Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Second Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
Signature: electronic Date: Jul 17, 2018 Name (must be officer of regulated entity): AARON MINER Address: 388 Greenwich Street, New York, NY 10013 Phone: 716-730-6184 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
G-37 Municipal Offerings by From 04/01/18 To: 06/30/18 Total: 95 Page 1 of 3 Issuer Name Role Port Authority Of Guam Negotiated Underwriting AK Municipality Of Anchorage, Ak Negotiated Underwriting AL Jefferson County, Alabama Negotiated Underwriting AZ City Of Mesa Negotiated Underwriting AZ Phoenix Industrial Development Authority Negotiated Underwriting AZ Phoenix Union High School District No 210 Negotiated Underwriting CA Airport Commission Of The City & County Of San Francisco Remarketing Agent CA Airport Commission Of The City & County Of San Francisco Negotiated Underwriting CA California Municipal Finance Authority Negotiated Underwriting CA California Municipal Finance Authority Remarketing Agent CA Corona-Norco Unified School District Negotiated Underwriting CA Folsom Cordova Unified School District Negotiated Underwriting CA Golden Tobacco Securitization Corporation Negotiated Underwriting CA Los Angeles Wastewater System Negotiated Underwriting CA Public Facilities Financing Auth Of The City Of San Diego Negotiated Underwriting CA Regents Of University Of California Negotiated Underwriting CA Sacramento Municipal Utility District Negotiated Underwriting CA Sacramento Suburban Water District Negotiated Underwriting CA San Diego County Regional Transportation Commission Negotiated Underwriting CA Santa Barbara Unified School District Negotiated Underwriting CA Southern California Public Power Authority Negotiated Underwriting CA Of California Remarketing Agent CA Of California Negotiated Underwriting CA Sweetwater Union High School District Negotiated Underwriting CA Valley County Water District Financing Authority Negotiated Underwriting CO Colorado Housing Finance Authority Negotiated Underwriting CT Connecticut Housing Finance Authority Negotiated Underwriting CT University Of Connecticut Negotiated Underwriting DC Metropolitan Washington Airports Authority Negotiated Underwriting FL City Of Tampa-Fl Negotiated Underwriting FL County Of Hillsborough Negotiated Underwriting FL County Of Sarasota-Fl Negotiated Underwriting GA Cherokee County School System (Georgia) Negotiated Underwriting GA Franklin County School District Agency Offering GA Georgia Housing & Finance Authority Negotiated Underwriting
G-37 Municipal Offerings by From 04/01/18 To: 06/30/18 Total: 95 Page 2 of 3 Issuer Name Role IL Illinois Housing Development Authority Negotiated Underwriting KS Unified Government Of Wyandotte County & Kansas City Negotiated Underwriting KY Kentucky Property & Buildings Commission Negotiated Underwriting MA Commonwealth Of Massachusetts Negotiated Underwriting MA Massachusetts Department Of Transportation Negotiated Underwriting MA Massachusetts Development Finance Agency Negotiated Underwriting MA Massachusetts Housing Finance Agency Negotiated Underwriting MA Massachusetts Water Resources Authority Negotiated Underwriting ME Maine Housing Authority Negotiated Underwriting MI City Of Grand Rapids-Mi Negotiated Underwriting MI Michigan Housing Development Authority Negotiated Underwriting MI Northern Michigan University Negotiated Underwriting MN Western Minnesota Municipal Power Agency Negotiated Underwriting MO Health & Educational Facilities Auth Of The St Of Missouri Negotiated Underwriting NC North Carolina Housing Finance Agency Negotiated Underwriting NJ Tobacco Settlement Financing Corporation, Nj Negotiated Underwriting NV Clark County Negotiated Underwriting NV Clark County Department Of Aviation Negotiated Underwriting NY Dormitory Authority Of The Of New York Negotiated Underwriting NY New York City Housing Development Corporation Negotiated Underwriting NY New York City Municipal Water Finance Authority Negotiated Underwriting NY New York Housing Finance Agency Negotiated Underwriting NY New York Transportation Development Corporation Negotiated Underwriting NY Niagara Falls Bridge Commission Negotiated Underwriting NY The City Of New York Negotiated Underwriting NY The Port Authority Of New York & New Jersey Negotiated Underwriting OK Oklahoma University Negotiated Underwriting OR Of Oregon Negotiated Underwriting OR Tri-County Metropolitan Transportation District Of Oregon Negotiated Underwriting PA Allentown Neighborhood Improvement Zone Develop Auth Negotiated Underwriting PA Pennsylvania Housing Finance Agency Negotiated Underwriting PA School District Of The City Of Allentown Negotiated Underwriting PA Springfield School District Negotiated Underwriting SC South Carolina Ports Authority Negotiated Underwriting SD South Dakota Housing Development Authority Negotiated Underwriting
G-37 Municipal Offerings by From 04/01/18 To: 06/30/18 Total: 95 Page 3 of 3 Issuer Name Role TN Tennessee Housing Development Agency Negotiated Underwriting TX Austin Community College District Negotiated Underwriting TX Austin Community College District Public Facility Corp Negotiated Underwriting TX Bexar County Hospital District Negotiated Underwriting TX Brownsville Independent School District Negotiated Underwriting TX Burleson Independent School District Negotiated Underwriting TX City Of Garland-Tx Negotiated Underwriting TX Fort Worth Independent School District Negotiated Underwriting TX Garland Independent School District Negotiated Underwriting TX Grand Parkway Transportation Corp Negotiated Underwriting TX Houston Independent School District Negotiated Underwriting TX Hurst-Euless-Bedford Independent School District Negotiated Underwriting TX Katy Independent School District Negotiated Underwriting TX Lamar Consolidated Independent School District Negotiated Underwriting TX Lower Colorado River Authority Negotiated Underwriting TX Montgomery County Toll Road Authority Negotiated Underwriting TX Northside Independent School District Negotiated Underwriting TX San Antonio Independent School District Negotiated Underwriting TX Texas Water Development Board Negotiated Underwriting UT Board Of Regents Of The Of Utah Negotiated Underwriting VA Economic Development Authority Of Albemarle County Remarketing Agent VA Economic Development Authority Of The City Of Norfolk, Virginia Negotiated Underwriting WA Energy Northwest (Formerly Washington Public Power Supply System) Negotiated Underwriting WA Washington Housing Finance Commission Negotiated Underwriting WI Wisconsin Health & Educational Facilities Authority Negotiated Underwriting WV Of West Virginia Negotiated Underwriting