Annexure I 1 2 3 Format of holding of specified securities Name of Listed Entity: Tata Motors Ordinary Scrip Code : 557 / Name of Scrip : TATAMOTORS / Class of Security : Equity Share Holding Pattern Filed under: Reg. 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ending 3th September, 218 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars Yes* No* Promoter and Promoter Group Public Shareholder Non Promoter Non Public 1 Whether the Listed Entity has issued any partly paid up? Yes No Yes No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No No No No 3 Whether the Listed Entity has any against which depository receipts are issued? Yes No Yes No 4 Whether the Listed Entity has any in locked in? No No No No 5 Whether any by promoters are pledge or otherwise encumbered? Yes Yes 6 Whether the Listed Entity has issued any differential Voting Rights Yes Yes Yes No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstanding Convertible Securities/Warrants, depository receipts, locked in, No of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the at of holding of specified securities. 5 The tabular at for disclosure of holding of specified securities is as follows:
Category Category of shareholder of fully paid Nos. of shareholders up of Partly paid up equity of Depository Total nos. (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) Shareholding as a % of no. of (calculated as per SCRR, 1957) Class eg: X Class eg:y of Underlying Outstanding securities (including Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) () As a % of Total (a) (b) (a) (b) in (A) Promoter & Promoter Group (B) Public 931934 14389654 57 372136 181195634 62.73 181195634 5768366 1861864 63.37 62.73. 1786475248 (C) Non Promoter Non Public.... (C1) DRs... (C2) by Employee Trusts Table I Summary Statement holding of specified securities () Voting Rights in each class of securities pledged or otherwise encumbered.... Total 931942 251521864 57 372136 2887348694 1. 2887348694 5817532 2938166226 1. 1.. 51729 1.79 286272838 Total as a % of (A+B+C) (X) Locked in Page 2 of 5
Category & Name of the Shareholders of shareholder of fully paid up Partly paid up Nos. of Depository Total nos. calculated as per SCRR, 1957 of Underlying Outstanding securities (including Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI) = (VII)+(X) as a % of (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (X) () Total as a % Class X Class Y Total of Total (a) (b) (a) (b) (1) Indian (a) Individuals/Hindu undivided Family..... (b) Central Government/ State. Government(s).... (c) Financial Institutions/ Banks..... (d) Any Other (specify)..... (i) Bodies Corporate (i) Tata Sons AAACT46A 1 987481852 987481852 34.2 987481852 987481852 33.61 34.2. 51729 5.24 987481852 (ii) Tata Industries AAACT458L 1 722363 722363 2.5 722363 722363 2.46 2.5.. 722363 (iii) Tata Investment Corporation AAACT412F 1 11 11.38 11 11.37.38.. 11 (iv) Ewart Investments AAACE2546C 1 384542 384542.11 384542 4464 312866.11.11.. 384542 (v) Tata Chemicals Ltd AAACT459M 1 1966294 1966294.7 1966294 1966294.7.7.. 1966294 (vi) Af Taab Investment Company AAACA48H 1 357159 357159.1 357159 512 362261.1.1.. 357159 (vii) Tata Steel AAACT283M 1 1 1. 1 1.... 1 (viii) Simto Investment Company AAACS5546G 1 59583 59583. 59583 59583.... 59583 (ii) Trust..... Sub Total (A)(1) (2) Foreign (a) Individuals (Non Resident Individuals/..... Foreign Individuals) (b) Government..... (c) Institutions..... (d) Foreign Portfolio Investor. (e) Any Other (specify) Sub Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Voting Rights in each class of securities Locked in pledged or otherwise encumbered.... in..... # In accordance with SEBI Circular dated November 3, 215 read alongwith SEBI (ICDR) Regulations, 29, Tata AIG General Insurance Company & Tata AIA Life Insurance Company shareholding of 14,27, & 43,76,11 Ordinary of Rs. 2 each respectively, are not considered part of Promoter Group of the shareholding pattern. They are part of Public Shareholding under the head "Instutitions" Insurance Companies. Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Tata Sons under the Body corporate category is a promoter, rest of the shareholders under body corporate category and trust category are part of promoter group. Note: (1) would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 211.
