Individual/Joint Application Checklist

Individual/Joint Application Checklist This is an exciting time for Westpac Broking we are in the process of appointing our service provider, Australian Investment Exchange Ltd, to act as the new sponsoring broker for our clients. As this is a time of change we have made some modifications to our ordinary Westpac Broking application form in this modified application form you will be asked to agree to the provision of broking services by both Westpac Securities Limited and Australian Investment Exchange Ltd. This will allow us to provide you with continuity of service as we implement this change to the sponsoring broker. To ensure your application is processed as quickly as possible, follow the steps below. 1 Complete ALL required sections Please refer to the table below for the sections which apply to the account type you wish to open. Account type to be opened Sections you must complete Optional sections Individual A, D, E, F, C, G Joint A, B, D, E, F C, G Note: For a Joint Account, details must be provided for both persons. All correspondence will be sent to Applicant 1. 2 Ensure ALL required sections are signed and dated. 3 Proof of Identification All persons noted in sections A, B or C who are not existing Westpac or BT Margin Lending customers must provide original certified copies of your identification documents, which must be certified by an eligible person. Please refer to the following page for a list of acceptable documentation and a list of eligible persons. 4 Direct Debit Request Section F must be completed for you to trade with Westpac Broking. If the bank account you nominate as your settlement account is not a Westpac account, you must attach a copy of a recent bank statement from your nominated bank account, which must show the residential address provided on your application form. Note: For a joint account your nominated bank account must be under the same joint names provided on the application. 5 Transfer Holdings Section G must be completed if you wish to transfer existing Financial Product holdings to be broker sponsored by Westpac Broking or BT Securities Limited. 6 Mail ALL required documentation to: Westpac Broking Reply Paid 7777 Cloisters Square PERTH WA 650 (No postage stamp required) Page 1 of 6 P/C 196 (11/09) 171154

Acceptable Identification Documentation for Individuals Two forms of identity documents must be provided from the lists below (at least ONE must be from the Primary Identification Documents list) which verify the following details: Full name (surname and given name/s) Residential Address (not PO Box) Date of Birth Please note the following: If you do not have two forms from the primary list, you may choose one from the primary list and one from the secondary list. All documents must be current unless specified otherwise. If any document is written in a language other than English, it must be accompanied by an English translation prepared by an accredited translator. Please attach the original certified copy(ies) of the document(s) to your application. DO NOT send original documents, or copies of certified copies. Primary Identification Documents Passport Drivers License Birth Certificate Secondary Identification Documents Recent Utility bill/rates notice Medicare card/seniors card/healthcare card Benefits notice from Centrelink List of eligible persons who can certify your documents The certified photocopies of your identification documents must have an original certifier s signature and must include the following statement: I certify that this is a true copy of the original document. The certifier must include their full name, signature and qualification or occupation which makes them an eligible certifier. A person who is enrolled on the roll of the Supreme Court of a State An agent of the Australian Postal Corporation who is in charge of an or Territory, or the High Court of Australia, as a legal practitioner. office supplying postal services to the public. A Judge of a Court. A permanent employee of the Australian Postal Corporation with 5 A Magistrate or Chief Executive Officer of a Commonwealth court. or more years of continuous service who is employed in an office A Registrar or Deputy Registrar of a Court. supplying postal services to the public. A Justice of the Peace. An Australian consular officer or an Australian diplomatic officer A Notary Public (for the purposes of the Statutory Declaration (within the meaning of the Consular Fees Act 1955). Regulations 1993). An officer with, or authorised representative of, a holder of an A Police Officer Australian Financial Services licence, having 5 or more continuous years of service with one or more licensees. If you require further assistance completing your Application, call Westpac Broking on 13 13 31. (Mondays to Friday between 7am 7pm (AEST) Page 2 of 6 P/C 196 (11/09) 171154

