Stable Value Investment Association s 2013 Fall Forum and Annual Membership Meeting Fairmont Hotel Washington, D.C.
SVIA Event Planning Committee Nick Gage Galliard Capital Management Jeff Graham MassMutual Financial Group Aruna Hobbs New York Life Investment Management LLC Warren Howe Metropolitan Life Insurance Company James King Prudential Financial Stephen LeLaurin Invesco Advisers Gina Mitchell Stable Value Investment Association Marijn Smit Transamerica Stable Value Solutions David Starr Dwight Asset Management Company
Sponsors Gold Dwight Asset Management Company Galliard Capital Management, Inc. Invesco Advisers, Inc. MassMutual Financial Group Metropolitan Life Insurance Company New York Life Investment Management, LLC Prudential Financial Transamerica Stable Value Solutions, Inc. Silver ING Jackson National Life Protective Life Insurance Company Standish Mellon State Street Bank & Trust Bronze Columbia Management Investment Advisers, LLC CUNA Mutual Group DB Advisors ICMA Retirement Corp. John Hancock Financial Services JPMorgan Asset Management Morley Financial Services Mutual of Omaha Pacific Life Insurance Company PIMCO RGA Reinsurance T. Rowe Price Associates, Inc.
SVIA Officers Sharon Cowher Halliburton Aruna Hobbs New York Life Co-chairs, Membership and Budget Committee Co-treasurers James King Prudential Financial Chairman, SVIA Board of Directors Steve Kolocotronis Fidelity Investments Chair, Government Relations Committee Steve LeLaurin INVESCO Advisers Inc. Chair, Data and Research Committee Gina Mitchell Stable Value Investment Association Chair, Events Planning Committee Marijn Smit Transamerica Stable Value Solutions Chair, Communications and Education Committee
SVIA Board of Directors Sharon Cowher, Halliburton Joe Fazzino, United Technologies Corporation Nick Gage, Galliard Capital Management Brett Gorman, PIMCO Susan Graef, The Vanguard Group Aruna Hobbs, New York Life Warren Howe, Metropolitan Life Insurance Company James King, Prudential Financial Steve Kolocotronis, Fidelity Investments Steve LeLaurin, INVESCO Advisers, Inc. Gina Mitchell, Stable Value Investment Association Marijn Smit, Transamerica Stable Value Solutions Tim Stumpff, Morley Financial Services Joseph Veeneman, IBM Retirement Funds
Candidates for SVIA Board of Directors Electronic Voting from October 16-24 Service Firm (three seats) Brian Haendiges, MassMutual Financial Group Aruna Hobbs, New York Life Investment Management LLC Steve Kolocotronis, Fidelity Investments Jessica Mohan, Bank of Tokyo-Mitsubishi UFJ Ltd. Tom Schuster, MetLife Plan Sponsor (one seat) Russell Smith, Aetna Inc. Individuals who serve on the board are asked to take an active leadership role in the Association for a threeyear term. The board meets quarterly each year. In addition to attending these quarterly meetings, board members are called upon to participate in conference calls and meetings as needed to advance the Association's agenda. Board members are also called upon to chair Association committees and lead Association initiatives. REQUIREMENTS FOR BOARD CANDIDATES A member in good standing in the Association Become the voting member for his/her firm if nominated and elected, if not already Commit to taking an active leadership role in Association activities For a service firm member, receive the greater of three nominations from SVIA voting members or 10 percent (rounded to the next higher value of the total number of voting members who make nominations)
Putting together the pieces of a financially secure retirement James J. King, Jr., CFA, Managing Director and Senior Client Portfolio Manager, Stable Value Markets Group, Prudential Financial, and Chairman, SVIA Board of Directors October 15, 2013
Keynote Speakers Stig Nybo, President, Pension Sales and Distribution, Transamerica Retirement Solutions; author with Liz Alexander, PhD. of Transform Tomorrow Michael Barone, Senior Political Analyst, The Washington Examiner and Syndicated Columnist, Creators Syndicate The Honorable Chris Dodd, Chairman and CEO of the Motion Picture Association of America, former Chairman, U.S. Senate Committee on Banking Michael Davis, Senior Vice President and Head of Stable Value Business at Prudential Financial Mark Shields, Syndicated Columnist Jay Bryson, Ph.D., Managing Director, Wells Fargo Securities David Blanchett, CFA, CFP, Head of Retirement Research, Morningstar Investment Management
Industry Discussions The Big Picture: Trends in Defined Contribution Plans, which focuses on individual trends in 401(k), 457, and 403(b) plans Evaluating Fiduciary Risks: A Look at ERISA Regulatory Enforcement and Litigation Trends Financial Reform and Defined Contribution Plans, which talks about STIFs, MMFs, and stable value Stable Value Roundtable on current issues Preparing for Market Changes: A Look at How Defined Contribution Investment Options Perform