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Case 19-10226 Doc 1 Filed 02/04/19 Page 11 of 17 Fill in this information to identify your case: United States Bankruptcy Court for the: DISTRICT OF DELAWARE Case number (if known) Chapter 11 Check if this an amended filing Official Form 204 Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Claims and Are Not Insiders 12/15 A list of creditors holding the 20 largest unsecured claims must be filed in a Chapter 11 or Chapter 9 case. Include claims which the debtor disputes. Do not include claims by any person or entity who is an insider, as defined in 11 U.S.C. 101(31). Also, do not include claims by secured creditors, unless the unsecured claim resulting from inadequate collateral value places the creditor among the holders of the 20 largest unsecured claims. Name of creditor and complete mailing address, including zip code 1 Annex MK Holdings III LLC c/o First Reserve Upstead Advisors, L.L.C. 600 Travis Street, Suite 6000 Houston, TX 77002 Name, telephone number, and email address of creditor contact Attn: Juan Diego Vargas, Director Phone: (823) 667-7388 Fax: (832) 667-9538 Email: jvargas@firstreserve.com Nature of the claim (for example, trade debts, bank loans, professional services, and government contracts) Indicate if claim is contingent, unliquidated, or disputed Amount of unsecured claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, if partially secured Deduction for value of collateral or setoff claim $181,325,503.00 2 Special Frontiers 10 G.P. c/o MEC Advisory Limited 26/F, 100 Queen s Road Central Hong Kong Attn: Rane Han, Head of Operation Phone: (852) 3952-3709 Fax: (852) 3460-5165 Email: Investment_OG@ccgrf.com $177,319,930.00 3 FR Mountaineer Keystone Holdings LLC c/o First Reserve Corporation One Lafayette Place Greenwich, CT 06830 Attn: Juan Diego Vargas, Director Phone: (823) 667-7388 Fax: (832) 667-9538 Email: jvargas@firstreserve.com $141,855,944.00 4 The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202 Attn: Investment Operations Phone: (414) 665-1679 Fax: (414) 665-7124 Email: payments@northwestemmutual.com $73,827,153.00 Official Form 204 Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Claims page 1
Case 19-10226 Doc 1 Filed 02/04/19 Page 12 of 17 Debtor Arsenal Energy Holdings LLC Case number (if known) Name Name of creditor and complete mailing address, including zip code 5 PEC Marcus On-Holdings, LLC 200 West Street, 38th Floor New York, New York 10282 Name, telephone number, and email address of creditor contact Attn: Kevin Spark, Vice President Phone: (212) 357-0791 Fax: (212) 493-1892 Email: peg-reporting@gs.com Nature of the claim (for example, trade debts, bank loans, professional services, and government contracts) Indicate if claim is contingent, unliquidated, or disputed Amount of unsecured claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, if partially secured Deduction for value of collateral or setoff claim $53,782,718.00 6 Mercuria Eastern US Holdings, LLC 20 E. Greenway Plaza, Suite 650 Houston, TX 77046 Attn: Brian Falik and Legal Phone: 203-413-3370 Fax: 203-422-6633 Email: brianfalik@mercuria.com $53,195,979.00 7 Red Alpine LLC 635 Knight Way Stanford, CA 94305 Attn: Thomas Lurquin Phone: (650) 721-2200 Fax: (650) 721-2402 Email: tlurquin@stanford.edu; nr-mb@smc.stanford.edu $44,329,983.00 8 PEC Marcus Off-Holdings, LLC 200 West Street, 38th Floor New York, New York 10282 Attn: Kevin Spark, Vice President Phone: (212) 357-0791 Fax: (212) 493-1892 Email: peg-reporting@gs.com $40,581,354.00 9 Shanghai Oil Loong Investment Management Co., Ltd. Room 306, Zhongchen Building Lize Zhong Er Road, Chaoyang Beijing, China 100102 Attn: Li Bo, Timothy Luo, and Liu Xiao Phone: (86) 10-64392289 Fax: (86) 10-64398939 Email: bo.li@geojade.co, timothy.luo.us@gmail.com, lx@sinoscience.net $35,463,986.00 10 MK Note Co-Invest Holdings LLC c/o First Reserve Upstead Advisors, L.L.C. 600 Travis Street, Suite 6000 Houston, TX 77002 Attn: Juan Diego Vargas, Director Phone: (823) 667-7388 Fax: (832) 667-9538 Email: jvargas@firstreserve.com $33,712,352.00 Official Form 204 Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Claims page 2 01:24070172.4
