PAIA MANUAL PEREGRINE HOLDINGS LIMITED (AND THE PEREGRINE GROUP) LIST OF GROUP ENTITIES LAST UPDATED: 31 MARCH 2019 THIS LIST HAS BEEN PREPARED IN ACCORDANCE WITH SECTION 51 OF THE PROMOTION OF ACCESS TO INFORMATION ACT, 2000 www.peregrine.co.za Peregrine Holdings Limited Registration No: 1994/006026/06 Company secretary: Peregrine Management Services (Pty) Ltd Registration No: 1997/003532/07 Physical Address: 6A Sandown Valley Crescent, Sandown, 2196, South Africa P O Box 650361, Benmore, 2010, South Africa T +27 (0)11 722 7400 Directors: SA Melnick* (Chairman), RE Katz (Group CEO), C Coward (Group CFO), BC Beaver*, P Goetsch*, LN Harris*, S Sithole*, SI Stein*, B Tlhabanelo*. *(Non Executive)
PEREGRINE HOLDINGS LIMITED Registration number: 1994/006026/06 (the Company or Peregrine ) This manual applies to Peregrine Holdings Limited, and the following South African subsidiaries, their divisions, trusts and partnerships in which a Peregrine entity is the general partner and partnerships in which a Peregrine entity has at least a 50% partnership interest (hereafter collectively referred to as the Peregrine group ). Company /Trust / Partnership Name Limited Companies Registration Number Nature of business 1. Peregrine Financial Services Holdings Limited 1996/003288/06 Holding company 2. Peregrine Life Limited 2000/010635/06 Life company Private Companies 3. Bayhill Capital ( Pty) Ltd 2004/026048/07 Financial Services Provider 4. Catsbraam (Pty) Ltd 2007/029992/07 General partner of various partnerships 5. Citadel Fiduciary (Pty) Ltd 1917/001511/07 Fiduciary Services 6. Citadel Financial Protection (Pty)Ltd 1997/014428/07 Financial Services provider 7. Citadel Asset Management (Pty) Ltd 2006/000463/07 Asset Management 8. Citadel Holdings (Pty) Ltd 2000/027580/07 Holding company 9. Citadel Investment Services (Pty) Ltd 1996/006847/07 Financial services provider 10. Citadel Solutions Holdings (Pty) Ltd 1998/011196/07 Holding company 11. Electus Fund Managers (Pty)Ltd 2014/268056/07 Financial services provider 12. Impex Treasury Solutions (Pty) Ltd 2004/030477/07 Financial services provider 13. H4 Collective Investments (RF) (Pty) Ltd 2002/009140/07 Collective Investment Schemes manager 14. Java Capital Proprietary Limited 2012/089864/07 Advisory services PAIA MANUAL_Peregrine Holdings Entities ve. 31/03/2019 Page 2 of 6
Company /Trust / Partnership Name Registration Number Nature of business 15. Java Capital Tax Advisory Proprietary Limited 16. Peregrine Administration Services (Pty) Ltd 2015/063226/07 Tax and advisory 1999/010434/07 Financial services provider 17. Peregrine Capital Proprietary Limited 1998/004238/07 Financial services provider 18. Peregrine Capital Investments Proprietary Limited 19. Peregrine Capital Management 1 Proprietary Limited 20. Peregrine Capital Disclosed Partner Proprietary Limited 21. Peregrine Treasury Solutions (Pty) Ltd 22. Peregrine Management Services Proprietary Limited 2015/063028/07 Investment holding company 2015/063050/07 Asset Management 2012/015784/07 General partner of partnership 2004/021931/07 Financial services provider 1996/003532/07 Company secretary of the Company 23. Peregrine SA Holdings (Pty) Ltd 1997/006381/07 Investment and investment holding company 24. Peregrine Solutions Nominees (Pty) Ltd 1999/010435/07 Nominee company 25. Citadel Wealth (Pty) Ltd 1996/013143/07 Financial services provider 26. Zurich Fiduciary Group (Pty) Ltd 2012/168578/07 General partner of various partnerships Dormant Companies 27. Cambium Holdings (Pty) Ltd 2004/026151/07 Dormant 28. CAM Private Clients (Pty) Ltd 1998/023373/07 Dormant 29. CAM Drawbridge (Pty) Ltd 2004/018845/07 Dormant 30. CAM Fortress (Pty) Ltd 2004/019020/07 Dormant 31. CAM Sentinel (Pty) Ltd 2004/018900/07 Dormant 32. CAM Sentry (Pty) Ltd 2004/018914/07 Dormant 33. CAM Private Clients (Pty) Ltd 1998/023373/07 Dormant 34. Citadel Direct (Pty) Ltd 1998/020731/07 Dormant 35. Citadel Empcare (Pty) Ltd 2004/019700/07 Dormant 36. Citadel Guernsey Representatives Office (Pty) Ltd 1999/026413/07 Dormant PAIA MANUAL_Peregrine Holdings Entities ve. 31/03/2019 Page 3 of 6
