Claim #136 Date Filed: 8/24/2017 Fill in this information to identify the case: AEI Winddown, Inc. (f/k/a Aquion Energy, Inc.) Debtor United States Bankruptcy Court for the: District of Delaware (State) Case number 17-10500 Official Form 410 Proof of Claim 04/16 Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense. Make such a request according to 11 U.S.C. 503. Filers must leave out or redact information that is entitled to privacy on this form or on any attached documents. Attach redacted copies or any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. Do not send original documents; they may be destroyed after scanning. If the documents are not available, explain in an attachment. A person who files a fraudulent claim could be fined up to 500,000, imprisoned for up to 5 years, or both. 18 U.S.C. 152, 157, and 3571. Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy (Form 309) that you received. Part 1: Identify the Claim 1. Who is the current creditor? ALKAB CONTRACT MANUFACTURING, INC Name of the current creditor (the person or entity to be paid for this claim) Other names the creditor used with the debtor 2. Has this claim been acquired from someone else? 3. Where should notices and payments to the creditor be sent? Where should notices to the creditor be sent? Federal Rule of Bankruptcy Procedure (FRBP) 2002(g) Yes. From whom? ALKAB CONTRACT MANUFACTURING, INC 843 INDUSTRIAL BOULEVARD Name NEW KENSINGTON, PA 15068 Number Number State Contact phone Contact email Name Street City Where should payments to the creditor be sent? (if different) ZIP Code 724.335.7050 wkabazie@alkab.com Street City State ZIP Code Contact phone Contact email Uniform claim identifier for electronic payments in chapter 13 (if you use one): 4. Does this claim amend one already filed? Yes. Claim number on court claims registry (if known) Filed on MM 5. Do you know if anyone else has filed a proof of claim for this claim? Official Form 410 / DD / YYYY Yes. Who made the earlier filing? Proof of Claim 1 g% 1(1"T %T«1710500170817020452000405 page 1
Part 2: Give Information About the Claim as of the Date the Case Was Filed 6. Do you have any number you use to identify the debtor? Yes. Last 4 digits of the debtor s account or any number you use to identify the debtor: -NSD 7. How much is the claim? 16,468.00. Does this amount include interest or other charges? Yes. Attach statement itemizing interest, fees, expenses, or other charges required by Bankruptcy Rule 3001(c)(2)(A). 8. What is the basis of the claim? Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card. Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c). Limit disclosing information that is entitled to privacy, such as health care information. Goods sold 9. Is all or part of the claim secured? Yes. The claim is secured by a lien on property. Nature or property: Real estate: If the claim is secured by the debtor s principle residence, file a Mortgage Proof of Claim Attachment (Official Form 410-A) with this Proof of Claim. Motor vehicle Other. Describe: Basis for perfection: Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has been filed or recorded.) Value of property: Amount of the claim that is secured: Amount of the claim that is unsecured: (The sum of the secured and unsecured amount should match the amount in line 7.) Amount necessary to cure any default as of the date of the petition: Annual Interest Rate (when case was filed) % Fixed Variable 10. Is this claim based on a lease? Yes. Amount necessary to cure any default as of the date of the petition. 11. Is this claim subject to a right of setoff? Yes. Identify the property: Official Form 410 Proof of Claim page 2
12. Is all or part of the claim entitled to priority under 11 U.S.C. 507(a)? Yes. Check all that apply: Amount entitled to priority A claim may be partly priority and partly nonpriority. For example, in some categories, the law limits the amount entitled to priority. Domestic support obligations (including alimony and child support) under 11 U.S.C. 507(a)(1)(A) or (a)(1)(b). Up to 2,850* of deposits toward purchase, lease, or rental of property or services for personal, family, or household use. 11 U.S.C. 507(a)(7). Wages, salaries, or commissions (up to 12,850*) earned within 180 days before the bankruptcy petition is filed or the debtor s business ends, whichever is earlier. 11 U.S.C. 507(a)(4). Taxes or penalties owed to governmental units. 11 U.S.C. 507(a)(8). Contributions to an employee benefit plan. 11 U.S.C. 507(a)(5). Other. Specify subsection of 11 U.S.C. 507(a)( ) that applies. 13. Is all or part of the claim pursuant to 11 U.S.C. 503(b)(9)? * Amounts are subject to adjustment on 4/01/19 and every 3 years after that for cases begun on or after the date of adjustment. Yes. Indicate the amount of your claim arising from the value of any goods received by the debtor within 20 days before the date of commencement of the above case, in which the goods have been sold to the Debtor in the ordinary course of such Debtor s business. Attach documentation supporting such claim. 