Page 1 of 24 General information about company Scrip code 506852 NSE Symbol MSEI Symbol ISIN Name of the company Whether company is SME Class of Security Type of report INE607A01014 Punjab Alkalies & Chemicals Limited No Equity Shares Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 31-03-2018 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)
Page 2 of 24 Declaration Sr. No. Particular Yes/No Promoter and Promoter Group Public shareholder Non Promoter- Non Public 1 2 Whether the Listed Entity has issued any partly paid up shares? Whether the Listed Entity has issued any Convertible Securities? Yes No Yes No Yes No Yes No 3 Whether the Listed Entity has issued any Warrants? No No No No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Whether the Listed Entity has any shares in locked-in? No No No No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No No 7 Whether company has equity shares with differential voting rights? No No No No
Page 3 of 24 Table I - Summary Statement holding of specified securities Category (I) Category of shareholder (II) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V) + (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) (A) Promoter & Promoter Group 1 9090000 9090000 33.49 9090000 9090000 33.58 (B) Public 22460 17978644 72152 18050796 66.51 17978644 17978644 66.42 (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total 22461 27068644 72152 27140796 100 27068644 27068644 100
Page 4 of 24 Table I - Summary Statement holding of specified securities Category (I) Category of shareholder (II) No. Of Shares securities (X) No. of Shares Warrants (Xi) No. Of Shares securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) (A) Promoter & Promoter Group 33.49 9090000 (B) Public 0 0 66.51 15548082 (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total 0 0 100 24638082
Page 5 of 24 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V) + (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of Total Voting rights A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (d) Sub-Total (A)(1) Any Other (specify) 1 9090000 9090000 33.49 9090000 9090000 33.58 1 9090000 9090000 33.49 9090000 9090000 33.58 (2) Foreign Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B 1 9090000 9090000 33.49 9090000 9090000 33.58 Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions (a) (f) (g) (i) Sub-Total (B)(1) Mutual Funds Financial Institutions/ Banks Insurance Companies Any Other (specify) 10 11650 50 11700 0.04 11650 11650 0.04 13 123303 0 123303 0.45 123303 123303 0.46 1 493323 0 493323 1.82 493323 493323 1.82 2 3150 0 3150 0.01 3150 3150 0.01 26 631426 50 631476 2.33 631426 631426 2.33 ( 3 ) Non-institutions (a(i)) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. 20541 6400080 70502 6470582 23.84 6400080 6400080 23.64 (a(ii)) Individuals - ii. Individual shareholders holding nominal share capital 60 7454054 0 7454054 27.46 7454054 7454054 27.54
Page 6 of 24 (e) Sub-Total (B)(3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B) (3) in excess of Rs. 2 lakhs. Any Other (specify) 1833 3493084 1600 3494684 12.88 3493084 3493084 12.9 22434 17347218 72102 17419320 64.18 17347218 17347218 64.09 22460 17978644 72152 18050796 66.51 17978644 17978644 66.42 C Total ( A+B+C2 ) Total (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 22461 27068644 72152 27140796 100 27068644 27068644 100 22461 27068644 72152 27140796 100 27068644 27068644 100
Page 7 of 24 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. No. Of Shares securities (X) No. of Shares Warrants (Xi) No. Of Shares securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) Number of equity shares held in No. (a) As a % of total Shares held (b) dematerialized form (XIV) A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (d) 33.49 9090000 Sub-Total (A) (1) 33.49 9090000 (2) Foreign Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B Table III - Statement showing shareholding pattern of the Public shareholder 33.49 9090000 (1) Institutions (a) 0 0 0.04 0 (f) 0 0 0.45 113903 (g) 0 0 1.82 493323 (i) 0 0 0.01 0 Sub-Total (B) (1) 0 0 2.33 607226 ( 3 ) Non-institutions (a(i)) 0 0 23.84 4896683 (a(ii)) 0 0 27.46 7454054 (e) 0 0 12.88 2590119 Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) 0 0 64.18 14940856 0 0 66.51 15548082 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 0 0 100 24638082
Page 8 of 24 Total (A+B+C ) 0 0 100 24638082 Disclosure of notes on shareholding pattern Textual Information (1)
Page 9 of 24 Text Block Textual Information() * 27,69,200 Fully Convertible Debentures (FCDs) issued to IDBI Bank Limited, IFCI Limited, Life Insurance Corporation of India, Punjab National Bank and Punjab & Sind Bank (CDR Lenders) on 30.05.2017 will be converted into Equity Shares of the Company on 1st July, 2020 at price determined in accordance with SEBI ICDR Regulations, 2009 (as amended) and PACL shall have the first right of refusal for redemption before conversion of these FCDs into Equity Shares. As the Conversion price of FCDs is to be ascertained in accordance with the provisions of SEBI ICDR Regulations, 2009, therefore, it is not possible to calculate No. of Shares to be issued upon conversion of FCDs into Equity Shares.
