Entertainment Enterprises Ltd. & Dish TV India Ltd Sep 30, Sep 30, COMPOSITION BY ASSET (%) COMPOSITION BY RATING (%) Corporate Bond Zero Coupon Bond Total Money Market Instruments^ ICRA A1+/ CARE A1+/ CRISIL AAA/ CARE AAA/ BWR AAA/ ICRA AAA & Government Bond State Government Bond Equivalent ICRA AA/ CRISIL AA/ CARE AA/ ICRA AA(SO)/ CARE AA(SO) ^ Includes Net Current SOV BWR A+(SO)/ ICRA A+(SO)/ ICRA A+ IND AA-(SO)/ CARE AA-/ BWR AA-(SO) CRISIL AA+/ CARE AA+/ IND AA+ 100/1 (` Per unit) (` Per unit) 1000/1 Option Record Date unit (Cum unit (Ex unit (Cum unit (Ex ) ) ) ) Monthly Oct 25, 0.0564 0.0522 10.2275 10.1493 0.0788-10.2123 10.1032 Sep 26, 0.0532 0.0493 10.2243 10.1506 0.0623-10.2108 10.1246 Entry load - NA Aug 25, 0.0537 0.0498 10.2045 10.1300 0.0558-10.1720 10.0946 Exit load - For 30% of investment: Nil For remaining investment: 1.5% if redeemed/ Face Value of units is ` 10 switched out within 1 year, 1% if redeemed/switched s disclosed above are since the of the fund. out after 1 year and upto 2 years, 0.5% if redeemed/ * For instruments with put/call option, the put/call date has been taken as the maturity date. switched out after 2 years and upto 3 years from the date of allotment (w.e.f. 14th December ) Axis Fixed Income Opportunities Fund - Growth - 10.70% 9.08% 10.01% 12,351 CRISIL Short-Term Bond Fund Index (Benchmark) - 9.90% 9.31% 9.60% 12,250 CRISIL 1 Year T-Bill (Additional Benchmark) - 8.86% 7.36% 8.09% 11,880 Axis Fixed Income Opportunities Fund - Direct Plan - Growth - 11.73% 10.34% 11.09% 12,623 CRISIL Short-Term Bond Fund Index (Benchmark) - 9.90% 9.31% 9.60% 12,250 CRISIL 1 Year T-Bill (Additional Benchmark) - 8.86% 7.36% 8.09% 11,880 15-July- 14 15-July- 14 Calculations are based on Growth Option NAV. returns are calculated on ` 10 invested at. returns for Axis Fixed Income Opportunities Fund - Growth Option & - Growth Option are calculated from 15 th July. Devang Shah manages 46 schemes. Please refer to annexure on Page 19 & 20 for performance of all schemes managed by the fund manager. 12.65% 13.91% 9.69% 2.80% 60.96% 12.48% 23.07% 48.31% & The yield to maturity given above is based on the portfolio of funds as on date given above. This should not be taken as an indication of the returns that maybe generated by the fund and the securities bought by the fund may or may not be held till their respective maturities. The calculation is based on the invested corpus of the debt portfolio. 5.81% 5.42% 4.90% 12