Individual / Joint Application Form BROKING Westpac Securities Limited ABN 39 07 924 221, trading as Westpac Broking AFSL 233723 All fields highlighted with ( ) are mandatory How would you like your account set up? Individual Joint A. Applicant (1) Title (e.g. Mr, Ms) Given Name(s) Surname Residential Address (PO Box not accepted) Suburb State Postcode Country Postal Address (if different from residential address) Suburb State Postcode Country Home Phone Number Work Phone Number Mobile Phone Number Facsimile Number Date of Birth Occupation / / Email address (must be completed for internet trading access) Are you an existing Westpac Customer? Yes No If Yes, Please select and complete ONE of the following forms of identification. Note: The name of the account or identification must be in the same name as you have provided above. Westpac BSB and account number BSB Number Account Number Name of Account Holder Westpac Customer Number Westpac Broking Customer ID If No: To meet our obligations with the Anti Money Laundering/Counter-Terrorism Financing Act 2006, we must identify customers before we provide a service. Unless you have an account with Westpac, you will need to send us original certified copies of identification documents. Note: Please refer to step 3 of the application checklist for a list of identification requirements. Bank Use Only Application Reference Number B. Applicant (2) (if applicable) Title (e.g. Mr, Ms) Given Name(s) Surname Residential Address (PO Box not accepted) State Suburb Postcode Country Home phone number Work Phone Number Mobile Phone Number Facsimile number Date of Birth Occupation / / Email address (must be completed for internet trading access) Are you an existing Westpac Customer? Yes No If Yes, Please select and complete ONE of the following forms of identification. Note: The name of the account or identification must be in the same name as you have provided above. Westpac BSB and Account Number BSB number Account number Name of Account Holder Westpac Customer Number Westpac Broking Customer ID If No: To meet our obligations with the Anti Money Laundering/Counter-Terrorism Financing Act 2006, we must identify customers before we provide a service. Unless you have an account with Westpac, you will need to send us original certified copies of identification documents. Note: Please refer to step 3 of the application checklist for a list of identification requirements. For joint applications of three people, please attach a letter to the application with all mandatory details, including their signature clearly stating that the account should be opened jointly under all three names. Page 3 of 6 P/C 196 (11/09) 171154

C. Authorised Person Complete this section if you wish to nominate a representative to operate the account other than the account owner/s. I/We authorise the following person whose name, address and signature appears below to aquire, buy, deal with, dispose of or sell any Financial Products or warrants only from time to time on my/our behalf and authorise you to accept and act only upon any trading instructions only issued by the signatory under this authority. I/We will ratify whatever the signatory lawfully does under this authority. Title (e.g. Mr, Ms) Given Name(s) Surname Residential Address (PO Box not accepted) State Suburb Postcode Country Home Phone Number Work Phone Number Mobile Phone Number Facsimile Number Date of Birth Occupation / / Email address (must be completed for internet trading access) Is the authorised person an existing Westpac Customer? Yes No If Yes: Please select and complete ONE of the following forms of identification. Note: The name of the account or identification must be in the same name as you have provided above. Westpac BSB and account number BSB Number Account Number Name of Account Holder Westpac Customer Number Westpac Broking Customer ID If No: To meet our obligations with the Anti Money Laundering/Counter-Terrorism Financing Act 2006, we must identify customers and Trading Authority s before we provide a service. Unless the Trading Authority has an account with Westpac you will need to send us original certified copies of their identification documents with your application. Please refer to the Identification Requirements page for details. Note: Please refer to step 3 of the application checklist for a list of identification requirements. Signature of Authorised Person Date D. Payment Instructions State your preferred method of payment for when you BUY shares. Note: You can only select one payment option. Integrated Accounts Integrated Westpac Cash Facility, only applicable to eligible Westpac cash accounts (Section F MUST be completed) BT Margin Lending (complete details below) Margin lending account number Name of account as per lending agreement Standard Accounts Direct Debit from your nominated bank account (Section F MUST be completed) BPAY (Section F MUST be completed) Non-BT Margin Lending (complete details below) Margin lender name Margin lending account number Name of account as per lending agreement Note: You must sign sections E and F Page 4 of 6 P/C 196 (11/09) 171154

E. Signature and Acknowledgement All Account Holders MUST sign this declaration photocopied and faxed signatures are not accepted I/we the undersigned (being the applicant(s)): Declare that the information I/we provided to you in my/our application is complete and correct and acknowledge that it will form part of the contract for each product I/we are applying for; Acknowledge that: (a) the name of individual persons given in this application are true and correct and that the law prohibits the use of false names, as well as the giving or use of false documents in connection with an identification procedure; (b) I/we have been given the opportunity during the application process to indicate whether I/we do not wish to receive promotional material. Consent to the uses and disclosures of my/our personal information set out in the Privacy sections of the Terms and Conditions governing each product I/we am applying for. Declaration to Terms and Conditions 1. I/We hereby acknowledge that I/we have read and understood the Financial Services Guides provided to me/us by Westpac Securities Limited and Australian Investment Exchange Ltd ABN 71 076 515 930 ( The Participant ). I/We agree to Westpac Securities Limited and The Participant providing those Financial Services Guides to me/us electronically on the website www.westpac.com.au. I/We confirm that: (a) I/We have ready access to the internet, and consent to receiving the Participant s and Westpac Securities Limited s Financial Services Guides on the website www.westpac.com.au. or by email; and (b) I/We acknowledge I/we may contact you directly by telephone on 13 13 31, Monday to Friday, between 7am and 7pm (AEST) to obtain a copy of those Financial Services Guides. 2. I/We have received, read, understood and agree to the Westpac Securities Limited Terms and Conditions including the Terms of Trade, CHESS Sponsorship Agreement, Explanation of CHESS Sponsorship Agreement and Direct Debit Service Agreement. 3. I/We agree to be CHESS sponsored by Westpac Securities Limited. 4. I/We agree that my/our nominated representative(s) is/are bound by both The Participant s Terms and Conditions and the Westpac Securities Limited s Terms and Conditions. 5. Westpac Securities Limited is in the process of appointing its service provider, The Participant, to act as the new sponsoring broker for its clients. Once this appointment has been finalised, share trading through Westpac Securities Limited will be provided by The Participant. This is expected to occur on or around 25th January 2010. On and from that date, I/we agree: (a) To be bound by The Participant s Share Trading Conditions as described in the Terms and Conditions; and (b) To be bound by The Participant s Online Access Conditions as described in the Terms and Conditions; and (c) To be sponsored by the Participant under the terms of the Participant Sponsorship Agreement as described in The Participant s Terms and Conditions. 6. I/We instruct Westpac Securities Limited to transfer any Holder Identification Number (HIN) I/We may have along with ALL my CHESS Sponsored Holdings held with Westpac Securities Limited to The Participant on or as soon as practical after the date The Participant is appointed as sponsoring broker for the Westpac Securities Limited clients. 7. I/We agree for The Participant to send my/our Confirmations, Trading Account information and Statements to me/ us electronically.. I/We declare that I have the legal capacity to make these declarations and accept the conditions. I/We agree and enter into the agreements referred to in points 1, 2, 3, 4, 5, 6 and 7 above. Members of the Westpac Group would like to be able to contact you or send you information regarding other products and services. The Terms and Conditions explain what action to take if you do not wish to receive this information. Signature of Applicant (1) Date Signature of Applicant (2) Date Page 5 of 6 P/C 196 (11/09) 171154