Category & Name of the Shareholders (I) (II) Nos. of shareholder (III) of fully paid up (IV) Partly paid up * (V) Nos. of Total nos. Depository Table III Statement showing shareholding pattern of the Public shareholder calculated as per SCRR, 1957 Voting Rights in each class of securities of Underlying Outstanding securities (including Total Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (VI) (VII = IV+V+VI) () (X) (XI) = (VII)+(X) as a % of Class X Class Y Total (a) (b) (a) (b) (1) Institutions (a) Mutual Funds/UTI 49 2414642 2414642 8.35 2414642 183192 259347944 8.83 8.35. 2497372 (i) Reliance Capital Trustee Co Ltd Funds AAATR9B 1 85672238 85672238 2.97 85672238 66966 8633324 2.94 2.97. 85672238 (ii) ICICI Prudential Balanced Advantage Fund AAAAI38F 1 35617538 35617538 1.23 35617538 6165928 41783466 1.42 1.23. 35617538 (iii) SBI Etf Sensex AABTS647Q 1 3329445 3329445 1.15 3329445 15861 3429636 1.17 1.15. 3329445 (b) Venture Capital Funds.... (c) Alternate Investment Funds 5 78161 78161.3 78161 26292 14453.4.3. 78161 (d) Foreign Venture Capital Investors.... (e) Foreign Portfolio Investors 532 542456451 542456451 18.79 542456451 1967416 561523867 19.11 18.79. 542432511 (i) Government Of Singapore * AAAJG594R 1 67944516 67944516 2.35 67944516 3344976 71289492 2.43 2.35. 67944516 (f) Financial Institutions/ Banks 119 693253 693253.24 693253 43116 7334269.25.24. 6654573 (g) Insurance Companies 29 24935272 24935272 8.64 24935272 687891 2538163 8.51 8.64. 249349472 (i) Life Insurance Corporation Of India * AAACL582H 1 149295627 149295627 5.17 149295627 149295627 5.8 5.17. 149294827 (h) Provident Funds/ Pension Funds.... (i) Any Other (specify).... Sub Total (B)(1) 734 14537619 14537619 36.4 14537619 38751127 179288746 36.73 36.4. 14191859 (2) Central Government/ State Government(s)/ President of India 9 49449 49449.17 49449 51892 5462929.19.17. 29314 Sub Total (B)(2) 9 49449 49449.17 49449 51892 5462929.19.17. 29314 (3) Non institutions (a) Individuals 894677 26646667 57 266466637 9.23 266466637 832344 2747941 9.35 9.23. 24741216 Total as a % of Total Voting rights Locked in pledged or otherwise encumbered (not applicabl e) (Not applicabl e) in i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 894652 259785416 57 259785986 9. 259785986 7423428 26729414 9.9 9.. 2446776 ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. 25 668651 668651.23 668651 899976 758627.26.23. 6573456 (b) NBFCs registered with RBI 34 45751 45751.2 45751 1985 45936.2.2. 45751 (c) Employee Trusts.... (d) Overseas Depositories (holding DRs) (balancing figure) 3 372136 372136 12.89 372136 372136 12.67 12.89. 3721981 (i) Citibank N.A. New York, Nyadr Department AAACC462F 3 372136 372136 12.89 372136 372136 12.67 12.89. 3721981 (e) Any Other (specify) 36477 12656258 12656258 4.38 12656258 317293 129733188 4.42 4.38. 12374528 (i) Bodies Corporate 2812 38837562 38837562 1.35 38837562 1315759 4153321 1.37 1.35. 38365937 (ii) Clearing Members 594 18919893 18919893.66 18919893 55948 1947931.66.66. 18919893 (iii) Liablity Partnership LLP 137 627575 627575.2 627575 61442 68917.2.2. 627575 (iv) HUF 1326 6461125 6461125.22 6461125 3667 6767732.23.22. 646451 (v) Trusts 73 27848973 27848973.96 27848973 174165 2823138.95.96. 27847223 (vi) IEPF Suspense A/C 1 3556352 3556352.12 3556352 336 3556688.12.12. 3556352 (vii) Non Resident Individual 19714 183429 183429.62 183429 755213 18785642.64.62. 15689428 (viii) Director or Director's Relatives 1 5 5. 5 5... 5 (ix) Foreign Bodies 5 151535 151535.1 151535 151535.1.1. 151535 (x) Others 114 12126314 12126314.42 12126314 12126314.41.42. 12126314 Sub Total (B)(3) 931191 393483376 57 372136 7656146 26.52 7656146 11498319 777112325 26.45 26.52. 743353285 Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 931934 14389654 57 372136 181195634 62.73 181195634 5768366 1861864 63.37 62.73. 1786475248 * Partly paid up pertain to court cases wherein Rs 1 is outstanding on 31 and Rs.5 is outstanding on 26, both of face value Rs 2/ each. Details of the shareholders acting as persons in Concert including their Shareholding ( and %): Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) (2) (3) would not be displayed on website of Stock Exchange(s). The above at needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of number of. W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available and the balance to be disclosed as by custodian, (*) Shareholding has been reported based on Common irrespective of the Sub Accounts Page 4 of 5
Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Category & Name of the Shareholders of sharehol der of fully paid up Partly paid up equity Nos. of Depository Total nos. calculated as per SCRR, 1957 Voting Rights in each class of securities of Underlying Outstanding securities (including Total Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) Locked in pledged or otherwise encumbered equity in (I) (II) (III) (IV) (V) Class X Class Y Total (a) (b) (a) (b) (1) Custodian/DR Holder.... (a) Name of DR Holder (if available) (i) abc,.,.. (ii) efg. (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 214).... (a) Name (abc Total Non Promoter Non Public Shareholding (C)= (C)(1)+(C)(2).... Note (1) would not be displayed on website of Stock Exchange(s). (2) The above at needs to disclose name of all holders holding more than 1% of number of (3) W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available (VI) (VII = IV+V+VI) () (X) (XI) = (VII)+(X) as a % of Total as a % of Total Voting rights (not appli cable) (Not applicable) (Not Applicable)