Case 19-10226 Doc 1 Filed 02/04/19 Page 13 of 17 Debtor Arsenal Energy Holdings LLC Case number (if known) Name Name of creditor and complete mailing address, including zip code 11 Arthur Taubman Trust DTD 7-13- 1964 FBO Nicholas F. Taubman c/o First Premier Bank, Trustee 6010 S. Minnesota Avenue Suite 208 Sioux Falls, SD 57101 with a copy to: Moss & Rocovich, P.C. 4415 Electric Road Roanoke, VA 24018 Name, telephone number, and email address of creditor contact Attn: Ann Marie Feiock Phone: 605-371-2848 Fax: 605-357-3182 Email: afeiock@firstpremier.com Attn: Dennis A. Barbour, Esq. Phone: 540-774-8800 ext. 4219 Fax: 540-774-8808 Email: dbarbour@mossandrocovich.com Nature of the claim (for example, trade debts, bank loans, professional services, and government contracts) Indicate if claim is contingent, unliquidated, or disputed Amount of unsecured claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, if partially secured Deduction for value of collateral or setoff claim $8,865,997.00 12 The Northwestern Mutual Life Insurance Company for Its Group Annuity Separate Account 720 East Wisconsin Avenue Milwaukee, WI 53202 Attn: Investment Operations Phone: (414) 665-1679 Fax: (414) 665-7124 Email: payments@northwestemmutual.com $8,865,997.00 13 Mozart Properties Five Blue Hills, LLC 2965 Colonnade Drive, Suite 300 Roanoke, VA 24018 Attn: Gil Coblentz Phone: 540-777-4506 Fax: 540-777-4504 Email: gcoblentz@mozartinvestments.com $8,865,997.00 with a copy to: Moss & Rocovich, P.C. 4415 Electric Road Roanoke, VA 24018 Attn: Dennis A. Barbour, Esq. Phone: 540-774-8800 ext. 4219 Fax: 540-774-8808 Email: dbarbour@mossandrocovich.com 14 Northwestern Mutual Capital Strategic Equity Fund III, LP 720 East Wisconsin Avenue Milwaukee, WI 53202 with a copy to: State Street Fund Services (U.S.) LLC 250 West 57th Street, Suite 1205 New York, NY 10107 Attn: Andrew T. Berlinski, Finance Director Phone: (414) 665-1679 Fax: (414) 665-7124 Email: andyberlinski@northwesternmutual.com Attn: Laura Goffinet Phone: (212) 710-8742 Fax:: (212) 796-8875 Email: nmc@ais.statestreet.com $5,966,816.00 Official Form 204 Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Claims page 3 01:24070172.4
Case 19-10226 Doc 1 Filed 02/04/19 Page 14 of 17 Debtor Arsenal Energy Holdings LLC Case number (if known) Name Name of creditor and complete mailing address, including zip code 15 PEC Marcus Off-Holdings II, LLC 200 West Street, 38th Floor New York, New York 10282 Name, telephone number, and email address of creditor contact Attn: Kevin Spark, Vice President Phone: (212) 357-0791 Fax: (212) 493-1892 Email: peg-reporting@gs.com Nature of the claim (for example, trade debts, bank loans, professional services, and government contracts) Indicate if claim is contingent, unliquidated, or disputed Amount of unsecured claim If the claim is fully unsecured, fill in only unsecured claim amount. If claim is partially secured, fill in total claim amount and deduction for value of collateral or setoff to calculate unsecured claim. Total claim, if partially secured Deduction for value of collateral or setoff claim $3,161,889.00 16 Donnelley Financial, LLC 35 West Wacker Drive Chicago, IL 60601 Attn: John Waldron Phone: (212) 207-9730 Fax: (212) 207-9974 Email: john.p.waldron@dfinsolutions.com Professional Services $180.12 Official Form 204 Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Claims page 4 01:24070172.4
Case 19-10226 Doc 1 Filed 02/04/19 Page 15 of 17 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE -----------------------------------------------------------x : In re: : : ARSENAL ENERGY HOLDINGS LLC, : : Debtor. 1 : -----------------------------------------------------------x Chapter 11 Case No. 19- CONSOLIDATED CORPORATE OWNERSHIP STATEMENT AND LIST OF EQUITY INTEREST HOLDERS PURSUANT TO FED. R. BANKR. P. 1007(a)(1), 1007(a)(3), AND 7007.1 Pursuant to rules 1007(a)(1), 1007(a)(3), and 7007.1 of the Federal Rules of Bankruptcy Procedure, the above-captioned debtor and debtor in possession (the Debtor ) hereby states that the following chart lists (i) all corporations, other than governmental units, that directly or indirectly own 10% or more of any class of interests in the Debtor and (ii) all equity security holders of the Debtor: Entity Name & Address Arsenal Resources Holdings LLC 6031 Wallace Road Ext. Suite 3000 Wexford, PA 15090 Attn: Craig Lavender, General Counsel FR Mountaineer Keystone Holdings LLC c/o First Reserve Corporation One Lafayette Place Greenwich, CT 06830 Attn: Michael France Approximate Percentage of Ownership of Common Units 79.70% 0.4% 1 The last four digits of the Debtor s taxpayer identification number are 6279. The Debtor s address is 6031 Wallace Road Ext., Suite 300, Wexford, PA 15090. 01:23997924.3 1
Case 19-10226 Doc 1 Filed 02/04/19 Page 16 of 17 Entity Name & Address Mercuria Investments US, Inc. 20 E. Greenway Plaza Suite 650 Houston, TX 77046 Attn: Brian Falik and Legal Special Frontiers 10 GP c/o MEC Advisory Limited 26/F, 100 Queen s Road Central Hong Kong Attn: Rane Han, Head of Operation Approximate Percentage of Ownership of Common Units 5.97% 13.93% 01:23997924.3 2
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