16,468.00 Part 3: Sign Below The person completing this proof of claim must sign and date it. FRBP 9011(b). If you file this claim electronically, FRBP 5005(a)(2) authorizes courts to establish local rules specifying what a signature is. A person who files a fraudulent claim could be fined up to 500,000, imprisoned for up to 5 years, or both. 18 U.S.C. 152, 157, and 3571. Check the appropriate box: I am the creditor. I am the creditor s attorney or authorized agent. I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. I understand that an authorized signature on this Proof of Claim serves as an acknowledgement that when calculating the amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. I have examined the information in this Proof of Claim and have reasonable belief that the information is true and correct. I declare under penalty of perjury that the foregoing is true and correct. Executed on date 08/24/2017 MM / DD / YYYY /s/william Kabazie Signature Print the name of the person who is completing and signing this claim: Name William Kabazie First name Middle name Last name Title Company Secretary/Treasurer ALKAB Contract Manufacturing, Inc. Identify the corporate servicer as the company if the authorized agent is a servicer. Address Number Street City State ZIP Code Contact phone Email Official Form 410 Proof of Claim page 3
Debtor: 17-10500 - AEI Winddown, Inc. (f/k/a Aquion Energy, Inc.) District: District of Delaware Creditor: ALKAB CONTRACT MANUFACTURING, INC 843 INDUSTRIAL BOULEVARD NEW KENSINGTON, PA, 15068 Phone: 724.335.7050 Phone 2: Fax: Email: wkabazie@alkab.com Other Names Used with Debtor: Basis of Claim: Goods sold Total Amount of Claim: 16,468.00 Has Priority Claim: Has Secured Claim: Amount of 503(b)(9): Yes: 16,468.00 Based on Lease: Subject to Right of Setoff: Submitted By: William Kabazie on 24-Aug-2017 5:11:37 p.m. Pacific Time Title: Secretary/Treasurer Company: ALKAB Contract Manufacturing, Inc. Has Supporting Documentation: Yes, supporting documentation successfully uploaded Related Document Statement: Has Related Claim: Related Claim Filed By: Filing Party: Creditor Amends Claim: Acquired Claim: Last 4 Digits: Uniform Claim Identifier: Yes - -NSD Includes Interest or Charges: Priority Under: Nature of Secured Amount: Value of Property: Annual Interest Rate: Arrearage Amount: Basis for Perfection: Amount Unsecured:
PACKING SLIP ALKAB Contract Manufacturing, Inc. 843 Industrial Boulevard New Kensington, PA 15068 PACKING SLIP NO: 90-6760-61 Phone 724 335 7050 FAX 724 335 7055 DATE: 3/17/17 SOLD TO: Westinghouse Electric Company, LLC Waltz Mill P.O. Box 158 Madison, PA 15663 SHIP TO: Westinghouse Electric Company, LLC Waltz Mill Site 680 Waltz Mill Road Madison, PA 15663 ATTN: James Kon (412) 610-4048 OUR ORDER NO. 90-6760-61 YOUR ORDER NO. 4500715404 SALESPERSON SHIP VIA PPD OR COLL TERMS WLK Our Truck Net 45 Days BACK AMT SHPD THIS ITEM ORDERED UNIT ORDERED TO DATE SHIPMENT 1 3 EA 0 0 3 DESCRIPTION Stainless Steel Stud Racks per reference detail, photograghs and verbal instructions including stenciling of the 2000 lbs. weight capacity Provide Certified Load Testing, Suppy Weights, rigging and labor to proof load test and certify Stud Rack at 200% of rated 2000 lbs. capacity 2 1 EA 0 0 1 SK-90-SE-3527 RCP Casing Cover; add machining of the permeter of the bottom due to weld distortion
ALKAB Contract Manufacturing, Inc. 843 Industrial Boulevard New Kensington, PA 15068 INVOICE NO. 13986-87 Phone 724 335 7050 FAX 724 335 7055 INVOICE DATE: 3/17/17 INVOICE SOLD TO: WECVendors@westinghouse.com Supplier # 1014189 SHIP TO: Westinghouse Electric Company, LLC Waltz Mill Site 680 Waltz Mill Road Madison, PA 15663 ATTN: James Kon (412) 610-4048 OUR ORDER NO. YOUR ORDER NO. SALESPERSON SHIP VIA PPD OR COLL TERMS 90-6760-61 4500715404 WLK Our Truck Net 45 Days BACK AMT SHPD THIS UNIT ITEM ORDERED UNIT ORDERED TO DATE SHIPMENT DESCRIPTION PRICE AMOUNT 1 3 EA 0 0 3 Stainless Steel Stud Racks per reference 4,511.00 13,533.00 detail, photograghs and verbal instructions including stenciling of the 2000 lbs. weight capacity Provide Certified Load Testing, Suppy Weights, rigging and labor to proof load test and certify Stud Rack at 200% of rated 2000 lbs. capacity 2 1 EA 0 0 1 SK-90-SE-3527 RCP Casing Cover; 2,935.00 2,935.00 add machining of the permeter of the bottom due to weld distortion TOTAL DUE 16,468.00 We hereby certify that these goods were produced in compliance with all applicable requirements of Sections 6, 7, and 12 of the Fair Labor Act, as amended, and of regulations and orders of the United States Department of Labor, issued under Section 14 thereof.
