Annexure - I Annexure - I Holding of specified securities ( Statement Showing Shareholding Pattern ) 1. 2. 3. 4. Name of Listed Entity : M M FORGINGS LTD Scrip Code / Name of Scrip / Class of Security 522241 / MMFL / EQUITY Share Holding Pattern Filed under: Reg. 31(1)(a) / Reg. 31(1)(b) / Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending 31-Mar-2019 b. If under 31(1)(c) then indicate date of allotment/extinguishment 31-Mar-2019 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars 1 Whether the Listed Entity has issued any partly paid up shares? 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? 5 Whether any shares by promoters are pledge or otherwise encumbered? Yes* No* 5. The tabular format for disclosure of holding of specified securities is as follows:- Page 1
Table I Table I - Summary Statement holding of specified securities Cate Category of Nos. of No. of No. of No. of shares nos. Shareholding as Number of Rights No. of Shareholding, Number of Number of Number of equity gory Shareholder Shareholders fully paid up Partly paid-up underlying shares a % no. (II) (III) equity shares equity shares Depository (VII) = of shares Receipts +(V)+ (calculated as (V) per SCRR, 1957) As a Class Class a % of (A+B+C) % of (A+B+C2) eg: X eg: Y (b) (b) (XI)= (VII)+ PROMOTER & PROMOTER A. GROUP 10 13599890 0 0 13599890 56.34 13599890 0 13599890 56.34 0 56.34 0 0 0 0 13599890 B. PUBLIC 9215 10540910 0 0 10540910 43.66 10540910 0 10540910 43.66 0 43.66 0 0 0 0 10098838 N PROMOTER- C. N PUBLIC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SHARES C1. UNDERLYING DRS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SHARES HELD BY EMPLOYEE C2. TRUSTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9225 24140800 0 0 24140800 100 24140800 0 24140800 100 0 100 0 0 0 0 23698728 Page 2
Table II Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name PAN Nos. of No. of Partly paid-up No. of shares nos. Shareholding % Number of Rights No. of Shareholding, Number of Number of Number of equity of the Shareholders (II) Shareholder fully paid up equity shares underlying shares calculated as (III) equity shares Depository (VII = per SCRR, 1957 Class Class a % of (b) (b) (XI) = (VII)+ as a % of A+B+C2 1. INDIAN Individuals/Hindu undivided a. Family 6 1561490 0 0 1561490 6.47 1561490 0 1561490 6.47 0 6.47 0 0 0 0 1561490 S LAKSHMAN AAAPL1959R 743998 743998 3.08 743998 0 743998 3.08 3.08 0 0 0 743998 LAKSHMI RAMACHANDRAN AACPR6513K 567980 567980 2.35 567980 0 567980 2.35 2.35 0 0 0 567980 R SUBRAMONIAN AAEPI7259P 155200 155200 0.64 155200 0 155200 0.64 0.64 0 0 0 155200 AJAY SHANKAR RAMACHANDRAN AAVPS7502G 54000 54000 0.22 54000 0 54000 0.22 0.22 0 0 0 54000 SUMITA VIDYASHANKAR AABPV5190K 32800 32800 0.14 32800 0 32800 0.14 0.14 0 0 0 32800 VIJAY SUNDAR RAMACHANDRAN AADPV8667R 7512 7512 0.03 7512 0 7512 0.03 0.03 0 0 0 7512 Central Government/ b. State Government(s) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Financial Institutions/ c. Banks 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 d. ANY OTHER Bodies Corporate 2 6733200 0 0 6733200 27.89 6733200 0 6733200 27.89 0 27.89 0 0 0 0 6733200 SYNMAX CONSULTANTS & TRADING PVT LTD AAACG1084F 5796000 5796000 24.01 5796000 0 5796000 24.01 24.01 0 0 0 5796000 SIVASUNDAR PRIVATE LTD AAGCS0712G 937200 937200 3.88 937200 0 937200 3.88 3.88 0 0 0 937200 Directors and their Relatives 2 5305200 0 0 5305200 21.98 5305200 0 5305200 21.98 0 21.98 0 0 0 0 5305200 VIDYASHANKAR KRISHNAN AAHPS5321B 2720240 2720240 11.27 2720240 0 2720240 11.27 11.27 0 0 0 2720240 K VENKATRAMANAN AABPV2806J 2584960 2584960 10.71 2584960 0 2584960 10.71 10.71 0 0 0 2584960 Sub- (A)(1) 10 13599890 0 0 13599890 56.34 13599890 0 13599890 56.34 0 56.34 0 0 0 0 13599890 2. FOREIGN Individuals (Non- Resident Individuals/ a. Foreign Individuals) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 b. Government 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 c. Institutions 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 d. Foreign Portfolio Investor 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 f. ANY OTHER Sub- (A)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 10 13599890 0 0 13599890 56.34 13599890 0 13599890 56.34 0 56.34 0 0 0 0 13599890 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting which are frozen etc. Page 3
