Page 1 of 15 General information about company Scrip code 500660 NSE Symbol GLAXO MSEI Symbol NOTLISTED ISIN INE159A01016 Name of the company GlaxoSmithkline Pharmacetiucals Limited Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 31-12-2018 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)
Page 2 of 15 Sr. No. 1 Particular Whether the Listed Entity has issued any partly paid up shares? Declaration Yes/No Promoter and Promoter Group Public shareholder No No No No 2 Whether the Listed Entity has issued any Convertible Securities? No No No No 3 Whether the Listed Entity has issued any Warrants? No No No No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Whether the Listed Entity has any shares in locked-in? No No No No 6 7 Whether any shares held by promoters are pledge or otherwise encumbered? Whether company has with differential voting rights? No No No No No No Non Promoter- Non Public
Page 3 of 15 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I - Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y 4 127054524 127054524 75 127054524 127054524 75 (B) Public 98208 42351510 42351510 25 42351510 42351510 25 (C) (C1) (C2) Non Promoter- Non Public DRs held by Employee Trusts 98212 169406034 169406034 100 169406034 169406034 100 as a % of (A+B+C)
Page 4 of 15 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Table I - Summary Statement holding of specified securities No. Of No. of Warrants (Xi) No. Of securities and No. Of Shareholding, as a % assuming full securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of held in 75 127054524 (B) Public 25 39395591 (C) (C1) (C2) Non Promoter- Non Public DRs held by Employee Trusts 100 166450115
Page 5 of 15 Sr. Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y as a % of Voting rights A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (2) Foreign (e) Any Other (specify) 4 127054524 127054524 75 127054524 127054524 75 Sub- (A)(2) 4 127054524 127054524 75 127054524 127054524 75 Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) 4 127054524 127054524 75 127054524 127054524 75 B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions Mutual Funds 25 4761581 4761581 2.81 4761581 4761581 2.81 (e) Foreign Portfolio 45 2491987 2491987 1.47 2491987 2491987 1.47 Investors (f) Financial Institutions/ 59 13891344 13891344 8.2 13891344 13891344 8.2 Banks (i) Any Other (specify) 4 850 850 0 850 850 0 Sub- (B)(1) 133 21145762 21145762 12.48 21145762 21145762 12.48 ( 3 ) Non-institutions (a(i)) Individuals - i.individual shareholders holding nominal 93447 18206824 18206824 10.75 18206824 18206824 10.75 share capital up to Rs. 2 lakhs. (a(ii)) Individuals - ii. Individual shareholders holding nominal 10 265059 265059 0.16 265059 265059 0.16 share capital in excess of Rs. 2 lakhs. (b) NBFCs registered 16 89322 89322 0.05 89322 89322 0.05 with RBI (e) Any Other (specify) 4602 2644543 2644543 1.56 2644543 2644543 1.56 Sub- (B)(3) 98075 21205748 21205748 12.52 21205748 21205748 12.52 Public Shareholding (B)=(B)(1)+ (B)(2)+(B) (3) 98208 42351510 42351510 25 42351510 42351510 25 C ( A+B+C2 ) (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 98212 169406034 169406034 100 169406034 169406034 100 98212 169406034 169406034 100 169406034 169406034 100
Page 6 of 15 Sr. Table II - Statement showing shareholding pattern of the Promoter and Promoter Group No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of held in A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (2) Foreign (e) 75 127054524 Sub- (A) (2) 75 127054524 Shareholding of Promoter and Promoter Group (A)=(A) (1)+(A)(2) 75 127054524 B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions 2.81 4740539 (e) 1.47 2491987 (f) 8.2 13863430 (i) 0 50 Sub- (B) (1) 12.48 21096006 ( 3 ) Non-institutions (a(i)) 10.75 15338864 (a(ii)) 0.16 265059 (b) 0.05 89322 (e) 1.56 2606340 Sub- (B) (3) 12.52 18299585 Public Shareholding (B)=(B)(1)+(B) (2)+(B)(3) 25 39395591 C ( A+B+C2 ) (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 100 166450115 100 166450115