Page 10 of 24 Any Other (specify) Searial No. 1 Category Bodies Corporate Click here to go back Name of the Shareholders (I) Punjab State Industrial Development Corporation Limited PAN (II) AABCP1599F Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) 1 1 9090000 9090000 No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 9090000 9090000 33.49 33.49 Number of Voting Rights held in each class of securities (IX) Class eg: X 9090000 9090000 Class eg:y Total 9090000 9090000 Total as a % of Total Voting rights 33.58 33.58 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full
Page 11 of 24 conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 33.49 33.49 Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 9090000 9090000 Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter
Page 12 of 24 Insurance Companies Searial No. 1 Name of the Shareholders (I) Life Insurance Corporation of India Click here to go back PAN (II) AAACL0582H Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) 493323 493323 0 0 No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 493323 493323 1.82 1.82 Number of Voting Rights held in each class of securities (IX) Class eg: X 493323 493323 Class eg:y Total 493323 493323 Total as a % of Total Voting rights securities (X) 1.82 1.82 0 0 No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of 0 0 1.82 1.82
Page 13 of 24 (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 493323 493323 Reason for not providing PAN Reason for not providing PAN
Page 14 of 24 Any Other (specify) Searial No. 1 2 Category Other Other Category / More than 1 percentage Category Category Click here to go back Name of the Shareholders (I) Indian Liberation Fund Banco Santander A/c Explorer Mauritius PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) Total 1 1 2 3050 100 3150 0 0 0 No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 3050 100 3150 0.01 0 0.01 Number of Voting Rights held in each class of securities (IX) Class eg: X 3050 100 3150 Class eg:y Total 3050 100 3150 Total as a % of Total Voting rights securities (X) 0.01 0 0.01 0 0 0 No. of Shares Warrants (Xi) securities and Warrants (X) 0 0 0 Shareholding, as a
Page 15 of 24 % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 0.01 0 0.01 Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 0 0 0 Reason for not providing PAN Reason for not providing PAN
Page 16 of 24 Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No. 1 2 3 4 5 6 7 Name of the Shareholders (I) Sukhbir Singh Dahiya Jagbir Singh Ahlawat Prerna Aman Jain Dayawati Nipun Khosla Anil Kumar Goel PAN (II) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) ACCPD9200H AAHPA2745B AAGPP5953R AFKPJ3359J AAFPD0929C AUWPK3651M AAJPG2552Q 1035264 745020 609952 599080 586853 534116 300000 0 0 0 0 0 0 0 No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1035264 745020 609952 599080 586853 534116 300000 3.81 2.75 2.25 2.21 2.16 1.97 1.11 Number of Voting Rights held in each class of securities (IX) Class eg: X 1035264 745020 609952 599080 586853 534116 300000 Class eg:y Total 1035264 745020 609952 599080 586853 534116 300000 Total as a % of Total Voting rights securities (X) 3.82 2.75 2.25 2.21 2.17 1.97 1.11 0 0 0 0 0 0 0 No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) 0 0 0 0 0 0 0 Shareholding,
Page 17 of 24 as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 3.81 2.75 2.25 2.21 2.16 1.97 1.11 Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 1035264 745020 609952 599080 586853 534116 300000 Reason for not providing PAN Reason for not providing PAN
Page 18 of 24 Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No. 8 Name of the Shareholders (I) Jay Bharat Dattani Click here to go back PAN (II) AEGPD8745M Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) 299078 4709363 0 0 No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 299078 4709363 1.1 17.35 Number of Voting Rights held in each class of securities (IX) Class eg: X 299078 4709363 Class eg:y Total 299078 4709363 Total as a % of Total Voting rights securities (X) 1.1 17.4 0 0 No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of 0 0 1.1 17.35
Page 19 of 24 (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 299078 4709363 Reason for not providing PAN Reason for not providing PAN
Page 20 of 24 Any Other (specify) Searial No. 1 2 3 4 5 6 7 Category Bodies Corporate Bodies Corporate Bodies Corporate Trusts Overseas Corporate Bodies Non- Resident Indian (NRI) HUF Category / More than 1 percentage Category More than 1 percentage of shareholding More than 1 percentage of shareholding Category Category Category Category Name of the Shareholders (I) Himalaya Alkalies & Chemicals Limited The Punjab State Co- Op Supp & Markteting Fed Limited PAN (II) AAKCS5199R AAAAT3454G No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) 1005 1 1 6 1 514 283 1155099 420980 410000 15800 20000 573484 669261 1200 0 0 0 0 400 0 No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1156299 420980 410000 15800 20000 573884 669261 4.26 1.55 1.51 0.06 0.07 2.11 2.47 Number of Voting Rights held in each class of securities (IX) Class eg: X 1155099 420980 410000 15800 20000 573484 669261 Class eg:y Total 1155099 420980 410000 15800 20000 573484 669261 Total as a % of Total Voting rights securities (X) 4.27 1.56 1.51 0.06 0.07 2.12 2.47 0 0 0 0 0 0 0 No. of Shares Warrants (Xi)
Page 21 of 24 securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 0 0 0 0 0 0 0 4.26 1.55 1.51 0.06 0.07 2.11 2.47 Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 1003549 420980 0 15800 0 252068 669261 Reason for not providing PAN Reason for not providing PAN
Page 22 of 24 Any Other (specify) Searial No. 8 Category Category / More than 1 percentage Clearing Members Category Name of the Shareholders (I) PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) Click here to go back Total 22 1831 228461 2662105 0 1600 No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 228461 2663705 0.84 9.81 Number of Voting Rights held in each class of securities (IX) Class eg: X 228461 2662105 Class eg:y Total 228461 2662105 Total as a % of Total Voting rights securities (X) 0.84 9.83 0 0 No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) 0 0
Page 23 of 24 Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) 0.84 9.81 Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) 228461 2169139 Reason for not providing PAN Reason for not providing PAN
Page 24 of 24