1/6 Vontobel Trading Venues The enclosed list shows the most important trading venues that are taken into consideration in order to achieve the best possible execution for the client. The list is not complete. The "Bank" can use other, not listed, trading venues in those instances where either an advantage for the "Client" is clearly indicated, or no disadvantage is perceived. The "Bank" can also delete a trading venue from the list at any time. Where an advantage for the "Client" can be expected, or no disadvantage is anticipated, the "Bank" can act as principal in a transaction. In order to achieve the best possible execution, where an internal transaction takes place, all available on-, and off-exchange quotes are consolidated. On those trading venues where the "Bank" is a member, orders are usually executed by the "Bank", acting as agent. Depending on the prevailing market situation and/or the "Client's" instructions, orders can be placed through the broker network. In non-member markets, the "Bank" does not have the possibility to transact orders itself and in those instances the broker network will always be used.
2/6 Financial Instrument Trading Venue Access Europe Aquis Exchange EU Aquis Auction on Demand EU BATS Europe EU BATS Europe Dark EU BATS Periodic Auction EU Blockmatch Dark EU Blockmatch MTF RFQ EU Borsa Italiana EU Börse Berlin EU Börse Düsseldorf EU Börse Hamburg EU Börse Hannover EU Börse München EU Börse Stuttgart EU BX Berne Exchange EU CBOE Europe - LIS Service EU Chi-X Europe EU Chi-X Europe Dark EU Euronext Amsterdam Stock Exchange EU Euronext Brussels Stock Exchange EU Euronext Lisbon Stock Exchange EU Euronext Paris Stock Exchange EU Euronext Block EU ITG Posit EU ITG Posit Dark EU ITG Posit Auction EU Irish Stock Exchange EU Istanbul Stock Exchange EU London Stock Exchange EU Luxembourg EU Madrid Stock Exchange EU Nasdaq OMX Nordics Copenhagen EU Nasdaq OMX Nordics Copenhagen Dark EU Nasdaq OMX Nordics Copenhagen AoD EU Nasdaq OMX Nordics Helsinki EU Nasdaq OMX Nordics Helsinki Dark EU Nasdaq OMX Nordics Helsinki AoD EU Nasdaq OMX Nordics Stockholm EU Nasdaq OMX Nordics Stockholm Dark EU Nasdaq OMX Nordics Stockholm AoD EU
3/6 Financial Instrument Trading Venue Access Oslo Stock Exchange EU SIX Swiss Exchange (XSWX) EU SIX Swiss Exchange Virt-X (XVTX) EU SIX Swiss Exchange (Liquidnet/SLS) EU SIX Swiss Exchange at Midpoint EU Turquoise EU Turquoise Dark EU Turquoise Lit Auctions EU Turquoise Plato Block Discovery EU UBS MTF EU Vontobel Investment Banking EU Wiener Börse EU Xetra EU Xetra Frankfurt EU Central & Eastern Europe Abu Dhabi Exchange Eastern EU Amman Stock Exchange Eastern EU Bratislava Stock Exchange Eastern EU Bucharest Stock Exchange Eastern EU Budapest Stock Exchange Eastern EU Bulgarian Stock Exchange Eastern EU Moscow Exchange Eastern EU OMX Riga Exchange Eastern EU OMX Tallinn Exchange Eastern EU OMX Vilnius Exchange Eastern EU Prague Stock Exchange Eastern EU Russian Trading System Stock Exchange Eastern EU Tel Aviv Stock Exchange Eastern EU Ukranian Stock Exchange Eastern EU Warsaw Stock Exchange Eastern EU Zagreb Stock Exchange Eastern EU
4/6 Financial Instrument Trading Venue Access North & Latin America Bolsa de Valores de Lima US Mexican Stock Exchange US NASDAQ US New York Stock Exchange US Sao Paolo Stock Exchange US Toronto Stock Exchange US TSX Venture Exchange US Asia & Africa Australian Securities Exchange Asien Bursa Malaysia Asien Hong Kong Stock Exchange Asien Jakarta Stock Exchange Asien Johannesburg Stock Exchange Asien Korea Stock Exchange Asien New Zealand Stock Exchange Asien Osaka Securities Exchange Asien Philippine Stock Exchange Asien Stock Exchange of Singapore Asien Stock Exchange of Thailand Asien Tokyo Stock Exchange Asien
5/6 Financial Instrument Trading Venue Access Bonds Interdealer Broker Market NASDAQ SIX Swiss Exchange Vontobel Investment Banking Xetra Frankfurt Warrants SIX Structured Products Vontobel Investment Banking Zertifikate Börse Frankfurt equates to equity markets if listed other market makers / issuers Futures & Options American Stock Exchange Australian Securities Exchange Boston Option Exchange Brazilian Mercantile & Futures Exchange CBOE Futures Exchange Chicago Board of Trade Chicago Board Options Exchange Chicago Mercantile Exchange EDX London ENDEX EUREX Euronext Amsterdam Euronext.liffe European Climate Exchange European Energy Exchange Hong Kong Exchanges & Clearing Ltd ICE Futures Intercontinental Exchange International Securities Exchange Italian Derivatives Market Kansas City Board of Trade Korea Exchange London Metal Exchange MEFF Minneapolis Grain Exchange Moscow Interbank Currency Exchange Nasdaq Liffe Markets New York Board of Trade
6/6 Financial Instrument Trading Venue Access New York Mercantile Exchange Nordpool NYBOT Coffee, Sugar and Cocoa Exchange NYSE ARCA OMX Nordic Exchange OneChicago Osaka Securities Philadelphia Board of Trade Singapore Exchange Derivatives Trading Sydney Futures Exchange Thailand Futures Exchange Tokyo Financial Exchange Winnipeg Commodities Exchange OTC Products Vontobel Investment Banking other market makers / issuers