F. Direct Debit Request You MUST complete this section to open an account The name on your Bank account must exactly match the name on your Broking account. 1. I/We authorise and request either Westpac Securities Limited (User ID no. 12340) or Australian Investment Exchange Ltd (User ID no. 12340) to arrange for funds to be debited from/credited to my/our account at the financial institution detailed below through the Bulk Electronic Clearing System (BECS). I/We acknowledge that as part of the process of Westpac Securities Limited appointing its service provider, Australian Investment Exchange Ltd, as the sponsoring broker for its clients the Westpac Securities Limited (User ID no. 12340) will be transferred to Australian Investment Exchange Ltd. 2. I/We agree for Australian Investment Exchange Ltd to remit funds to my/our bank account detailed below upon my/our request. Name and branch of Financial Institution where account is held Address of Financial Institution where account is held Suburb State Postcode Name of Account Holder BSB Number Account Number I/We understand and acknowledge that: my financial institution has absolute discretion to decide the order in which it will pay moneys under this request, or any other request, authority or mandate; my financial institution has absolute discretion to refuse to honour this request at anytime; you may vary the amount or frequency of future debits to meet amounts payable under the Service; this authority is governed by and will remain in force in accordance with the Direct Debit/Credit Request Service Agreement sections of Australian Investment Exchange Ltd s Terms and Conditions and the Westpac Broking Direct Debit Service Agreement governing each product I/we are applying for. Note: This Direct Debit Request specifies the Westpac Broking Service to which it applies. The request is made on the terms of the Australian Investment Exchange Ltd and Westpac Broking Direct Debit Service Agreements. Signature of Applicant (1) Date Signature of Applicant (2) Date If the bank account noted above is not Westpac, please refer to Step 4 of the Application Checklist for bank statement requirements. Note: You must sign both Section E and F for us to process your application. Both owners of a joint bank account must sign this Direct Debit Request. G. Holding Transfer Complete this section if you are transferring existing holdings to become Broker Sponsored with Westpac Broking. Your Details This section must be completed using the same details that appear on your current CHESS/Issuer Sponsored statement. Note: Stock transfers may be delayed if the CHESS holdings details do not match application details. Name of Account Holder Account Designation Address Suburb State Postcode Country 1. Transfer Broker Sponsored Holding(s) to Westpac Broking EXISTING Sponsoring Broker Broker Name Account Number Holder Identification number (HIN) Financial Product/Share details (select one option) Transfer ALL holdings and HIN Transfer all holdings but NOT HIN* (list Financial Products below) Transfer only those holdings listed below* (list Financial Products below) Financial Product Name Quantity Financial Product Name Quantity * Please attach copies of your CHESS statement. 2. Transfer Issuer Sponsored Holding(s) listed below to Westpac Broking. You must attach copies of Holdings Statements for all holdings referred to below. Shareholder Reference Number (SRN) Financial Product Name Quantity Signatures of Registered Shareholder(s) I/We authorise Westpac Broking to transfer the above listed holding(s) into my/our Westpac broking Broker Sponsored account. Applicant (1) Applicant (2) * You may need to re-advise the share registry of your Tax File Number and Dividend details. Page 6 of 6 P/C 196 (11/09) 171154