Global X NASDAQ China Technology ETF ETF.com segment: Equity: China Technology Competing ETFs: CQQQ, KWEB Related ETF Channels: Technology, China, Broad-based, Vanilla, Asia-Pacific, Emerging Markets, Equity, Sectors Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. F N/A FUND DESCRIPTION The Global X Nasdaq China Technology ETF tracks a cap-weighted index of investable Chinese technology companies. The fund invests across the market-cap spectrum. SUMMARY DATA Issuer Mirae Asset Global Investments Brand Global X FACTSET ANALYTICS INSIGHT offers concentrated exposure to China's fast-growing technology sector, currently dominated mostly by Internet companies. 's composition differs significantly from our benchmark (which, excluding US-listed shares, has a massive weighting in Tencent Holdings). Instead, includes popular US-listed Internet names like Baidu, Sina, NetEase and Sohu.com. With less concentration in mega-cap Tencent, tilts smaller in cap size. To date, has only amassed about $20M in AUM, resulting in high closure risk as the niche sector hasn't quite caught on with ETF investors. Trading can also be costly spreads on the thinly traded ETF average an enormous 35 bps. Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) 12/08/09 Open-Ended Fund 0.65% $30.70M $256.87K 1.59% MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of December 5, 2018 the Global X NASDAQ China Technology ETF MSCI ESG Fund Quality Score is 3.44 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 2nd percentile within its peer group and in the 3th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings INDEX DATA $36.31B 24.53 2.45 2.80% 12/28/18 42 Index Tracked NASDAQ OMX China Technology Index Index Weighting Methodology Index Selection Methodology Market Cap Market Cap MSCI China IMI Information Tech
1 Year Daily Price ($) 35.00 30.00 25.00 `18 Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 100k PERFORMANCE [as of 12/04/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 0.42% -9.47% -22.30% -17.50% 3.76% 4.34% (NAV) 0.62% -8.61% -21.00% -16.57% 3.58% 4.62% NASDAQ OMX China Technology Index 0.72% -8.48% -20.76% -16.23% 5.61% MSCI China IMI Information Tech All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES China Hong Kong United States 49.07% 46.58% 4.35% TOP 10 SECTORS Software & IT Services 68.07% Healthcare Equipment & 3.82% Computers, Phones & Ho 10.11% Electronic Equipments & 1.26% Semiconductors & Semico 7.66% Office Equipment 0.50% Communications & Netwo 4.31% Hotels & Entertainment S 0.22% Telecommunications Serv 4.04% TOP 10 HOLDINGS This chart is unavailable
PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.65% -1.38% -0.21% -3.35% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 20.00% / 39.60% Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No No 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk High Portfolio Disclosure Daily
Daily Spread 3.2% FACTSET ANALYTICS BLOCK LIQUIDITY As of 12/06/18 2.4% 1.6% 0.8% 0% 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 3 out of 5. Premium/Discount 4.0% 2.0% TRADABILITY Avg. Daily Share 10,947 0.0% Average Daily $ $256.87K -2.0% Median Daily Share 7,749-4.0% 100k 75k 50k 25k Median Daily ($) Average Spread (%) Average Spread ($) $192.73K 1.59% $0.36 `18 Feb Apr Jun Aug Oct Dec Median Premium / Discount (12 Mo) 0.06% Max. Premium / Discount (12 Mo) 2.54% / -1.80% Impediment to Creations None Market Hours Overlap 48.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 0.15 Creation Unit Cost (%) 0.12% Underlying / Unit 0.36% Open Interest on ETF Options 340 Net Asset Value (Yesterday) $24.30 ETF.com Implied Liquidity 3
SECTOR/INDUSTRY BREAKDOWN PERFORMANCE STATISTICS Software & IT Services Computers, Phones & Household Electronics Semiconductors & Semiconductor Equipment 68.07% 92.77% 10.11% 1.50% 7.66% 0.73% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation MSCI ESG RATINGS 0.00% MSCI China IMI Information Tech Communications & Networking Telecommunications Services 4.31% 0.66% 4.04% 0.01% MSCI ESG Quality Score Peer Group Percentile Rank Global Percentile Rank 3.44 / 10 2.48 2.84 Healthcare Equipment & Supplies Electronic Equipments & Parts Office Equipment 3.82% 1.26% 1.86% 0.50% 0.17% SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) 0.29% 2.69% 45.37 Hotels & Entertainment Services 0.22% 0.01% BENCHMARK COMPARISON HOLDINGS Number of Holdings 42 COUNTRIES China 49.07% 53.21% Hong Kong 46.58% 45.86% United States 4.35% 0.93% Constituents Shared Holdings Shared Holdings Weight 89 27 27.28% BENCHMARK COMPARISON SUMMARY REGIONS Asia-Pacific 95.65% 99.07% North America 4.35% 0.93% Number of Holdings Weighted Average Market Cap 42 89 $36.31B $265.94B ECONOMIC DEVELOPMENT Price / Earnings Ratio 24.53 28.25 Developed Countries 50.93% 46.79% Emerging Countries 49.07% 53.21% Price / Book Ratio Dividend Yield 2.45 4.47 1.07% 0.35% Concentration High High
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