Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/01/2013 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 01/02/2013 CNNC International Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 2302 Description : Ordinary Shares No. of ordinary Par value HK$ Authorised share capital HK$ Balance at close of preceding 1,000,000,000 0.01 10,000,000 Increase/(decrease) Balance at 1,000,000,000 0.01 10,000,000 (2) Stock code : - Description : - No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding - Increase/(decrease) Balance at -
2. Preference Shares Stock code : - Description : - No. of preference Par value ( ) Authorised share capital ( ) Balance at close of preceding - Increase/(decrease) Balance at - 3. Other Classes of Shares Stock code : - Description : - No. of other classes of Par value ( ) Authorised share capital ( ) Balance at close of preceding - Increase/(decrease) Balance at - Total authorised share capital at the end of the (HK$) : 10,000,000 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 489,168,308 - Increase/ (decrease) during the Balance at 489,168,308 -
III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement during the and class of issuable Granted Exercised Cancelled Lapsed 1. Share Option Scheme adopted by shareholders on 11/12/2002 Ordinary - of issuer issued during the thereto of issuer which may be issued thereto as at No options have been granted since adoption 2. - 3. - Total A. (Ordinary ) - (Preference ) - (Other class) - Total funds raised during the from exercise of options ( ) -
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. - Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at of issuer issued during the thereto of issuer which may be issued thereto as at Class of issuable 2. - Class of issuable 3. - Class of issuable 4. - Class of issuable Total B. (Ordinary ) - (Preference ) - (Other class) -
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Convertible Note due 2013 Currency of amount outstanding Amount at close of preceding Converted during the Amount at of issuer issued during the thereto of issuer which may be issued thereto as at US$ 53,281,853 0 53,281,853 0 43,578,947 2302 Class of issuable Ordinary share HK$9.50 ) (19/03/2010) 2. - Class of issuable 3. - Class of issuable 4. - Class of issuable - - - Total C. (Ordinary ) - (Preference ) - (Other class) -
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: 1. of issuer issued during the thereto of issuer which may be issued thereto as at 2. 3. Total D. (Ordinary ) - (Preference ) - (Other class) -
Other Movements in Issued Share Capital Type of Issue of issuer issued during the thereto of issuer which may be issued thereto as at Class of issuable 1. Rights issue At price : : Class of issuable 2. Open offer At price : : Class of issuable Ordinary 3. Placing At price : AGM approval date: Class of issuable 4. Bonus issue :
Type of Issue of issuer of issued during issuer which the may be thereto issued thereto as at Class of issuable 5. Scrip dividend At price : : Class of repurchased 6. Repurchase of Cancellation date : : Class of redeemed 7. Redemption of Redemption date : : Class of issuable 8. Consideration issue At price : :
Type of Issue of issuer of issued during issuer which the may be thereto issued thereto as at Class of issuable 9. Capital reorganisation : 10. Other (Please specify) At price : Class of issuable : Total E. (Ordinary ) - (Preference ) - (Other class) - Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) - (2) - Total increase / (decrease) in preference during the (i.e. Total of A to E): - Total increase / (decrease) in other classes of during the (i.e. Total of A to E): - (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): N/A Submitted by: Li Philip Sau Yan Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.