Table III Table III - Statement showing shareholding pattern of the Public shareholder Category & Name PAN Nos. of No. of Partly paid-up No. of shares nos. Shareholding % Number of Rights No. of Shareholding, Number of Number of Number of equity of the Shareholders (II) Shareholder fully paid up equity shares underlying shares calculated as (III) equity shares Depository (VII = per SCRR, 1957 securities IX) (Not applic Class Class a % of able) (b) (XI) (Not appli cable) (b) 1. INSTITUTIONS a. Mutual Funds/ 9 5139774 0 0 5139774 21.29 5139774 0 5139774 21.29 0 21.29 0 0 NA 5134974 L&T MUTUAL FUND TRUSTEE LIMITED - L&T EMERGING OPPORTUNITIES FUND - SERIES I AAATC4460E 1545665 0 1545665 6.4 1545665 0 1545665 6.4 6.4 0 0 0 1545665 HDFC TRUSTEE COMPANY LTD - A/C HDFC HYBRID EQUITY FUND AAATH1809A 607000 0 607000 2.51 607000 0 607000 2.51 2.51 0 0 0 607000 SUNDARAM MUTUAL FUND A/C SUNDARAM EMERGING SMALL CAP - SERIES VI AAATS2554B 1239855 0 1239855 5.14 1239855 0 1239855 5.14 5.14 0 0 0 1239855 FRANKLIN TEMPLETON MUTUAL FUND A/C FRANKLIN BUILD INDIA FUND (FBIF) AAATT4931H 1390000 0 1390000 5.76 1390000 0 1390000 5.76 5.76 0 0 0 1390000 b. Venture Capital Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 c. Alternate Investment Funds 2 65078 0 0 65078 0.27 65078 0 65078 0.27 0 0.27 0 0 NA 65078 Foreign Venture d. Capital Investors 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Foreign Portfolio e. Investor (Corporate) 14 289961 0 0 289961 1.2 289961 0 289961 1.2 0 1.2 0 0 NA 289961 Financial Institutions/ f. Banks 2 3551 0 0 3551 0.01 3551 0 3551 0.01 0 0.01 0 0 NA 3551 g. Insurance Companies 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Provident Funds/ h. Pension Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 i. ANY OTHER FOREIGN INSTITUTIONAL INVESTORS 1 200 0 0 200 0 200 0 200 0 0 0 0 0 NA 0 i. Market Maker 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Sub- (B)(1) 28 5498564 0 0 5498564 22.78 5498564 0 5498564 22.78 0 22.78 0 0 5493564 Central Government/ State Government(s)/ 2 a. President of India 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Sub- (B)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3. N-INSTITUTIONS a. INDIVIDUALS - I. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 8492 2433311 0 0 2433311 10.08 2433311 0 2433311 10.08 0 10.08 0 0 NA 2193875 II. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. 22 1799956 0 0 1799956 7.46 1799956 0 1799956 7.46 0 7.46 0 0 NA 1629556 SANDHYA G PARIKH AAEPP1311M 282144 0 282144 1.17 282144 0 282144 1.17 1.17 0 0 0 282144 NBFCs registered b. with RBI 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 c. Employee Trusts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Overseas Depositories (holding DRs) d. (balancing figure) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 e. ANY OTHER BODIES CORPORATE 173 447587 0 0 447587 1.85 447587 0 447587 1.85 0 1.85 0 0 NA 441887 Clearing Members 16 2619 0 0 2619 0.01 2619 0 2619 0.01 0 0.01 0 0 NA 2619 HINDU UNDIVIDED FAMILIES 219 156701 0 0 156701 0.65 156701 0 156701 0.65 0 0.65 0 0 NA 152965 IEPF 1 2418 0 0 2418 0.01 2418 0 2418 0.01 0 0.01 0 0 NA 2418 NRI Non- Repat 87 47401 0 0 47401 0.2 47401 0 47401 0.2 0 0.2 0 0 NA 47401 NRI Repat 175 78706 0 0 78706 0.33 78706 0 78706 0.33 0 0.33 0 0 NA 60906 TRUSTS 2 73647 0 0 73647 0.31 73647 0 73647 0.31 0 0.31 0 0 NA 73647 Foreign Portfolio e. Investor (Individual) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Sub- (B)(3) 9187 5042346 0 0 5042346 20.89 5042346 0 5042346 20.89 0 20.89 0 0 4605274 Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 9215 10540910 0 0 10540910 43.66 10540910 0 10540910 43.66 0 43.66 0 0 10098838 Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting which are frozen etc. Page 4
Table IV Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Category & Name PAN Nos. of No. of Partly paid-up No. of shares nos. Shareholding % Number of Rights No. of Shareholding, Number of Number of Number of equity of the Shareholders (II) Shareholder fully paid up equity shares underlying shares calculated as (III) equity shares Depository (VII = per SCRR, 1957 (Not applicable) Class Class a % of (Not applic able) (b) (Not appli (XI) cable) (b) 1. Custodian/DR Holder 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Employee Benefit Trust (under SEBI (Share based Employee Benefit) 2. Regulations, 2014) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0 Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Page 5