AO JO Rev. 112013 Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app. H JOI-I I I) Person Reporting (last name, first, middle initial) Court or Organization Fischer, Dale S. U.S. Dist. Ct. - CA (Central) Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active 7. Chambers or Office Address Sa. Report Type (check appropriate type) D Nomination Date D Initial [Z Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2012 to 12/31/2012 Roybal Federal Building 255 E. Temple St., Suite 830 Los Angeles, CA 90012 /MPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. J. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting indfridua/ only; see pp. 14-16 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS
Page 2 of7 Fischer, Dale S. II N 0 N-INVESTMENT IN CO ME. (Reportng individ11al and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Page 3 of7 Fischer, Dale S. V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE
Page 4 of7 Fischer, Dale S. VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent chitdren; see PP 34-60 offilinc instructions.) A. D. (I) B. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period ofreporting period C. (2) (I) (I) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (2) (Q-W) (2) (4) transaction) Rollover IRA - Schwab B Int/Div. N T --QCOM common stock --VRSN common stock Sold 02113112 J --VMW Cl A Sold 02/13/12 J --Charles Schwab Bank 6. --Motley Fool Independence Fund (FOOLX) Sold 05/07112 K 7. --Needham Aggressive Growth Fund Sold 04/05/12 K (NEAGX) 8. -- SouthemSun Small Cap Fund (SSSFX) Sold 05107112 K 9. --Yacktman Focused Fund (Y AFFX) 10. --Credit Suisse Exchange Traded Note Sold 02/27/12 L (XIV) 1 --!Shares Russell Microcap (IWC) Sold 04/05/12 K 1 --Vanguard Dividend Appreciation (VIG) 1 Brokerage Account - Schwab 1 --Schwab AMT Tax-Free Money Market Redeemed 1/24/12 J Fund 1 Contributory IRA - Schwab J T 16. --Charles Schwab Bank 17. Vanguard 500 Index Fund Adm c Dividend M T Income Gain Codes: A =$1.000 or less B =$1,001 - $500 c =$501 - $000 0=$001-$1000 E =$1001 -$50.000 (Sec Columns Bl and 04) f =$50.001 -$100.000 G =$ I00.00 I $1.000.000 HI =$1.000.001 -$000.000 112 =More than $000.000 Value Codes J =$1000 or less K=$1001 -$50.000 L =$50.00 I - $I 00.000 M =$I 00.00 I-$250.000 (Sec Columns CI and 03) N =$250.00 I - $500.000 0=$500,00I - $1.000.000 Pl =$1.000.001 -$000.000 P2 =$000.001 -$2000.000 P3 =$J000.00 I -$50.000.000 P4 =More than $50.000.000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=Othcr W =Estimated
Page 5 of7 Fischer, Dale S. 0510512013 VI INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 instructions.; - of filing D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset exempt from prior disclosure (I) (I) (2) (I) (4) (5) (2) (2) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (3) transaction) 18. Wells Fargo Bank Account A Interest K T 19. Fidelity Magellan Mutual Fund B Dividend L T 20. E*Trade Brokerage Account 21. --0 common stock A Dividend K T 2 --E*Trade Bank Extended Ins. Sweep Dep. Acct. 2 457 Plan A Interest K T A lnt./div. K T 2 --Horizons Large Cap Equity Fund 2 --Horizons Stable Income Fund 26. 401(k) Plan B Int./Div. M T 27. -- Savings Large Cap Equity Fund 28. --Savings Stable Value Fund 29. --Savings Small Cap Equity Fund 30. E*Trade Bank Accounts A Interest J T 31. Aberdeen Global Small Cap Cl A A Dividend K T 3 Capital One Bank A Interest L T 3 Aberdeen U.S. Equity Fund Cl A B Dividend M T Income Gain Codes: A =$1.000 or less B =$1.001 -$500 c =$501 -$000 D =$001 - $1000 E=$100I -$50.000 (See Columns Bl and D4) F=$50.00l -$100.000 G=$100.001 - $1.000.000 Ill =$1.000.001 - $000.000 112 =More than $000.000 Value Codes J =$1000 or less K =$1001 -$50.000 L=$50.00 I - $I 00.000 M =$100.001 - $250.000 (See Columns Cl and D3) N =$250.00 I -$500.000 0=$500.00 I - $1.000.000 Pl =$1.000.001 -$000.000 P2 =$000.001 - $2000.000 P3 =$2000.001 -$50.000.000 P4 =More than $50.000.000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U=Book Value V=Othcr W=Estimated
Page 6 of7 Fischer, Dale S. VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart ofreport.)
Page 7 of7 Fischer, Dale S. IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Dale S. Fischer NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544