1. Name of Listed Entity: ASIAN TEA & EXPORTS LIMITED 2. Scrip Code/Name of Scrip/Class of Security : of Rs.1/ each. 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) : Reg. 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ended : 313216 b. If under 31(1)(c) then indicate date of allotment/extinguishment : Not Applicable 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars Yes* No* 1 2 3 4 5 Whether the Listed Entity has issued any partly paid up shares? Whether the Listed Entity has issued any Convertible Securities or Warrants? Whether the Listed Entity has any shares against which depository receipts are issued? Whether the Listed Entity has any shares in lockedin? Whether any shares held by promoters are pledge or otherwise encumbered? * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, Lockedinshares, no. of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified securities.
Table I Summary Statement holding of specified securities Category (I) Category of shareholder (II) Nos. of shareh olders (III) No. of fully paid up equity share s held (IV) Partly paidup equity shares held (V) Nos. of shares underlying Depository Receipts (VI) Total nos. shares held VII = IV+V+VI Shareholding as a % total no. of shares (calculate d as per SCRR, 1957) (VIII) As a % of (A+B+C2) As a % of (A+B+C2) VIII Voting Rights held in each class of securities (IX) No of Voting Rights Class: X* Class Y Total Total as a % of (A+B+ C) No. of Shares Underlying Outstanding convertible securities (including Warrants) (X) Total shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)=(VII)+(X ) as a % of (A+B+C2) (XI) Locked in shares ** (XII) No. (a) As a % of total Shar es held (b) Shares pledged or otherwise encumbered (XIII) No. (a) As a % of total Share s held (b) equity shares held in dematerializ ed form (XIV) (A) Promoter & 17 651918 651918 65.19 651918 651918 65.19. 651918 Promoter Group (B) Public 12145 348892 348892 34.81 348892 348892 34.81 254381 (C) Non Promoter. Non Public (C1) Shares underlying. DRs (C2) Shares held by Employee Trusts. Total 12162 1 1 1. 1 1 1.. 959489 *Voting rights for the ordinary shares have been declared in class X
(II) Statement showing Shareholding Pattern of the Promoter and Promoter Group Category Category & name PAN Number No.of fully paid Partly paidup equity Nos. of shares Total nos. shares Shareholding Voting rights held in each class of No. of Shares Underlying Total shareholding, as a % Locked Shares of the Shareholders (II) of up equity shares held underlying held VII= % calcuated securities Outstanding convertible assuming full conversion in shares (XII)** Pledged or otherwise (I) Shareholders shares held (V) Depository IV+V+VI as per SCRR, (IX) securities of convertible securities encumbered (III) (IV) Receipts (VI) 1,957 (including Warrants) (as a percentage of diluted (XIII) as a % of Voting rights Total as a % (X) share capital) No.(a) As a % of No.(a) As a % (A+B+C2) VIII of Total Voting (XI)=(VII)+(X) as a Total Total Class X* Class Y Total rights % of (A+B+C2) shares shares held (b) held Equity shares held in dematerialize d form (XIV) (A) Promoter and Promoter Group (1) Indian (a) Individuals/ Hindu Undivided Family 11 28946 2,89,46 28.9 28946 28946 28.9. 2,89,46 1 RAMA GARG ADSPG187G 1 175 175 1.75 175 175 1.75. 175 2 RAJESH GARG ADSPG181D 1 32 32 3.2 32 32 3.2. 32 3 NISHA GARG ADSPG1813A 1 31 31 3. 31 31 3.. 31 4 HARI RAM GARG ADXPG7936K 1 8429 8429 8.4 8429 8429 8.4. 8429 5 SUNIL GARG AECPG2888J 1 634998 634998 6.35 634998 634998 6.35. 634998 6 SITA GARG AECPG2893P 1 521972 521972 5.22 521972 521972 5.22. 521972 7 CHHATAR SINGH SURA AKVPS6726Q 1 4524 4524.5 4524 4524.5. 4524 8 HARIRAM SUNIL KUMAR (HUFAAEHH3819J 1 4161 4161.4 4161 4161.4. 4161 9 SUNIL GARG & SONS (HUF). AAEHS5739L 1 1414 1414.14 1414 1414.14. 1414 1 HARIRAM RAJESH KUMAR (HUAABHH658G 1 22652 22652.23 22652 22652.23. 22652 11 HARI RAM GARG & OTHERS (HAACHH6658D 1 7335 7335.7 7335 7335.7. 7335 (b) Central Government/ State Government(s)... (c) Financial Institutions/ Banks.... (d) Any other 6 379972 379972 37.1 379972 (Bodies Corporate) 379972 37.1. 379972 1 ASIAN HOUSING AND INFRASTRUCAACCA186F 1 28898 28898 2.89 28898 28898 2.89. 28898 2 ASIAN CAPITAL MARKETS LTD AACCA4879N 1 1626659 1626659 16.27 1626659 1626659 16.27. 1626659 3 CARAVAN VINIMAY PRIVATE LTD AACCC7116Q 1 283452 283452 2.83 283452 283452 2.83. 283452 4 GREENEX CHEMICALS PRIVATE LTDAAACG8396G 1 65848 65848 6.58 65848 65848 6.58. 65848 5 KANCHAN WOOD PRODUCTS PVT LAABCK329P 1 59341 59341 5.93 59341 59341 5.93. 59341 6 MAHARAJA BARTER PVT LTD AADCM318L 1 259 259 2.59 259 259 2.59. 259 17 651918 6,519,18 65.19 651918. 651918 65.19.. 6,519,18
