Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/01/2019 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Carrianna Group Holdings Company Limited Date Submitted 1 February 2019 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 00126 Description : Carrianna No. of ordinary Par value (HK$) Authorised share capital (HK$) Balance at close of preceding 2,000,000,000 0.10 200,000,000.00 Increase/(decrease) Nil Nil Balance at close of the 2,000,000,000 0.10 200,000,000.00 (2) Stock code : Description : No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at close of the
2. Preference Shares Stock code : Description : No. of preference Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at close of the Total authorised share capital at the end of the (HK$): 200,000,000.00
II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 1,257,087,536 Increase/ (decrease) Nil Balance at close of the 1,257,087,536 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of of issuer issued during the of issuer which may be issued as at close of the issuable Granted Exercised Cancelled Lapsed 1. Exercise Price: HK$0.81 AGM approval date: (24/08/2015) Ordinary Nil Nil Nil Nil Nil 14,200,000 2. Total A. (Ordinary ) (Preference ) (Other class) Total funds raised from exercise of options (HK$) Nil Nil
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the of issuer issued of issuer which may be issued as at close of the Class of issuable 2. Class of issuable 3. Class of issuable 4. Class of issuable Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at close of the of issuer issued of issuer which may be issued as at close of the 2. Class of issuable AGM approval date ) 3. Class of issuable 4. Class of issuable Class of issuable Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer issued during the Full particulars including, if applicable, and class of issuable: 1. of issuer which may be issued as at close of the 2. 3. Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue of issuer issued of issuer which may be issued as at close of the Class of issuable 1. Rights issue At price : State : Class of issuable 2. Open offer At price : State : Class of issuable 3. Placing At price : State : Class of issuable 4. Bonus issue :
Type of Issue of issuer issued of issuer which may be issued as at close of the Class of issuable 5. Scrip dividend At price : State : Class of repurchased 6. Repurchase of Cancellation date : : Class of redeemed 7. Redemption of Redemption date : : Class of issuable 8. Consideration issue At price : State :
Type of Issue of issuer issued of issuer which may be issued as at close of the Class of issuable 9. Capital reorganisation : 10. Other (Please specify) At price : State Class of issuable : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Nil Total increase / (decrease) in preference (i.e. Total of A to E): (2) Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
Remarks (if any): Submitted by: Tricor Tengis Limited Title: Branch Share Registrar (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.