Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/09/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 9/10/2017 Noble Engineering Group Holdings Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 8445 Description : Ordinary No. of ordinary Par value (HK$) Authorised share capital (HK$) Balance at 29 September 2017 (see remarks) 1,500,000,000 0.01 15,000,000 Increase/(decrease) Nil Nil Balance at 1,500,000,000 0.01 15,000,000 (2) Stock code : Description : No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at
2. Preference Shares Stock code : Description : No. of preference Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the (HK$) : 15,000,000
II. Movements in Issued Share Capital No. of ordinary No of preference No. of other classes of (1) (2) Balance at 29 September 2017 (see remarks) 600,000,000 Increase/ (decrease) NIL Balance at 600,000,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement class of issuable Granted Exercised Cancelled Lapsed 1. of issuer issued during the of issuer which may be issued as at 2. 3. Total funds raised from exercise of options (State ) Total A. (Ordinary ) (Preference ) (Other class) Nil
Warrants to Issue Shares of the Issuer which are to be Listed of issuer issued of issuer which may be issued as at Currency of Nominal value at Exercised Nominal value Description of warrants (Date of expiry - dd/mm/yyyy) nominal value close of preceding at 1. Class of issuable 2. Class of issuable 3. Class of issuable 4. Class of issuable Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at of issuer issued of issuer which may be issued as at 2. Class of issuable ) 3. Class of issuable 4. Class of issuable Class of issuable Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of of issuer issued during issuer which may be the issued Full particulars including, as at if applicable, and class of issuable: 1. 2. 3. Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 1. Rights issue At price : State : Class of issuable 2. Open offer At price : State : Class of issuable 3. Placing At price : State : Class of issuable 4. Bonus issue :
Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 5. Scrip dividend At price : State : Class of repurchased 6. Repurchase of Cancellation date : : Class of redeemed 7. Redemption of Redemption date : : Class of issuable 8. Consideration issue At price : State :
Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 9. Capital reorganisation : 10. Other (Please specify) At price : State Class of issuable : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): The ordinary of Noble Engineering Group Holdings Limited were newly listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited on 29 September 2017. Submitted by: Tsoi Chi Hei _ Title: Company Secretary _ (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.