(2) Foreign (a) Individuals( Non Resident individuals/.. Foreign Individuals).. (b) Government.... (c) Institutions.... (d) Foreign Protfolio Investor (e) Any other (specify) SubTotal (A) (2)................ Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 17 651918 6,519,18 65 6,519,18 6,519,18 65... 6,519,18 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 211. (III) Statement showing Shareholding Pattern of the Public shareholder Category Category & name PAN Number No.of fully paid Partly paidup equity Nos. of shares Total nos. shares Shareholding Voting rights held in each class of No. of Shares Underlying Total shareholding, as a % Locked Shares of the Shareholders (II) of up equity shares held underlying held VII= % calcuated securities Outstanding convertible assuming full conversion in shares (XII) Pledged or otherwise Equity shares (I) Shareholders shares held (V) Depository IV+V+VI as per SCRR, (IX) securities of convertible securities encumbered held in (III) (IV) Receipts (VI) 1,957 (including Warrants) (as a percentage of diluted (XIII) dematerialize as a % of Total as a % (X) share capital) No.(a) As a No.(a) As a d form (XIV) Voting rights (A+B+C2) VIII of Total Voting (XI)=(VII)+(X) as a % of % of Class X* Class Y Total rights % of (A+B+C2) Total shares Total shares held (b) held. Public Shareholding (1) Institutions (a) Mutual Funds/ 2 145.15 145 145.15 UTI 145 HDFC TRUSTEE COMPANY LTD... IDFC STERLING EQUITY FUND.. (b) Venture Capital Funds. (c) Alternate Investment Funds. (d) Foreign Venture Capital Investors. (e) Foreign Portfolio Investors. (f) Financial Institutions/.. Banks (g) Insurance Companies. (h) Provident Funds/ Pension Funds. (i) Any Other. Foreign Institutional Investors SubTotal (B) (1) 2 145 145..15 145. 145.15 (2) Central Government/ State Government(s)/ President of India. SubTotal (B) (2)........
(3) NonInstitutions (a) Individuals i. Individual shareholders holding nominal share capital upto Rs.2 lakh 11989 2436154 2436154 24.36 2436154 2436154 24.36.. 1525943 ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakh 7 229648 229648 2.3 229648 229648 2.3.. 229648 CHIRAG SINGA ASJPS639Q 1 1 1 1. 1 1 1... 1 (b) NBFCs registered with RBI. (c) Employee Trusts. (d) Overseas Depositories (holding DRs) (balancing figure).. (e) Any Other:(Body_Corp) 136 692552 692552 6.93 692552 692552 6.93.. 676752 PATHIK AGENCIES LTD AABCP4882D 1 154716 154716 1.55 154716 154716 1.55.. 154716 i.nri 11 18128 18128 3.23 18128 18128 3.23.. 18128 ii.for.comp.... SubTotal (B)(3) 12143 3466482 3466482 34.66 3466482 3466482 34.66.. 2,54,471 Total Public Shareholding B = (B)(1)+(B)(2)+(B)(3) GRAND TOTAL 12145 12162 348982 1 3,48,982 1,, 34.81 1. 3,48,982 1,, 3,48,982 1,, 34.81 1..... 2,54,471 9,59,489 (A) + (B) + (C) *Voting rights for the ordinary shares have been declared in class X Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): NIL Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. No. of shareholders No. of Shares Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of following persons:institutions/non Institutions holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian. ** The existing shareholding of the allotee has been locked in, wheresas the present allotment of 32675297equity shares will aslo be locked in after getting the Listing and Trading Approval from the exchange(s)
Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Category & Name of PAN Nos. of No. of fully Partly paidup Nos. of Total nos. the Shareholders (II) shareholde paid up equity equity shares shares held (I) r shares held shares held underlying VII = (III) (IV) (V) Depositor IV+V+VI y Receipts (VI) Sharehol ding as a % total no. of shares (calculate d as per SCRR, 1957) (VIII) As a % of (A+B+C2 ) As a % of (A+B+C2 ) VIII Voting Rights held in each class No of Voting Rights Total as a % Class X Class Y Tot al of Total Voting rights No. of Shares Underlyin g Outstandi ng convertibl e securities (including Warrants ) (X) Total shareholdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI) Locked Shares No. (a) As a No. As a % of total (Not % of Shar es applicabl total held (b) e) share s (a) held (Not applic able) (b) equity shares held in dematerializ ed form (XIV) (1) Custodian/DR NIL NIL NIL NIL N.A N.A NIL NIL NIL (a) (i) (ii) (2) (a) Name of DR Holder abc,.,.. efg. Employee Benefit Name (abc Total Non Promoter NIL NIL NIL Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available