SPDR S&P Retail ETF ETF.com segment: Equity: U.S. Retail Competing ETFs: PMR, FTXD Related ETF Channels: Sectors, U.S., Smart-Beta ETFs, Equity, Equal-Weighted, Retail, North America, Consumer Discretionary, Consumer Cyclicals Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. A 20 FUND DESCRIPTION tracks a broad-based, equal-weighted index of stocks in the US retail industry. FACTSET ANALYTICS INSIGHT For giant, equal-weighting, rather than cap-weighting makes for radical differences in exposure and performance. The effect of equal weighting is keener for than for some other equal-weight funds because draws retail stocks from the broad S&P Total Market Index, not the large-cap-oriented S&P 500. Because it fishes in deeper water, the basket includes many more small-caps. The result: has an order of magnitude greater small- and micro-cap exposure versus our retail benchmark, and by industry it loads up on apparel and accessory retailers to make up for its tiny 1% position in Walmart. These traits drive down 's correlation to the sector, while increasing risk. Holdings aside, the fund has a large asset base and a long track record. also trades extremely well. It s often heavily shorted too a fact that poses no threats to shareholders. SUMMARY DATA Issuer Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) State Street Global Advisors SPDR 06/19/06 Open-Ended Fund 0.35% $313.54M $226.74M 0.02% MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of April 3, 2019 the SPDR S&P Retail ETF MSCI ESG Fund Quality Score is 4.41 out of 10. PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield $21.52B 91.29 2.31 1.38% The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 20th percentile within its peer group and in the 17th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. Next Ex-Dividend Date Number of Holdings INDEX DATA Index Tracked Index Weighting Methodology Index Selection Methodology 06/21/19 95 S&P Retail Select Industry Equal Committee Thomson Reuters US
1 Year Daily Price ($) 55.00 50.00 45.00 40.00 May Jun Jul Aug Sep Oct Nov Dec `19 Feb Mar Apr 20M PERFORMANCE [as of 04/04/19] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 1.08% 8.33% 11.66% 3.04% 1.53% 2.78% 15.37% (NAV) 1.12% 8.44% 11.66% 3.09% 1.54% 2.79% 15.35% S&P Retail Select Industry 1.14% 8.51% 11.74% 3.27% 1.62% 2.93% 15.35% Thomson Reuters US -- -- -- -- -- -- -- All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES United States 100.00% TOP 10 SECTORS Apparel & Accessories Re 25.74% Internet Services 5.31% Auto Vehicles, Parts & Se 13.68% Food Retail & Distribution 4.88% Other Specialty 13.59% Computer & Electronics R 3.56% Department Stores 11.49% Drug 2.92% Discount Stores 10.61% Footwear 1.19% TOP 10 HOLDINGS CarMax, Inc. 1.39% Ulta Beauty Inc Carvana Co. Class A 1.36% Tiffany & Co. BJ's Wholesale Club Holdi American Eagle Outfitters Urban Outfitters, Inc. Amazon.com, Inc. Advance Auto Parts, Inc. Macy's Inc Total Top 10 Weighting 12.99%
PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.35% -0.19% -0.01% -0.31% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 20.00% / 39.60% -- Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily
Daily Spread 0.029% FACTSET ANALYTICS BLOCK LIQUIDITY As of 04/05/19 0.026% 0.023% 0.020% 0.017% 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 5 out of 5. Premium/Discount 0.2% TRADABILITY Avg. Daily Share 5,058,894 0.0% Average Daily $ $226.74M -0.2% Median Daily Share 4,866,178-0.4% 20M 15M 10M 5M Median Daily ($) Average Spread (%) Average Spread ($) $217.44M 0.02% $0.01 May Jul Aug Oct Dec Feb Apr Median Premium / Discount (12 Mo) 0.00% Max. Premium / Discount (12 Mo) 0.16% / -0.19% Impediment to Creations None Market Hours Overlap 100.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 97.32 Creation Unit Cost (%) 0.01% Underlying / Unit 0.10% Open Interest on ETF Options 239,290 Net Asset Value (Yesterday) $45.65 ETF.com Implied Liquidity 5
SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Apparel & Accessories Auto Vehicles, Parts & Service Other Specialty Department Stores Discount Stores Internet Services Food Retail & Distribution Computer & Electronics 25.74% 5.18% 13.68% 6.52% 13.59% 2.79% 11.49% 46.84% 10.61% 16.51% 5.31% -- 4.88% -- 3.56% 1.46% CarMax, Inc. Carvana Co. Class A BJ's Wholesale Club Holdings, Inc. Urban Outfitters, Inc. Advance Auto Parts, Inc. Ulta Beauty Inc Tiffany & Co. American Eagle Outfitters, Inc. Amazon.com, Inc. Macy's Inc Total Top 10 Weighting 1.39% 1.36% 12.99% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation MSCI ESG RATINGS MSCI ESG Quality Score Peer Group Percentile Rank Global Percentile Rank SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) 0.62 0.66 0.58 0.57 0.93% Thomson Reuters US 4.41 / 10 20.24 16.62 1.15% 0.38% 26.22 Drug 2.92% -- BENCHMARK COMPARISON HOLDINGS Footwear 1.19% -- Number of Holdings 95 COUNTRIES Constituents 92 Shared Holdings 69 United States 100.00% 100.00% Shared Holdings Weight 23.52% REGIONS North America 100.00% 100.00% BENCHMARK COMPARISON SUMMARY Number of Holdings 95 92 ECONOMIC DEVELOPMENT Developed Countries 100.00% 100.00% Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Dividend Yield $21.52B $404.78B 91.29 30.75 2.31 9.59 1.65% 0.89% Concentration Low High
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