Page 7 of 15 Any Other (specify) Searial No. 1 2 3 4 Category Overseas Corporate Bodies Overseas Corporate Bodies Overseas Corporate Bodies Overseas Corporate Bodies Name of the GLAXO GROUP LIMITED ESKAYLAB LIMITED BURROUGHS WELLCOME INTERNATIONAL LIMITED GLAXOSMITHKLINE PTE LIMITED PAN (II) AAACG1317M AABCE2477R AACCB2743C AAECG4321P No. of the No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of 1 1 1 1 4 Click here to go back 60970500 11760000 6720000 47604024 127054524 60970500 11760000 6720000 47604024 127054524 35.99 6.94 3.97 28.1 75 Number of Voting Rights held in each class of securities (IX) Class eg: X 60970500 11760000 6720000 47604024 127054524 Class eg:y 60970500 11760000 6720000 47604024 127054524 as a % of Voting rights 35.99 6.94 3.97 28.1 75 No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) 35.99 6.94 3.97 28.1 75 No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in 60970500 11760000 6720000 47604024 127054524 0 0
Page 8 of 15 Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter Group Promoter Group Promoter Group Promoter Group
Page 9 of 15 Mutual Funds Searial No. 1 Name of the ADITYA BIRLA SUN LIFE TRUSTEE PRIVATE LIMITED A/C ADITYA BIRLA SUN LIFE TAX RELIEF 96 PAN (II) AAATB0102C No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Click here to go back 4103846 4103846 4103846 4103846 2.42 2.42 Number of Voting Rights held in each class of securities (IX) Class eg: X 4103846 4103846 Class eg:y 4103846 4103846 as a % of Voting rights No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN 2.42 2.42 2.42 2.42 4103846 4103846
Page 10 of 15 Financial Institutions/ Banks Searial No. 1 2 Name of the GENERAL INSURANCE CORPORATION OF INDIA LIFE INSURANCE CORPORATION OF INDIA PAN (II) AAACG0615N AAACL0582H No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Click here to go back 1931436 10662436 12593872 1931436 10662436 12593872 1.14 6.29 7.43 Number of Voting Rights held in each class of securities (IX) Class eg: X 1931436 10662436 12593872 Class eg:y 1931436 10662436 12593872 as a % of Voting rights 1.14 6.29 7.43 No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN 1.14 6.29 7.43 1931436 10662436 12593872
Page 11 of 15 Any Other (specify) Searial No. 1 Category Category / More than 1 percentage Name of the PAN (II) No. of the No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Other Category Foreign Institutional Investors 4 4 Click here to go back 850 850 850 850 0 0 Number of Voting Rights held in each class of securities (IX) Class eg: X 850 850 Class eg:y 850 850 as a % of Voting rights 0 0 No. Of No. of No. Of securities and Warrants (X) Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN 0 0 50 50
Page 12 of 15 Any Other (specify) Searial No. 1 2 3 4 5 6 7 Category Others Trusts Category / More than 1 percentage Name of the PAN (II) No. of the No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of Non-Resident Indian (NRI) Clearing Members Others Bodies Corporate Category Category Category Category Category Category Category Non Resident indian Repatriable Non Resident indian Non Repatriable 8 19 799 104 1165 944 1 2868 33051 123153 8774 512260 902688 749446 2868 33051 123153 8774 512260 902688 749446 0 0.02 0.07 0.01 0.3 0.53 0.44 Number of Voting Rights held in each class of securities (IX) Class eg: X 2868 33051 123153 8774 512260 902688 749446 Class eg:y 2868 33051 123153 8774 512260 902688 749446 as a % of Voting rights 0 0.02 0.07 0.01 0.3 0.53 0.44 No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in Reason for not providing PAN 0 0.02 0.07 0.01 0.3 0.53 0.44 0 33051 122957 8774 505662 874147 749446 IEPF
Page 13 of 15 Reason for not providing PAN
Page 14 of 15 Any Other (specify) Searial No. 8 9 Category HUF Foreign Nationals Category / More than 1 percentage Category Category Name of the Click here to go back PAN (II) No. of the No. of fully paid up held (IV) No. Of Partly paidup held (V) No. Of shares Receipts (VI) nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of 1560 2 4602 306553 5750 2644543 306553 5750 2644543 0.18 0 1.55 Number of Voting Rights held in each class of securities (IX) Class eg: X 306553 5750 2644543 Class eg:y 306553 5750 2644543 as a % of Voting rights 0.18 0 1.55 No. Of No. of No. Of securities and No. Of Shareholding, as a % assuming full securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in Reason for not providing PAN Reason for not providing PAN 0.18 0 1.55 306553 5750 2606340
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