Company /Trust / Partnership Name Registration Number Nature of business 37. Citadel Investment Strategy (Pty) Ltd 1998/023067/07 Dormant 38. Citadel Portfolio Management (Pty) Ltd 1998/021765/07 Dormant 39. Citadel Portfolio Planning (Pty) Ltd 1998/021764/07 Dormant 40. Citadel Private Clients (Pty) Ltd 1998/016676/07 Dormant 41. Citadel Specialised Client Services (Pty) Ltd 42. Consolidated Employee Benefits (Pty) Ltd 43. Consolidated Financial Wellness (Pty) Ltd 44. Consolidated Transaction Services (Pty) Ltd 1998/006117/07 Dormant 2005/042292/07 Dormant 2002/014672/07 Dormant 1997/014079/07 Dormant 45. Direct Wealth Advisors (Pty) Ltd 2001/023364/07 Dormant Trusts 46. Sui Generis Fund Trust IT3857/2006 Hedge Fund Dormant Trusts 47. PIM Investments 7 Trust IT465/06 Dormant 48. PIM Investments 8 Trust IT1224/06 Dormant 49. PIM Investments 16 Trust IT697/07 Dormant 50. PIM Investments 17 Trust IT412/10 Dormant 51. PIM Investments 18 Trust IT618/2010 Dormant 52. PIM Investments 20 Trust IT619/2010 Dormant 53. CAM Holdings Trust IT4153/2004 Dormant 54. Castellum Trust III IT1816/2004 Dormant 55. Drawbridge Investment Trust IT4152/2004 Dormant 56. Sentinel Investment Trust IT4161/2004 Dormant 57. Stella Trust No. I IT4151/2004 Dormant 58. Stella Trust No. II IT4143/2004 Dormant 59. Stella Trust No. III IT4142/2004 Dormant 60. Stella Trust No. IV IT4141/2004 Dormant 61. Stella Trust No. V IT4133/2004 Dormant PAIA MANUAL_Peregrine Holdings Entities ve. 31/03/2019 Page 4 of 6
Company /Trust / Partnership Name Registration Number Nature of business 62. Stella Trust No. VI IT4132/2004 Dormant 63. Stella Trust No. VII IT4131/2004 Dormant 64. Stella Trust No. VIII IT4130/2004 Dormant 65. Stella Trust No. IX IT4123/2004 Dormant 66. Stella Trust No. X IT4122/2004 Dormant 67. Stella Trust No. XI IT4121/2004 Dormant 68. Stella Trust No. XII IT4120/2004 Dormant 69. Stella Trust No. XIII IT4113/2004 Dormant 70. Stella Trust No. XIV IT4112/2004 Dormant 71. Stella Trust No. XV IT6069/2007 Dormant 72. Stella Trust No. XVI IT6070/2007 Dormant 73. Stella Trust No. XVII IT6068/2007 Dormant 74. Stella Trust No. XVIII IT6071/2007 Dormant 75. Stella Trust No. XIX IT6072/2007 Dormant 76. Stella Trust No. XX IT2190/2010 Dormant 77. Stella Trust No. XXI IT2189/2010 Dormant 78. Stella Trust No. XXII IT2188/2010 Dormant 79. Stella Trust No. XXIII IT2187/2010 Dormant 80. Stella Trust No. XXIV IT2186/2010 Dormant Partnerships 81. Acanthin Horizon Hedge Limited Partnership 82. Acanthin House Hedge Limited Partnership N/A N/A Hedge Fund Hedge Fund 83. Acanthin Select Limited Partnership N/A Hedge Fund 84. Paragon Hedge Fund En Commandite Partnership 85. Paragon PFP Mulit Strategy Prescient QI Hedge Fund N/A N/A Hedge Fund Hedge Fund 86. Asymmetry A Limited Partnership N/A Hedge Fund PAIA MANUAL_Peregrine Holdings Entities ve. 31/03/2019 Page 5 of 6
87. Company /Trust / Partnership Name Cratos Elipse High Opportunity Hedge Fund En Commandite Partnership 88. Condor Wealth Opportunities Hedge Fund En Commandite Partnership 89. Effectus Multi-Strategy Opportunities Fund En Commandite Partnership 90. NXN Kanaan En Commandite Partnership Registration Number N/A N/A N/A N/A Nature of business Hedge Fund Hedge Fund Hedge Fund Hedge Fund PAIA MANUAL_Peregrine Holdings Entities ve. 31/03/2019 Page 6 of 6