Correspondence Address: WESTINGHOUSE ELECTRIC CO. LLC WALTZ MILL - MAIN PLANT PO BOX 158 MADISON, PA 15663 Unless noted, invoice: WESTINGHOUSE ELECTRIC CO. PO BOX 3700 PITTSBURGH, PA 15230 Purchase order PO number/po date 4500715404 Feb 27 2017 Page 1 of 3 ALKAB CONTRACT MFG INC 843 INDUSTRIAL BLVD New Kensington PA 15068-6481 Please deliver to: Westinghouse Electric Company Waltz Mill Site 680 WALTZ MILL ROAD MADISON PA 15663 Buyer contact/telephone Jennifer Kujawski Ph 724-722-5689 Fax 724-722-5424 Salesperson: William Kabazie Our supp#: 1014189 Ph 724-335-7050 Fax 724-335-7055 Delivery Date: Mar 31 2017 Deliv. Terms: FCA New Kensington, PA Payment Terms: Net 45 Days E-mail: kujaw1ja@westinghouse.com Currency: USD SHIPPING INSTRUCTIONS: For package shipments 0-150 lbs.: SHIP UPS GROUND. ACCOUNT # 186483. The Westinghouse Charge Number is 3308016M10. Place the Westinghouse Charge Number, 3308016M10 in UPS Reference Field 1 exactly as it is written and with no additional information in that field. If prompted by UPS to provide a billing zip code, use zip code 15663. DO NOT declare any value, or request any additional insurance. Westinghouse has its own cargo insurance policy. DO NOT use UPS Express if the package will be placed on a pallet. All palletized shipments must be shipped via Con-way LTL Freight. For shipments 151-10,000 lbs.: SHIP CON-WAY LTL FREIGHT. ACCOUNT # WSTHSXPB009. The Westinghouse Charge Number is 3308016M10. Place the Westinghouse WESTINGHOUSE PROPRIETARY CLASS 2
Purchase order ALKAB CONTRACT MFG INC 843 INDUSTRIAL BLVD New Kensington PA 15068-6481 PO number/po date Page 4500715404 Feb 27 2017 2 of 3 Charge Number on the Bill of Lading. Indicate the billing is 3rd party collect to Westinghouse c/o EDI feed to Syncada. DO NOT declare any value, or request any additional insurance. Westinghouse has its own cargo insurance policy. We require your acknowledgment for the following items: Item Material Rv Description Order qty. Unit Price per unit Net value 1 Stud Racks w/ Load Testing 3 Each 4,511.00 13,533.00 Items included herein are not nuclear Safety-Related; however, supplier shall fully comply with the specific Quality assurance requirements as shown in this Purchase Order. Manufacture studs racks in accordance with drawings that were previously provided. Load testing is required for the stud racks. Supply weights, rigging, and labor to load test and certify the Stud Racks at 200% of rated 2000 lb capactiy. Provide a certificate of load test. Stencil the weight capacity of the stud rack in a visable location. 2 RCP Casing cover SK-90-SE-3527 1 Each 2,935.00 2,935.00 Items included herein are not nuclear Safety-Related; however, supplier shall fully comply with the specific Quality assurance requirements as shown in this Purchase Order. Manufacture RCP casing cover per SK-90-SE-3527. Total net value excl. tax USD 16,468.00 ======================================================================= WESTINGHOUSE PROPRIETARY CLASS 2
PO number/po date Page 4500715404 Feb 27 2017 3 of 3 The Terms and Conditions documented within CTR-PO-2013-011 shall apply to this Purchase Order unless otherwise specified within the Purchase Order. CTR-PO-2013-011 can be found on the Westinghouse Website: https://supply.westinghousenuclear.com/main/welcome.aspx Please contact the Buyer identified herein if you are unable to access this site and require a printed copy. The Westinghouse procurement document(s) and the referenced Terms and Conditions collectively constitute a binding agreement between Westinghouse Electric Company LLC and Seller. If this is a Change tice, then the previous Terms and Conditions agreed to for this Purchase Order including previous Change tices remain in effect unless otherwise specified in the body of the Change tice. WESTINGHOUSE PROPRIETARY CLASS 2 Signed by